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SOUTHWEST CARPENTERS ANNUITY FUND 401k Plan overview

Plan NameSOUTHWEST CARPENTERS ANNUITY FUND
Plan identification number 002

SOUTHWEST CARPENTERS ANNUITY FUND Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Money purchase (other than target benefit)
  • Profit-sharing
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

BOARD OF TRUSTEES, SOUTHWEST CARPENTERS ANNUITY FUND has sponsored the creation of one or more 401k plans.

Company Name:BOARD OF TRUSTEES, SOUTHWEST CARPENTERS ANNUITY FUND
Employer identification number (EIN):311809923
NAIC Classification:238100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SOUTHWEST CARPENTERS ANNUITY FUND

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022020-01-01FRANK HAWK2021-10-04 BRADY STEVENS2021-10-05
0022019-01-01RICH CROOK2020-09-17 DANIEL LANGFORD2020-09-17
0022018-01-01SANDRA MALONEY2019-10-08 DANIEL LANGFORD2019-10-08
0022017-01-01
0022016-01-01
0022015-01-01EXEC. ADMINISTRATOR TRUSTEE2016-08-01
0022014-01-01ADMINISTRATOR TRUSTEE2015-07-17
0022013-01-01ADMINISTRATOR TRUSTEE2014-06-19
0022012-01-01ADMINISTRATOR TRUSTEE2013-06-20
0022011-01-01ADMINISTRATOR TRUSTEE2012-09-15
0022009-01-01ADMINISTRATOR TRUSTEE2010-10-15

Plan Statistics for SOUTHWEST CARPENTERS ANNUITY FUND

401k plan membership statisitcs for SOUTHWEST CARPENTERS ANNUITY FUND

Measure Date Value
2020: SOUTHWEST CARPENTERS ANNUITY FUND 2020 401k membership
Total participants, beginning-of-year2020-01-0114,083
Total number of active participants reported on line 7a of the Form 55002020-01-0132,035
Number of retired or separated participants receiving benefits2020-01-017
Number of other retired or separated participants entitled to future benefits2020-01-012,484
Total of all active and inactive participants2020-01-0134,526
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-0134,526
Number of participants with account balances2020-01-0134,526
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
Number of employers contributing to the scheme2020-01-01331
2019: SOUTHWEST CARPENTERS ANNUITY FUND 2019 401k membership
Total participants, beginning-of-year2019-01-0113,688
Total number of active participants reported on line 7a of the Form 55002019-01-0111,725
Number of retired or separated participants receiving benefits2019-01-018
Number of other retired or separated participants entitled to future benefits2019-01-012,350
Total of all active and inactive participants2019-01-0114,083
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-0114,083
Number of participants with account balances2019-01-0114,083
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
Number of employers contributing to the scheme2019-01-01206
2018: SOUTHWEST CARPENTERS ANNUITY FUND 2018 401k membership
Total participants, beginning-of-year2018-01-0113,413
Total number of active participants reported on line 7a of the Form 55002018-01-0111,376
Number of retired or separated participants receiving benefits2018-01-016
Number of other retired or separated participants entitled to future benefits2018-01-012,306
Total of all active and inactive participants2018-01-0113,688
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-0113,688
Number of participants with account balances2018-01-0113,688
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
Number of employers contributing to the scheme2018-01-01206
2017: SOUTHWEST CARPENTERS ANNUITY FUND 2017 401k membership
Total participants, beginning-of-year2017-01-0113,535
Total number of active participants reported on line 7a of the Form 55002017-01-0111,172
Number of retired or separated participants receiving benefits2017-01-013
Number of other retired or separated participants entitled to future benefits2017-01-012,237
Total of all active and inactive participants2017-01-0113,412
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-0113,413
Number of participants with account balances2017-01-0113,413
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
Number of employers contributing to the scheme2017-01-01206
2016: SOUTHWEST CARPENTERS ANNUITY FUND 2016 401k membership
Total participants, beginning-of-year2016-01-0113,753
Total number of active participants reported on line 7a of the Form 55002016-01-0111,235
Number of retired or separated participants receiving benefits2016-01-011
Number of other retired or separated participants entitled to future benefits2016-01-012,299
Total of all active and inactive participants2016-01-0113,535
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-0113,536
Number of participants with account balances2016-01-0113,536
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
Number of employers contributing to the scheme2016-01-01200
2015: SOUTHWEST CARPENTERS ANNUITY FUND 2015 401k membership
Total participants, beginning-of-year2015-01-0113,920
Total number of active participants reported on line 7a of the Form 55002015-01-0111,431
Number of retired or separated participants receiving benefits2015-01-013
Number of other retired or separated participants entitled to future benefits2015-01-012,318
Total of all active and inactive participants2015-01-0113,752
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-0113,753
Number of participants with account balances2015-01-0113,753
Number of employers contributing to the scheme2015-01-01305
2014: SOUTHWEST CARPENTERS ANNUITY FUND 2014 401k membership
Total participants, beginning-of-year2014-01-0114,203
Total number of active participants reported on line 7a of the Form 55002014-01-0111,679
Number of retired or separated participants receiving benefits2014-01-014
Number of other retired or separated participants entitled to future benefits2014-01-012,237
Total of all active and inactive participants2014-01-0113,920
Total participants2014-01-0113,920
Number of participants with account balances2014-01-0113,920
Number of employers contributing to the scheme2014-01-01267
2013: SOUTHWEST CARPENTERS ANNUITY FUND 2013 401k membership
Total participants, beginning-of-year2013-01-0114,635
Total number of active participants reported on line 7a of the Form 55002013-01-0112,212
Number of retired or separated participants receiving benefits2013-01-018
Number of other retired or separated participants entitled to future benefits2013-01-011,983
Total of all active and inactive participants2013-01-0114,203
Total participants2013-01-0114,203
Number of participants with account balances2013-01-0114,203
Number of employers contributing to the scheme2013-01-01251
2012: SOUTHWEST CARPENTERS ANNUITY FUND 2012 401k membership
