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Plan Name | ULTIMUS FUND SOLUTIONS, LLC RETIREMENT & PROFIT SHARING PLAN |
Plan identification number | 001 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
|
Company Name: | ULTIMUS FUND SOLUTIONS, LLC |
Employer identification number (EIN): | 311663251 |
NAIC Classification: | 523900 |
Additional information about ULTIMUS FUND SOLUTIONS, LLC
Jurisdiction of Incorporation: | Ohio Secretary of State Business Services Division |
Incorporation Date: | 1999-03-24 |
Company Identification Number: | 1067705 |
Legal Registered Office Address: |
225 PICTORIA DR STE 450 - CINCINNATI United States of America (USA) 45246 |
More information about ULTIMUS FUND SOLUTIONS, LLC
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
001 | 2022-01-01 | DAVID JAMES | 2023-08-15 | ||
001 | 2021-01-01 | DAVID JAMES | 2022-09-22 | ||
001 | 2020-01-01 | DAVID JAMES | 2021-10-15 | ||
001 | 2019-01-01 | ||||
001 | 2018-01-01 | ||||
001 | 2017-01-01 | ROBERT DORSEY | |||
001 | 2016-01-01 | ROBERT DORSEY | |||
001 | 2015-01-01 | ROBERT DORSEY | 2016-10-10 | ||
001 | 2014-01-01 | ROBERT DORSEY | 2016-09-19 | ||
001 | 2014-01-01 | ROBERT DORSEY | 2015-10-12 | ||
001 | 2013-01-01 | ROBERT DORSEY | 2014-10-03 | ||
001 | 2012-01-01 | ROBERT DORSEY | 2013-08-20 | ||
001 | 2011-01-01 | ROBERT DORSEY | 2012-05-29 | ||
001 | 2010-01-01 | ROBERT DORSEY | 2011-06-06 | ROBERT DORSEY | 2011-06-06 |
Measure | Date | Value |
---|---|---|
2022: ULTIMUS FUND SOLUTIONS, LLC RETIREMENT & PROFIT SHARING PLAN 2022 401k membership | ||
Total participants, beginning-of-year | 2022-01-01 | 859 |
Total number of active participants reported on line 7a of the Form 5500 | 2022-01-01 | 787 |
Number of retired or separated participants receiving benefits | 2022-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2022-01-01 | 299 |
Total of all active and inactive participants | 2022-01-01 | 1,086 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2022-01-01 | 0 |
Total participants | 2022-01-01 | 1,086 |
Number of participants with account balances | 2022-01-01 | 938 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2022-01-01 | 0 |
2021: ULTIMUS FUND SOLUTIONS, LLC RETIREMENT & PROFIT SHARING PLAN 2021 401k membership | ||
Total participants, beginning-of-year | 2021-01-01 | 698 |
Total number of active participants reported on line 7a of the Form 5500 | 2021-01-01 | 642 |
Number of retired or separated participants receiving benefits | 2021-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2021-01-01 | 217 |
Total of all active and inactive participants | 2021-01-01 | 859 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-01-01 | 0 |
Total participants | 2021-01-01 | 859 |
Number of participants with account balances | 2021-01-01 | 784 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-01-01 | 0 |
2020: ULTIMUS FUND SOLUTIONS, LLC RETIREMENT & PROFIT SHARING PLAN 2020 401k membership | ||
Total participants, beginning-of-year | 2020-01-01 | 234 |
Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 608 |
Number of retired or separated participants receiving benefits | 2020-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 90 |
Total of all active and inactive participants | 2020-01-01 | 698 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 0 |
Total participants | 2020-01-01 | 698 |
Number of participants with account balances | 2020-01-01 | 668 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-01-01 | 0 |
2019: ULTIMUS FUND SOLUTIONS, LLC RETIREMENT & PROFIT SHARING PLAN 2019 401k membership | ||
Total participants, beginning-of-year | 2019-01-01 | 215 |
Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 191 |
Number of retired or separated participants receiving benefits | 2019-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 43 |
Total of all active and inactive participants | 2019-01-01 | 234 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 0 |
Total participants | 2019-01-01 | 234 |
Number of participants with account balances | 2019-01-01 | 233 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 0 |
2018: ULTIMUS FUND SOLUTIONS, LLC RETIREMENT & PROFIT SHARING PLAN 2018 401k membership | ||
Total participants, beginning-of-year | 2018-01-01 | 172 |
Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 184 |
Number of retired or separated participants receiving benefits | 2018-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 31 |
Total of all active and inactive participants | 2018-01-01 | 215 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 0 |
Total participants | 2018-01-01 | 215 |
Number of participants with account balances | 2018-01-01 | 211 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 0 |
2017: ULTIMUS FUND SOLUTIONS, LLC RETIREMENT & PROFIT SHARING PLAN 2017 401k membership | ||
Total participants, beginning-of-year | 2017-01-01 | 150 |
Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 148 |
Number of retired or separated participants receiving benefits | 2017-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 24 |
Total of all active and inactive participants | 2017-01-01 | 172 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 0 |
Total participants | 2017-01-01 | 172 |
Number of participants with account balances | 2017-01-01 | 170 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 1 |
