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UC HEALTH 401(K) RETIREMENT SAVINGS PLAN 401k Plan overview

Plan NameUC HEALTH 401(K) RETIREMENT SAVINGS PLAN
Plan identification number 007

UC HEALTH 401(K) RETIREMENT SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

UC HEALTH, LLC has sponsored the creation of one or more 401k plans.

Company Name:UC HEALTH, LLC
Employer identification number (EIN):311435820
NAIC Classification:622000
NAIC Description: Hospitals

Additional information about UC HEALTH, LLC

Jurisdiction of Incorporation: Ohio Secretary of State Business Services Division
Incorporation Date: 1995-01-19
Company Identification Number: 891200
Legal Registered Office Address: 511 WALNUT STREET
1900 FIFTH THIRD CENTER
CINCINNATI
United States of America (USA)
45202

More information about UC HEALTH, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UC HEALTH 401(K) RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0072022-01-01
0072022-01-01
0072021-01-01
0072020-01-01
0072019-01-01CLARENCE PAULEY2020-08-04 HUGH R. HINDS, JR.2020-08-04
0072018-01-01CLARENCE PAULEY2019-07-29 HUGH R. HINDS, JR.2019-07-29
0072017-01-01
0072016-01-01CLARENCE PAULEY
0072015-01-01CLARENCE PAULEY
0072014-01-01CLARENCE PAULEY, III
0072013-01-01CLARENCE PAULEY, III
0072012-01-01DEBBE ENDRES
0072011-01-01DEBBE ENDRES
0072010-01-01DEBBE ENDRES
0072009-01-01DEBBE ENDRES HUGH R. HINDS, JR.2010-10-14

Plan Statistics for UC HEALTH 401(K) RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for UC HEALTH 401(K) RETIREMENT SAVINGS PLAN

Measure Date Value
2022: UC HEALTH 401(K) RETIREMENT SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-0112,856
Total number of active participants reported on line 7a of the Form 55002022-01-019,699
Number of retired or separated participants receiving benefits2022-01-0124
Number of other retired or separated participants entitled to future benefits2022-01-013,357
Total of all active and inactive participants2022-01-0113,080
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-0113,080
Number of participants with account balances2022-01-0113,080
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-01397
2021: UC HEALTH 401(K) RETIREMENT SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0112,232
Total number of active participants reported on line 7a of the Form 55002021-01-019,745
Number of retired or separated participants receiving benefits2021-01-0122
Number of other retired or separated participants entitled to future benefits2021-01-013,089
Total of all active and inactive participants2021-01-0112,856
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-0112,856
Number of participants with account balances2021-01-0112,856
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-01389
2020: UC HEALTH 401(K) RETIREMENT SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0112,896
Total number of active participants reported on line 7a of the Form 55002020-01-019,556
Number of retired or separated participants receiving benefits2020-01-018
Number of other retired or separated participants entitled to future benefits2020-01-012,668
Total of all active and inactive participants2020-01-0112,232
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-0112,232
Number of participants with account balances2020-01-0112,232
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-01268
2019: UC HEALTH 401(K) RETIREMENT SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0112,292
Total number of active participants reported on line 7a of the Form 55002019-01-0110,243
Number of retired or separated participants receiving benefits2019-01-015
Number of other retired or separated participants entitled to future benefits2019-01-012,632
Total of all active and inactive participants2019-01-0112,880
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0116
Total participants2019-01-0112,896
Number of participants with account balances2019-01-0112,343
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-01995
2018: UC HEALTH 401(K) RETIREMENT SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0111,754
Total number of active participants reported on line 7a of the Form 55002018-01-019,667
Number of retired or separated participants receiving benefits2018-01-012
Number of other retired or separated participants entitled to future benefits2018-01-012,588
Total of all active and inactive participants2018-01-0112,257
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0110
Total participants2018-01-0112,267
Number of participants with account balances2018-01-0111,839
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-01950
2017: UC HEALTH 401(K) RETIREMENT SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0111,540
Total number of active participants reported on line 7a of the Form 55002017-01-019,500
Number of retired or separated participants receiving benefits2017-01-013
Number of other retired or separated participants entitled to future benefits2017-01-012,292
Total of all active and inactive participants2017-01-0111,795
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-018
Total participants2017-01-0111,803
Number of participants with account balances2017-01-0111,245
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-011,011
2016: UC HEALTH 401(K) RETIREMENT SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0111,592
Total number of active participants reported on line 7a of the Form 55002016-01-0110,094
Number of retired or separated participants receiving benefits2016-01-011
Number of other retired or separated participants entitled to future benefits2016-01-011,870
Total of all active and inactive participants2016-01-0111,965
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-016
Total participants2016-01-0111,971
Number of participants with account balances2016-01-0111,125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-01872
2015: UC HEALTH 401(K) RETIREMENT SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0110,824
Total number of active participants reported on line 7a of the Form 55002015-01-019,789
Number of retired or separated participants receiving benefits2015-01-011
Number of other retired or separated participants entitled to future benefits2015-01-011,832
Total of all active and inactive participants2015-01-0111,622
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-013
Total participants2015-01-0111,625
Number of participants with account balances2015-01-0110,440
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01780
2014: UC HEALTH 401(K) RETIREMENT SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-019,686