Total participants, beginning-of-year2012-01-0115,956
Total number of active participants reported on line 7a of the Form 55002012-01-0113,115
Number of retired or separated participants receiving benefits2012-01-0111
Number of other retired or separated participants entitled to future benefits2012-01-011,509
Total of all active and inactive participants2012-01-0114,635
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0114,635
Number of participants with account balances2012-01-0114,635
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
Number of employers contributing to the scheme2012-01-01345
2011: SOUTHWEST CARPENTERS ANNUITY FUND 2011 401k membership
Total participants, beginning-of-year2011-01-0118,568
Total number of active participants reported on line 7a of the Form 55002011-01-0114,908
Number of retired or separated participants receiving benefits2011-01-0110
Number of other retired or separated participants entitled to future benefits2011-01-011,038
Total of all active and inactive participants2011-01-0115,956
Total participants2011-01-0115,956
Number of participants with account balances2011-01-0115,956
Number of employers contributing to the scheme2011-01-01261
2009: SOUTHWEST CARPENTERS ANNUITY FUND 2009 401k membership
Total participants, beginning-of-year2009-01-0123,901
Total number of active participants reported on line 7a of the Form 55002009-01-0111,920
Number of other retired or separated participants entitled to future benefits2009-01-0110,301
Total of all active and inactive participants2009-01-0122,221
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-0110
Total participants2009-01-0122,231
Number of participants with account balances2009-01-0122,231
Number of employers contributing to the scheme2009-01-01307

Financial Data on SOUTHWEST CARPENTERS ANNUITY FUND

Measure Date Value
2020 : SOUTHWEST CARPENTERS ANNUITY FUND 2020 401k financial data
Total transfer of assets to this plan2020-12-31$81,316,508
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$218,676
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$105,306
Total income from all sources (including contributions)2020-12-31$52,255,744
Total of all expenses incurred2020-12-31$10,840,476
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$9,564,335
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$33,631,586
Value of total assets at end of year2020-12-31$304,733,930
Value of total assets at beginning of year2020-12-31$181,888,784
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$1,276,141
Total interest from all sources2020-12-31$368,122
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$123,129
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$123,129
Administrative expenses professional fees incurred2020-12-31$92,823
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Participant contributions at end of year2020-12-31$36,626
Participant contributions at beginning of year2020-12-31$110,046
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$81,371,508
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$55,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$192,997
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$91,641
Other income not declared elsewhere2020-12-31$231,346
Administrative expenses (other) incurred2020-12-31$754,956
Liabilities. Value of operating payables at end of year2020-12-31$25,679
Liabilities. Value of operating payables at beginning of year2020-12-31$13,665
Total non interest bearing cash at end of year2020-12-31$4,296,412
Total non interest bearing cash at beginning of year2020-12-31$168,114
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$41,415,268
Value of net assets at end of year (total assets less liabilities)2020-12-31$304,515,254
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$181,783,478
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$108,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$73,099,513
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$93,943,480
Value of interest in pooled separate accounts at end of year2020-12-31$98,711,042
Value of interest in pooled separate accounts at beginning of year2020-12-31$39,326,095
Interest on participant loans2020-12-31$4,411
Interest earned on other investments2020-12-31$358,312
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$93,335
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$2,008,802
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$2,008,802
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$5,399
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$42,963,252
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$44,705,941
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$6,211,331
Net investment gain/loss from pooled separate accounts2020-12-31$11,690,230
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31Yes
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$33,631,586
Employer contributions (assets) at end of year2020-12-31$4,084,977
Employer contributions (assets) at beginning of year2020-12-31$1,511,096
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$9,564,335
Contract administrator fees2020-12-31$320,362
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Assets. Value of buildings and other operty used in plan operation at end of year2020-12-31$77,265
Assets. Value of buildings and other operty used in plan operation at beginning of year2020-12-31$60,210
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31CALIBRE CPA GROUP, PLLC
Accountancy firm EIN2020-12-31470900880
2019 : SOUTHWEST CARPENTERS ANNUITY FUND 2019 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$105,306
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$78,761
Total income from all sources (including contributions)2019-12-31$37,778,668
Total of all expenses incurred2019-12-31$7,975,639
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$7,034,186
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$16,811,286
Value of total assets at end of year2019-12-31$181,888,784
Value of total assets at beginning of year2019-12-31$152,059,210
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$941,453
Total interest from all sources2019-12-31$313,790
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$147,542
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$147,542
Administrative expenses professional fees incurred2019-12-31$93,247
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Participant contributions at end of year2019-12-31$110,046
Participant contributions at beginning of year2019-12-31$287,202
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$55,000
