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SES 401(K) PLAN 401k Plan overview

Plan NameSES 401(K) PLAN
Plan identification number 001

SES 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SUPERIOR ENVIRONMENTAL SOLUTIONS, LLC has sponsored the creation of one or more 401k plans.

Company Name:SUPERIOR ENVIRONMENTAL SOLUTIONS, LLC
Employer identification number (EIN):311622822
NAIC Classification:561720
NAIC Description:Janitorial Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SES 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012018-01-01
0012018-01-01
0012017-01-01DEAN R. WALLACE
0012016-01-01DEAN R. WALLACE
0012015-01-01DEAN R. WALLACE
0012014-01-01DEAN R. WALLACE
0012013-01-01DEAN R. WALLACE
0012012-01-01DEAN R. WALLACE
0012011-01-01DEAN R. WALLACE
0012010-01-01DEAN R. WALLACE2011-06-03

Plan Statistics for SES 401(K) PLAN

401k plan membership statisitcs for SES 401(K) PLAN

Measure Date Value
2022: SES 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01841
Total number of active participants reported on line 7a of the Form 55002022-01-01465
Number of retired or separated participants receiving benefits2022-01-012
Number of other retired or separated participants entitled to future benefits2022-01-01151
Total of all active and inactive participants2022-01-01618
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01618
Number of participants with account balances2022-01-01607
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0139
2021: SES 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01605
Total number of active participants reported on line 7a of the Form 55002021-01-01371
Number of retired or separated participants receiving benefits2021-01-0128
Number of other retired or separated participants entitled to future benefits2021-01-01382
Total of all active and inactive participants2021-01-01781
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01781
Number of participants with account balances2021-01-01773
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0171
2020: SES 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01444
Total number of active participants reported on line 7a of the Form 55002020-01-01315
Number of retired or separated participants receiving benefits2020-01-019
Number of other retired or separated participants entitled to future benefits2020-01-01263
Total of all active and inactive participants2020-01-01587
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01587
Number of participants with account balances2020-01-01530
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: SES 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01377
Total number of active participants reported on line 7a of the Form 55002019-01-01246
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01185
Total of all active and inactive participants2019-01-01431
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01431
Number of participants with account balances2019-01-01431
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: SES 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01442
Total number of active participants reported on line 7a of the Form 55002018-01-01259
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01118
Total of all active and inactive participants2018-01-01377
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01377
Number of participants with account balances2018-01-01320
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: SES 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01406
Total number of active participants reported on line 7a of the Form 55002017-01-01320
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01122
Total of all active and inactive participants2017-01-01442
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01442
Number of participants with account balances2017-01-01267
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: SES 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01369
Total number of active participants reported on line 7a of the Form 55002016-01-01270
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01114
Total of all active and inactive participants2016-01-01384
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01384
Number of participants with account balances2016-01-01238
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: SES 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01280
Total number of active participants reported on line 7a of the Form 55002015-01-01190
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01108
Total of all active and inactive participants2015-01-01298
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01298
Number of participants with account balances2015-01-01250
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: SES 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01215
Total number of active participants reported on line 7a of the Form 55002014-01-01185
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0169
Total of all active and inactive participants2014-01-01254
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01254
Number of participants with account balances2014-01-01191
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: SES 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01204
Total number of active participants reported on line 7a of the Form 55002013-01-01171
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0144
Total of all active and inactive participants2013-01-01215
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01215
Number of participants with account balances2013-01-01136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: SES 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01174
Total number of active participants reported on line 7a of the Form 55002012-01-01146
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0143
Total of all active and inactive participants2012-01-01189
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01189
Number of participants with account balances2012-01-01133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: SES 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01165
Total number of active participants reported on line 7a of the Form 55002011-01-01129
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0130
Total of all active and inactive participants2011-01-01159
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01159
Number of participants with account balances2011-01-0185
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010

