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J.W. ALLEN & CO. AMENDED & RESTATED PENSION PLAN AND TRUST AGREEMENT 401k Plan overview

Plan NameJ.W. ALLEN & CO. AMENDED & RESTATED PENSION PLAN AND TRUST AGREEMENT
Plan identification number 002

J.W. ALLEN & CO. AMENDED & RESTATED PENSION PLAN AND TRUST AGREEMENT Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Plan covered by PBGC that was terminated and closed out for PBGC purposes - Before the end of the plan year (or a prior plan year), (1) the plan terminated in a standard (or distress) termination and completed the distribution of plan assets in satisfaction of all benefit liabilities (or all ERISA Title IV benefits for distress termination); or (2) a trustee was appointed for a terminated plan pursuant to ERISA section 4042.
  • Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).

401k Sponsoring company profile

RICH PRODUCTS CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:RICH PRODUCTS CORPORATION
Employer identification number (EIN):311387980
NAIC Classification:311900
NAIC Description: Other Food Manufacturing

Form 5500 Filing Information

Submission information for form 5500 for 401k plan J.W. ALLEN & CO. AMENDED & RESTATED PENSION PLAN AND TRUST AGREEMENT

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022015-01-01HILARY MORGAN2016-08-04 HILARY MORGAN2016-08-04
0022014-01-01HILARY MORGAN HILARY MORGAN2015-09-25
0022013-01-01HILARY MORGAN HILARY MORGAN2014-08-20
0022012-01-01HILARY MORGAN HILARY MORGAN2013-07-29
0022011-01-01LAURA BOWERS JILL BOND2012-09-28
0022009-01-01LAURA BOWERS JILL BOND2010-07-23

Plan Statistics for J.W. ALLEN & CO. AMENDED & RESTATED PENSION PLAN AND TRUST AGREEMENT

401k plan membership statisitcs for J.W. ALLEN & CO. AMENDED & RESTATED PENSION PLAN AND TRUST AGREEMENT

Measure Date Value
2014: J.W. ALLEN & CO. AMENDED & RESTATED PENSION PLAN AND TRUST AGREEMENT 2014 401k membership
Total participants, beginning-of-year2014-01-01433
Total number of active participants reported on line 7a of the Form 55002014-01-0111
Number of retired or separated participants receiving benefits2014-01-0116
Number of other retired or separated participants entitled to future benefits2014-01-0147
Total of all active and inactive participants2014-01-0174
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-012
Total participants2014-01-0176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-017
2013: J.W. ALLEN & CO. AMENDED & RESTATED PENSION PLAN AND TRUST AGREEMENT 2013 401k membership
Total participants, beginning-of-year2013-01-01418
Total number of active participants reported on line 7a of the Form 55002013-01-01231
Number of retired or separated participants receiving benefits2013-01-0115
Number of other retired or separated participants entitled to future benefits2013-01-01185
Total of all active and inactive participants2013-01-01431
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-012
Total participants2013-01-01433
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0129
2012: J.W. ALLEN & CO. AMENDED & RESTATED PENSION PLAN AND TRUST AGREEMENT 2012 401k membership
Total participants, beginning-of-year2012-01-01438
Total number of active participants reported on line 7a of the Form 55002012-01-01217
Number of retired or separated participants receiving benefits2012-01-0115
Number of other retired or separated participants entitled to future benefits2012-01-01184
Total of all active and inactive participants2012-01-01416
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-012
Total participants2012-01-01418
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0111
2011: J.W. ALLEN & CO. AMENDED & RESTATED PENSION PLAN AND TRUST AGREEMENT 2011 401k membership
Total participants, beginning-of-year2011-01-01426
Total number of active participants reported on line 7a of the Form 55002011-01-01248
Number of retired or separated participants receiving benefits2011-01-0112
Number of other retired or separated participants entitled to future benefits2011-01-01176
Total of all active and inactive participants2011-01-01436
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-012
Total participants2011-01-01438
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0115
2009: J.W. ALLEN & CO. AMENDED & RESTATED PENSION PLAN AND TRUST AGREEMENT 2009 401k membership
Total participants, beginning-of-year2009-01-01413
Total number of active participants reported on line 7a of the Form 55002009-01-01240
Number of retired or separated participants receiving benefits2009-01-0110
Number of other retired or separated participants entitled to future benefits2009-01-01180
Total of all active and inactive participants2009-01-01430
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01430
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0121

