401k Plan data: AVIZENT 401(K) RETIREMENT SAVINGS PLAN plan

AVIZENT 401(K) RETIREMENT SAVINGS PLAN 401k Plan overview

Plan Name	AVIZENT 401(K) RETIREMENT SAVINGS PLAN
Plan identification number	001

AVIZENT 401(K) RETIREMENT SAVINGS PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

THE FRANK GATES COMPANIES has sponsored the creation of one or more 401k plans.

Company Name: THE FRANK GATES COMPANIES

Employer identification number (EIN): 311489711

NAIC Classification: 541600

Form 5500 Filing Information

Submission information for form 5500 for 401k plan AVIZENT 401(K) RETIREMENT SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2013-01-01 MICHAEL PALIUS
001 2012-01-01 MANDY SCHERRER MANDY SCHERRER 2013-10-07
001 2011-01-01 AMANDA L. SCHERRER
001 2009-01-01 AMANDA SCHERRER
001 2009-01-01 AMANDA SCHERRER
001 2008-01-01 AMANDA SCHERRER

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2013-01-01	MICHAEL PALIUS
001	2012-01-01	MANDY SCHERRER	MANDY SCHERRER	2013-10-07
001	2011-01-01	AMANDA L. SCHERRER
001	2009-01-01	AMANDA SCHERRER
001	2009-01-01	AMANDA SCHERRER
001	2008-01-01	AMANDA SCHERRER

Plan Statistics for AVIZENT 401(K) RETIREMENT SAVINGS PLAN

401k plan membership statisitcs for AVIZENT 401(K) RETIREMENT SAVINGS PLAN

Measure Date Value
2013: AVIZENT 401(K) RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 0
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 0
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 0
Number of participants with account balances 2013-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: AVIZENT 401(K) RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 1,196
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 961
Number of retired or separated participants receiving benefits 2012-01-01 1
Number of other retired or separated participants entitled to future benefits 2012-01-01 222
Total of all active and inactive participants 2012-01-01 1,184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 1,184
Number of participants with account balances 2012-01-01 946
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: AVIZENT 401(K) RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 841
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 944
Number of retired or separated participants receiving benefits 2011-01-01 1
Number of other retired or separated participants entitled to future benefits 2011-01-01 208
Total of all active and inactive participants 2011-01-01 1,153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 1,153
Number of participants with account balances 2011-01-01 948
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 4
2009: AVIZENT 401(K) RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 673
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 694
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 115
Total of all active and inactive participants 2009-01-01 809
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 809
Number of participants with account balances 2009-01-01 693
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0
2008: AVIZENT 401(K) RETIREMENT SAVINGS PLAN 2008 401k membership
Total participants, beginning-of-year 2008-01-01 693
Total number of active participants reported on line 7a of the Form 5500 2008-01-01 554
Number of retired or separated participants receiving benefits 2008-01-01 0
Number of other retired or separated participants entitled to future benefits 2008-01-01 88
Total of all active and inactive participants 2008-01-01 642
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2008-01-01 0
Total participants 2008-01-01 642
Number of participants with account balances 2008-01-01 588
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2008-01-01 0

Measure	Date	Value
2013: AVIZENT 401(K) RETIREMENT SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	0
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	0
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	0
Number of participants with account balances	2013-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: AVIZENT 401(K) RETIREMENT SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	1,196
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	961
Number of retired or separated participants receiving benefits	2012-01-01	1
Number of other retired or separated participants entitled to future benefits	2012-01-01	222
Total of all active and inactive participants	2012-01-01	1,184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	1,184
Number of participants with account balances	2012-01-01	946
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: AVIZENT 401(K) RETIREMENT SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	841
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	944
Number of retired or separated participants receiving benefits	2011-01-01	1
Number of other retired or separated participants entitled to future benefits	2011-01-01	208
Total of all active and inactive participants	2011-01-01	1,153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	1,153
Number of participants with account balances	2011-01-01	948
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	4
2009: AVIZENT 401(K) RETIREMENT SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	673
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	694
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	115
Total of all active and inactive participants	2009-01-01	809
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	809
Number of participants with account balances	2009-01-01	693
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0
2008: AVIZENT 401(K) RETIREMENT SAVINGS PLAN 2008 401k membership
Total participants, beginning-of-year	2008-01-01	693
Total number of active participants reported on line 7a of the Form 5500	2008-01-01	554
Number of retired or separated participants receiving benefits	2008-01-01	0
Number of other retired or separated participants entitled to future benefits	2008-01-01	88
Total of all active and inactive participants	2008-01-01	642
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2008-01-01	0
Total participants	2008-01-01	642
Number of participants with account balances	2008-01-01	588
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2008-01-01	0

