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VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN FOR ASSOCIATES AND COUNSEL 401k Plan overview

Plan NameVORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN FOR ASSOCIATES AND COUNSEL
Plan identification number 004

VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN FOR ASSOCIATES AND COUNSEL Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).
  • Life insurance

401k Sponsoring company profile

VORYS, SATER, SEYMOUR AND PEASE LLP has sponsored the creation of one or more 401k plans.

Company Name:VORYS, SATER, SEYMOUR AND PEASE LLP
Employer identification number (EIN):314333125
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Additional information about VORYS, SATER, SEYMOUR AND PEASE LLP

Jurisdiction of Incorporation: Ohio Secretary of State Business Services Division
Incorporation Date: 1997-12-19
Company Identification Number: GL344
Legal Registered Office Address: 52 EAST GAY STREET
-
COLUMBUS
United States of America (USA)
43215

More information about VORYS, SATER, SEYMOUR AND PEASE LLP

Form 5500 Filing Information

Submission information for form 5500 for 401k plan VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN FOR ASSOCIATES AND COUNSEL

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0042018-01-01
0042017-01-01ANTHONY C CIRIACO
0042016-01-01ANTHONY C CIRIACO
0042015-01-01ANTHONY C CIRIACO
0042014-01-01ANTHONY C CIRIACO
0042013-01-01ANTHONY C CIRIACO
0042012-01-01ANTHONY C CIRIACO ANTHONY C CIRIACO2013-10-09
0042011-01-01ANTHONY C CIRIACO ANTHONY C CIRIACO2012-10-10
0042009-01-01ANTHONY C CIRIACO ANTHONY C CIRIACO2010-10-07

Plan Statistics for VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN FOR ASSOCIATES AND COUNSEL

401k plan membership statisitcs for VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN FOR ASSOCIATES AND COUNSEL

Measure Date Value
2018: VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN FOR ASSOCIATES AND COUNSEL 2018 401k membership
Total participants, beginning-of-year2018-01-01315
Total number of active participants reported on line 7a of the Form 55002018-01-010
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-010
Total of all active and inactive participants2018-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-010
Number of participants with account balances2018-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN FOR ASSOCIATES AND COUNSEL 2017 401k membership
Total participants, beginning-of-year2017-01-01308
Total number of active participants reported on line 7a of the Form 55002017-01-01175
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01140
Total of all active and inactive participants2017-01-01315
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01315
Number of participants with account balances2017-01-01314
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN FOR ASSOCIATES AND COUNSEL 2016 401k membership
Total participants, beginning-of-year2016-01-01315
Total number of active participants reported on line 7a of the Form 55002016-01-01172
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01136
Total of all active and inactive participants2016-01-01308
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01308
Number of participants with account balances2016-01-01305
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN FOR ASSOCIATES AND COUNSEL 2015 401k membership
Total participants, beginning-of-year2015-01-01314
Total number of active participants reported on line 7a of the Form 55002015-01-01186
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01129
Total of all active and inactive participants2015-01-01315
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01315
Number of participants with account balances2015-01-01312
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN FOR ASSOCIATES AND COUNSEL 2014 401k membership
Total participants, beginning-of-year2014-01-01308
Total number of active participants reported on line 7a of the Form 55002014-01-01197
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01117
Total of all active and inactive participants2014-01-01314
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01314
Number of participants with account balances2014-01-01312
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN FOR ASSOCIATES AND COUNSEL 2013 401k membership
Total participants, beginning-of-year2013-01-01307
Total number of active participants reported on line 7a of the Form 55002013-01-01193
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01115
Total of all active and inactive participants2013-01-01308
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01308
Number of participants with account balances2013-01-01301
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN FOR ASSOCIATES AND COUNSEL 2012 401k membership
Total participants, beginning-of-year2012-01-01308
Total number of active participants reported on line 7a of the Form 55002012-01-01178
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01129
Total of all active and inactive participants2012-01-01307
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01307
Number of participants with account balances2012-01-01296
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN FOR ASSOCIATES AND COUNSEL 2011 401k membership
Total participants, beginning-of-year2011-01-01302
Total number of active participants reported on line 7a of the Form 55002011-01-01183
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01124
Total of all active and inactive participants2011-01-01307
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-01308
Number of participants with account balances2011-01-01292
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN FOR ASSOCIATES AND COUNSEL 2009 401k membership
Total participants, beginning-of-year2009-01-01312
Total number of active participants reported on line 7a of the Form 55002009-01-01180
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01126
Total of all active and inactive participants2009-01-01306
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01306
Number of participants with account balances2009-01-01293
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN FOR ASSOCIATES AND COUNSEL

