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Plan Name | CATERPILLAR INC. INVESTMENT TRUST |
Plan identification number | 032 |
Company Name: | CATERPILLAR INC. |
Employer identification number (EIN): | 320229540 |
Additional information about CATERPILLAR INC.
Jurisdiction of Incorporation: | Texas Secretary of State |
Incorporation Date: | 1986-05-07 |
Company Identification Number: | 0006917606 |
Legal Registered Office Address: |
100 NE ADAMS ST PEORIA United States of America (USA) 61629 |
More information about CATERPILLAR INC.
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
032 | 2023-01-01 | ||||
032 | 2022-01-01 | ||||
032 | 2021-01-01 | ||||
032 | 2020-01-01 | ||||
032 | 2019-01-01 | STEPHEN ROBERTSON | 2020-08-03 | ||
032 | 2018-01-01 | ||||
032 | 2017-01-01 | ||||
032 | 2016-01-01 | ||||
032 | 2015-01-01 | ||||
032 | 2014-01-01 | 2015-10-13 | |||
032 | 2013-01-01 | 2014-10-13 | |||
032 | 2012-01-01 | 2013-10-10 | |||
032 | 2011-01-01 | LEANNE MORITZ | |||
032 | 2010-01-01 | 2011-10-17 | |||
032 | 2009-01-01 | 2010-10-15 |
Measure | Date | Value |
---|---|---|
2015: CATERPILLAR INC. INVESTMENT TRUST 2015 401k membership | ||
Total of all active and inactive participants | 2015-01-01 | 0 |
Measure | Date | Value |
---|---|---|
2023 : CATERPILLAR INC. INVESTMENT TRUST 2023 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2023-12-31 | $1,052,612,560 |
Total unrealized appreciation/depreciation of assets | 2023-12-31 | $1,052,612,560 |
Total transfer of assets to this plan | 2023-12-31 | $2,237,915,962 |
Total transfer of assets from this plan | 2023-12-31 | $2,214,709,481 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $165,395,150 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $152,319,484 |
Total income from all sources (including contributions) | 2023-12-31 | $2,583,418,811 |
Total loss/gain on sale of assets | 2023-12-31 | $110,075,601 |
Total of all expenses incurred | 2023-12-31 | $13,110,918 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $0 |
Value of total assets at end of year | 2023-12-31 | $16,375,132,834 |
Value of total assets at beginning of year | 2023-12-31 | $13,768,542,794 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $13,110,918 |
Total interest from all sources | 2023-12-31 | $93,787,452 |
Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $116,759,100 |
Total dividends received from registered investment company shares (eg mutual funds) | 2023-12-31 | $37,676 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2023-12-31 | $21,212,481 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2023-12-31 | $16,622,781 |
Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
Assets. Other investments not covered elsewhere at end of year | 2023-12-31 | $949,806,212 |
Assets. Other investments not covered elsewhere at beginning of year | 2023-12-31 | $1,041,748,693 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2023-12-31 | $146,290,064 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2023-12-31 | $97,841,242 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2023-12-31 | $165,395,150 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2023-12-31 | $152,319,484 |
Other income not declared elsewhere | 2023-12-31 | $21,672,804 |
Administrative expenses (other) incurred | 2023-12-31 | $420,293 |
Total non interest bearing cash at end of year | 2023-12-31 | $4,053,124 |
Total non interest bearing cash at beginning of year | 2023-12-31 | $1,540,559 |
Value of net income/loss | 2023-12-31 | $2,570,307,893 |
Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $16,209,737,684 |
Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $13,616,223,310 |
Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
Investment advisory and management fees | 2023-12-31 | $11,329,501 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-12-31 | $1,858,092 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-12-31 | $1,148,091 |
Interest earned on other investments | 2023-12-31 | $30,656,463 |
Income. Interest from US Government securities | 2023-12-31 | $21,951,982 |
Income. Interest from corporate debt instruments | 2023-12-31 | $41,179,007 |
Value of interest in common/collective trusts at end of year | 2023-12-31 | $7,428,502,760 |
Value of interest in common/collective trusts at beginning of year | 2023-12-31 | $6,021,774,205 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2023-12-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2023-12-31 | $3,160,729 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2023-12-31 | $3,160,729 |
Asset value of US Government securities at end of year | 2023-12-31 | $755,431,663 |
Asset value of US Government securities at beginning of year | 2023-12-31 | $565,628,042 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-12-31 | $197,567 |