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$55,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$91,641
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$49,256
Other income not declared elsewhere2019-12-31$220,000
Administrative expenses (other) incurred2019-12-31$493,481
Liabilities. Value of operating payables at end of year2019-12-31$13,665
Liabilities. Value of operating payables at beginning of year2019-12-31$29,505
Total non interest bearing cash at end of year2019-12-31$168,114
Total non interest bearing cash at beginning of year2019-12-31$1,888,633
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$29,803,029
Value of net assets at end of year (total assets less liabilities)2019-12-31$181,783,478
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$151,980,449
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$108,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$93,943,480
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$77,811,443
Value of interest in pooled separate accounts at end of year2019-12-31$39,326,095
Value of interest in pooled separate accounts at beginning of year2019-12-31$31,294,523
Interest on participant loans2019-12-31$9,040
Interest earned on other investments2019-12-31$288,834
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$2,008,802
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$44,015
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$44,015
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$15,916
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$44,705,941
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$39,261,872
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$12,557,708
Net investment gain/loss from pooled separate accounts2019-12-31$7,728,342
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$16,811,286
Employer contributions (assets) at end of year2019-12-31$1,511,096
Employer contributions (assets) at beginning of year2019-12-31$1,346,664
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$7,034,186
Contract administrator fees2019-12-31$246,725
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Assets. Value of buildings and other operty used in plan operation at end of year2019-12-31$60,210
Assets. Value of buildings and other operty used in plan operation at beginning of year2019-12-31$69,858
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31CALIBRE CPA GROUP, PLLC
Accountancy firm EIN2019-12-31470900880
2018 : SOUTHWEST CARPENTERS ANNUITY FUND 2018 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$78,761
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$98,970
Total income from all sources (including contributions)2018-12-31$7,121,675
Total of all expenses incurred2018-12-31$6,636,518
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$6,179,816
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$13,997,900
Value of total assets at end of year2018-12-31$152,059,210
Value of total assets at beginning of year2018-12-31$151,594,262
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$456,702
Total interest from all sources2018-12-31$324,001
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$322,396
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$322,396
Administrative expenses professional fees incurred2018-12-31$84,241
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Participant contributions at end of year2018-12-31$287,202
Participant contributions at beginning of year2018-12-31$532,049
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$55,000
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$83,689
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$49,256
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$81,276
Other income not declared elsewhere2018-12-31$220,000
Administrative expenses (other) incurred2018-12-31$50,911
Liabilities. Value of operating payables at end of year2018-12-31$29,505
Liabilities. Value of operating payables at beginning of year2018-12-31$17,694
Total non interest bearing cash at end of year2018-12-31$1,888,633
Total non interest bearing cash at beginning of year2018-12-31$1,339,126
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$485,157
Value of net assets at end of year (total assets less liabilities)2018-12-31$151,980,449
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$151,495,292
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$108,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$77,811,443
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$77,983,021
Value of interest in pooled separate accounts at end of year2018-12-31$31,294,523
Value of interest in pooled separate accounts at beginning of year2018-12-31$31,893,686
Interest on participant loans2018-12-31$22,295
Interest earned on other investments2018-12-31$297,750
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$44,015
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$43,260
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$43,260
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$3,956
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$39,261,872
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$38,740,998
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-4,205,696
Net investment gain/loss from pooled separate accounts2018-12-31$-3,536,926
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31Yes
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$13,997,900
Employer contributions (assets) at end of year2018-12-31$1,346,664
Employer contributions (assets) at beginning of year2018-12-31$907,206
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$6,179,816
Contract administrator fees2018-12-31$213,550
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Assets. Value of buildings and other operty used in plan operation at end of year2018-12-31$69,858
Assets. Value of buildings and other operty used in plan operation at beginning of year2018-12-31$71,227
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31CALIBRE CPA GROUP, PLLC
Accountancy firm EIN2018-12-31470900880
2017 : SOUTHWEST CARPENTERS ANNUITY FUND 2017 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$98,970
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$78,516
Total income from all sources (including contributions)2017-12-31$20,635,144
Total of all expenses incurred2017-12-31$10,381,301
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$9,941,474
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$7,523,878
Value of total assets at end of year2017-12-31$151,594,262
Value of total assets at beginning of year2017-12-31$141,319,965