Financial Data on AVIZENT 401(K) RETIREMENT SAVINGS PLAN

Measure	Date	Value
2013 : AVIZENT 401(K) RETIREMENT SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-04-30	$0
Total transfer of assets from this plan	2013-04-30	$29,003,521
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-04-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-04-30	$0
Total income from all sources (including contributions)	2013-04-30	$965,164
Total loss/gain on sale of assets	2013-04-30	$0
Total of all expenses incurred	2013-04-30	$137,626
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-04-30	$137,626
Expenses. Certain deemed distributions of participant loans	2013-04-30	$0
Value of total corrective distributions	2013-04-30	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-04-30	$0
Value of total assets at end of year	2013-04-30	$0
Value of total assets at beginning of year	2013-04-30	$28,175,983
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-04-30	$0
Total interest from all sources	2013-04-30	$5,421
Total dividends received (eg from common stock, registered investment company shares)	2013-04-30	$5,061
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-04-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-04-30	$5,061
Was this plan covered by a fidelity bond	2013-04-30	Yes
Value of fidelity bond cover	2013-04-30	$5,000,000
If this is an individual account plan, was there a blackout period	2013-04-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-04-30	$0
Were there any nonexempt tranactions with any party-in-interest	2013-04-30	No
Contributions received from participants	2013-04-30	$0
Participant contributions at end of year	2013-04-30	$0
Participant contributions at beginning of year	2013-04-30	$702,650
Participant contributions at beginning of year	2013-04-30	$125,926
Assets. Other investments not covered elsewhere at end of year	2013-04-30	$0
Assets. Other investments not covered elsewhere at beginning of year	2013-04-30	$66,111
Income. Received or receivable in cash from other sources (including rollovers)	2013-04-30	$0
Other income not declared elsewhere	2013-04-30	$0
Administrative expenses (other) incurred	2013-04-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-04-30	No
Value of net income/loss	2013-04-30	$827,538
Value of net assets at end of year (total assets less liabilities)	2013-04-30	$0
Value of net assets at beginning of year (total assets less liabilities)	2013-04-30	$28,175,983
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-04-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-04-30	No
Were any leases to which the plan was party in default or uncollectible	2013-04-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-04-30	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-04-30	$23,733,424
Interest on participant loans	2013-04-30	$1,324
Interest earned on other investments	2013-04-30	$4,097
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-04-30	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-04-30	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-04-30	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-04-30	$3,547,872
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-04-30	$954,682
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-04-30	No
Was there a failure to transmit to the plan any participant contributions	2013-04-30	No
Has the plan failed to provide any benefit when due under the plan	2013-04-30	No
Contributions received in cash from employer	2013-04-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-04-30	$137,626
Liabilities. Value of benefit claims payable at beginning of year	2013-04-30	$0
Did the plan have assets held for investment	2013-04-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-04-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-04-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-04-30	Yes
Opinion of an independent qualified public accountant for this plan	2013-04-30	Disclaimer
Accountancy firm name	2013-04-30	CROWE HORWATH LLP
Accountancy firm EIN	2013-04-30	350921680
2012 : AVIZENT 401(K) RETIREMENT SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$6,136,972
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$5,546,199
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$5,457,156
Expenses. Certain deemed distributions of participant loans	2012-12-31	$0
Value of total corrective distributions	2012-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$2,927,183
Value of total assets at end of year	2012-12-31	$28,175,983
Value of total assets at beginning of year	2012-12-31	$27,585,210
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$89,043
Total interest from all sources	2012-12-31	$87,070
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$613,380
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$613,380
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$2,489,190
Participant contributions at end of year	2012-12-31	$702,650
Participant contributions at beginning of year	2012-12-31	$726,703
Participant contributions at end of year	2012-12-31	$125,926
Participant contributions at beginning of year	2012-12-31	$149,600
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$66,111
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$72,793
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$437,993
Other income not declared elsewhere	2012-12-31	$0
Administrative expenses (other) incurred	2012-12-31	$89,043
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$590,773
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$28,175,983
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$27,585,210
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$23,733,424
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$23,521,439
Interest on participant loans	2012-12-31	$30,673
Interest earned on other investments	2012-12-31	$56,397
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$3,568
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$3,568
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$3,547,872
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$3,111,107
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$2,509,339
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$5,457,156
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
2011 : AVIZENT 401(K) RETIREMENT SAVINGS PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$0
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total transfer of assets to this plan	2011-12-31	$8,805,037
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$2,793,011
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$1,886,837
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,823,795
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$2,533,830
Value of total assets at end of year	2011-12-31	$27,585,210
Value of total assets at beginning of year	2011-12-31	$17,873,999
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$63,042
Total interest from all sources	2011-12-31	$78,849
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$233,537
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$233,537
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$2,180,368
Participant contributions at end of year	2011-12-31	$726,703
Participant contributions at beginning of year	2011-12-31	$481,282
Participant contributions at end of year	2011-12-31	$149,600
Participant contributions at beginning of year	2011-12-31	$73,983
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$72,793
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$343,395
Administrative expenses (other) incurred	2011-12-31	$63,042
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$906,174
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$27,585,210
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$17,873,999
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$23,521,439
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$14,887,075
Interest on participant loans	2011-12-31	$23,541
Interest earned on other investments	2011-12-31	$55,308
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$3,568
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$3,111,107
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$2,431,659
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-53,205
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$10,067
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,823,795
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	CROWE HORWATH LLP
Accountancy firm EIN	2011-12-31	350921680
2010 : AVIZENT 401(K) RETIREMENT SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$3,973,189
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$1,983,282
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,923,497
Expenses. Certain deemed distributions of participant loans	2010-12-31	$4,225
Value of total corrective distributions	2010-12-31	$1,207
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$2,128,481
Value of total assets at end of year	2010-12-31	$17,873,999
Value of total assets at beginning of year	2010-12-31	$15,884,092
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$54,353
Total interest from all sources	2010-12-31	$74,680
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$188,325
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$188,325
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$5,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$1,841,680
Participant contributions at end of year	2010-12-31	$481,282
Participant contributions at beginning of year	2010-12-31	$312,835
Participant contributions at end of year	2010-12-31	$73,983
Participant contributions at beginning of year	2010-12-31	$144,625
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$286,251
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,989,907
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$17,873,999
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$15,884,092
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$54,353
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$14,887,075
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$13,156,201
Interest on participant loans	2010-12-31	$19,025
Interest earned on other investments	2010-12-31	$55,655
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$25
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$25
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$2,431,659
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$2,270,406
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$1,581,703
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$550
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,923,497
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	CROWE HORWATH LLP
Accountancy firm EIN	2010-12-31	350921680
2009 : AVIZENT 401(K) RETIREMENT SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0
2008 : AVIZENT 401(K) RETIREMENT SAVINGS PLAN 2008 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2008-12-31	$0