2016: ULTIMUS FUND SOLUTIONS, LLC RETIREMENT & PROFIT SHARING PLAN 2016 401k membership | ||
Total participants, beginning-of-year | 2016-01-01 | 141 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 133 |
Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 17 |
Total of all active and inactive participants | 2016-01-01 | 150 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
Total participants | 2016-01-01 | 150 |
Number of participants with account balances | 2016-01-01 | 149 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 0 |
Measure | Date | Value |
---|---|---|
2022 : ULTIMUS FUND SOLUTIONS, LLC RETIREMENT & PROFIT SHARING PLAN 2022 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-2,569,486 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $6,328,648 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $6,130,405 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $8,523,859 |
Value of total assets at end of year | 2022-12-31 | $55,418,937 |
Value of total assets at beginning of year | 2022-12-31 | $64,317,071 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $198,243 |
Total interest from all sources | 2022-12-31 | $23,343 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $1,899,658 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $1,899,658 |
Administrative expenses professional fees incurred | 2022-12-31 | $43,455 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $5,353,791 |
Participant contributions at end of year | 2022-12-31 | $546,223 |
Participant contributions at beginning of year | 2022-12-31 | $434,414 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $714,341 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-8,898,134 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $55,418,937 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $64,317,071 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Investment advisory and management fees | 2022-12-31 | $104,455 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $49,355,387 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $58,692,533 |
Interest on participant loans | 2022-12-31 | $23,343 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $5,502,119 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $5,110,000 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-13,117,718 |
Net investment gain or loss from common/collective trusts | 2022-12-31 | $101,372 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $2,455,727 |
Employer contributions (assets) at end of year | 2022-12-31 | $15,208 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $80,124 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $6,130,405 |
Contract administrator fees | 2022-12-31 | $50,333 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | CASSADY, SCHILLER & ASSOCIATES,INC. |
Accountancy firm EIN | 2022-12-31 | 311311065 |
2021 : ULTIMUS FUND SOLUTIONS, LLC RETIREMENT & PROFIT SHARING PLAN 2021 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total transfer of assets to this plan | 2021-12-31 | $8,831,759 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $15,533,590 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $5,204,408 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $5,105,069 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $7,379,783 |
Value of total assets at end of year | 2021-12-31 | $64,317,071 |
Value of total assets at beginning of year | 2021-12-31 | $45,156,130 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $99,339 |
Total interest from all sources | 2021-12-31 | $18,078 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $2,598,087 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $2,598,087 |
Administrative expenses professional fees incurred | 2021-12-31 | $22,000 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $5,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $4,600,068 |
Participant contributions at end of year | 2021-12-31 | $434,414 |
Participant contributions at beginning of year | 2021-12-31 | $321,447 |
Participant contributions at end of year | 2021-12-31 | $0 |
Participant contributions at beginning of year | 2021-12-31 | $43 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $637,289 |
Total non interest bearing cash at end of year | 2021-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2021-12-31 | $366 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $10,329,182 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $64,317,071 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $45,156,130 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Investment advisory and management fees | 2021-12-31 | $56,223 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $58,692,533 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $39,554,698 |
Interest on participant loans | 2021-12-31 | $18,078 |
Value of interest in common/collective trusts at end of year | 2021-12-31 | $5,110,000 |
Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $5,277,206 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $5,448,322 |
Net investment gain or loss from common/collective trusts | 2021-12-31 | $89,320 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $2,142,426 |