Total number of active participants reported on line 7a of the Form 55002014-01-019,048
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-011,379
Total of all active and inactive participants2014-01-0110,427
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-014
Total participants2014-01-0110,431
Number of participants with account balances2014-01-019,783
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-01389
2013: UC HEALTH 401(K) RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-019,255
Total number of active participants reported on line 7a of the Form 55002013-01-018,296
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-011,209
Total of all active and inactive participants2013-01-019,506
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-012
Total participants2013-01-019,508
Number of participants with account balances2013-01-018,870
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-01767
2012: UC HEALTH 401(K) RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-018,941
Total number of active participants reported on line 7a of the Form 55002012-01-018,235
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-011,016
Total of all active and inactive participants2012-01-019,252
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-012
Total participants2012-01-019,254
Number of participants with account balances2012-01-018,516
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-01438
2011: UC HEALTH 401(K) RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-019,721
Total number of active participants reported on line 7a of the Form 55002011-01-018,070
Number of retired or separated participants receiving benefits2011-01-011
Number of other retired or separated participants entitled to future benefits2011-01-01943
Total of all active and inactive participants2011-01-019,014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-012
Total participants2011-01-019,016
Number of participants with account balances2011-01-018,347
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: UC HEALTH 401(K) RETIREMENT SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-0111,545
Total number of active participants reported on line 7a of the Form 55002010-01-018,398
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-011,471
Total of all active and inactive participants2010-01-019,869
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-011
Total participants2010-01-019,870
Number of participants with account balances2010-01-019,052
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-01894
2009: UC HEALTH 401(K) RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-0112,853
Total number of active participants reported on line 7a of the Form 55002009-01-0110,726
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-011,047
Total of all active and inactive participants2009-01-0111,773
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-012
Total participants2009-01-0111,775
Number of participants with account balances2009-01-0110,670
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-01701

Financial Data on UC HEALTH 401(K) RETIREMENT SAVINGS PLAN

Measure Date Value
2022 : UC HEALTH 401(K) RETIREMENT SAVINGS PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-12,669,219
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$57,141,838
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$56,583,029
Expenses. Certain deemed distributions of participant loans2022-12-31$105,186
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$76,061,465
Value of total assets at end of year2022-12-31$561,349,430
Value of total assets at beginning of year2022-12-31$631,160,487
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$453,623
Total interest from all sources2022-12-31$869,080
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,288,639
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,288,639
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$5,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31Yes
Amount of non-exempt transactions with any party-in-interest2022-12-31$91,309
Contributions received from participants2022-12-31$53,007,520
Participant contributions at end of year2022-12-31$10,051,418
Participant contributions at beginning of year2022-12-31$9,688,836
Participant contributions at end of year2022-12-31$887,002
Participant contributions at beginning of year2022-12-31$786,907
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$3,396,378
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-69,811,057
Value of net assets at end of year (total assets less liabilities)2022-12-31$561,349,430
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$631,160,487
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$87,861,384
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$116,396,328
Value of interest in pooled separate accounts at end of year2022-12-31$435,799,050
Value of interest in pooled separate accounts at beginning of year2022-12-31$480,798,176
Interest on participant loans2022-12-31$465,621
Interest earned on other investments2022-12-31$403,459
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$24,644,179
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$22,507,637
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-27,113,225
Net investment gain/loss from pooled separate accounts2022-12-31$-63,775,178
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$19,657,567
Employer contributions (assets) at end of year2022-12-31$2,106,397
Employer contributions (assets) at beginning of year2022-12-31$982,603
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$56,583,029
Contract administrator fees2022-12-31$453,623
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Disclaimer
Accountancy firm name2022-12-31ERNST & YOUNG LLP
Accountancy firm EIN2022-12-31346565596
2021 : UC HEALTH 401(K) RETIREMENT SAVINGS PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$149,299,770
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$43,669,728
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$42,940,363
Expenses. Certain deemed distributions of participant loans2021-12-31$173,501
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$63,341,374
Value of total assets at end of year2021-12-31$631,160,487
Value of total assets at beginning of year2021-12-31$525,530,445
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$555,864
Total interest from all sources2021-12-31$865,794
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,148,433