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$439,827
Total interest from all sources2017-12-31$248,529
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$201,733
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$201,733
Administrative expenses professional fees incurred2017-12-31$54,140
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Participant contributions at end of year2017-12-31$532,049
Participant contributions at beginning of year2017-12-31$484,029
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$83,689
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$84,554
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$81,276
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$63,623
Other income not declared elsewhere2017-12-31$200,000
Administrative expenses (other) incurred2017-12-31$55,338
Liabilities. Value of operating payables at end of year2017-12-31$17,694
Liabilities. Value of operating payables at beginning of year2017-12-31$14,893
Total non interest bearing cash at end of year2017-12-31$1,339,126
Total non interest bearing cash at beginning of year2017-12-31$1,303,058
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$10,253,843
Value of net assets at end of year (total assets less liabilities)2017-12-31$151,495,292
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$141,241,449
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$108,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$77,983,021
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$69,025,542
Value of interest in pooled separate accounts at end of year2017-12-31$31,893,686
Value of interest in pooled separate accounts at beginning of year2017-12-31$31,218,932
Interest on participant loans2017-12-31$20,654
Interest earned on other investments2017-12-31$226,278
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$43,260
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$42,929
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$42,929
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$1,597
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$38,740,998
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$38,375,948
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$7,757,834
Net investment gain/loss from pooled separate accounts2017-12-31$4,703,170
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31Yes
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$7,523,878
Employer contributions (assets) at end of year2017-12-31$907,206
Employer contributions (assets) at beginning of year2017-12-31$719,738
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$9,941,474
Contract administrator fees2017-12-31$222,349
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Assets. Value of buildings and other operty used in plan operation at end of year2017-12-31$71,227
Assets. Value of buildings and other operty used in plan operation at beginning of year2017-12-31$65,235
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31CALIBRE CPA GROUP, PLLC
Accountancy firm EIN2017-12-31470900880
2016 : SOUTHWEST CARPENTERS ANNUITY FUND 2016 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$78,516
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$754,977
Total income from all sources (including contributions)2016-12-31$15,810,727
Total of all expenses incurred2016-12-31$10,959,300
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$10,507,358
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$6,942,521
Value of total assets at end of year2016-12-31$141,319,965
Value of total assets at beginning of year2016-12-31$137,144,999
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$451,942
Total interest from all sources2016-12-31$224,535
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$86,137
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$86,137
Administrative expenses professional fees incurred2016-12-31$63,520
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Funding deficiency by the employer to the plan for this plan year2016-12-31$0
Minimum employer required contribution for this plan year2016-12-31$6,942,521
Amount contributed by the employer to the plan for this plan year2016-12-31$6,942,521
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Participant contributions at end of year2016-12-31$484,029
Participant contributions at beginning of year2016-12-31$579,848
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$84,554
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$747,604
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$63,623
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$717,025
Other income not declared elsewhere2016-12-31$200,000
Administrative expenses (other) incurred2016-12-31$76,046
Liabilities. Value of operating payables at end of year2016-12-31$14,893
Liabilities. Value of operating payables at beginning of year2016-12-31$37,952
Total non interest bearing cash at end of year2016-12-31$1,303,058
Total non interest bearing cash at beginning of year2016-12-31$1,272,608
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$4,851,427
Value of net assets at end of year (total assets less liabilities)2016-12-31$141,241,449
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$136,390,022
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$108,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$69,025,542
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$3,251,755
Value of interest in pooled separate accounts at end of year2016-12-31$31,218,932
Value of interest in pooled separate accounts at beginning of year2016-12-31$117,806,755
Interest on participant loans2016-12-31$31,372
Interest earned on other investments2016-12-31$193,163
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$42,929
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$42,806
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$42,806
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$38,375,948
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$12,662,551
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$5,607,262
Net investment gain/loss from pooled separate accounts2016-12-31$2,750,272
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$6,942,521
Employer contributions (assets) at end of year2016-12-31$719,738
Employer contributions (assets) at beginning of year2016-12-31$721,646
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$10,507,358
Contract administrator fees2016-12-31$204,376
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Assets. Value of buildings and other operty used in plan operation at end of year2016-12-31$65,235