Financial Data on SES 401(K) PLAN

Measure Date Value
2022 : SES 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$641,845
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$1,161,857
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,101,955
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,838,533
Value of total assets at end of year2022-12-31$6,980,930
Value of total assets at beginning of year2022-12-31$7,500,942
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$59,902
Total interest from all sources2022-12-31$14,197
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$367,032
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$367,032
Administrative expenses professional fees incurred2022-12-31$951
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,030,457
Participant contributions at end of year2022-12-31$285,080
Participant contributions at beginning of year2022-12-31$435,020
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$147,665
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-520,012
Value of net assets at end of year (total assets less liabilities)2022-12-31$6,980,930
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$7,500,942
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$4,626
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$4,789,962
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$4,686,968
Interest on participant loans2022-12-31$14,197
Value of interest in common/collective trusts at end of year2022-12-31$1,905,888
Value of interest in common/collective trusts at beginning of year2022-12-31$2,378,954
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-1,043,896
Net investment gain or loss from common/collective trusts2022-12-31$-534,021
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$660,411
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,101,955
Contract administrator fees2022-12-31$54,325
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31BARNES, DENNIG & CO., LTD
Accountancy firm EIN2022-12-31311119890
2021 : SES 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$2,503,716
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,258,116
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,210,940
Value of total corrective distributions2021-12-31$20
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,636,275
Value of total assets at end of year2021-12-31$7,500,942
Value of total assets at beginning of year2021-12-31$6,255,342
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$47,156
Total interest from all sources2021-12-31$14,371
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$439,840
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$439,840
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$796,340
Participant contributions at end of year2021-12-31$435,020
Participant contributions at beginning of year2021-12-31$330,054
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$319,181
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,245,600
Value of net assets at end of year (total assets less liabilities)2021-12-31$7,500,942
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$6,255,342
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$4,686,968
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$3,718,821
Interest on participant loans2021-12-31$14,371
Value of interest in common/collective trusts at end of year2021-12-31$2,378,954
Value of interest in common/collective trusts at beginning of year2021-12-31$2,206,467
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$373,206
Net investment gain or loss from common/collective trusts2021-12-31$40,024
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$520,754
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,210,940
Contract administrator fees2021-12-31$47,156
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BARNES, DENNIG & CO., LTD
Accountancy firm EIN2021-12-31311119890
2020 : SES 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$2,231,735
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$659,944
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$625,988
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,398,413
Value of total assets at end of year2020-12-31$6,255,342
Value of total assets at beginning of year2020-12-31$4,683,551
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$33,956
Total interest from all sources2020-12-31$13,265
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$235,985
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$235,985
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$611,917
Participant contributions at end of year2020-12-31$330,054
Participant contributions at beginning of year2020-12-31$293,325
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$9,578
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$373,369
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,571,791
Value of net assets at end of year (total assets less liabilities)2020-12-31$6,255,342
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$4,683,551
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$3,718,821
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$4,373,797
Interest on participant loans2020-12-31$13,265
Value of interest in common/collective trusts at end of year2020-12-31$2,206,467
Value of interest in common/collective trusts at beginning of year2020-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$584,072
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$413,127
Employer contributions (assets) at end of year2020-12-31$0
Employer contributions (assets) at beginning of year2020-12-31$6,851
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$625,988
Contract administrator fees2020-12-31$33,956
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31BARNES, DENNIG & CO., LTD
Accountancy firm EIN2020-12-31311119890
2019 : SES 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$1,728,699
Total loss/gain on sale of assets2019-12-31$108,165
Total loss/gain on sale of assets2019-12-31$108,165
Total of all expenses incurred2019-12-31$782,145
Total of all expenses incurred2019-12-31$782,145
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$751,903
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$751,903
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$934,890
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$934,890
Value of total assets at end of year2019-12-31$4,683,551
Value of total assets at end of year2019-12-31$4,683,551
Value of total assets at beginning of year2019-12-31$3,736,997
Value of total assets at beginning of year2019-12-31$3,736,997
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$30,242
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$30,242
Total interest from all sources2019-12-31$14,455
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$185,579
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$185,579
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$185,579
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$185,579
Administrative expenses professional fees incurred2019-12-31$30,242
Administrative expenses professional fees incurred2019-12-31$30,242
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$523,306
Contributions received from participants2019-12-31$523,306
Participant contributions at end of year2019-12-31$293,325
Participant contributions at end of year2019-12-31$293,325
Participant contributions at beginning of year2019-12-31$318,770
Participant contributions at beginning of year2019-12-31$318,770
Participant contributions at end of year2019-12-31$9,578
Participant contributions at end of year2019-12-31$9,578
Participant contributions at beginning of year2019-12-31$9,549
Participant contributions at beginning of year2019-12-31$9,549
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$48,493
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$48,493
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$946,554
Value of net income/loss2019-12-31$946,554
Value of net assets at end of year (total assets less liabilities)2019-12-31$4,683,551
Value of net assets at end of year (total assets less liabilities)2019-12-31$4,683,551
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$3,736,997