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,148,433
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$5,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$48,408,184
Participant contributions at end of year2021-12-31$9,688,836
Participant contributions at beginning of year2021-12-31$9,868,744
Participant contributions at end of year2021-12-31$786,907
Participant contributions at beginning of year2021-12-31$596,213
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$3,969,868
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$105,630,042
Value of net assets at end of year (total assets less liabilities)2021-12-31$631,160,487
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$525,530,445
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$116,396,328
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$99,773,231
Value of interest in pooled separate accounts at end of year2021-12-31$480,798,176
Value of interest in pooled separate accounts at beginning of year2021-12-31$392,532,821
Interest on participant loans2021-12-31$512,463
Interest earned on other investments2021-12-31$353,331
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$22,507,637
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$21,389,500
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$17,404,315
Net investment gain/loss from pooled separate accounts2021-12-31$66,539,854
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$10,963,322
Employer contributions (assets) at end of year2021-12-31$982,603
Employer contributions (assets) at beginning of year2021-12-31$1,369,936
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$42,940,363
Contract administrator fees2021-12-31$555,864
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31ERNST & YOUNG LLP
Accountancy firm EIN2021-12-31346565596
2020 : UC HEALTH 401(K) RETIREMENT SAVINGS PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$121,854,381
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$59,957,295
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$59,662,864
Expenses. Certain deemed distributions of participant loans2020-12-31$88,179
Value of total corrective distributions2020-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$56,302,867
Value of total assets at end of year2020-12-31$525,530,445
Value of total assets at beginning of year2020-12-31$463,633,359
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$206,252
Total interest from all sources2020-12-31$947,439
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$787,728
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$787,728
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$42,406,754
Participant contributions at end of year2020-12-31$9,868,744
Participant contributions at beginning of year2020-12-31$10,315,631
Participant contributions at end of year2020-12-31$596,213
Participant contributions at beginning of year2020-12-31$2,064,544
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$3,316,623
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$61,897,086
Value of net assets at end of year (total assets less liabilities)2020-12-31$525,530,445
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$463,633,359
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$99,773,231
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$19,349,120
Value of interest in pooled separate accounts at end of year2020-12-31$392,532,821
Value of interest in pooled separate accounts at beginning of year2020-12-31$401,063,937
Interest on participant loans2020-12-31$591,778
Interest earned on other investments2020-12-31$355,661
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$21,389,500
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$19,027,269
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$12,722,419
Net investment gain/loss from pooled separate accounts2020-12-31$51,093,928
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$10,579,490
Employer contributions (assets) at end of year2020-12-31$1,369,936
Employer contributions (assets) at beginning of year2020-12-31$11,812,858
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$59,662,864
Contract administrator fees2020-12-31$206,252
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31RSM US LLP
Accountancy firm EIN2020-12-31420714325
2019 : UC HEALTH 401(K) RETIREMENT SAVINGS PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$145,943,686
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$32,745,588
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$32,431,904
Value of total corrective distributions2019-12-31$156
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$66,381,172
Value of total assets at end of year2019-12-31$463,633,359
Value of total assets at beginning of year2019-12-31$350,435,261
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$313,528
Total interest from all sources2019-12-31$761,572
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$191,005
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$191,005
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$10,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$40,761,150
Participant contributions at end of year2019-12-31$10,315,631
Participant contributions at beginning of year2019-12-31$9,286,537
Participant contributions at end of year2019-12-31$2,064,544
Participant contributions at beginning of year2019-12-31$1,751,608
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$5,791,934
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-31$34,884
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$113,198,098
Value of net assets at end of year (total assets less liabilities)2019-12-31$463,633,359
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$350,435,261
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$19,349,120
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$309,664,480
Value of interest in pooled separate accounts at end of year2019-12-31$401,063,937
Value of interest in pooled separate accounts at beginning of year2019-12-31$0
Interest on participant loans2019-12-31$545,494
Interest earned on other investments2019-12-31$216,078
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$19,027,269
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$18,871,280
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$4,306,932
Net investment gain/loss from pooled separate accounts2019-12-31$74,303,005
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$19,828,088
Employer contributions (assets) at end of year2019-12-31$11,812,858
Employer contributions (assets) at beginning of year2019-12-31$10,861,356