Measure Date Value
2018 : VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN FOR ASSOCIATES AND COUNSEL 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets from this plan2018-12-31$35,157,444
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$34,518,668
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$4,068,662
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$2,763,281
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$2,710,740
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$4,860,852
Value of total assets at end of year2018-12-31$34,518,668
Value of total assets at beginning of year2018-12-31$33,852,063
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$52,541
Total interest from all sources2018-12-31$38,726
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,675,150
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2018-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,675,150
Administrative expenses professional fees incurred2018-12-31$4,350
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$5,000,000
If this is an individual account plan, was there a blackout period2018-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,187,305
Participant contributions at end of year2018-12-31$137,538
Participant contributions at beginning of year2018-12-31$160,455
Assets. Other investments not covered elsewhere at end of year2018-12-31$1,423,339
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$538,070
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$2,673,547
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$1,020,229
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$34,518,668
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$0
Other income not declared elsewhere2018-12-31$-63,820
Administrative expenses (other) incurred2018-12-31$38,829
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$1,305,381
Value of net assets at end of year (total assets less liabilities)2018-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$33,852,063
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$9,362
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$29,417,307
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$32,202,891
Interest on participant loans2018-12-31$4,731
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$2,520,255
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$950,647
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$950,647
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$33,995
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-2,442,246
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$2,710,740
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31Yes
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31WINKEL GREEN & VAN HORN LLP
Accountancy firm EIN2018-12-31314442423
2017 : VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN FOR ASSOCIATES AND COUNSEL 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets from this plan2017-12-31$1,300,814
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$8,277,645
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$9,174,482
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$9,116,033
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$2,223,013
Value of total assets at end of year2017-12-31$33,852,063
Value of total assets at beginning of year2017-12-31$36,049,714
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$58,449
Total interest from all sources2017-12-31$14,159
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,723,253
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,723,253
Administrative expenses professional fees incurred2017-12-31$4,100
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$5,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$2,095,454
Participant contributions at end of year2017-12-31$160,455
Participant contributions at beginning of year2017-12-31$108,578
Assets. Other investments not covered elsewhere at end of year2017-12-31$538,070
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$656,727
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$127,559
Other income not declared elsewhere2017-12-31$83,106
Administrative expenses (other) incurred2017-12-31$41,873
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$-896,837
Value of net assets at end of year (total assets less liabilities)2017-12-31$33,852,063
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$36,049,714
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$12,476
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$32,202,891
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$34,018,430
Interest on participant loans2017-12-31$5,029
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$950,647
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$1,265,979
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$1,265,979
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$9,130
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$4,234,114
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$9,116,033
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31WINKEL GREEN & VAN HORN LLP
Accountancy firm EIN2017-12-31314442423
2016 : VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN FOR ASSOCIATES AND COUNSEL 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets from this plan2016-12-31$953,583
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$5,120,500
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$3,148,691
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$3,087,836
Value of total corrective distributions2016-12-31$1,595
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,398,292
Value of total assets at end of year2016-12-31$36,049,714
Value of total assets at beginning of year2016-12-31$35,031,488
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$59,260
Total interest from all sources2016-12-31$9,171
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,331,972
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,331,972
Administrative expenses professional fees incurred2016-12-31$4,000
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$5,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,127,230
Participant contributions at end of year2016-12-31$108,578
Participant contributions at beginning of year2016-12-31$114,905
Assets. Other investments not covered elsewhere at end of year2016-12-31$656,727
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$396,000
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$271,062
Other income not declared elsewhere2016-12-31$55,867
Administrative expenses (other) incurred2016-12-31$42,724
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,971,809
Value of net assets at end of year (total assets less liabilities)2016-12-31$36,049,714
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$35,031,488
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$12,536
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$34,018,430
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$28,958,407
Interest on participant loans2016-12-31$2,970
Value of interest in common/collective trusts at end of year2016-12-31$0
Value of interest in common/collective trusts at beginning of year2016-12-31$4,023,174
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$1,265,979
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$1,539,002
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$1,539,002
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$6,201