Employer contributions (assets) at end of year | 2021-12-31 | $80,124 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $2,370 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $5,105,069 |
Contract administrator fees | 2021-12-31 | $21,116 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | CASSADY, SCHILLER & ASSOCIATES,INC. |
Accountancy firm EIN | 2021-12-31 | 311311065 |
2020 : ULTIMUS FUND SOLUTIONS, LLC RETIREMENT & PROFIT SHARING PLAN 2020 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total transfer of assets to this plan | 2020-12-31 | $18,784,278 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $11,044,140 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $2,176,023 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $2,126,493 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $5,836,414 |
Value of total assets at end of year | 2020-12-31 | $45,156,130 |
Value of total assets at beginning of year | 2020-12-31 | $17,503,735 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $49,530 |
Total interest from all sources | 2020-12-31 | $15,684 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $1,160,709 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $1,160,709 |
Administrative expenses professional fees incurred | 2020-12-31 | $40,751 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $3,524,627 |
Participant contributions at end of year | 2020-12-31 | $321,447 |
Participant contributions at beginning of year | 2020-12-31 | $0 |
Participant contributions at end of year | 2020-12-31 | $43 |
Participant contributions at beginning of year | 2020-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $698,427 |
Total non interest bearing cash at end of year | 2020-12-31 | $366 |
Total non interest bearing cash at beginning of year | 2020-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $8,868,117 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $45,156,130 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $17,503,735 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Investment advisory and management fees | 2020-12-31 | $301 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $39,554,698 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $15,203,395 |
Interest on participant loans | 2020-12-31 | $15,684 |
Value of interest in common/collective trusts at end of year | 2020-12-31 | $5,277,206 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $2,136,403 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $3,966,255 |
Net investment gain or loss from common/collective trusts | 2020-12-31 | $65,078 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $1,613,360 |
Employer contributions (assets) at end of year | 2020-12-31 | $2,370 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $163,937 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $2,126,493 |
Contract administrator fees | 2020-12-31 | $8,478 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | ERNST & YOUNG |
Accountancy firm EIN | 2020-12-31 | 346565596 |
2019 : ULTIMUS FUND SOLUTIONS, LLC RETIREMENT & PROFIT SHARING PLAN 2019 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total transfer of assets to this plan | 2019-12-31 | $1,425,817 |
Total transfer of assets to this plan | 2019-12-31 | $1,425,817 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $5,481,771 |
Total income from all sources (including contributions) | 2019-12-31 | $5,481,771 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $2,692,504 |
Total of all expenses incurred | 2019-12-31 | $2,692,504 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $2,681,932 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $2,681,932 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $2,571,656 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $2,571,656 |
Value of total assets at end of year | 2019-12-31 | $17,503,735 |
Value of total assets at end of year | 2019-12-31 | $17,503,735 |
Value of total assets at beginning of year | 2019-12-31 | $13,288,651 |
Value of total assets at beginning of year | 2019-12-31 | $13,288,651 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $10,572 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $10,572 |
Total interest from all sources | 2019-12-31 | $0 |
Total interest from all sources | 2019-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $636,371 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $636,371 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $636,371 |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $636,371 |
Administrative expenses professional fees incurred | 2019-12-31 | $7,500 |
Administrative expenses professional fees incurred | 2019-12-31 | $7,500 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $1,654,181 |
Contributions received from participants | 2019-12-31 | $1,654,181 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $180,997 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $180,997 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $2,789,267 |