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$32,397,020
Contract administrator fees2019-12-31$313,528
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31RSM US LLP
Accountancy firm EIN2019-12-31420714325
2018 : UC HEALTH 401(K) RETIREMENT SAVINGS PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$401,997
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$35,601,537
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$31,569,762
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$31,292,543
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$59,157,171
Value of total assets at end of year2018-12-31$350,435,261
Value of total assets at beginning of year2018-12-31$346,001,489
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$277,219
Total interest from all sources2018-12-31$633,391
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$6,734,354
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$6,734,354
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$10,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$36,153,179
Participant contributions at end of year2018-12-31$9,286,537
Participant contributions at beginning of year2018-12-31$7,735,910
Participant contributions at end of year2018-12-31$1,751,608
Participant contributions at beginning of year2018-12-31$1,383,827
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$4,219,718
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-12-31$1,627
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$4,031,775
Value of net assets at end of year (total assets less liabilities)2018-12-31$350,435,261
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$346,001,489
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$309,664,480
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$309,322,427
Interest on participant loans2018-12-31$429,804
Interest earned on other investments2018-12-31$203,587
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$18,871,280
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$17,558,601
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-30,923,379
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$18,784,274
Employer contributions (assets) at end of year2018-12-31$10,861,356
Employer contributions (assets) at beginning of year2018-12-31$10,000,724
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$31,290,916
Contract administrator fees2018-12-31$277,219
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31RSM US LLP
Accountancy firm EIN2018-12-31420714325
2017 : UC HEALTH 401(K) RETIREMENT SAVINGS PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$104,102,453
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$29,007,827
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$28,723,306
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$55,639,797
Value of total assets at end of year2017-12-31$346,001,489
Value of total assets at beginning of year2017-12-31$270,906,863
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$284,521
Total interest from all sources2017-12-31$559,763
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$6,371,292
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$6,371,292
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$10,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$34,253,575
Participant contributions at end of year2017-12-31$7,735,910
Participant contributions at beginning of year2017-12-31$6,645,779
Participant contributions at end of year2017-12-31$1,383,827
Participant contributions at beginning of year2017-12-31$1,350,702
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$3,441,259
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$656
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$75,094,626
Value of net assets at end of year (total assets less liabilities)2017-12-31$346,001,489
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$270,906,863
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$309,322,427
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$234,586,783
Interest on participant loans2017-12-31$325,603
Interest earned on other investments2017-12-31$234,160
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$17,558,601
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$18,502,046
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$41,531,601
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$17,944,963
Employer contributions (assets) at end of year2017-12-31$10,000,724
Employer contributions (assets) at beginning of year2017-12-31$9,821,553
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$28,722,650
Contract administrator fees2017-12-31$284,521
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31RSM US LLP
Accountancy firm EIN2017-12-31420714325
2016 : UC HEALTH 401(K) RETIREMENT SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$68,979,239
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$21,017,941
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$20,723,743
Value of total corrective distributions2016-12-31$1,020
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$53,329,423
Value of total assets at end of year2016-12-31$270,906,863
Value of total assets at beginning of year2016-12-31$222,945,565
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$293,178
Total interest from all sources2016-12-31$530,286
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$3,616,099
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$3,616,099
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$10,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$32,247,709
Participant contributions at end of year2016-12-31$6,645,779
Participant contributions at beginning of year2016-12-31$5,345,055
Participant contributions at end of year2016-12-31$1,350,702
Participant contributions at beginning of year2016-12-31$1,067,437
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$3,646,058
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2016-12-31$2,461
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$47,961,298
Value of net assets at end of year (total assets less liabilities)2016-12-31$270,906,863
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$222,945,565
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$234,586,783
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$185,883,506
Interest on participant loans2016-12-31$237,815
Interest earned on other investments2016-12-31$292,471
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$18,502,046
