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VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN 401k Plan overview

Plan NameVORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN
Plan identification number 002

VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).
  • Life insurance

401k Sponsoring company profile

VORYS, SATER, SEYMOUR AND PEASE LLP has sponsored the creation of one or more 401k plans.

Company Name:VORYS, SATER, SEYMOUR AND PEASE LLP
Employer identification number (EIN):314333125
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Additional information about VORYS, SATER, SEYMOUR AND PEASE LLP

Jurisdiction of Incorporation: Ohio Secretary of State Business Services Division
Incorporation Date: 1997-12-19
Company Identification Number: GL344
Legal Registered Office Address: 52 EAST GAY STREET
-
COLUMBUS
United States of America (USA)
43215

More information about VORYS, SATER, SEYMOUR AND PEASE LLP

Form 5500 Filing Information

Submission information for form 5500 for 401k plan VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022022-01-01
0022021-01-01
0022020-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01ANTHONY C CIRIACO
0022016-01-01ANTHONY C CIRIACO
0022015-01-01ANTHONY C CIRIACO
0022014-01-01ANTHONY C CIRIACO
0022013-01-01ANTHONY C CIRIACO
0022012-01-01ANTHONY C CIRIACO ANTHONY C CIRIACO2013-10-09
0022011-01-01ANTHONY C CIRIACO ANTHONY C CIRIACO2012-10-10
0022009-01-01ANTHONY C CIRIACO ANTHONY C CIRIACO2010-10-07

Plan Statistics for VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN

401k plan membership statisitcs for VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN

Measure Date Value
2022: VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-011,001
Total number of active participants reported on line 7a of the Form 55002022-01-01681
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01365
Total of all active and inactive participants2022-01-011,046
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-019
Total participants2022-01-011,055
Number of participants with account balances2022-01-011,038
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01970
Total number of active participants reported on line 7a of the Form 55002021-01-01640
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01352
Total of all active and inactive participants2021-01-01992
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-019
Total participants2021-01-011,001
Number of participants with account balances2021-01-01984
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01985
Total number of active participants reported on line 7a of the Form 55002020-01-01618
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01339
Total of all active and inactive participants2020-01-01957
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-019
Total participants2020-01-01966
Number of participants with account balances2020-01-01951
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01683
Total number of active participants reported on line 7a of the Form 55002019-01-01661
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01319
Total of all active and inactive participants2019-01-01980
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-015
Total participants2019-01-01985
Number of participants with account balances2019-01-01975
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01637
Total number of active participants reported on line 7a of the Form 55002018-01-01472
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01166
Total of all active and inactive participants2018-01-01638
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-014
Total participants2018-01-01642
Number of participants with account balances2018-01-01633
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01636
Total number of active participants reported on line 7a of the Form 55002017-01-01478
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01154
Total of all active and inactive participants2017-01-01632
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-015
Total participants2017-01-01637
Number of participants with account balances2017-01-01628
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01645
Total number of active participants reported on line 7a of the Form 55002016-01-01479
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01149
Total of all active and inactive participants2016-01-01628
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-018
Total participants2016-01-01636
Number of participants with account balances2016-01-01619
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-014
2015: VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01645
Total number of active participants reported on line 7a of the Form 55002015-01-01481
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01157
Total of all active and inactive participants2015-01-01638
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-017
Total participants2015-01-01645
Number of participants with account balances2015-01-01632
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01678
Total number of active participants reported on line 7a of the Form 55002014-01-01471
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01167
Total of all active and inactive participants2014-01-01638
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-017
Total participants2014-01-01645
Number of participants with account balances2014-01-01639
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01700
Total number of active participants reported on line 7a of the Form 55002013-01-01510
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01163
Total of all active and inactive participants2013-01-01673
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-015
Total participants2013-01-01678
Number of participants with account balances2013-01-01660
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01673
Total number of active participants reported on line 7a of the Form 55002012-01-01514
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01178
Total of all active and inactive participants2012-01-01692
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-018
Total participants2012-01-01700
Number of participants with account balances2012-01-01678
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01720
Total number of active participants reported on line 7a of the Form 55002011-01-01509
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01164
Total of all active and inactive participants2011-01-01673
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01673
Number of participants with account balances2011-01-01667
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01786
Total number of active participants reported on line 7a of the Form 55002009-01-01550
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01169
Total of all active and inactive participants2009-01-01719
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01719
Number of participants with account balances2009-01-01669
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN