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$991,645
Net investment gain or loss from common/collective trusts2016-12-31$333,553
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$3,087,836
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31WINKEL GREEN & VAN HORN LLP
Accountancy firm EIN2016-12-31314442423
2015 : VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN FOR ASSOCIATES AND COUNSEL 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$2,091,695
Total transfer of assets from this plan2015-12-31$592,653
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,949,074
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,764,143
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,722,078
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,230,067
Value of total assets at end of year2015-12-31$35,031,488
Value of total assets at beginning of year2015-12-31$33,347,515
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$42,065
Total interest from all sources2015-12-31$3,437
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,613,877
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,613,877
Administrative expenses professional fees incurred2015-12-31$4,000
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$5,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,059,427
Participant contributions at end of year2015-12-31$114,905
Participant contributions at beginning of year2015-12-31$128,078
Assets. Other investments not covered elsewhere at end of year2015-12-31$396,000
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$395,175
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$170,640
Other income not declared elsewhere2015-12-31$-17,225
Administrative expenses (other) incurred2015-12-31$26,967
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$184,931
Value of net assets at end of year (total assets less liabilities)2015-12-31$35,031,488
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$33,347,515
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$11,098
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$28,958,407
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$26,341,423
Interest on participant loans2015-12-31$2,224
Value of interest in common/collective trusts at end of year2015-12-31$4,023,174
Value of interest in common/collective trusts at beginning of year2015-12-31$5,012,320
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$1,539,002
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$1,470,519
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$1,470,519
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$1,213
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,694,694
Net investment gain or loss from common/collective trusts2015-12-31$-186,388
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,722,078
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31WINKEL GREEN & VAN HORN LLP
Accountancy firm EIN2015-12-31314442423
2014 : VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN FOR ASSOCIATES AND COUNSEL 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets to this plan2014-12-31$4,130,814
Total transfer of assets from this plan2014-12-31$1,196,294
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$4,459,074
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$2,245,681
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,229,261
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,750,482
Value of total assets at end of year2014-12-31$33,347,515
Value of total assets at beginning of year2014-12-31$28,199,602
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$16,420
Total interest from all sources2014-12-31$4,441
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$1,417,224
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$1,417,224
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$5,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,882,596
Participant contributions at end of year2014-12-31$128,078
Participant contributions at beginning of year2014-12-31$144,885
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$0
Assets. Other investments not covered elsewhere at end of year2014-12-31$395,175
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$351,717
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$507,269
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$0
Other income not declared elsewhere2014-12-31$14,597
Administrative expenses (other) incurred2014-12-31$5,247
Total non interest bearing cash at end of year2014-12-31$0
Total non interest bearing cash at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$2,213,393
Value of net assets at end of year (total assets less liabilities)2014-12-31$33,347,515
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$28,199,602
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$11,173
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$26,341,423
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$21,535,730
Interest on participant loans2014-12-31$4,262
Value of interest in common/collective trusts at end of year2014-12-31$5,012,320
Value of interest in common/collective trusts at beginning of year2014-12-31$4,752,728
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$1,470,519
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$1,414,542
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$1,414,542
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$179
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$35,389
Net investment gain or loss from common/collective trusts2014-12-31$236,941
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$360,617
Employer contributions (assets) at end of year2014-12-31$0
Employer contributions (assets) at beginning of year2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,229,261
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31WINKEL GREEN & VAN HORN LLP
Accountancy firm EIN2014-12-31314442423
2013 : VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN FOR ASSOCIATES AND COUNSEL 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$0
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$55
Total transfer of assets from this plan2013-12-31$1,440,492
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$7,210,594
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$2,940,826
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,917,778
Expenses. Certain deemed distributions of participant loans2013-12-31$0
Value of total corrective distributions2013-12-31$5,363
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,242,229
Value of total assets at end of year2013-12-31$28,199,602
Value of total assets at beginning of year2013-12-31$25,370,271
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$17,685
Total interest from all sources2013-12-31$7,712
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$689,488
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$689,488
Assets. Real estate other than employer real property at end of year2013-12-31$0
Assets. Real estate other than employer real property at beginning of year2013-12-31$0
Administrative expenses professional fees incurred2013-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-12-31$0
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$5,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,760,596
Participant contributions at end of year2013-12-31$144,885
Participant contributions at beginning of year2013-12-31$251,357
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$0