Assets. Value of buildings and other operty used in plan operation at beginning of year2016-12-31$59,426
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31CALIBRE CPA GROUP, PLLC
Accountancy firm EIN2016-12-31470900880
2015 : SOUTHWEST CARPENTERS ANNUITY FUND 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-6,851,413
Total unrealized appreciation/depreciation of assets2015-12-31$-6,851,413
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$754,977
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$590,329
Total income from all sources (including contributions)2015-12-31$3,767,308
Total loss/gain on sale of assets2015-12-31$3,674,970
Total of all expenses incurred2015-12-31$10,235,471
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$9,834,005
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$6,470,117
Value of total assets at end of year2015-12-31$137,144,999
Value of total assets at beginning of year2015-12-31$143,448,514
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$401,466
Total interest from all sources2015-12-31$278,634
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$92,173
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Funding deficiency by the employer to the plan for this plan year2015-12-31$0
Minimum employer required contribution for this plan year2015-12-31$6,470,117
Amount contributed by the employer to the plan for this plan year2015-12-31$6,470,117
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Participant contributions at end of year2015-12-31$579,848
Participant contributions at beginning of year2015-12-31$558,441
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$747,604
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$576,553
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$717,025
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$569,456
Other income not declared elsewhere2015-12-31$195,000
Administrative expenses (other) incurred2015-12-31$56,205
Liabilities. Value of operating payables at end of year2015-12-31$37,952
Liabilities. Value of operating payables at beginning of year2015-12-31$20,873
Total non interest bearing cash at end of year2015-12-31$1,272,608
Total non interest bearing cash at beginning of year2015-12-31$1,265,276
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-6,468,163
Value of net assets at end of year (total assets less liabilities)2015-12-31$136,390,022
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$142,858,185
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$108,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$3,251,755
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$487,566
Value of interest in pooled separate accounts at end of year2015-12-31$117,806,755
Value of interest in pooled separate accounts at beginning of year2015-12-31$126,991,238
Interest on participant loans2015-12-31$27,015
Interest earned on other investments2015-12-31$251,619
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$42,806
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$42,796
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$42,796
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$12,662,551
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$12,930,082
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$6,470,117
Employer contributions (assets) at end of year2015-12-31$721,646
Employer contributions (assets) at beginning of year2015-12-31$533,224
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$9,834,005
Contract administrator fees2015-12-31$145,088
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Assets. Value of buildings and other operty used in plan operation at end of year2015-12-31$59,426
Assets. Value of buildings and other operty used in plan operation at beginning of year2015-12-31$63,338
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$3,674,970
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31BERNARD KOTKIN & COMPANY LLP
Accountancy firm EIN2015-12-31952556670
2014 : SOUTHWEST CARPENTERS ANNUITY FUND 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$-1,955,108
Total unrealized appreciation/depreciation of assets2014-12-31$-1,955,108
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$590,329
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$622,752
Total income from all sources (including contributions)2014-12-31$9,759,591
Total loss/gain on sale of assets2014-12-31$4,353,721
Total of all expenses incurred2014-12-31$13,945,972
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$13,408,352
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$6,907,277
Value of total assets at end of year2014-12-31$143,448,514
Value of total assets at beginning of year2014-12-31$147,667,318
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$537,620
Total interest from all sources2014-12-31$243,701
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$222,339
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Funding deficiency by the employer to the plan for this plan year2014-12-31$0
Minimum employer required contribution for this plan year2014-12-31$6,907,277
Amount contributed by the employer to the plan for this plan year2014-12-31$6,907,277
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Participant contributions at end of year2014-12-31$558,441
Participant contributions at beginning of year2014-12-31$462,631
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$576,553
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$652,408
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$569,456
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$602,206
Other income not declared elsewhere2014-12-31$210,000
Administrative expenses (other) incurred2014-12-31$57,786
Liabilities. Value of operating payables at end of year2014-12-31$20,873
Liabilities. Value of operating payables at beginning of year2014-12-31$20,546
Total non interest bearing cash at end of year2014-12-31$1,265,276
Total non interest bearing cash at beginning of year2014-12-31$1,302,099
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-4,186,381
Value of net assets at end of year (total assets less liabilities)2014-12-31$142,858,185
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$147,044,566
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$108,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$487,566
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$201,352
Value of interest in pooled separate accounts at end of year2014-12-31$126,991,238
Value of interest in pooled separate accounts at beginning of year2014-12-31$131,152,387
Interest on participant loans2014-12-31$26,381