Measure Date Value
2022 : VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-51,441,038
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$24,786,482
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$24,223,791
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$18,239,802
Value of total assets at end of year2022-12-31$324,838,237
Value of total assets at beginning of year2022-12-31$401,065,757
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$562,691
Total interest from all sources2022-12-31$256,484
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$6,951,965
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$6,951,965
Administrative expenses professional fees incurred2022-12-31$6,500
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$5,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$8,835,953
Participant contributions at end of year2022-12-31$1,099,298
Participant contributions at beginning of year2022-12-31$1,193,562
Participant contributions at end of year2022-12-31$108,766
Participant contributions at beginning of year2022-12-31$184,367
Assets. Other investments not covered elsewhere at end of year2022-12-31$68,594,806
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$75,229,269
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$1,096,394
Other income not declared elsewhere2022-12-31$-9,919,280
Administrative expenses (other) incurred2022-12-31$77,967
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-76,227,520
Value of net assets at end of year (total assets less liabilities)2022-12-31$324,838,237
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$401,065,757
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$478,224
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$233,110,612
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$302,811,570
Interest on participant loans2022-12-31$54,296
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$13,082,626
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$13,392,992
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$13,392,992
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$202,188
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$534,674
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$585,333
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$4,345
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-66,970,009
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$8,307,455
Employer contributions (assets) at end of year2022-12-31$8,307,455
Employer contributions (assets) at beginning of year2022-12-31$7,668,664
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$24,219,446
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Disclaimer
Accountancy firm name2022-12-31WINKEL GREEN & VAN HORN LLP
Accountancy firm EIN2022-12-31314442423
2021 : VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$68,557,919
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$29,179,930
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$28,598,873
Value of total corrective distributions2021-12-31$4,783
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$17,410,699
Value of total assets at end of year2021-12-31$401,065,757
Value of total assets at beginning of year2021-12-31$361,687,768
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$576,274
Total interest from all sources2021-12-31$74,064
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$18,845,736
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$18,845,736
Administrative expenses professional fees incurred2021-12-31$6,001
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$5,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$8,071,462
Participant contributions at end of year2021-12-31$1,193,562
Participant contributions at beginning of year2021-12-31$1,359,505
Participant contributions at end of year2021-12-31$184,367
Participant contributions at beginning of year2021-12-31$96,837
Assets. Other investments not covered elsewhere at end of year2021-12-31$75,229,269
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$65,817,145
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$1,670,573
Other income not declared elsewhere2021-12-31$9,769,689
Administrative expenses (other) incurred2021-12-31$83,332
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$39,377,989
Value of net assets at end of year (total assets less liabilities)2021-12-31$401,065,757
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$361,687,768
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$486,941
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$302,811,570
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$267,843,700
Interest on participant loans2021-12-31$66,451
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$13,392,992
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$18,546,561
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$18,546,561
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$7,613
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$585,333
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$559,281
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$4,345
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$22,457,731
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$7,668,664
Employer contributions (assets) at end of year2021-12-31$7,668,664
Employer contributions (assets) at beginning of year2021-12-31$7,464,739
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$28,594,528
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31WINKEL GREEN & VAN HORN LLP
Accountancy firm EIN2021-12-31314442423
2020 : VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$64,987,365
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$26,967,783
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$26,447,796
Value of total corrective distributions2020-12-31$3,126
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$16,120,339
Value of total assets at end of year2020-12-31$361,687,768
Value of total assets at beginning of year2020-12-31$323,668,186
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$516,861
Total interest from all sources2020-12-31$153,730
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$12,688,168
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$12,688,168
Administrative expenses professional fees incurred2020-12-31$7,250
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$5,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$7,450,471
Participant contributions at end of year2020-12-31$1,359,505
Participant contributions at beginning of year2020-12-31$1,834,954
Participant contributions at end of year2020-12-31$96,837
Participant contributions at beginning of year2020-12-31$139,673
Assets. Other investments not covered elsewhere at end of year2020-12-31$65,817,145
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$59,331,585
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$1,205,129
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$0
Other income not declared elsewhere2020-12-31$5,587,954
Administrative expenses (other) incurred2020-12-31$85,227
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$38,019,582
Value of net assets at end of year (total assets less liabilities)2020-12-31$361,687,768
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$323,668,186
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$424,384
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$267,843,700
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$243,889,462
Interest on participant loans2020-12-31$85,708
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$18,546,561
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$10,519,818
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$10,519,818
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$68,022