Assets. Other investments not covered elsewhere at end of year2013-12-31$351,717
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$734,301
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$121,721
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Assets. Loans (other than to participants) at end of year2013-12-31$0
Assets. Loans (other than to participants) at beginning of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$37,221
Administrative expenses (other) incurred2013-12-31$8,907
Liabilities. Value of operating payables at end of year2013-12-31$0
Liabilities. Value of operating payables at beginning of year2013-12-31$0
Total non interest bearing cash at end of year2013-12-31$0
Total non interest bearing cash at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$4,269,768
Value of net assets at end of year (total assets less liabilities)2013-12-31$28,199,602
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$25,370,271
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Assets. partnership/joint venture interests at end of year2013-12-31$0
Assets. partnership/joint venture interests at beginning of year2013-12-31$0
Investment advisory and management fees2013-12-31$8,778
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$21,535,730
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$19,089,403
Value of interest in pooled separate accounts at end of year2013-12-31$0
Value of interest in pooled separate accounts at beginning of year2013-12-31$0
Interest on participant loans2013-12-31$6,747
Income. Interest from US Government securities2013-12-31$0
Income. Interest from corporate debt instruments2013-12-31$0
Value of interest in master investment trust accounts at end of year2013-12-31$0
Value of interest in master investment trust accounts at beginning of year2013-12-31$0
Value of interest in common/collective trusts at end of year2013-12-31$4,752,728
Value of interest in common/collective trusts at beginning of year2013-12-31$3,389,141
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$1,414,542
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$1,721,696
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$1,721,696
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$965
Assets. Value of investments in 103.12 investment entities at end of year2013-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2013-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$184,373
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$0
Asset value of US Government securities at end of year2013-12-31$0
Asset value of US Government securities at beginning of year2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$3,540,389
Net investment gain/loss from pooled separate accounts2013-12-31$0
Net investment gain or loss from common/collective trusts2013-12-31$693,555
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$0
Assets. Invements in employer securities at beginning of year2013-12-31$0
Assets. Value of employer real property at end of year2013-12-31$0
Assets. Value of employer real property at beginning of year2013-12-31$0
Contributions received in cash from employer2013-12-31$359,912
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$0
Income. Dividends from preferred stock2013-12-31$0
Income. Dividends from common stock2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,917,778
Asset. Corporate debt instrument preferred debt at end of year2013-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2013-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$0
Liabilities. Value of benefit claims payable at end of year2013-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2013-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2013-12-31$0
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$0
Aggregate carrying amount (costs) on sale of assets2013-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2013-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2013-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31WINKEL GREEN & VAN HORN LLP
Accountancy firm EIN2013-12-31314442423
2012 : VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN FOR ASSOCIATES AND COUNSEL 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$161,159
Total transfer of assets from this plan2012-12-31$749,464
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$5,890,615
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$6,191,857
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$6,172,586
Value of total corrective distributions2012-12-31$839
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,337,446
Value of total assets at end of year2012-12-31$25,370,271
Value of total assets at beginning of year2012-12-31$26,259,818
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$18,432
Total interest from all sources2012-12-31$12,223
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$497,847
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$497,847
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$5,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,729,553
Participant contributions at end of year2012-12-31$251,357
Participant contributions at beginning of year2012-12-31$193,511
Assets. Other investments not covered elsewhere at end of year2012-12-31$734,301
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$661,665
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$247,795
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$9,596
Other income not declared elsewhere2012-12-31$110,496
Administrative expenses (other) incurred2012-12-31$9,628
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$-301,242
Value of net assets at end of year (total assets less liabilities)2012-12-31$25,370,271
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$26,259,818
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$8,804
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$19,089,403
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$16,674,141
Interest on participant loans2012-12-31$10,775
Value of interest in common/collective trusts at end of year2012-12-31$3,389,141
Value of interest in common/collective trusts at beginning of year2012-12-31$2,668,427
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$1,721,696
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$5,845,942
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$5,845,942
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$1,448
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$184,373
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$176,994
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$2,412,245
Net investment gain or loss from common/collective trusts2012-12-31$520,358
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$360,098
Employer contributions (assets) at beginning of year2012-12-31$29,542
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$6,172,586
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31WINKEL GREEN & VAN HORN LLP
Accountancy firm EIN2012-12-31314442423
2011 : VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN FOR ASSOCIATES AND COUNSEL 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$4,246,171
Total transfer of assets from this plan2011-12-31$808,124
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$1,607,067
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$2,943,081
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$2,929,591
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,255,661
Value of total assets at end of year2011-12-31$26,259,818