Net investment gain or loss from common/collective trusts | 2023-12-31 | $1,188,313,727 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | Yes |
Assets. Invements in employer securities at end of year | 2023-12-31 | $3,333,090,867 |
Assets. Invements in employer securities at beginning of year | 2023-12-31 | $2,863,457,805 |
Income. Dividends from preferred stock | 2023-12-31 | $1,554,417 |
Income. Dividends from common stock | 2023-12-31 | $115,167,007 |
Asset. Corporate debt instrument preferred debt at end of year | 2023-12-31 | $11,474,135 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2023-12-31 | $13,502,812 |
Asset. Corporate debt instrument debt (other) at end of year | 2023-12-31 | $794,610,643 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2023-12-31 | $760,744,867 |
Contract administrator fees | 2023-12-31 | $6,107 |
Assets. Corporate common stocks other than exployer securities at end of year | 2023-12-31 | $2,928,802,793 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2023-12-31 | $2,381,372,968 |
Did the plan have assets held for investment | 2023-12-31 | Yes |
Aggregate proceeds on sale of assets | 2023-12-31 | $3,338,136,553 |
Aggregate carrying amount (costs) on sale of assets | 2023-12-31 | $3,228,060,952 |
2022 : CATERPILLAR INC. INVESTMENT TRUST 2022 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2022-12-31 | $-208,313,058 |
Total unrealized appreciation/depreciation of assets | 2022-12-31 | $-208,313,058 |
Total transfer of assets to this plan | 2022-12-31 | $1,990,056,584 |
Total transfer of assets from this plan | 2022-12-31 | $1,988,376,907 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $152,319,484 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $191,995,504 |
Total income from all sources (including contributions) | 2022-12-31 | $-1,444,536,237 |
Total loss/gain on sale of assets | 2022-12-31 | $-227,403,518 |
Total of all expenses incurred | 2022-12-31 | $13,879,269 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $0 |
Value of total assets at end of year | 2022-12-31 | $13,768,542,794 |
Value of total assets at beginning of year | 2022-12-31 | $15,264,954,643 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $13,879,269 |
Total interest from all sources | 2022-12-31 | $70,568,874 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $115,795,967 |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $28,186 |
Administrative expenses professional fees incurred | 2022-12-31 | $2,810,213 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2022-12-31 | $16,622,781 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2022-12-31 | $21,751,874 |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Assets. Other investments not covered elsewhere at end of year | 2022-12-31 | $1,041,748,693 |
Assets. Other investments not covered elsewhere at beginning of year | 2022-12-31 | $1,023,709,719 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-12-31 | $97,841,242 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-12-31 | $92,608,387 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2022-12-31 | $152,319,484 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2022-12-31 | $191,995,504 |
Other income not declared elsewhere | 2022-12-31 | $-68,357,293 |
Administrative expenses (other) incurred | 2022-12-31 | $952,463 |
Total non interest bearing cash at end of year | 2022-12-31 | $1,540,559 |
Total non interest bearing cash at beginning of year | 2022-12-31 | $3,600,257 |
Value of net income/loss | 2022-12-31 | $-1,458,415,506 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $13,616,223,310 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $15,072,959,139 |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Investment advisory and management fees | 2022-12-31 | $10,116,593 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $1,148,091 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $1,416,103 |
Interest earned on other investments | 2022-12-31 | $21,115,579 |
Income. Interest from US Government securities | 2022-12-31 | $12,535,630 |
Income. Interest from corporate debt instruments | 2022-12-31 | $36,613,769 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $6,021,774,205 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $7,020,524,608 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-12-31 | $3,160,729 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-12-31 | $62,560,934 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-12-31 | $62,560,934 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-12-31 | $303,896 |
Asset value of US Government securities at end of year | 2022-12-31 | $565,628,042 |
Asset value of US Government securities at beginning of year | 2022-12-31 | $594,002,730 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-194,337 |