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$559,281
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$534,018
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$4,345
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$30,437,174
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$7,464,739
Employer contributions (assets) at end of year2020-12-31$7,464,739
Employer contributions (assets) at beginning of year2020-12-31$7,418,676
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$26,443,451
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31WINKEL GREEN & VAN HORN LLP
Accountancy firm EIN2020-12-31314442423
2019 : VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$78,822,323
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$22,954,287
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$22,366,878
Value of total corrective distributions2019-12-31$2,809
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$19,503,595
Value of total assets at end of year2019-12-31$323,668,186
Value of total assets at beginning of year2019-12-31$267,800,150
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$584,600
Total interest from all sources2019-12-31$333,194
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$11,071,298
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$11,071,298
Administrative expenses professional fees incurred2019-12-31$11,500
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$5,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$7,372,248
Participant contributions at end of year2019-12-31$1,834,954
Participant contributions at beginning of year2019-12-31$1,700,737
Participant contributions at end of year2019-12-31$139,673
Participant contributions at beginning of year2019-12-31$107,631
Assets. Other investments not covered elsewhere at end of year2019-12-31$59,331,585
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$50,479,754
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$4,713,537
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$34,518,668
Other income not declared elsewhere2019-12-31$10,801,770
Administrative expenses (other) incurred2019-12-31$112,193
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$55,868,036
Value of net assets at end of year (total assets less liabilities)2019-12-31$323,668,186
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$267,800,150
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$460,907
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$243,889,462
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$164,967,861
Interest on participant loans2019-12-31$93,550
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$10,519,818
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$8,111,143
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$8,111,143
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$239,644
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$534,018
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$509,924
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$4,345
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$37,112,466
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$7,417,810
Employer contributions (assets) at end of year2019-12-31$7,418,676
Employer contributions (assets) at beginning of year2019-12-31$7,404,432
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$22,362,533
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31WINKEL GREEN & VAN HORN LLP
Accountancy firm EIN2019-12-31314442423
2018 : VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$35,157,444
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$-683,566
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$40,414,189
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$39,767,781
Value of total corrective distributions2018-12-31$2,488
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$12,172,267
Value of total assets at end of year2018-12-31$267,800,150
Value of total assets at beginning of year2018-12-31$273,740,461
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$643,920
Total interest from all sources2018-12-31$232,554
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$11,129,745
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$11,129,745
Administrative expenses professional fees incurred2018-12-31$4,350
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$4,588,060
Participant contributions at end of year2018-12-31$1,700,737
Participant contributions at beginning of year2018-12-31$1,940,672
Participant contributions at end of year2018-12-31$107,631
Participant contributions at beginning of year2018-12-31$165,337
Assets. Other investments not covered elsewhere at end of year2018-12-31$50,479,754
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$73,711,054
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$177,879
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$34,518,668
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$0
Other income not declared elsewhere2018-12-31$-3,146,705
Administrative expenses (other) incurred2018-12-31$146,016
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-41,097,755
Value of net assets at end of year (total assets less liabilities)2018-12-31$267,800,150
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$273,740,461
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$493,554
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$164,967,861
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$182,331,068
Interest on participant loans2018-12-31$83,099
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$8,111,143
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$7,882,622
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$7,882,622
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$149,455
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$509,924
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$486,935
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$4,345
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-21,071,427
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$7,406,328
Employer contributions (assets) at end of year2018-12-31$7,404,432
Employer contributions (assets) at beginning of year2018-12-31$7,222,773
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$39,763,436
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31WINKEL GREEN & VAN HORN LLP
Accountancy firm EIN2018-12-31314442423
2017 : VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$1,300,814
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$52,653,185
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$15,352,802
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$14,705,169
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$12,359,906
Value of total assets at end of year2017-12-31$273,740,461
Value of total assets at beginning of year2017-12-31$235,139,264
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$647,633
Total interest from all sources2017-12-31$155,419
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$10,030,635
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$10,030,635
Administrative expenses professional fees incurred2017-12-31$4,100
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$4,391,814
Participant contributions at end of year2017-12-31$1,940,672
Participant contributions at beginning of year2017-12-31$1,884,343
Participant contributions at end of year2017-12-31$165,337
Participant contributions at beginning of year2017-12-31$86,238
Assets. Other investments not covered elsewhere at end of year2017-12-31$73,711,054
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$63,168,478
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$745,319
Other income not declared elsewhere2017-12-31$10,545,496
Administrative expenses (other) incurred2017-12-31$140,960
