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COLUMBUS FAIR AUTO AUCTION, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameCOLUMBUS FAIR AUTO AUCTION, INC. 401(K) PROFIT SHARING PLAN
Plan identification number 001

COLUMBUS FAIR AUTO AUCTION, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

COLUMBUS FAIR AUTO AUCTION, INC. has sponsored the creation of one or more 401k plans.

Company Name:COLUMBUS FAIR AUTO AUCTION, INC.
Employer identification number (EIN):314427858
NAIC Classification:423100

Additional information about COLUMBUS FAIR AUTO AUCTION, INC.

Jurisdiction of Incorporation: Ohio Secretary of State Business Services Division
Incorporation Date: 1991-04-23
Company Identification Number: 794442
Legal Registered Office Address: 6300 FRANTZ RD
-
DUBLIN
United States of America (USA)
43017

More information about COLUMBUS FAIR AUTO AUCTION, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan COLUMBUS FAIR AUTO AUCTION, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01R. GREGORY LEVI
0012016-01-01R. GREGORY LEVI
0012015-01-01SCOTT K DAY
0012014-01-01SCOTT K DAY
0012014-01-01SCOTT K DAY
0012013-01-01SCOTT K DAY
0012012-01-01SCOTT K. DAY SCOTT K. DAY2013-10-14
0012011-01-01SCOTT K. DAY SCOTT K. DAY2012-10-16
0012010-01-01WILLIAM T STACKHOUSE WILLIAM T STACKHOUSE2011-10-13
0012009-01-01WILLIAM T STACKHOUSE WILLIAM T STACKHOUSE2010-10-13

Plan Statistics for COLUMBUS FAIR AUTO AUCTION, INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for COLUMBUS FAIR AUTO AUCTION, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2021: COLUMBUS FAIR AUTO AUCTION, INC. 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01127
Total number of active participants reported on line 7a of the Form 55002021-01-010
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01112
Total of all active and inactive participants2021-01-01112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01112
Number of participants with account balances2021-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: COLUMBUS FAIR AUTO AUCTION, INC. 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01186
Total number of active participants reported on line 7a of the Form 55002020-01-010
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01126
Total of all active and inactive participants2020-01-01126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01126
Number of participants with account balances2020-01-01126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: COLUMBUS FAIR AUTO AUCTION, INC. 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01477
Total number of active participants reported on line 7a of the Form 55002019-01-01385
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0163
Total of all active and inactive participants2019-01-01448
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01448
Number of participants with account balances2019-01-01145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0110
2018: COLUMBUS FAIR AUTO AUCTION, INC. 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01487
Total number of active participants reported on line 7a of the Form 55002018-01-01413
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0164
Total of all active and inactive participants2018-01-01477
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01477
Number of participants with account balances2018-01-01230
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0125
2017: COLUMBUS FAIR AUTO AUCTION, INC. 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01482
Total number of active participants reported on line 7a of the Form 55002017-01-01391
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0147
Total of all active and inactive participants2017-01-01438
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01438
Number of participants with account balances2017-01-01191
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0114
2016: COLUMBUS FAIR AUTO AUCTION, INC. 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01449
Total number of active participants reported on line 7a of the Form 55002016-01-01415
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0144
Total of all active and inactive participants2016-01-01459
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01459
Number of participants with account balances2016-01-01189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-015
2015: COLUMBUS FAIR AUTO AUCTION, INC. 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01287
Total number of active participants reported on line 7a of the Form 55002015-01-01268
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0137
Total of all active and inactive participants2015-01-01305
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01305
Number of participants with account balances2015-01-01147
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0111
2014: COLUMBUS FAIR AUTO AUCTION, INC. 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01232
Total number of active participants reported on line 7a of the Form 55002014-01-01240
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0129
Total of all active and inactive participants2014-01-01269
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01269
Number of participants with account balances2014-01-01127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-018
2013: COLUMBUS FAIR AUTO AUCTION, INC. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01242
Total number of active participants reported on line 7a of the Form 55002013-01-01196
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0136
Total of all active and inactive participants2013-01-01232
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01232
Number of participants with account balances2013-01-01133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-013
2012: COLUMBUS FAIR AUTO AUCTION, INC. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01240
Total number of active participants reported on line 7a of the Form 55002012-01-01177
Number of retired or separated participants receiving benefits2012-01-0136
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-01213
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-01214
Number of participants with account balances2012-01-01123
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-017
2011: COLUMBUS FAIR AUTO AUCTION, INC. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01143
Total number of active participants reported on line 7a of the Form 55002011-01-0189
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0140
Total of all active and inactive participants2011-01-01129
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-01130
Number of participants with account balances2011-01-01129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-015
2010: COLUMBUS FAIR AUTO AUCTION, INC. 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01158
Total number of active participants reported on line 7a of the Form 55002010-01-01122
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0124
Total of all active and inactive participants2010-01-01146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01146
Number of participants with account balances2010-01-01141
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-012
2009: COLUMBUS FAIR AUTO AUCTION, INC. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01165
Total number of active participants reported on line 7a of the Form 55002009-01-01125
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0132
Total of all active and inactive participants2009-01-01157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-012
Total participants2009-01-01159
Number of participants with account balances2009-01-01154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-017