Net investment gain or loss from common/collective trusts | 2022-12-31 | $-1,126,632,872 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | Yes |
Assets. Invements in employer securities at end of year | 2022-12-31 | $2,863,457,805 |
Assets. Invements in employer securities at beginning of year | 2022-12-31 | $2,573,289,059 |
Income. Dividends from preferred stock | 2022-12-31 | $3,488,592 |
Income. Dividends from common stock | 2022-12-31 | $112,279,189 |
Asset. Corporate debt instrument preferred debt at end of year | 2022-12-31 | $13,502,812 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2022-12-31 | $16,357,792 |
Asset. Corporate debt instrument debt (other) at end of year | 2022-12-31 | $760,744,867 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2022-12-31 | $921,255,309 |
Assets. Corporate common stocks other than exployer securities at end of year | 2022-12-31 | $2,381,372,968 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2022-12-31 | $2,933,877,871 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Aggregate proceeds on sale of assets | 2022-12-31 | $3,509,355,700 |
Aggregate carrying amount (costs) on sale of assets | 2022-12-31 | $3,736,759,218 |
2021 : CATERPILLAR INC. INVESTMENT TRUST 2021 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2021-12-31 | $533,629,655 |
Total unrealized appreciation/depreciation of assets | 2021-12-31 | $533,629,655 |
Total transfer of assets to this plan | 2021-12-31 | $2,483,457,843 |
Total transfer of assets from this plan | 2021-12-31 | $2,745,538,938 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $191,995,504 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $278,507,706 |
Total income from all sources (including contributions) | 2021-12-31 | $1,809,851,409 |
Total loss/gain on sale of assets | 2021-12-31 | $179,498,762 |
Total of all expenses incurred | 2021-12-31 | $14,901,440 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $0 |
Value of total assets at end of year | 2021-12-31 | $15,264,954,643 |
Value of total assets at beginning of year | 2021-12-31 | $13,818,597,971 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $14,901,440 |
Total interest from all sources | 2021-12-31 | $68,321,633 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $104,213,080 |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $45,675 |
Administrative expenses professional fees incurred | 2021-12-31 | $1,011,461 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2021-12-31 | $21,751,874 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2021-12-31 | $21,579,799 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Assets. Other investments not covered elsewhere at end of year | 2021-12-31 | $1,023,709,719 |
Assets. Other investments not covered elsewhere at beginning of year | 2021-12-31 | $1,041,567,546 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-12-31 | $92,608,387 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2021-12-31 | $146,544,584 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2021-12-31 | $191,995,504 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2021-12-31 | $278,507,706 |
Other income not declared elsewhere | 2021-12-31 | $-16,107,255 |
Administrative expenses (other) incurred | 2021-12-31 | $676,170 |
Total non interest bearing cash at end of year | 2021-12-31 | $3,600,257 |
Total non interest bearing cash at beginning of year | 2021-12-31 | $2,517,312 |
Value of net income/loss | 2021-12-31 | $1,794,949,969 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $15,072,959,139 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $13,540,090,265 |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Investment advisory and management fees | 2021-12-31 | $13,213,809 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $1,416,103 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $1,194,791 |
Interest earned on other investments | 2021-12-31 | $18,953,507 |
Income. Interest from US Government securities | 2021-12-31 | $11,831,057 |
Income. Interest from corporate debt instruments | 2021-12-31 | $37,602,866 |
Value of interest in common/collective trusts at end of year | 2021-12-31 | $7,020,524,608 |
Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $6,057,135,318 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $62,560,934 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-12-31 | $157,969,712 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-12-31 | $157,969,712 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2021-12-31 | $-65,797 |
Asset value of US Government securities at end of year | 2021-12-31 | $594,002,730 |
Asset value of US Government securities at beginning of year | 2021-12-31 | $680,591,174 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $102,041 |
Net investment gain or loss from common/collective trusts | 2021-12-31 | $940,193,493 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | Yes |