Value of net income/loss | 2019-12-31 | $2,789,267 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $17,503,735 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $17,503,735 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $13,288,651 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $13,288,651 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $15,203,395 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $15,203,395 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $11,588,955 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $11,588,955 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $2,136,403 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $2,136,403 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $1,556,871 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $1,556,871 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $2,239,269 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $2,239,269 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $34,475 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $34,475 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $736,478 |
Contributions received in cash from employer | 2019-12-31 | $736,478 |
Employer contributions (assets) at end of year | 2019-12-31 | $163,937 |
Employer contributions (assets) at end of year | 2019-12-31 | $163,937 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $142,825 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $142,825 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $2,681,932 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $2,681,932 |
Contract administrator fees | 2019-12-31 | $3,072 |
Contract administrator fees | 2019-12-31 | $3,072 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | ERNST & YOUNG |
Accountancy firm name | 2019-12-31 | ERNST & YOUNG |
Accountancy firm EIN | 2019-12-31 | 346565596 |
Accountancy firm EIN | 2019-12-31 | 346565596 |
2018 : ULTIMUS FUND SOLUTIONS, LLC RETIREMENT & PROFIT SHARING PLAN 2018 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $1,097,469 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $250,769 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $239,703 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $1,920,547 |
Value of total assets at end of year | 2018-12-31 | $13,288,651 |
Value of total assets at beginning of year | 2018-12-31 | $12,441,951 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $11,066 |
Total interest from all sources | 2018-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $714,449 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $714,449 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $1,322,656 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $3,517 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $846,700 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $13,288,651 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $12,441,951 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Investment advisory and management fees | 2018-12-31 | $9,450 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $11,588,955 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $10,727,048 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $1,556,871 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $1,599,286 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-1,556,834 |
Net investment gain or loss from common/collective trusts | 2018-12-31 | $19,307 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $594,374 |
Employer contributions (assets) at end of year | 2018-12-31 | $142,825 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $115,617 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $239,703 |
Contract administrator fees | 2018-12-31 | $1,616 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | CASSADY SCHILLER & ASSOCIATES, INC. |
Accountancy firm EIN | 2018-12-31 | 311311065 |
2017 : ULTIMUS FUND SOLUTIONS, LLC RETIREMENT & PROFIT SHARING PLAN 2017 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $3,270,700 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $1,334,242 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $1,318,289 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $1,764,429 |
Value of total assets at end of year | 2017-12-31 | $12,441,951 |
Value of total assets at beginning of year | 2017-12-31 | $10,505,493 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $15,953 |
Total interest from all sources | 2017-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $501,775 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $501,775 |
Administrative expenses professional fees incurred | 2017-12-31 | $15,000 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $1,094,989 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $135,818 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $1,936,458 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $12,441,951 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $10,505,493 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $10,727,048 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $9,125,749 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $1,599,286 |
Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $1,268,723 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $991,687 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $12,809 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $533,622 |
Employer contributions (assets) at end of year | 2017-12-31 | $115,617 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $111,021 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $1,318,289 |
Contract administrator fees | 2017-12-31 | $953 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | CASSADY SCHILLER & ASSOCIATES, INC. |