Financial Data on COLUMBUS FAIR AUTO AUCTION, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2021 : COLUMBUS FAIR AUTO AUCTION, INC. 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$197,533
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$2,967,979
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,877,387
Expenses. Certain deemed distributions of participant loans2021-12-31$72,192
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$0
Value of total assets at end of year2021-12-31$118,718
Value of total assets at beginning of year2021-12-31$2,889,164
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$18,400
Total interest from all sources2021-12-31$2,667
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$11,217
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2021-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$11,217
Was this plan covered by a fidelity bond2021-12-31No
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$70,600
Administrative expenses (other) incurred2021-12-31$18,400
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$-2,770,446
Value of net assets at end of year (total assets less liabilities)2021-12-31$118,718
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$2,889,164
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$2,316,067
Interest on participant loans2021-12-31$1,592
Interest earned on other investments2021-12-31$1,075
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$118,718
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$502,497
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$183,649
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,877,387
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2021-12-31410746749
2020 : COLUMBUS FAIR AUTO AUCTION, INC. 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$310,687
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,754,183
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,682,590
Expenses. Certain deemed distributions of participant loans2020-12-31$58,547
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$4,736
Value of total assets at end of year2020-12-31$2,889,164
Value of total assets at beginning of year2020-12-31$4,332,660
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$13,046
Total interest from all sources2020-12-31$5,527
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$91,693
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$91,693
Administrative expenses professional fees incurred2020-12-31$13,046
Was this plan covered by a fidelity bond2020-12-31No
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$3,496
Participant contributions at end of year2020-12-31$70,600
Participant contributions at beginning of year2020-12-31$186,095
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$-1,443,496
Value of net assets at end of year (total assets less liabilities)2020-12-31$2,889,164
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$4,332,660
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$2,316,067
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$3,350,841
Interest on participant loans2020-12-31$4,323
Interest earned on other investments2020-12-31$1,204
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$502,497
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$795,724
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$208,731
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,240
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,682,590
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2020-12-31410746749
2019 : COLUMBUS FAIR AUTO AUCTION, INC. 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$1,366,230
Total income from all sources (including contributions)2019-12-31$1,366,230
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,387,730
Total of all expenses incurred2019-12-31$1,387,730
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,368,495
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,368,495
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$660,099
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$660,099
Value of total assets at end of year2019-12-31$4,332,660
Value of total assets at end of year2019-12-31$4,332,660
Value of total assets at beginning of year2019-12-31$4,354,160
Value of total assets at beginning of year2019-12-31$4,354,160
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$19,235
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$19,235
Total interest from all sources2019-12-31$9,659
Total interest from all sources2019-12-31$9,659
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$152,239
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$152,239
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$152,239
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$152,239
Administrative expenses professional fees incurred2019-12-31$19,235
Administrative expenses professional fees incurred2019-12-31$19,235
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$382,456
Contributions received from participants2019-12-31$382,456
Participant contributions at end of year2019-12-31$186,095
Participant contributions at end of year2019-12-31$186,095
Participant contributions at beginning of year2019-12-31$151,146
Participant contributions at beginning of year2019-12-31$151,146
Other income not declared elsewhere2019-12-31$45,042
Other income not declared elsewhere2019-12-31$45,042
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$-21,500
Value of net income/loss2019-12-31$-21,500
Value of net assets at end of year (total assets less liabilities)2019-12-31$4,332,660
Value of net assets at end of year (total assets less liabilities)2019-12-31$4,332,660
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$4,354,160
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$4,354,160
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$3,350,841
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$3,350,841
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$3,248,814
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$3,248,814
Interest on participant loans2019-12-31$9,659
Interest on participant loans2019-12-31$9,659
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$795,724
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$795,724
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$954,200
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$954,200
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$499,191
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$499,191
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$277,643
Contributions received in cash from employer2019-12-31$277,643
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,368,495
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,368,495
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31CLIFTONLARSONALLEN LLP
Accountancy firm name2019-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2019-12-31410746749
Accountancy firm EIN2019-12-31410746749
2018 : COLUMBUS FAIR AUTO AUCTION, INC. 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$676,328
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$884,734
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$810,634
Expenses. Certain deemed distributions of participant loans2018-12-31$45,042
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$796,430
Value of total assets at end of year2018-12-31$4,354,160
Value of total assets at beginning of year2018-12-31$4,562,566
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$29,058
Total interest from all sources2018-12-31$12,281
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$171,428
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$171,428
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$459,281
Participant contributions at end of year2018-12-31$151,146
Participant contributions at beginning of year2018-12-31$236,929
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$23,262
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$6,415
Total non interest bearing cash at end of year2018-12-31$0
Total non interest bearing cash at beginning of year2018-12-31$2,774
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-208,406
Value of net assets at end of year (total assets less liabilities)2018-12-31$4,354,160
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$4,562,566
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$11,897