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$16,945,407
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$11,503,431
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$17,435,656
Employer contributions (assets) at end of year2016-12-31$9,821,553
Employer contributions (assets) at beginning of year2016-12-31$13,704,160
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$20,721,282
Contract administrator fees2016-12-31$293,178
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31ERNST & YOUNG LLP
Accountancy firm EIN2016-12-31346565596
2015 : UC HEALTH 401(K) RETIREMENT SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$50,066,281
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$20,811,346
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$20,574,706
Value of total corrective distributions2015-12-31$1,570
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$51,180,987
Value of total assets at end of year2015-12-31$222,945,565
Value of total assets at beginning of year2015-12-31$193,690,630
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$235,070
Total interest from all sources2015-12-31$509,017
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$2,670,838
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$2,670,838
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$28,093,631
Participant contributions at end of year2015-12-31$5,345,055
Participant contributions at beginning of year2015-12-31$4,556,395
Participant contributions at end of year2015-12-31$1,067,437
Participant contributions at beginning of year2015-12-31$849,093
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$2,934,171
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$32,138
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$29,254,935
Value of net assets at end of year (total assets less liabilities)2015-12-31$222,945,565
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$193,690,630
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$185,883,506
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$168,408,939
Interest on participant loans2015-12-31$199,601
Interest earned on other investments2015-12-31$309,416
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$16,945,407
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$16,189,916
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-4,294,561
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$20,153,185
Employer contributions (assets) at end of year2015-12-31$13,704,160
Employer contributions (assets) at beginning of year2015-12-31$3,686,287
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$20,542,568
Contract administrator fees2015-12-31$235,070
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31ERNST & YOUNG LLP
Accountancy firm EIN2015-12-31346565596
2014 : UC HEALTH 401(K) RETIREMENT SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$3,990,360
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$42,391,430
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$18,975,921
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$18,823,928
Value of total corrective distributions2014-12-31$13,245
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$32,585,551
Value of total assets at end of year2014-12-31$193,690,630
Value of total assets at beginning of year2014-12-31$166,284,761
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$138,748
Total interest from all sources2014-12-31$503,867
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$3,568,860
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$3,568,860
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$5,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$24,112,897
Participant contributions at end of year2014-12-31$4,556,395
Participant contributions at beginning of year2014-12-31$3,906,057
Participant contributions at end of year2014-12-31$849,093
Participant contributions at beginning of year2014-12-31$657,038
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$1,910,644
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$5,058
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$23,415,509
Value of net assets at end of year (total assets less liabilities)2014-12-31$193,690,630
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$166,284,761
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$168,408,939
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$144,807,262
Interest on participant loans2014-12-31$172,047
Interest earned on other investments2014-12-31$331,820
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$16,189,916
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$16,359,068
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$5,733,152
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$6,562,010
Employer contributions (assets) at end of year2014-12-31$3,686,287
Employer contributions (assets) at beginning of year2014-12-31$555,336
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$18,818,870
Contract administrator fees2014-12-31$138,748
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31ERNST & YOUNG LLP
Accountancy firm EIN2014-12-31346565596
2013 : UC HEALTH 401(K) RETIREMENT SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$47,918,779
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$14,846,650
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$14,739,115
Value of total corrective distributions2013-12-31$152
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$22,859,491
Value of total assets at end of year2013-12-31$166,284,761
Value of total assets at beginning of year2013-12-31$133,212,632
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$107,383
Total interest from all sources2013-12-31$526,246
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$2,139,200
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$2,139,200
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$5,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$20,004,904
Participant contributions at end of year2013-12-31$3,906,057
Participant contributions at beginning of year2013-12-31$3,180,673
Participant contributions at end of year2013-12-31$657,038
Participant contributions at beginning of year2013-12-31$514,914
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$2,039,320
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$6,621
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$33,072,129
Value of net assets at end of year (total assets less liabilities)2013-12-31$166,284,761
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$133,212,632