Interest earned on other investments2014-12-31$217,320
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$42,796
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$42,792
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$42,792
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$12,930,082
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$13,233,096
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$6,907,277
Employer contributions (assets) at end of year2014-12-31$533,224
Employer contributions (assets) at beginning of year2014-12-31$519,308
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$13,408,352
Contract administrator fees2014-12-31$149,495
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Assets. Value of buildings and other operty used in plan operation at end of year2014-12-31$63,338
Assets. Value of buildings and other operty used in plan operation at beginning of year2014-12-31$101,245
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$4,353,721
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31BERNARD KOTKIN AND COMPANY LLP
Accountancy firm EIN2014-12-31952556670
2013 : SOUTHWEST CARPENTERS ANNUITY FUND 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$4,363,482
Total unrealized appreciation/depreciation of assets2013-12-31$4,363,482
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$622,752
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$527,751
Total income from all sources (including contributions)2013-12-31$16,567,815
Total loss/gain on sale of assets2013-12-31$5,428,075
Total of all expenses incurred2013-12-31$21,195,809
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$20,812,090
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$6,289,613
Value of total assets at end of year2013-12-31$147,667,318
Value of total assets at beginning of year2013-12-31$152,200,311
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$383,719
Total interest from all sources2013-12-31$266,645
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$140,722
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Funding deficiency by the employer to the plan for this plan year2013-12-31$0
Minimum employer required contribution for this plan year2013-12-31$6,289,613
Amount contributed by the employer to the plan for this plan year2013-12-31$6,289,613
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Participant contributions at end of year2013-12-31$462,631
Participant contributions at beginning of year2013-12-31$697,560
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$652,408
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$553,176
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$602,206
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$505,713
Other income not declared elsewhere2013-12-31$220,000
Administrative expenses (other) incurred2013-12-31$54,529
Liabilities. Value of operating payables at end of year2013-12-31$20,546
Liabilities. Value of operating payables at beginning of year2013-12-31$22,038
Total non interest bearing cash at end of year2013-12-31$1,302,099
Total non interest bearing cash at beginning of year2013-12-31$1,061,083
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$-4,627,994
Value of net assets at end of year (total assets less liabilities)2013-12-31$147,044,566
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$151,672,560
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$114,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$201,352
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$547,855
Value of interest in pooled separate accounts at end of year2013-12-31$131,152,387
Value of interest in pooled separate accounts at beginning of year2013-12-31$134,066,999
Interest on participant loans2013-12-31$17,723
Interest earned on other investments2013-12-31$248,922
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$42,792
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$42,787
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$42,787
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$13,233,096
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$14,500,737
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$6,289,613
Employer contributions (assets) at end of year2013-12-31$519,308
Employer contributions (assets) at beginning of year2013-12-31$645,695
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$20,812,090
Contract administrator fees2013-12-31$74,468
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Assets. Value of buildings and other operty used in plan operation at end of year2013-12-31$101,245
Assets. Value of buildings and other operty used in plan operation at beginning of year2013-12-31$84,419
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$5,428,075
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31BERNARD KOTKIN & COMPANY LLP
Accountancy firm EIN2013-12-31952556670
2012 : SOUTHWEST CARPENTERS ANNUITY FUND 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$7,717,004
Total unrealized appreciation/depreciation of assets2012-12-31$7,717,004
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$527,751
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$561,737
Total income from all sources (including contributions)2012-12-31$22,459,381
Total loss/gain on sale of assets2012-12-31$8,231,840
Total of all expenses incurred2012-12-31$41,773,671
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$41,295,085
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$5,911,423
Value of total assets at end of year2012-12-31$152,200,311
Value of total assets at beginning of year2012-12-31$171,548,587
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$478,586
Total interest from all sources2012-12-31$379,114
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$181,838
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Funding deficiency by the employer to the plan for this plan year2012-12-31$0
Minimum employer required contribution for this plan year2012-12-31$12,425,697
Amount contributed by the employer to the plan for this plan year2012-12-31$12,425,697
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Participant contributions at end of year2012-12-31$697,560
Participant contributions at beginning of year2012-12-31$1,327,939
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$553,176
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$601,149
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$505,713
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$530,900
Other income not declared elsewhere2012-12-31$220,000
Administrative expenses (other) incurred2012-12-31$68,126