Assets. Invements in employer securities at end of year | 2021-12-31 | $2,573,289,059 |
Assets. Invements in employer securities at beginning of year | 2021-12-31 | $2,398,869,429 |
Income. Dividends from preferred stock | 2021-12-31 | $1,171,142 |
Income. Dividends from common stock | 2021-12-31 | $102,996,263 |
Asset. Corporate debt instrument preferred debt at end of year | 2021-12-31 | $16,357,792 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2021-12-31 | $23,472,313 |
Asset. Corporate debt instrument debt (other) at end of year | 2021-12-31 | $921,255,309 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2021-12-31 | $845,293,976 |
Assets. Corporate common stocks other than exployer securities at end of year | 2021-12-31 | $2,933,877,871 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2021-12-31 | $2,441,862,017 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Aggregate proceeds on sale of assets | 2021-12-31 | $4,278,386,911 |
Aggregate carrying amount (costs) on sale of assets | 2021-12-31 | $4,098,888,149 |
2020 : CATERPILLAR INC. INVESTMENT TRUST 2020 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2020-12-31 | $910,803,487 |
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $910,803,487 |
Total transfer of assets to this plan | 2020-12-31 | $2,642,976,435 |
Total transfer of assets from this plan | 2020-12-31 | $3,062,219,797 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $278,507,706 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $196,154,509 |
Total income from all sources (including contributions) | 2020-12-31 | $1,893,882,925 |
Total loss/gain on sale of assets | 2020-12-31 | $5,734,246 |
Total of all expenses incurred | 2020-12-31 | $12,535,103 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $0 |
Value of total assets at end of year | 2020-12-31 | $13,818,597,971 |
Value of total assets at beginning of year | 2020-12-31 | $12,274,140,314 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $12,535,103 |
Total interest from all sources | 2020-12-31 | $69,945,508 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $100,735,836 |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $24,242 |
Administrative expenses professional fees incurred | 2020-12-31 | $2,100,736 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2020-12-31 | $21,579,799 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2020-12-31 | $13,234,271 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Assets. Other investments not covered elsewhere at end of year | 2020-12-31 | $1,041,567,546 |
Assets. Other investments not covered elsewhere at beginning of year | 2020-12-31 | $886,381,335 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2020-12-31 | $146,544,584 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2020-12-31 | $110,934,140 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2020-12-31 | $278,507,706 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2020-12-31 | $196,154,509 |
Other income not declared elsewhere | 2020-12-31 | $28,107,371 |
Administrative expenses (other) incurred | 2020-12-31 | $475,699 |
Total non interest bearing cash at end of year | 2020-12-31 | $2,517,312 |
Total non interest bearing cash at beginning of year | 2020-12-31 | $56,851 |
Value of net income/loss | 2020-12-31 | $1,881,347,822 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $13,540,090,265 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $12,077,985,805 |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Investment advisory and management fees | 2020-12-31 | $9,958,668 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $1,194,791 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $0 |
Interest earned on other investments | 2020-12-31 | $20,574,928 |
Income. Interest from US Government securities | 2020-12-31 | $14,301,710 |
Income. Interest from corporate debt instruments | 2020-12-31 | $34,750,980 |
Value of interest in common/collective trusts at end of year | 2020-12-31 | $6,057,135,318 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $5,363,987,278 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-12-31 | $157,969,712 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-12-31 | $72,065,381 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-12-31 | $72,065,381 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-12-31 | $317,890 |
Asset value of US Government securities at end of year | 2020-12-31 | $680,591,174 |
Asset value of US Government securities at beginning of year | 2020-12-31 | $666,844,918 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $90,645 |
Net investment gain or loss from common/collective trusts | 2020-12-31 | $778,465,832 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | Yes |