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$144,807,262
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$111,923,072
Interest on participant loans2013-12-31$145,179
Interest earned on other investments2013-12-31$381,067
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$16,359,068
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$16,845,938
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$22,393,842
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$815,267
Employer contributions (assets) at end of year2013-12-31$555,336
Employer contributions (assets) at beginning of year2013-12-31$748,035
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$14,732,494
Contract administrator fees2013-12-31$107,383
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31DELOITTE & TOUCHE LLP
Accountancy firm EIN2013-12-31133891517
2012 : UC HEALTH 401(K) RETIREMENT SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$33,126,773
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$13,479,042
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$13,388,220
Value of total corrective distributions2012-12-31$387
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$19,032,257
Value of total assets at end of year2012-12-31$133,212,632
Value of total assets at beginning of year2012-12-31$113,564,901
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$90,435
Total interest from all sources2012-12-31$527,440
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$2,054,012
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$2,054,012
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$5,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$17,198,936
Participant contributions at end of year2012-12-31$3,180,673
Participant contributions at beginning of year2012-12-31$2,857,443
Participant contributions at end of year2012-12-31$514,914
Participant contributions at beginning of year2012-12-31$339,006
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$981,169
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-12-31$16,131
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$19,647,731
Value of net assets at end of year (total assets less liabilities)2012-12-31$133,212,632
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$113,564,901
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$111,923,072
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$87,122,515
Interest on participant loans2012-12-31$124,667
Interest earned on other investments2012-12-31$402,773
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$16,845,938
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$17,038,395
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$11,513,064
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$852,152
Employer contributions (assets) at end of year2012-12-31$748,035
Employer contributions (assets) at beginning of year2012-12-31$6,207,542
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$13,372,089
Contract administrator fees2012-12-31$90,435
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31DELOITTE & TOUCHE LLP
Accountancy firm EIN2012-12-31133891517
2011 : UC HEALTH 401(K) RETIREMENT SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$21,826,261
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$24,392,370
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$24,225,358
Value of total corrective distributions2011-12-31$5,356
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$23,392,707
Value of total assets at end of year2011-12-31$113,564,901
Value of total assets at beginning of year2011-12-31$116,131,010
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$161,656
Total interest from all sources2011-12-31$549,659
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$1,437,873
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$1,437,873
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$5,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$16,149,943
Participant contributions at end of year2011-12-31$2,857,443
Participant contributions at beginning of year2011-12-31$2,591,306
Participant contributions at end of year2011-12-31$339,006
Participant contributions at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$1,035,222
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$2,332
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-2,566,109
Value of net assets at end of year (total assets less liabilities)2011-12-31$113,564,901
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$116,131,010
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$87,122,515
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$93,996,575
Interest on participant loans2011-12-31$110,658
Interest earned on other investments2011-12-31$439,001
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$17,038,395
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$17,861,382
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-3,553,978
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$6,207,542
Employer contributions (assets) at end of year2011-12-31$6,207,542
Employer contributions (assets) at beginning of year2011-12-31$1,681,747
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$24,223,026
Contract administrator fees2011-12-31$161,656
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31DELOITTE & TOUCHE LLP
Accountancy firm EIN2011-12-31133891517
2010 : UC HEALTH 401(K) RETIREMENT SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets from this plan2010-12-31$10,885
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$33,434,882
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$28,987,217
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$28,821,400
Value of total corrective distributions2010-12-31$1,478
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$19,790,989
Value of total assets at end of year2010-12-31$116,131,010
Value of total assets at beginning of year2010-12-31$111,694,230
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$164,339
Total interest from all sources2010-12-31$668,305
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$1,501,742
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$1,501,742
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$10,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$17,517,767
Participant contributions at end of year2010-12-31$2,591,306
Participant contributions at beginning of year2010-12-31$2,514,790
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$591,475
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$2,703