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$37,300,383
Value of net assets at end of year (total assets less liabilities)2017-12-31$273,740,461
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$235,139,264
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$502,573
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$182,331,068
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$155,072,746
Interest on participant loans2017-12-31$87,445
Value of interest in common/collective trusts at end of year2017-12-31$0
Value of interest in common/collective trusts at beginning of year2017-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$7,882,622
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$7,245,076
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$7,245,076
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$67,974
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$486,935
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$464,085
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$4,345
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$19,561,729
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$7,222,773
Employer contributions (assets) at end of year2017-12-31$7,222,773
Employer contributions (assets) at beginning of year2017-12-31$7,218,298
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$14,700,824
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31WINKEL GREEN & VAN HORN LLP
Accountancy firm EIN2017-12-31314442423
2016 : VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$953,583
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$28,536,652
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$20,453,429
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$19,875,983
Value of total corrective distributions2016-12-31$18
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$12,300,116
Value of total assets at end of year2016-12-31$235,139,264
Value of total assets at beginning of year2016-12-31$226,102,458
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$577,428
Total interest from all sources2016-12-31$116,642
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$6,469,613
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$6,469,613
Administrative expenses professional fees incurred2016-12-31$4,000
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$4,336,397
Participant contributions at end of year2016-12-31$1,884,343
Participant contributions at beginning of year2016-12-31$1,885,037
Participant contributions at end of year2016-12-31$86,238
Participant contributions at beginning of year2016-12-31$86,189
Assets. Other investments not covered elsewhere at end of year2016-12-31$63,168,478
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$60,893,763
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$762,329
Other income not declared elsewhere2016-12-31$4,357,942
Administrative expenses (other) incurred2016-12-31$140,017
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$8,083,223
Value of net assets at end of year (total assets less liabilities)2016-12-31$235,139,264
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$226,102,458
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$433,411
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$155,072,746
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$135,333,106
Interest on participant loans2016-12-31$83,284
Value of interest in common/collective trusts at end of year2016-12-31$0
Value of interest in common/collective trusts at beginning of year2016-12-31$13,256,514
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$7,245,076
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$6,746,988
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$6,746,988
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$33,358
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$464,085
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$598,122
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$4,345
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$4,150,961
Net investment gain or loss from common/collective trusts2016-12-31$1,141,378
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$7,201,390
Employer contributions (assets) at end of year2016-12-31$7,218,298
Employer contributions (assets) at beginning of year2016-12-31$7,302,739
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$19,871,638
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31WINKEL GREEN & VAN HORN LLP
Accountancy firm EIN2016-12-31314442423
2015 : VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$592,653
Total transfer of assets from this plan2015-12-31$2,091,695
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$12,073,667
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$22,710,770
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$22,099,393
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$12,037,689
Value of total assets at end of year2015-12-31$226,102,458
Value of total assets at beginning of year2015-12-31$238,238,603
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$611,377
Total interest from all sources2015-12-31$83,474
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$7,301,856
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$7,301,856
Administrative expenses professional fees incurred2015-12-31$4,000
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$4,193,744
Participant contributions at end of year2015-12-31$1,885,037
Participant contributions at beginning of year2015-12-31$1,849,204
Participant contributions at end of year2015-12-31$86,189
Participant contributions at beginning of year2015-12-31$102,969
Assets. Other investments not covered elsewhere at end of year2015-12-31$60,893,763
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$65,241,918
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$541,206
Other income not declared elsewhere2015-12-31$-269,139
Administrative expenses (other) incurred2015-12-31$92,641
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-10,637,103
Value of net assets at end of year (total assets less liabilities)2015-12-31$226,102,458
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$238,238,603
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$514,736
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$135,333,106
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$141,109,782
Interest on participant loans2015-12-31$77,648
Value of interest in common/collective trusts at end of year2015-12-31$13,256,514
Value of interest in common/collective trusts at beginning of year2015-12-31$13,815,345
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$6,746,988
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$8,287,432
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$8,287,432
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$5,826
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$598,122
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$644,101
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$4,689
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-6,524,094
Net investment gain or loss from common/collective trusts2015-12-31$-556,119
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$7,302,739
Employer contributions (assets) at end of year2015-12-31$7,302,739
Employer contributions (assets) at beginning of year2015-12-31$7,187,852
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$22,094,704
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31WINKEL GREEN & VAN HORN LLP
Accountancy firm EIN2015-12-31314442423
2014 : VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$1,196,294
Total transfer of assets from this plan2014-12-31$4,130,814
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$23,479,566
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$17,499,196