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$3,248,814
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$3,323,928
Interest on participant loans2018-12-31$12,281
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$954,200
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$956,836
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-303,811
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$330,734
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$18,837
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$810,634
Contract administrator fees2018-12-31$17,161
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2018-12-31410746749
2017 : COLUMBUS FAIR AUTO AUCTION, INC. 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$1,031,276
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$547,761
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$527,126
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$544,045
Value of total assets at end of year2017-12-31$4,562,566
Value of total assets at beginning of year2017-12-31$4,079,051
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$20,635
Total interest from all sources2017-12-31$6,745
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$100,069
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$100,069
Administrative expenses professional fees incurred2017-12-31$19,578
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$296,901
Participant contributions at end of year2017-12-31$236,929
Participant contributions at beginning of year2017-12-31$157,379
Participant contributions at end of year2017-12-31$23,262
Participant contributions at beginning of year2017-12-31$0
Other income not declared elsewhere2017-12-31$10,566
Total non interest bearing cash at end of year2017-12-31$2,774
Total non interest bearing cash at beginning of year2017-12-31$4,791
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$483,515
Value of net assets at end of year (total assets less liabilities)2017-12-31$4,562,566
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$4,079,051
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$3,323,928
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$3,118,948
Interest on participant loans2017-12-31$6,000
Interest earned on other investments2017-12-31$745
Value of interest in common/collective trusts at end of year2017-12-31$0
Value of interest in common/collective trusts at beginning of year2017-12-31$797,933
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$956,836
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$363,967
Net investment gain or loss from common/collective trusts2017-12-31$5,884
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$247,144
Employer contributions (assets) at end of year2017-12-31$18,837
Employer contributions (assets) at beginning of year2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$527,126
Contract administrator fees2017-12-31$1,057
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31CROWE LLP
Accountancy firm EIN2017-12-31350921680
2016 : COLUMBUS FAIR AUTO AUCTION, INC. 401(K) PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$698,887
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$763,639
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$745,144
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$532,739
Value of total assets at end of year2016-12-31$4,079,051
Value of total assets at beginning of year2016-12-31$4,143,803
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$18,495
Total interest from all sources2016-12-31$6,357
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$46,314
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$46,314
Administrative expenses professional fees incurred2016-12-31$17,341
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$289,450
Participant contributions at end of year2016-12-31$157,379
Participant contributions at beginning of year2016-12-31$166,327
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$243,289
Other income not declared elsewhere2016-12-31$11,535
Total non interest bearing cash at end of year2016-12-31$4,791
Total non interest bearing cash at beginning of year2016-12-31$5,626
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-64,752
Value of net assets at end of year (total assets less liabilities)2016-12-31$4,079,051
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$4,143,803
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$3,118,948
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$3,322,237
Interest on participant loans2016-12-31$6,357
Value of interest in common/collective trusts at end of year2016-12-31$797,933
Value of interest in common/collective trusts at beginning of year2016-12-31$649,613
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$95,329
Net investment gain or loss from common/collective trusts2016-12-31$6,613
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$745,144
Contract administrator fees2016-12-31$1,154
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CROWE HORWATH LLP
Accountancy firm EIN2016-12-31350921680
2015 : COLUMBUS FAIR AUTO AUCTION, INC. 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$368,015
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,785,607
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,743,805
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$437,849
Value of total assets at end of year2015-12-31$4,143,803
Value of total assets at beginning of year2015-12-31$5,561,395
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$41,802
Total interest from all sources2015-12-31$5,555
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$33,255
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$33,255
Administrative expenses professional fees incurred2015-12-31$39,983
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$242,339
Participant contributions at end of year2015-12-31$166,327
Participant contributions at beginning of year2015-12-31$170,024
Other income not declared elsewhere2015-12-31$18,187
Total non interest bearing cash at end of year2015-12-31$5,626
Total non interest bearing cash at beginning of year2015-12-31$13,542
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-1,417,592
Value of net assets at end of year (total assets less liabilities)2015-12-31$4,143,803
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$5,561,395
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$3,322,237
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$4,740,981
Interest on participant loans2015-12-31$5,555
Value of interest in common/collective trusts at end of year2015-12-31$649,613
Value of interest in common/collective trusts at beginning of year2015-12-31$636,848
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-131,094
Net investment gain or loss from common/collective trusts2015-12-31$4,263
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$195,510
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,743,805
Contract administrator fees2015-12-31$1,819
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CROWE HORWATH LLP
Accountancy firm EIN2015-12-31350921680
2014 : COLUMBUS FAIR AUTO AUCTION, INC. 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$639,830
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$763,518
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$743,569
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$388,449
Value of total assets at end of year2014-12-31$5,561,395
Value of total assets at beginning of year2014-12-31$5,685,083
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$19,949
Total interest from all sources2014-12-31$7,882
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$57,988
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$57,988
Administrative expenses professional fees incurred2014-12-31$9,353
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$232,057
Participant contributions at end of year2014-12-31$170,024
Participant contributions at beginning of year2014-12-31$263,232
Administrative expenses (other) incurred2014-12-31$184
Total non interest bearing cash at end of year2014-12-31$13,542
Total non interest bearing cash at beginning of year2014-12-31$3,185
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-123,688
Value of net assets at end of year (total assets less liabilities)2014-12-31$5,561,395
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$5,685,083