Liabilities. Value of operating payables at end of year2012-12-31$22,038
Liabilities. Value of operating payables at beginning of year2012-12-31$30,837
Total non interest bearing cash at end of year2012-12-31$1,061,083
Total non interest bearing cash at beginning of year2012-12-31$988,198
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$-19,314,290
Value of net assets at end of year (total assets less liabilities)2012-12-31$151,672,560
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$170,986,850
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$120,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$547,855
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$506,412
Value of interest in pooled separate accounts at end of year2012-12-31$134,066,999
Value of interest in pooled separate accounts at beginning of year2012-12-31$150,027,036
Interest on participant loans2012-12-31$26,637
Interest earned on other investments2012-12-31$352,457
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$42,787
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$42,767
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$42,767
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$20
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$14,500,737
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$17,333,008
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$5,911,423
Employer contributions (assets) at end of year2012-12-31$645,695
Employer contributions (assets) at beginning of year2012-12-31$562,187
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$41,295,085
Contract administrator fees2012-12-31$108,622
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Assets. Value of buildings and other operty used in plan operation at end of year2012-12-31$84,419
Assets. Value of buildings and other operty used in plan operation at beginning of year2012-12-31$159,891
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$8,231,840
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31BERNARD KOTKIN & COMPANY LLP
Accountancy firm EIN2012-12-31952556670
2011 : SOUTHWEST CARPENTERS ANNUITY FUND 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-13,530,611
Total unrealized appreciation/depreciation of assets2011-12-31$-13,530,611
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$561,737
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$850,150
Total income from all sources (including contributions)2011-12-31$6,647,958
Total of all expenses incurred2011-12-31$67,611,860
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$67,168,484
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$6,527,560
Value of total assets at end of year2011-12-31$171,548,587
Value of total assets at beginning of year2011-12-31$232,800,902
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$443,376
Total interest from all sources2011-12-31$473,000
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$196,437
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Funding deficiency by the employer to the plan for this plan year2011-12-31$0
Minimum employer required contribution for this plan year2011-12-31$6,520,160
Amount contributed by the employer to the plan for this plan year2011-12-31$6,520,160
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Participant contributions at end of year2011-12-31$1,327,939
Participant contributions at beginning of year2011-12-31$1,792,659
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$601,149
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$866,203
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$530,900
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$801,203
Other income not declared elsewhere2011-12-31$240,000
Administrative expenses (other) incurred2011-12-31$41,433
Liabilities. Value of operating payables at end of year2011-12-31$30,837
Liabilities. Value of operating payables at beginning of year2011-12-31$48,947
Total non interest bearing cash at end of year2011-12-31$988,198
Total non interest bearing cash at beginning of year2011-12-31$1,151,319
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-60,963,902
Value of net assets at end of year (total assets less liabilities)2011-12-31$170,986,850
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$231,950,752
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$120,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$506,412
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$210,129,479
Value of interest in pooled separate accounts at end of year2011-12-31$150,027,036
Interest on participant loans2011-12-31$37,931
Interest earned on other investments2011-12-31$435,060
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$42,767
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$42,758
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$42,758
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$9
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$17,333,008
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$17,550,386
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$12,335
Net investment gain/loss from pooled separate accounts2011-12-31$12,925,674
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$6,527,560
Employer contributions (assets) at end of year2011-12-31$562,187
Employer contributions (assets) at beginning of year2011-12-31$1,104,066
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$67,168,484
Contract administrator fees2011-12-31$85,506
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Assets. Value of buildings and other operty used in plan operation at end of year2011-12-31$159,891
Assets. Value of buildings and other operty used in plan operation at beginning of year2011-12-31$164,032
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31BERNARD KOTKIN & COMPANY LLP
Accountancy firm EIN2011-12-31952556670
2010 : SOUTHWEST CARPENTERS ANNUITY FUND 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$12,764,085
Total unrealized appreciation/depreciation of assets2010-12-31$12,764,085
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$850,150
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$2,198,374
Total income from all sources (including contributions)2010-12-31$37,426,931
Total loss/gain on sale of assets2010-12-31$2,777,643
Total of all expenses incurred2010-12-31$73,193,196
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$72,673,180
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$13,410,694
Value of total assets at end of year2010-12-31$232,800,902
Value of total assets at beginning of year2010-12-31$269,915,391