Form 5500 Responses for AVIZENT 401(K) RETIREMENT SAVINGS PLAN

2013: AVIZENT 401(K) RETIREMENT SAVINGS PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	Yes
2013-01-01	This submission is the final filing	Yes
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: AVIZENT 401(K) RETIREMENT SAVINGS PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: AVIZENT 401(K) RETIREMENT SAVINGS PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: AVIZENT 401(K) RETIREMENT SAVINGS PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes
2008: AVIZENT 401(K) RETIREMENT SAVINGS PLAN 2008 form 5500 responses
2008-01-01	Type of plan entity	Single employer plan
2008-01-01	Submission has been amended	Yes
2008-01-01	This submission is the final filing	No
2008-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2008-01-01	Plan is a collectively bargained plan	No
2008-01-01	Plan funding arrangement – Insurance	Yes
2008-01-01	Plan funding arrangement – Trust	Yes
2008-01-01	Plan benefit arrangement – Insurance	Yes
2008-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

GA-39307

Policy instance

Insurance contract or identification number	GA-39307
Number of Individuals Covered	0
Insurance policy start date	2013-01-01
Insurance policy end date	2013-04-04
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

GA-39307

Policy instance

Insurance contract or identification number	GA-39307
Number of Individuals Covered	1184
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

GA-39307

Policy instance

Insurance contract or identification number	GA-39307
Number of Individuals Covered	1153
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )

Policy contract number

GA-39307

Policy instance

Insurance contract or identification number	GA-39307
Number of Individuals Covered	813
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	THE FRANK GATES COMPANIES
Employer identification number (EIN):	311489711
NAIC Classification:	541600