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$4,740,981
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$5,418,666
Interest on participant loans2014-12-31$7,882
Value of interest in common/collective trusts at end of year2014-12-31$636,848
Value of interest in common/collective trusts at beginning of year2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$184,990
Net investment gain or loss from common/collective trusts2014-12-31$521
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$156,392
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$743,569
Contract administrator fees2014-12-31$10,412
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CROWE HORWATH LLP
Accountancy firm EIN2014-12-31350921680
2013 : COLUMBUS FAIR AUTO AUCTION, INC. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,093,918
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$497,675
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$456,232
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$389,833
Value of total assets at end of year2013-12-31$5,685,083
Value of total assets at beginning of year2013-12-31$5,088,840
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$41,443
Total interest from all sources2013-12-31$10,464
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$59,471
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$59,471
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$224,101
Participant contributions at end of year2013-12-31$263,232
Participant contributions at beginning of year2013-12-31$292,002
Total non interest bearing cash at end of year2013-12-31$3,185
Total non interest bearing cash at beginning of year2013-12-31$29,561
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$596,243
Value of net assets at end of year (total assets less liabilities)2013-12-31$5,685,083
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$5,088,840
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$14,149
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$5,418,666
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$4,767,277
Interest on participant loans2013-12-31$10,464
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$634,150
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$165,732
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$456,232
Contract administrator fees2013-12-31$27,294
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31CROWE HORWATH, LLP
Accountancy firm EIN2013-12-31350921680
2012 : COLUMBUS FAIR AUTO AUCTION, INC. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,289,704
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$4,258,970
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$4,226,606
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$374,110
Value of total assets at end of year2012-12-31$5,088,840
Value of total assets at beginning of year2012-12-31$8,058,106
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$32,364
Total interest from all sources2012-12-31$13,334
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$83,600
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$83,600
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$218,336
Participant contributions at end of year2012-12-31$292,002
Participant contributions at beginning of year2012-12-31$338,569
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$10,903
Total non interest bearing cash at end of year2012-12-31$29,561
Total non interest bearing cash at beginning of year2012-12-31$90
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$-2,969,266
Value of net assets at end of year (total assets less liabilities)2012-12-31$5,088,840
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$8,058,106
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$20,178
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$4,767,277
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$7,701,344
Income. Interest from loans (other than to participants)2012-12-31$13,334
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$818,660
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$155,774
Employer contributions (assets) at end of year2012-12-31$0
Employer contributions (assets) at beginning of year2012-12-31$7,200
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$4,226,606
Contract administrator fees2012-12-31$12,186
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31CROWE HORWATH, LLP
Accountancy firm EIN2012-12-31350921680
2011 : COLUMBUS FAIR AUTO AUCTION, INC. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$280,473
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$766,900
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$742,489
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$458,197
Value of total assets at end of year2011-12-31$8,058,106
Value of total assets at beginning of year2011-12-31$8,544,533
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$24,411
Total interest from all sources2011-12-31$10,279
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$99,368
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$99,368
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$273,802
Participant contributions at end of year2011-12-31$338,569
Participant contributions at beginning of year2011-12-31$359,480
Participant contributions at end of year2011-12-31$10,903
Participant contributions at beginning of year2011-12-31$5,117
Total non interest bearing cash at end of year2011-12-31$90
Total non interest bearing cash at beginning of year2011-12-31$22,035
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-486,427
Value of net assets at end of year (total assets less liabilities)2011-12-31$8,058,106
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$8,544,533
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$24,411
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$7,701,344
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$8,154,623
Interest on participant loans2011-12-31$10,279
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-287,371
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$184,395
Employer contributions (assets) at end of year2011-12-31$7,200
Employer contributions (assets) at beginning of year2011-12-31$3,278
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$742,489
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31CROWE HORWATH, LLP
Accountancy firm EIN2011-12-31350921680
2010 : COLUMBUS FAIR AUTO AUCTION, INC. 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,311,742
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$315,994
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$297,159
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$471,041
Value of total assets at end of year2010-12-31$8,544,533
Value of total assets at beginning of year2010-12-31$7,548,785
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$18,835
Total interest from all sources2010-12-31$13,698
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$99,175
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$99,175
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$276,027
Participant contributions at end of year2010-12-31$359,480
Participant contributions at beginning of year2010-12-31$258,711
Participant contributions at end of year2010-12-31$5,117
Participant contributions at beginning of year2010-12-31$8,343
Total non interest bearing cash at end of year2010-12-31$22,035
Total non interest bearing cash at beginning of year2010-12-31$176
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$995,748
Value of net assets at end of year (total assets less liabilities)2010-12-31$8,544,533
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$7,548,785
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$18,835
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$8,154,623
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$7,274,922
Income. Interest from loans (other than to participants)2010-12-31$13,698
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$727,828
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$195,014
Employer contributions (assets) at end of year2010-12-31$3,278
Employer contributions (assets) at beginning of year2010-12-31$6,633
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$297,159
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31CROWE HORWATH, LLP
Accountancy firm EIN2010-12-31350921680