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$4,373,797
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$4,373,797
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$3,401,891
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$3,401,891
Interest on participant loans2019-12-31$14,455
Interest on participant loans2019-12-31$14,455
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$485,610
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$485,610
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$363,091
Contributions received in cash from employer2019-12-31$363,091
Employer contributions (assets) at end of year2019-12-31$6,851
Employer contributions (assets) at end of year2019-12-31$6,851
Employer contributions (assets) at beginning of year2019-12-31$6,787
Employer contributions (assets) at beginning of year2019-12-31$6,787
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$751,903
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$1,339,130
Aggregate proceeds on sale of assets2019-12-31$1,339,130
Aggregate carrying amount (costs) on sale of assets2019-12-31$1,230,965
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BARNES, DENNIG & CO., LTD
Accountancy firm name2019-12-31BARNES, DENNIG & CO., LTD
Accountancy firm EIN2019-12-31311119890
Accountancy firm EIN2019-12-31311119890
2018 : SES 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$669,782
Total loss/gain on sale of assets2018-12-31$17,251
Total of all expenses incurred2018-12-31$1,078,401
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,055,565
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$901,921
Value of total assets at end of year2018-12-31$3,736,997
Value of total assets at beginning of year2018-12-31$4,145,616
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$22,836
Total interest from all sources2018-12-31$16,779
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$151,735
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$151,735
Administrative expenses professional fees incurred2018-12-31$19,686
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$512,814
Participant contributions at end of year2018-12-31$318,770
Participant contributions at beginning of year2018-12-31$360,259
Participant contributions at end of year2018-12-31$9,549
Participant contributions at beginning of year2018-12-31$274
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$45,289
Other income not declared elsewhere2018-12-31$-2,729
Administrative expenses (other) incurred2018-12-31$3,150
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-408,619
Value of net assets at end of year (total assets less liabilities)2018-12-31$3,736,997
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$4,145,616
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$1,499,939
Value of interest in pooled separate accounts at beginning of year2018-12-31$3,779,421
Interest on participant loans2018-12-31$16,779
Value of interest in common/collective trusts at end of year2018-12-31$1,901,952
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$5,497
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-163,039
Net investment gain or loss from common/collective trusts2018-12-31$-252,136
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$343,818
Employer contributions (assets) at end of year2018-12-31$6,787
Employer contributions (assets) at beginning of year2018-12-31$165
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,055,565
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$1,055,297
Aggregate carrying amount (costs) on sale of assets2018-12-31$1,038,046
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BARNES, DENNIG & CO., LTD
Accountancy firm EIN2018-12-31311119890
2017 : SES 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$1,484,711
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,225,637
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,192,548
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$803,406
Value of total assets at end of year2017-12-31$4,145,616
Value of total assets at beginning of year2017-12-31$3,886,542
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$33,089
Total interest from all sources2017-12-31$14,649
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$476,584
Participant contributions at end of year2017-12-31$360,259
Participant contributions at beginning of year2017-12-31$326,394
Participant contributions at end of year2017-12-31$274
Participant contributions at beginning of year2017-12-31$274
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$25,265
Administrative expenses (other) incurred2017-12-31$33,089
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$259,074
Value of net assets at end of year (total assets less liabilities)2017-12-31$4,145,616
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$3,886,542
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$3,779,421
Value of interest in pooled separate accounts at beginning of year2017-12-31$3,554,212
Interest on participant loans2017-12-31$14,649
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$5,497
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$5,497
Net investment gain/loss from pooled separate accounts2017-12-31$666,656
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$301,557
Employer contributions (assets) at end of year2017-12-31$165
Employer contributions (assets) at beginning of year2017-12-31$165
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,192,548
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BARNES, DENNIG & CO., LTD
Accountancy firm EIN2017-12-31311119890
2016 : SES 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$998,202
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$230,104
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$201,067
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$712,773
Value of total assets at end of year2016-12-31$3,886,542
Value of total assets at beginning of year2016-12-31$3,118,444
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$29,037
Total interest from all sources2016-12-31$12,761
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$433,127
Participant contributions at end of year2016-12-31$326,394
Participant contributions at beginning of year2016-12-31$271,491
Participant contributions at end of year2016-12-31$274
Participant contributions at beginning of year2016-12-31$274
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$10,733
Administrative expenses (other) incurred2016-12-31$29,037
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$768,098
Value of net assets at end of year (total assets less liabilities)2016-12-31$3,886,542
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$3,118,444
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$3,554,212
Value of interest in pooled separate accounts at beginning of year2016-12-31$2,845,912
Interest on participant loans2016-12-31$12,761
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$5,497
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$602
Net investment gain/loss from pooled separate accounts2016-12-31$272,668
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$268,913
Employer contributions (assets) at end of year2016-12-31$165
Employer contributions (assets) at beginning of year2016-12-31$165
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$201,067
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BARNES, DENNIG & CO., LTD
Accountancy firm EIN2016-12-31311119890
2015 : SES 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$630,096
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$259,534
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$231,421
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$669,136
Value of total assets at end of year2015-12-31$3,118,444
Value of total assets at beginning of year2015-12-31$2,747,882
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$28,113
Total interest from all sources2015-12-31$9,469
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$300,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$394,700
Participant contributions at end of year2015-12-31$271,491
Participant contributions at beginning of year2015-12-31$194,523
Participant contributions at end of year2015-12-31$274