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$4,447,665
Value of net assets at end of year (total assets less liabilities)2010-12-31$116,131,010
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$111,694,230
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$93,996,575
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$88,995,958
Interest on participant loans2010-12-31$118,092
Interest earned on other investments2010-12-31$550,213
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$17,861,382
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$19,777,696
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$11,473,846
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,681,747
Employer contributions (assets) at end of year2010-12-31$1,681,747
Employer contributions (assets) at beginning of year2010-12-31$405,786
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$28,818,697
Contract administrator fees2010-12-31$164,339
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31DELOITTE & TOUCHE LLP
Accountancy firm EIN2010-12-31133891517
2009 : UC HEALTH 401(K) RETIREMENT SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for UC HEALTH 401(K) RETIREMENT SAVINGS PLAN

2022: UC HEALTH 401(K) RETIREMENT SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: UC HEALTH 401(K) RETIREMENT SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: UC HEALTH 401(K) RETIREMENT SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: UC HEALTH 401(K) RETIREMENT SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: UC HEALTH 401(K) RETIREMENT SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: UC HEALTH 401(K) RETIREMENT SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: UC HEALTH 401(K) RETIREMENT SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: UC HEALTH 401(K) RETIREMENT SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: UC HEALTH 401(K) RETIREMENT SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: UC HEALTH 401(K) RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: UC HEALTH 401(K) RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: UC HEALTH 401(K) RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: UC HEALTH 401(K) RETIREMENT SAVINGS PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: UC HEALTH 401(K) RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number705159
Policy instance 3
Insurance contract or identification number705159
Number of Individuals Covered0
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number441462
Policy instance 2
Insurance contract or identification number441462
Number of Individuals Covered0
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number075601
Policy instance 1
Insurance contract or identification number075601
Number of Individuals Covered13080
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number705159
Policy instance 3
Insurance contract or identification number705159
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number441462
Policy instance 2
Insurance contract or identification number441462
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number075601
Policy instance 1
Insurance contract or identification number075601
Number of Individuals Covered12856
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number705159
Policy instance 3
Insurance contract or identification number705159
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number441462
Policy instance 2
Insurance contract or identification number441462
Number of Individuals Covered12232
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number075601
Policy instance 1
Insurance contract or identification number075601
Number of Individuals Covered12232
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number705159
Policy instance 2
Insurance contract or identification number705159
Number of Individuals Covered12896
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number441462
Policy instance 1
Insurance contract or identification number441462
Number of Individuals Covered12896
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number441462
Policy instance 1
Insurance contract or identification number441462
Number of Individuals Covered11803
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number441462
Policy instance 1
Insurance contract or identification number441462
Number of Individuals Covered11625
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $9,929
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $9,929
Insurance broker organization code?3
Insurance broker nameUBS FINANCIAL SERVICES INC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number441462
Policy instance 1
Insurance contract or identification number441462
Number of Individuals Covered10431
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $11,643
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $11,643
Insurance broker organization code?3
Insurance broker nameUBS FINANCIAL SERVICES INC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number441462
Policy instance 1
Insurance contract or identification number441462
Number of Individuals Covered9508
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $113,907
Total amount of fees paid to insurance companyUSD $5,093
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $113,907
Amount paid for insurance broker fees5093
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameUBS FINANCIAL SERVICES INC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number441462
Policy instance 1
Insurance contract or identification number441462
Number of Individuals Covered9254
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $109,871
Total amount of fees paid to insurance companyUSD $9,129
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $109,871
Amount paid for insurance broker fees9129
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameUBS FINANCIAL SERVICES INC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number441462
Policy instance 1
Insurance contract or identification number441462
Number of Individuals Covered9016
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $189,183
Total amount of fees paid to insurance companyUSD $34,817
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number441462
Policy instance 1
Insurance contract or identification number441462
Number of Individuals Covered9870
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $184,037
Total amount of fees paid to insurance companyUSD $39,963
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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