Value of total assets at beginning of year2011-12-31$24,157,785
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$13,490
Total interest from all sources2011-12-31$10,474
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$252,922
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$252,922
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$5,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,756,713
Participant contributions at end of year2011-12-31$193,511
Participant contributions at beginning of year2011-12-31$202,726
Assets. Other investments not covered elsewhere at end of year2011-12-31$661,665
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$777,045
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$147,501
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$9,596
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$10,320
Other income not declared elsewhere2011-12-31$-13,969
Administrative expenses (other) incurred2011-12-31$4,769
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-1,336,014
Value of net assets at end of year (total assets less liabilities)2011-12-31$26,259,818
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$24,157,785
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$8,721
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$16,674,141
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$17,506,657
Interest on participant loans2011-12-31$9,286
Value of interest in common/collective trusts at end of year2011-12-31$2,668,427
Value of interest in common/collective trusts at beginning of year2011-12-31$2,437,551
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$5,845,942
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$3,054,020
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$3,054,020
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$1,188
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$176,994
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$169,466
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-639,378
Net investment gain or loss from common/collective trusts2011-12-31$-258,643
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$351,447
Employer contributions (assets) at end of year2011-12-31$29,542
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$2,929,591
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31WINKEL GREEN & VAN HORN LLP
Accountancy firm EIN2011-12-31314442423
2010 : VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN FOR ASSOCIATES AND COUNSEL 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$75,726
Total transfer of assets from this plan2010-12-31$240
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$4,804,297
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,420,208
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,410,672
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,134,414
Value of total assets at end of year2010-12-31$24,157,785
Value of total assets at beginning of year2010-12-31$20,698,210
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$9,536
Total interest from all sources2010-12-31$9,485
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$255,413
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$255,413
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$5,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,742,784
Participant contributions at end of year2010-12-31$202,726
Participant contributions at beginning of year2010-12-31$124,147
Assets. Other investments not covered elsewhere at end of year2010-12-31$777,045
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$645,765
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$30,499
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$10,320
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$8,636
Other income not declared elsewhere2010-12-31$127,352
Administrative expenses (other) incurred2010-12-31$1,920
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$3,384,089
Value of net assets at end of year (total assets less liabilities)2010-12-31$24,157,785
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$20,698,210
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$7,616
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$17,506,657
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$14,495,715
Interest on participant loans2010-12-31$6,167
Value of interest in common/collective trusts at end of year2010-12-31$2,437,551
Value of interest in common/collective trusts at beginning of year2010-12-31$2,062,826
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$3,054,020
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$3,198,281
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$3,198,281
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$3,318
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$169,466
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$161,818
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,995,825
Net investment gain or loss from common/collective trusts2010-12-31$281,808
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$361,131
Employer contributions (assets) at beginning of year2010-12-31$1,022
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,410,672
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31WINKEL GREEN & VAN HORN LLP
Accountancy firm EIN2010-12-31314442423
2009 : VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN FOR ASSOCIATES AND COUNSEL 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN FOR ASSOCIATES AND COUNSEL

2018: VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN FOR ASSOCIATES AND COUNSEL 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingYes
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN FOR ASSOCIATES AND COUNSEL 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN FOR ASSOCIATES AND COUNSEL 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN FOR ASSOCIATES AND COUNSEL 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN FOR ASSOCIATES AND COUNSEL 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN FOR ASSOCIATES AND COUNSEL 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN FOR ASSOCIATES AND COUNSEL 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN FOR ASSOCIATES AND COUNSEL 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: VORYS, SATER, SEYMOUR AND PEASE LLP RETIREMENT PLAN FOR ASSOCIATES AND COUNSEL 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number10044748
Policy instance 1
Insurance contract or identification number10044748
Number of Individuals Covered0
Insurance policy start date2013-01-01
Insurance policy end date2013-03-26
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitYes
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Welfare Benefit Premiums Paid to CarrierUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number10044748
Policy instance 1
Insurance contract or identification number10044748
Number of Individuals Covered1
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number10044748
Policy instance 1
Insurance contract or identification number10044748
Number of Individuals Covered1
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
NORTHWESTERN MUTUAL (National Association of Insurance Commissioners NAIC id number: 67091 )
Policy contract number10044748
Policy instance 1
Insurance contract or identification number10044748
Number of Individuals Covered1
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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