Participant contributions at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$14,382
Administrative expenses (other) incurred2015-12-31$28,113
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$370,562
Value of net assets at end of year (total assets less liabilities)2015-12-31$3,118,444
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$2,747,882
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$2,845,912
Value of interest in pooled separate accounts at beginning of year2015-12-31$2,553,324
Interest on participant loans2015-12-31$9,469
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$602
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$35
Net investment gain/loss from pooled separate accounts2015-12-31$-48,509
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$260,054
Employer contributions (assets) at end of year2015-12-31$165
Employer contributions (assets) at beginning of year2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$231,421
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BARNES, DENNIG & CO., LTD
Accountancy firm EIN2015-12-31311119890
2014 : SES 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$618,207
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$395,947
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$373,680
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$488,430
Value of total assets at end of year2014-12-31$2,747,882
Value of total assets at beginning of year2014-12-31$2,525,622
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$22,267
Total interest from all sources2014-12-31$6,782
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$200,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$292,943
Participant contributions at end of year2014-12-31$194,523
Participant contributions at beginning of year2014-12-31$154,886
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$8,671
Administrative expenses (other) incurred2014-12-31$6,100
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$222,260
Value of net assets at end of year (total assets less liabilities)2014-12-31$2,747,882
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$2,525,622
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$2,553,324
Value of interest in pooled separate accounts at beginning of year2014-12-31$2,370,701
Interest on participant loans2014-12-31$6,782
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$35
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$35
Net investment gain/loss from pooled separate accounts2014-12-31$122,995
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$186,816
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$373,680
Contract administrator fees2014-12-31$16,167
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BARNES, DENNIG & CO., LTD
Accountancy firm EIN2014-12-31311119890
2013 : SES 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$821,624
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$178,715
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$159,168
Value of total corrective distributions2013-12-31$106
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$438,370
Value of total assets at end of year2013-12-31$2,525,622
Value of total assets at beginning of year2013-12-31$1,882,713
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$19,441
Total interest from all sources2013-12-31$5,638
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$200,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$272,059
Participant contributions at end of year2013-12-31$154,886
Participant contributions at beginning of year2013-12-31$97,624
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Administrative expenses (other) incurred2013-12-31$19,441
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$642,909
Value of net assets at end of year (total assets less liabilities)2013-12-31$2,525,622
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$1,882,713
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$2,370,701
Value of interest in pooled separate accounts at beginning of year2013-12-31$1,777,471
Interest on participant loans2013-12-31$5,638
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$35
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$7,618
Net investment gain/loss from pooled separate accounts2013-12-31$377,616
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$166,311
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$159,168
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BARNES, DENNIG & CO., LTD
Accountancy firm EIN2013-12-31311119890
2012 : SES 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$1,878
Total income from all sources (including contributions)2012-12-31$583,494
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$67,282
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$53,109
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$373,523
Value of total assets at end of year2012-12-31$1,882,713
Value of total assets at beginning of year2012-12-31$1,368,379
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$14,173
Total interest from all sources2012-12-31$4,041
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$200,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$217,517
Participant contributions at end of year2012-12-31$97,624
Participant contributions at beginning of year2012-12-31$78,652
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$20,657
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$7,403
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$1,878
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$516,212
Value of net assets at end of year (total assets less liabilities)2012-12-31$1,882,713
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$1,366,501
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$1,777,471
Value of interest in pooled separate accounts at beginning of year2012-12-31$1,281,035
Interest on participant loans2012-12-31$4,041
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$7,618
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$1,289
Net investment gain/loss from pooled separate accounts2012-12-31$205,930
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$135,349
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$53,109
Contract administrator fees2012-12-31$14,173
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31SHELDON REDER CPAS
Accountancy firm EIN2012-12-31311340869
2011 : SES 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$1,878
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$309,820
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$385,109
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$372,822
Value of total corrective distributions2011-12-31$1,878
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$369,126
Value of total assets at end of year2011-12-31$1,368,379
Value of total assets at beginning of year2011-12-31$1,441,790
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$10,409
Total interest from all sources2011-12-31$2,680
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$77,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$183,558
Participant contributions at end of year2011-12-31$78,652
Participant contributions at beginning of year2011-12-31$58,754
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$86,019
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$7,403
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$1,878
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-75,289
Value of net assets at end of year (total assets less liabilities)2011-12-31$1,366,501
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$1,441,790
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$1,281,035
Value of interest in pooled separate accounts at beginning of year2011-12-31$1,383,036
Interest on participant loans2011-12-31$2,680
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$1,289
Net investment gain/loss from pooled separate accounts2011-12-31$-61,986
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$99,549
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$372,822
Contract administrator fees2011-12-31$10,409
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31SHELDON REDER CPAS
Accountancy firm EIN2011-12-31311340869