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$520,016
Total interest from all sources2010-12-31$8,214,509
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$159,507
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Funding deficiency by the employer to the plan for this plan year2010-12-31$0
Minimum employer required contribution for this plan year2010-12-31$13,396,312
Amount contributed by the employer to the plan for this plan year2010-12-31$13,396,312
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Participant contributions at end of year2010-12-31$1,792,659
Participant contributions at beginning of year2010-12-31$1,510,935
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$866,203
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$2,151,255
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$801,203
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$2,134,331
Other income not declared elsewhere2010-12-31$260,000
Administrative expenses (other) incurred2010-12-31$50,554
Liabilities. Value of operating payables at end of year2010-12-31$48,947
Liabilities. Value of operating payables at beginning of year2010-12-31$64,043
Total non interest bearing cash at end of year2010-12-31$1,151,319
Total non interest bearing cash at beginning of year2010-12-31$2,223,945
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$-35,766,265
Value of net assets at end of year (total assets less liabilities)2010-12-31$231,950,752
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$267,717,017
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$120,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$210,129,479
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$261,384,087
Interest earned on other investments2010-12-31$8,165,775
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$42,758
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$311,141
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$311,141
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$48,734
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$17,550,386
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$13,410,694
Employer contributions (assets) at end of year2010-12-31$1,104,066
Employer contributions (assets) at beginning of year2010-12-31$2,284,838
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$72,673,180
Contract administrator fees2010-12-31$189,955
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Assets. Value of buildings and other operty used in plan operation at end of year2010-12-31$164,032
Assets. Value of buildings and other operty used in plan operation at beginning of year2010-12-31$49,190
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$2,777,643
Aggregate carrying amount (costs) on sale of assets2010-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31BERNARD KOTKIN & COMPANY LLP
Accountancy firm EIN2010-12-31952556670
2009 : SOUTHWEST CARPENTERS ANNUITY FUND 2009 401k financial data
Funding deficiency by the employer to the plan for this plan year2009-12-31$0
Minimum employer required contribution for this plan year2009-12-31$29,753,944
Amount contributed by the employer to the plan for this plan year2009-12-31$29,753,944

Form 5500 Responses for SOUTHWEST CARPENTERS ANNUITY FUND

2020: SOUTHWEST CARPENTERS ANNUITY FUND 2020 form 5500 responses
2020-01-01Type of plan entityMulti-employer plan
2020-01-01Plan is a collectively bargained planYes
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SOUTHWEST CARPENTERS ANNUITY FUND 2019 form 5500 responses
2019-01-01Type of plan entityMulti-employer plan
2019-01-01Plan is a collectively bargained planYes
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SOUTHWEST CARPENTERS ANNUITY FUND 2018 form 5500 responses
2018-01-01Type of plan entityMulti-employer plan
2018-01-01Plan is a collectively bargained planYes
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SOUTHWEST CARPENTERS ANNUITY FUND 2017 form 5500 responses
2017-01-01Type of plan entityMulti-employer plan
2017-01-01Plan is a collectively bargained planYes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SOUTHWEST CARPENTERS ANNUITY FUND 2016 form 5500 responses
2016-01-01Type of plan entityMulti-employer plan
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SOUTHWEST CARPENTERS ANNUITY FUND 2015 form 5500 responses
2015-01-01Type of plan entityMulti-employer plan
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SOUTHWEST CARPENTERS ANNUITY FUND 2014 form 5500 responses
2014-01-01Type of plan entityMulti-employer plan
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SOUTHWEST CARPENTERS ANNUITY FUND 2013 form 5500 responses
2013-01-01Type of plan entityMulti-employer plan
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SOUTHWEST CARPENTERS ANNUITY FUND 2012 form 5500 responses
2012-01-01Type of plan entityMulti-employer plan
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SOUTHWEST CARPENTERS ANNUITY FUND 2011 form 5500 responses
2011-01-01Type of plan entityMulti-employer plan
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: SOUTHWEST CARPENTERS ANNUITY FUND 2009 form 5500 responses
2009-01-01Type of plan entityMulti-employer plan
2009-01-01This submission is the final filingNo
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039543
Policy instance 1
Insurance contract or identification number039543
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039543
Policy instance 1
Insurance contract or identification number039543
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039543
Policy instance 1
Insurance contract or identification number039543
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039543
Policy instance 1
Insurance contract or identification number039543
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039543
Policy instance 1
Insurance contract or identification number039543
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039543
Policy instance 1
Insurance contract or identification number039543
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039543
Policy instance 1
Insurance contract or identification number039543
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039543
Policy instance 1
Insurance contract or identification number039543
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039543
Policy instance 1
Insurance contract or identification number039543
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039543
Policy instance 1
Insurance contract or identification number039543
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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