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$16,971,498
Value of total corrective distributions2014-12-31$63
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$11,172,682
Value of total assets at end of year2014-12-31$238,238,603
Value of total assets at beginning of year2014-12-31$235,192,753
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$527,635
Total interest from all sources2014-12-31$75,762
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$7,211,060
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$7,211,060
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$5,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$3,805,228
Participant contributions at end of year2014-12-31$1,849,204
Participant contributions at beginning of year2014-12-31$1,818,529
Participant contributions at end of year2014-12-31$102,969
Participant contributions at beginning of year2014-12-31$98,787
Assets. Other investments not covered elsewhere at end of year2014-12-31$65,241,918
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$63,487,939
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$215,091
Other income not declared elsewhere2014-12-31$3,132,504
Administrative expenses (other) incurred2014-12-31$20,640
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$5,980,370
Value of net assets at end of year (total assets less liabilities)2014-12-31$238,238,603
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$235,192,753
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$506,995
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$141,109,782
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$139,034,892
Interest on participant loans2014-12-31$74,859
Value of interest in common/collective trusts at end of year2014-12-31$13,815,345
Value of interest in common/collective trusts at beginning of year2014-12-31$14,266,346
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$8,287,432
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$9,398,428
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$9,398,428
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$903
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$644,101
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$610,514
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$4,689
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,109,814
Net investment gain or loss from common/collective trusts2014-12-31$777,744
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$7,152,363
Employer contributions (assets) at end of year2014-12-31$7,187,852
Employer contributions (assets) at beginning of year2014-12-31$6,477,318
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$16,966,809
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31WINKEL GREEN & VAN HORN LLP
Accountancy firm EIN2014-12-31314442423
2013 : VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$1,440,492
Total transfer of assets from this plan2013-12-31$55
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$48,486,325
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$19,169,724
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$18,670,184
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$10,221,552
Value of total assets at end of year2013-12-31$235,192,753
Value of total assets at beginning of year2013-12-31$204,435,715
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$499,540
Total interest from all sources2013-12-31$77,907
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$4,469,330
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$4,469,330
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$5,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$3,582,056
Participant contributions at end of year2013-12-31$1,818,529
Participant contributions at beginning of year2013-12-31$1,719,327
Participant contributions at end of year2013-12-31$98,787
Participant contributions at beginning of year2013-12-31$0
Assets. Other investments not covered elsewhere at end of year2013-12-31$63,487,939
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$55,836,913
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$162,178
Other income not declared elsewhere2013-12-31$7,918,671
Administrative expenses (other) incurred2013-12-31$46,466
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$29,316,601
Value of net assets at end of year (total assets less liabilities)2013-12-31$235,192,753
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$204,435,715
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$453,074
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$139,034,892
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$113,903,399
Interest on participant loans2013-12-31$73,517
Value of interest in common/collective trusts at end of year2013-12-31$14,266,346
Value of interest in common/collective trusts at beginning of year2013-12-31$15,206,342
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$9,398,428
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$10,646,797
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$10,646,797
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$4,390
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$610,514
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$845,777
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$4,689
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$23,597,075
Net investment gain or loss from common/collective trusts2013-12-31$2,201,790
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$6,477,318
Employer contributions (assets) at end of year2013-12-31$6,477,318
Employer contributions (assets) at beginning of year2013-12-31$6,277,160
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$18,665,495
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31WINKEL GREEN & VAN HORN LLP
Accountancy firm EIN2013-12-31314442423
2012 : VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$749,464
Total transfer of assets from this plan2012-12-31$161,159
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$32,479,816
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$12,362,296
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$12,237,123
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$10,202,609
Value of total assets at end of year2012-12-31$204,435,715
Value of total assets at beginning of year2012-12-31$183,729,890
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$125,173
Total interest from all sources2012-12-31$83,892
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$2,966,591
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$2,966,591
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$5,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$3,468,672
Participant contributions at end of year2012-12-31$1,719,327
Participant contributions at beginning of year2012-12-31$1,555,828
Participant contributions at beginning of year2012-12-31$479
Assets. Other investments not covered elsewhere at end of year2012-12-31$55,836,913
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$48,260,504
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$445,445
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$61,382
Other income not declared elsewhere2012-12-31$4,163,732
Administrative expenses (other) incurred2012-12-31$61,597
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$20,117,520
Value of net assets at end of year (total assets less liabilities)2012-12-31$204,435,715
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$183,729,890
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$63,576
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$113,903,399
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$102,526,891
Interest on participant loans2012-12-31$75,100
Value of interest in common/collective trusts at end of year2012-12-31$15,206,342