Financial Data on J.W. ALLEN & CO. AMENDED & RESTATED PENSION PLAN AND TRUST AGREEMENT

Measure Date Value
2014 : J.W. ALLEN & CO. AMENDED & RESTATED PENSION PLAN AND TRUST AGREEMENT 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$751,619
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$6,082,900
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$5,999,459
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$450,000
Value of total assets at end of year2014-12-31$1,843,805
Value of total assets at beginning of year2014-12-31$7,175,086
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$83,441
Total interest from all sources2014-12-31$25,484
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$46,079
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2014-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$46,079
Administrative expenses professional fees incurred2014-12-31$83,441
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$5,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$2
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-5,331,281
Value of net assets at end of year (total assets less liabilities)2014-12-31$1,843,805
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$7,175,086
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$6,594,411
Interest earned on other investments2014-12-31$25,148
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$1,468,127
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$177,892
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$177,892
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$336
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$375,678
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$402,781
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$230,056
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$450,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$5,999,459
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CHIAMPOU, TRAVIS, BESAW & KERSHNER
Accountancy firm EIN2014-12-31161468002
2013 : J.W. ALLEN & CO. AMENDED & RESTATED PENSION PLAN AND TRUST AGREEMENT 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$2,073,586
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$900,538
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$887,548
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$600,000
Value of total assets at end of year2013-12-31$7,175,086
Value of total assets at beginning of year2013-12-31$6,002,038
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$12,990
Total interest from all sources2013-12-31$16,302
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$113,779
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$113,779
Administrative expenses professional fees incurred2013-12-31$12,990
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$5,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$2
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,173,048
Value of net assets at end of year (total assets less liabilities)2013-12-31$7,175,086
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$6,002,038
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$6,594,411
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$5,137,126
Interest earned on other investments2013-12-31$16,268
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$177,892
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$184,862
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$184,862
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$34
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$402,781
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$680,050
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,343,505
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$600,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$887,548
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31CHIAMPOU, TRAVIS, BESAW & KERSHNER
Accountancy firm EIN2013-12-31161468002
2012 : J.W. ALLEN & CO. AMENDED & RESTATED PENSION PLAN AND TRUST AGREEMENT 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$1,426,356
Total of all expenses incurred2012-12-31$1,036,877
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,024,585
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$654,000
Value of total assets at end of year2012-12-31$6,002,038
Value of total assets at beginning of year2012-12-31$5,612,559
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$12,292
Total interest from all sources2012-12-31$56,794
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$100,402
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$100,402
Administrative expenses professional fees incurred2012-12-31$12,292
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$5,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$2
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$389,479
Value of net assets at end of year (total assets less liabilities)2012-12-31$6,002,038
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$5,612,559
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$5,137,126
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$3,581,563
Interest earned on other investments2012-12-31$56,740
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$184,862
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$188,556
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$188,556
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$54
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$680,050
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$1,592,438
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$615,160
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$654,000
Employer contributions (assets) at end of year2012-12-31$0
Employer contributions (assets) at beginning of year2012-12-31$250,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,024,585
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31CHIAMPOU, TRAVIS, BESAW & KERSHNER
Accountancy firm EIN2012-12-31161468002
2011 : J.W. ALLEN & CO. AMENDED & RESTATED PENSION PLAN AND TRUST AGREEMENT 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$893,623
Total of all expenses incurred2011-12-31$373,050
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$359,200
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$890,000
Value of total assets at end of year2011-12-31$5,612,559
Value of total assets at beginning of year2011-12-31$5,091,986
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$13,850
Total interest from all sources2011-12-31$82,836
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$77,621
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$77,621
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$5,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$2
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$2
Administrative expenses (other) incurred2011-12-31$13,850
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$520,573
Value of net assets at end of year (total assets less liabilities)2011-12-31$5,612,559
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$5,091,986
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$3,581,563
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$2,930,776
Interest earned on other investments2011-12-31$82,816
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$188,556
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$193,536
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$193,536
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$20
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$1,592,438
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$1,877,672
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-156,834
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$890,000
Employer contributions (assets) at end of year2011-12-31$250,000
Employer contributions (assets) at beginning of year2011-12-31$90,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$359,200
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31CHIAMPOU, TRAVIS, BESAW & KERSHNER
Accountancy firm EIN2011-12-31161468002
2010 : J.W. ALLEN & CO. AMENDED & RESTATED PENSION PLAN AND TRUST AGREEMENT 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$1,018,570
Total of all expenses incurred2010-12-31$602,682
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$588,420
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$590,000
Value of total assets at end of year2010-12-31$5,091,986
Value of total assets at beginning of year2010-12-31$4,676,098
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$14,262
Total interest from all sources2010-12-31$119,520
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$56,192
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$56,192
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$5,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$2
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$2
Administrative expenses (other) incurred2010-12-31$14,262
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$415,888
Value of net assets at end of year (total assets less liabilities)2010-12-31$5,091,986
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$4,676,098
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$2,930,776
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$2,121,726
Interest earned on other investments2010-12-31$119,495
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$193,536
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$198,511
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$198,511
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$25
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$1,877,672
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$2,355,859
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$252,858
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$590,000
Employer contributions (assets) at end of year2010-12-31$90,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$588,420
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31CHIAMPOU, TRAVIS, BESAW & KERSHNER
Accountancy firm EIN2010-12-31161468002
2009 : J.W. ALLEN & CO. AMENDED & RESTATED PENSION PLAN AND TRUST AGREEMENT 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for J.W. ALLEN & CO. AMENDED & RESTATED PENSION PLAN AND TRUST AGREEMENT

2014: J.W. ALLEN & CO. AMENDED & RESTATED PENSION PLAN AND TRUST AGREEMENT 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: J.W. ALLEN & CO. AMENDED & RESTATED PENSION PLAN AND TRUST AGREEMENT 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: J.W. ALLEN & CO. AMENDED & RESTATED PENSION PLAN AND TRUST AGREEMENT 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: J.W. ALLEN & CO. AMENDED & RESTATED PENSION PLAN AND TRUST AGREEMENT 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: J.W. ALLEN & CO. AMENDED & RESTATED PENSION PLAN AND TRUST AGREEMENT 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract numberGAC NO. 1496
Policy instance 1
Insurance contract or identification numberGAC NO. 1496
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract numberGA-1495 BR 2
Policy instance 1
Insurance contract or identification numberGA-1495 BR 2
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract numberGA-1495 BR 2
Policy instance 1
Insurance contract or identification numberGA-1495 BR 2
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract numberGA-1495 BR 2
Policy instance 1
Insurance contract or identification numberGA-1495 BR 2
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METROPOLITAN LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract numberGA-1495 BR 2
Policy instance 1
Insurance contract or identification numberGA-1495 BR 2
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?Yes

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