Form 5500 Responses for SES 401(K) PLAN

2022: SES 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SES 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SES 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SES 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SES 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedYes
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SES 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SES 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SES 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SES 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SES 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SES 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SES 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number85923
Policy instance 1
Insurance contract or identification number85923
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Insurance broker organization code?5
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number85923
Policy instance 1
Insurance contract or identification number85923
Number of Individuals Covered337
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $21,665
Total amount of fees paid to insurance companyUSD $9,869
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $21,665
Insurance broker organization code?3
Amount paid for insurance broker fees9869
Additional information about fees paid to insurance brokerFEES, TPA COMPENSATION, OTHER ALLOWANCES
Insurance broker nameCREATIVE RETIREMENT SYSTEMS, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number85923
Policy instance 1
Insurance contract or identification number85923
Number of Individuals Covered318
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $14,775
Total amount of fees paid to insurance companyUSD $10,533
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $14,775
Insurance broker organization code?3
Amount paid for insurance broker fees10533
Additional information about fees paid to insurance brokerFEES, TPA COMPENSATION, OTHER ALLOWANCES
Insurance broker nameCREATIVE RETIREMENT SYSTEMS, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number85923
Policy instance 1
Insurance contract or identification number85923
Number of Individuals Covered261
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $12,865
Total amount of fees paid to insurance companyUSD $7,429
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $12,865
Insurance broker organization code?3
Amount paid for insurance broker fees7429
Additional information about fees paid to insurance brokerFEES, TPA COMPENSATION, OTHER ALLOWANCES
Insurance broker nameCREATIVE RETIREMENT SYSTEMS, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number85923
Policy instance 1
Insurance contract or identification number85923
Number of Individuals Covered196
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $10,713
Total amount of fees paid to insurance companyUSD $6,782
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $10,713
Insurance broker organization code?3
Amount paid for insurance broker fees6782
Additional information about fees paid to insurance brokerFEES, TPA COMPENSATION, OTHER ALLOWANCES
Insurance broker nameCREATIVE RETIREMENT SYSTEMS, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number85923
Policy instance 1
Insurance contract or identification number85923
Number of Individuals Covered182
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $8,023
Total amount of fees paid to insurance companyUSD $4,786
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $8,023
Insurance broker organization code?3
Amount paid for insurance broker fees4786
Additional information about fees paid to insurance brokerFEES, TPA COMPENSATION, OTHER ALLOWANCES
Insurance broker nameCREATIVE RETIREMENT SYSTEMS, INC.
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number85923
Policy instance 1
Insurance contract or identification number85923
Number of Individuals Covered146
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $7,257
Total amount of fees paid to insurance companyUSD $2,445
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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