Value of interest in common/collective trusts at beginning of year2012-12-31$13,271,883
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$10,646,797
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$11,161,845
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$11,161,845
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$8,792
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$845,777
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$798,031
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$6,604
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$13,425,913
Net investment gain or loss from common/collective trusts2012-12-31$1,637,079
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$6,288,492
Employer contributions (assets) at end of year2012-12-31$6,277,160
Employer contributions (assets) at beginning of year2012-12-31$6,093,047
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$12,230,519
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31WINKEL GREEN & VAN HORN LLP
Accountancy firm EIN2012-12-31314442423
2011 : VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$808,124
Total transfer of assets from this plan2011-12-31$4,246,171
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$7,078,337
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$14,073,330
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$13,974,009
Value of total corrective distributions2011-12-31$1,841
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$9,430,987
Value of total assets at end of year2011-12-31$183,729,890
Value of total assets at beginning of year2011-12-31$194,162,930
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$97,480
Total interest from all sources2011-12-31$76,753
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$1,598,591
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$1,598,591
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$5,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$3,187,806
Participant contributions at end of year2011-12-31$1,555,828
Participant contributions at beginning of year2011-12-31$1,410,328
Participant contributions at end of year2011-12-31$479
Participant contributions at beginning of year2011-12-31$85,591
Assets. Other investments not covered elsewhere at end of year2011-12-31$48,260,504
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$49,390,718
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$129,134
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$61,382
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$82,077
Other income not declared elsewhere2011-12-31$-1,762,561
Administrative expenses (other) incurred2011-12-31$36,201
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-6,994,993
Value of net assets at end of year (total assets less liabilities)2011-12-31$183,729,890
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$194,162,930
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Assets. partnership/joint venture interests at beginning of year2011-12-31$43,310
Investment advisory and management fees2011-12-31$61,279
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$102,526,891
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$110,144,718
Interest on participant loans2011-12-31$71,092
Value of interest in common/collective trusts at end of year2011-12-31$13,271,883
Value of interest in common/collective trusts at beginning of year2011-12-31$15,795,256
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$11,161,845
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$10,100,689
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$10,100,689
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$5,661
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$798,031
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$750,901
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$6,604
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-2,046,544
Net investment gain or loss from common/collective trusts2011-12-31$-218,889
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$6,114,047
Employer contributions (assets) at end of year2011-12-31$6,093,047
Employer contributions (assets) at beginning of year2011-12-31$6,359,342
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$13,967,405
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31WINKEL GREEN & VAN HORN LLP
Accountancy firm EIN2011-12-31314442423
2010 : VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$240
Total transfer of assets from this plan2010-12-31$75,726
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$30,506,598
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$12,753,580
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$12,675,063
Value of total corrective distributions2010-12-31$863
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$9,805,331
Value of total assets at end of year2010-12-31$194,162,930
Value of total assets at beginning of year2010-12-31$176,485,398
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$77,654
Total interest from all sources2010-12-31$103,298
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$1,781,825
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$1,781,825
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$5,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$3,375,587
Participant contributions at end of year2010-12-31$1,410,328
Participant contributions at beginning of year2010-12-31$1,393,892
Participant contributions at end of year2010-12-31$85,591
Assets. Other investments not covered elsewhere at end of year2010-12-31$49,390,718
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$39,415,588
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$93,557
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$82,077
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$60,748
Other income not declared elsewhere2010-12-31$4,938,685
Administrative expenses (other) incurred2010-12-31$15,270
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$17,753,018
Value of net assets at end of year (total assets less liabilities)2010-12-31$194,162,930
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$176,485,398
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Assets. partnership/joint venture interests at end of year2010-12-31$43,310
Assets. partnership/joint venture interests at beginning of year2010-12-31$52,686
Investment advisory and management fees2010-12-31$62,384
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$110,144,718
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$98,676,388
Interest on participant loans2010-12-31$88,675
Value of interest in common/collective trusts at end of year2010-12-31$15,795,256
Value of interest in common/collective trusts at beginning of year2010-12-31$12,953,003
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$10,100,689
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$17,360,761
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$17,360,761
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$14,623
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$750,901
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$743,512
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$7,516
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$12,233,598
Net investment gain or loss from common/collective trusts2010-12-31$1,643,861
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$6,336,187
Employer contributions (assets) at end of year2010-12-31$6,359,342
Employer contributions (assets) at beginning of year2010-12-31$5,828,820
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$12,667,547
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31WINKEL GREEN & VAN HORN LLP
Accountancy firm EIN2010-12-31314442423
2009 : VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN

