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Plan Name | ELLIS BROTHERS, INC. 401(K) RETIREMENT PLAN AND TRUST |
Plan identification number | 001 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
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Company Name: | ELLIS BROTHERS, INC. |
Employer identification number (EIN): | 314424482 |
NAIC Classification: | 327300 |
Additional information about ELLIS BROTHERS, INC.
Jurisdiction of Incorporation: | Ohio Secretary of State Business Services Division |
Incorporation Date: | |
Company Identification Number: | 269994 |
Legal Registered Office Address: |
P O BOX 870 - MT VERNN United States of America (USA) 43050 |
More information about ELLIS BROTHERS, INC.
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
001 | 2022-01-01 | ELIZABETH KERR | 2023-07-31 | ||
001 | 2021-01-01 | BETH KERR | 2022-09-16 | ||
001 | 2020-01-01 | BETH KERR | 2021-07-06 | ||
001 | 2019-01-01 | BETH KERR | 2020-06-19 | ||
001 | 2018-01-01 | BETH KERR | 2019-06-20 | ||
001 | 2017-01-01 | BETH KERR | 2018-04-06 | ||
001 | 2016-01-01 | BETH KERR | 2017-06-01 | ||
001 | 2015-01-01 | BETH KERR | 2016-07-28 | ||
001 | 2014-01-01 | BETH KERR | 2015-07-20 | ||
001 | 2013-01-01 | BETH KERR | 2014-07-25 | ||
001 | 2012-01-01 | BETH KERR | 2013-06-18 | ||
001 | 2011-01-01 | BETH KERR | |||
001 | 2009-01-01 | ED O'CONNEL |
Measure | Date | Value |
---|---|---|
2011: ELLIS BROTHERS, INC. 401(K) RETIREMENT PLAN AND TRUST 2011 401k membership | ||
Total participants, beginning-of-year | 2011-01-01 | 199 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 33 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 36 |
Total of all active and inactive participants | 2011-01-01 | 69 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
Total participants | 2011-01-01 | 69 |
Number of participants with account balances | 2011-01-01 | 60 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 4 |
2009: ELLIS BROTHERS, INC. 401(K) RETIREMENT PLAN AND TRUST 2009 401k membership | ||
Total participants, beginning-of-year | 2009-01-01 | 235 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 174 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 47 |
Total of all active and inactive participants | 2009-01-01 | 221 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
Total participants | 2009-01-01 | 221 |
Number of participants with account balances | 2009-01-01 | 205 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 4 |
Measure | Date | Value |
---|---|---|
2011 : ELLIS BROTHERS, INC. 401(K) RETIREMENT PLAN AND TRUST 2011 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $82,089 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $4,791,142 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $4,768,712 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $244,330 |
Value of total assets at end of year | 2011-12-31 | $1,338,542 |
Value of total assets at beginning of year | 2011-12-31 | $6,047,595 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $22,430 |
Total interest from all sources | 2011-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $25,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $142,513 |
Participant contributions at end of year | 2011-12-31 | $1,332 |
Participant contributions at beginning of year | 2011-12-31 | $4,283 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $-4,709,053 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $1,338,542 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $6,047,595 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Investment advisory and management fees | 2011-12-31 | $22,430 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $1,232,480 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $5,743,009 |
Value of interest in common/collective trusts at end of year | 2011-12-31 | $103,593 |
Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $297,357 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-162,241 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $101,817 |
Employer contributions (assets) at end of year | 2011-12-31 | $1,137 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $2,946 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $4,768,712 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | WILSON, SHANNON & SNOW, INC. |
Accountancy firm EIN | 2011-12-31 | 310829879 |
2010 : ELLIS BROTHERS, INC. 401(K) RETIREMENT PLAN AND TRUST 2010 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $1,279,980 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $557,302 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $537,647 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $589,488 |
Value of total assets at end of year | 2010-12-31 | $6,047,595 |
Value of total assets at beginning of year | 2010-12-31 | $5,324,917 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $19,655 |
Total interest from all sources | 2010-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $348,240 |
Participant contributions at end of year | 2010-12-31 | $4,283 |
Participant contributions at beginning of year | 2010-12-31 | $86 |
Administrative expenses (other) incurred | 2010-12-31 | $19,655 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $722,678 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $6,047,595 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $5,324,917 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $5,743,009 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $5,324,785 |
Value of interest in common/collective trusts at end of year | 2010-12-31 | $297,357 |
Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $690,492 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $241,248 |
Employer contributions (assets) at end of year | 2010-12-31 | $2,946 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $46 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $537,647 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | WILSON, SHANNON & SNOW INC. |
Accountancy firm EIN | 2010-12-31 | 310829879 |
2009 : ELLIS BROTHERS, INC. 401(K) RETIREMENT PLAN AND TRUST 2009 401k financial data | ||
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
2011: ELLIS BROTHERS, INC. 401(K) RETIREMENT PLAN AND TRUST 2011 form 5500 responses | ||
---|---|---|
2011-01-01 | Type of plan entity | Single employer plan |
2011-01-01 | Submission has been amended | No |
2011-01-01 | This submission is the final filing | No |
2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2011-01-01 | Plan is a collectively bargained plan | No |
2011-01-01 | Plan funding arrangement – Trust | Yes |
2011-01-01 | Plan benefit arrangement - Trust | Yes |
2009: ELLIS BROTHERS, INC. 401(K) RETIREMENT PLAN AND TRUST 2009 form 5500 responses | ||
2009-01-01 | Type of plan entity | Single employer plan |
2009-01-01 | Submission has been amended | No |
2009-01-01 | This submission is the final filing | No |
2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2009-01-01 | Plan is a collectively bargained plan | No |
2009-01-01 | Plan funding arrangement – Insurance | Yes |
2009-01-01 | Plan funding arrangement – Trust | Yes |
2009-01-01 | Plan benefit arrangement – Insurance | Yes |
2009-01-01 | Plan benefit arrangement - Trust | Yes |
HARTFORD LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88072 ) | |||||||||||||||||||||||||||||||||||||||||||||||||
Policy contract number | GA-802742 | ||||||||||||||||||||||||||||||||||||||||||||||||
Policy instance | 1 | ||||||||||||||||||||||||||||||||||||||||||||||||
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