Form 5500 Responses for COLUMBUS FAIR AUTO AUCTION, INC. 401(K) PROFIT SHARING PLAN

2021: COLUMBUS FAIR AUTO AUCTION, INC. 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: COLUMBUS FAIR AUTO AUCTION, INC. 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: COLUMBUS FAIR AUTO AUCTION, INC. 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: COLUMBUS FAIR AUTO AUCTION, INC. 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: COLUMBUS FAIR AUTO AUCTION, INC. 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: COLUMBUS FAIR AUTO AUCTION, INC. 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: COLUMBUS FAIR AUTO AUCTION, INC. 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: COLUMBUS FAIR AUTO AUCTION, INC. 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedYes
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: COLUMBUS FAIR AUTO AUCTION, INC. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: COLUMBUS FAIR AUTO AUCTION, INC. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: COLUMBUS FAIR AUTO AUCTION, INC. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: COLUMBUS FAIR AUTO AUCTION, INC. 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: COLUMBUS FAIR AUTO AUCTION, INC. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number503104-01
Policy instance 1
Insurance contract or identification number503104-01
Number of Individuals Covered0
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number503104-01
Policy instance 1
Insurance contract or identification number503104-01
Number of Individuals Covered65
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number503104-01
Policy instance 1
Insurance contract or identification number503104-01
Number of Individuals Covered89
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number503104-01
Policy instance 1
Insurance contract or identification number503104-01
Number of Individuals Covered99
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number503104-01
Policy instance 1
Insurance contract or identification number503104-01
Number of Individuals Covered67
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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