2022: VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number85896
Policy instance 1
Insurance contract or identification number85896
Number of Individuals Covered1
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number85896
Policy instance 1
Insurance contract or identification number85896
Number of Individuals Covered2
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number85896
Policy instance 1
Insurance contract or identification number85896
Number of Individuals Covered2
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number85896
Policy instance 1
Insurance contract or identification number85896
Number of Individuals Covered2
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number85896
Policy instance 1
Insurance contract or identification number85896
Number of Individuals Covered2
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number85896
Policy instance 1
Insurance contract or identification number85896
Number of Individuals Covered2
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number85896
Policy instance 1
Insurance contract or identification number85896
Number of Individuals Covered3
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $161
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $4,689
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees161
Additional information about fees paid to insurance brokerPERSISTENCY FEES OTHER COMPENSATION
Insurance broker organization code?3
Insurance broker nameROBERT M ROACH
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number85896
Policy instance 1
Insurance contract or identification number85896
Number of Individuals Covered4
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $161
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $4,689
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees161
Additional information about fees paid to insurance brokerPERSISTENCY FEES OTHER COMPENSATION
Insurance broker organization code?3
Insurance broker nameROBERT M ROACH
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number85896
Policy instance 1
Insurance contract or identification number85896
Number of Individuals Covered4
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $192
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $4,689
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees192
Additional information about fees paid to insurance brokerPERSISTENCY FEES OTHER COMPENSATION
Insurance broker organization code?3
Insurance broker nameROBERT M ROACH
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number85896
Policy instance 1
Insurance contract or identification number85896
Number of Individuals Covered6
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $241
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees241
Additional information about fees paid to insurance brokerPERSISTENCY FEES OTHER COMPENSATION
Insurance broker organization code?3
Insurance broker nameROBERT M ROACH
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number85896
Policy instance 1
Insurance contract or identification number85896
Number of Individuals Covered6
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number9051244
Policy instance 1
Insurance contract or identification number9051244
Number of Individuals Covered6
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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