Accountancy firm EIN | 2017-12-31 | 311311065 |
2016 : ULTIMUS FUND SOLUTIONS, LLC RETIREMENT & PROFIT SHARING PLAN 2016 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $2,942,492 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $155,172 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $151,670 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $2,199,555 |
Value of total assets at end of year | 2016-12-31 | $10,505,493 |
Value of total assets at beginning of year | 2016-12-31 | $7,718,173 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $3,502 |
Total interest from all sources | 2016-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $336,253 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $336,253 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $943,080 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $804,782 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $2,787,320 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $10,505,493 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $7,718,173 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $9,125,749 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $6,793,632 |
Value of interest in common/collective trusts at end of year | 2016-12-31 | $1,268,723 |
Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $860,436 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $399,370 |
Net investment gain or loss from common/collective trusts | 2016-12-31 | $7,314 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $451,693 |
Employer contributions (assets) at end of year | 2016-12-31 | $111,021 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $64,105 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $151,670 |
Contract administrator fees | 2016-12-31 | $3,502 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | CASSADY SCHILLER & ASSOCIATES, INC. |
Accountancy firm EIN | 2016-12-31 | 311311065 |
2022: ULTIMUS FUND SOLUTIONS, LLC RETIREMENT & PROFIT SHARING PLAN 2022 form 5500 responses | ||
---|---|---|
2022-01-01 | Type of plan entity | Single employer plan |
2022-01-01 | Submission has been amended | No |
2022-01-01 | This submission is the final filing | No |
2022-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2022-01-01 | Plan is a collectively bargained plan | No |
2022-01-01 | Plan funding arrangement – Trust | Yes |
2022-01-01 | Plan benefit arrangement - Trust | Yes |
2021: ULTIMUS FUND SOLUTIONS, LLC RETIREMENT & PROFIT SHARING PLAN 2021 form 5500 responses | ||
2021-01-01 | Type of plan entity | Single employer plan |
2021-01-01 | Submission has been amended | No |
2021-01-01 | This submission is the final filing | No |
2021-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2021-01-01 | Plan is a collectively bargained plan | No |
2021-01-01 | Plan funding arrangement – Trust | Yes |
2021-01-01 | Plan benefit arrangement - Trust | Yes |
2020: ULTIMUS FUND SOLUTIONS, LLC RETIREMENT & PROFIT SHARING PLAN 2020 form 5500 responses | ||
2020-01-01 | Type of plan entity | Single employer plan |
2020-01-01 | Submission has been amended | No |
2020-01-01 | This submission is the final filing | No |
2020-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2020-01-01 | Plan is a collectively bargained plan | No |
2020-01-01 | Plan funding arrangement – Trust | Yes |
2020-01-01 | Plan benefit arrangement - Trust | Yes |
2019: ULTIMUS FUND SOLUTIONS, LLC RETIREMENT & PROFIT SHARING PLAN 2019 form 5500 responses | ||
2019-01-01 | Type of plan entity | Single employer plan |
2019-01-01 | Submission has been amended | No |
2019-01-01 | This submission is the final filing | No |
2019-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2019-01-01 | Plan is a collectively bargained plan | No |
2019-01-01 | Plan funding arrangement – Trust | Yes |
2019-01-01 | Plan benefit arrangement - Trust | Yes |
2018: ULTIMUS FUND SOLUTIONS, LLC RETIREMENT & PROFIT SHARING PLAN 2018 form 5500 responses | ||
2018-01-01 | Type of plan entity | Single employer plan |
2018-01-01 | Submission has been amended | No |
2018-01-01 | This submission is the final filing | No |
2018-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2018-01-01 | Plan is a collectively bargained plan | No |
2018-01-01 | Plan funding arrangement – Trust | Yes |
2018-01-01 | Plan benefit arrangement - Trust | Yes |
2017: ULTIMUS FUND SOLUTIONS, LLC RETIREMENT & PROFIT SHARING PLAN 2017 form 5500 responses | ||
2017-01-01 | Type of plan entity | Single employer plan |
2017-01-01 | Submission has been amended | No |
2017-01-01 | This submission is the final filing | No |
2017-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2017-01-01 | Plan is a collectively bargained plan | No |
2017-01-01 | Plan funding arrangement – Trust | Yes |
2017-01-01 | Plan benefit arrangement - Trust | Yes |
2016: ULTIMUS FUND SOLUTIONS, LLC RETIREMENT & PROFIT SHARING PLAN 2016 form 5500 responses | ||
2016-01-01 | Type of plan entity | Single employer plan |
2016-01-01 | Submission has been amended | No |
2016-01-01 | This submission is the final filing | No |
2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2016-01-01 | Plan is a collectively bargained plan | No |
2016-01-01 | Plan funding arrangement – Trust | Yes |
2016-01-01 | Plan benefit arrangement - Trust | Yes |