Assets. Invements in employer securities at end of year | 2020-12-31 | $2,398,869,429 |
Assets. Invements in employer securities at beginning of year | 2020-12-31 | $2,206,661,733 |
Income. Dividends from preferred stock | 2020-12-31 | $667,193 |
Income. Dividends from common stock | 2020-12-31 | $100,044,401 |
Asset. Corporate debt instrument preferred debt at end of year | 2020-12-31 | $23,472,313 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2020-12-31 | $21,796,991 |
Asset. Corporate debt instrument debt (other) at end of year | 2020-12-31 | $845,293,976 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2020-12-31 | $703,138,829 |
Assets. Corporate common stocks other than exployer securities at end of year | 2020-12-31 | $2,441,862,017 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2020-12-31 | $2,229,038,587 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Aggregate proceeds on sale of assets | 2020-12-31 | $4,188,910,361 |
Aggregate carrying amount (costs) on sale of assets | 2020-12-31 | $4,183,176,115 |
2019 : CATERPILLAR INC. INVESTMENT TRUST 2019 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2019-12-31 | $727,161,098 |
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $727,161,098 |
Total transfer of assets to this plan | 2019-12-31 | $2,089,582,237 |
Total transfer of assets from this plan | 2019-12-31 | $2,177,960,891 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $196,154,509 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $142,057,996 |
Total income from all sources (including contributions) | 2019-12-31 | $2,092,118,809 |
Total loss/gain on sale of assets | 2019-12-31 | $176,355,130 |
Total of all expenses incurred | 2019-12-31 | $11,807,849 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $0 |
Value of total assets at end of year | 2019-12-31 | $12,274,140,314 |
Value of total assets at beginning of year | 2019-12-31 | $10,228,111,495 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $11,807,849 |
Total interest from all sources | 2019-12-31 | $69,712,922 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $107,239,154 |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $33,309 |
Administrative expenses professional fees incurred | 2019-12-31 | $1,998,151 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2019-12-31 | $13,234,271 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2019-12-31 | $14,483,880 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $886,381,335 |
Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $740,156,189 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-31 | $110,934,140 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-12-31 | $123,406,407 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2019-12-31 | $196,154,509 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2019-12-31 | $142,057,996 |
Other income not declared elsewhere | 2019-12-31 | $24,601,078 |
Administrative expenses (other) incurred | 2019-12-31 | $75,525 |
Total non interest bearing cash at end of year | 2019-12-31 | $56,851 |
Total non interest bearing cash at beginning of year | 2019-12-31 | $4,460,693 |
Value of net income/loss | 2019-12-31 | $2,080,310,960 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $12,077,985,805 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $10,086,053,499 |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Investment advisory and management fees | 2019-12-31 | $9,734,173 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $988,732 |
Interest earned on other investments | 2019-12-31 | $17,665,050 |
Income. Interest from US Government securities | 2019-12-31 | $16,757,411 |
Income. Interest from corporate debt instruments | 2019-12-31 | $34,062,593 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $5,363,987,278 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $4,212,005,114 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $72,065,381 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $14,738,288 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $14,738,288 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-12-31 | $1,227,868 |
Asset value of US Government securities at end of year | 2019-12-31 | $666,844,918 |
Asset value of US Government securities at beginning of year | 2019-12-31 | $467,078,183 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $178,712 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $986,870,715 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | Yes |
Assets. Invements in employer securities at end of year | 2019-12-31 | $2,206,661,733 |
Assets. Invements in employer securities at beginning of year | 2019-12-31 | $2,185,923,073 |
Income. Dividends from preferred stock | 2019-12-31 | $624,660 |
Income. Dividends from common stock | 2019-12-31 | $106,581,185 |
Asset. Corporate debt instrument preferred debt at end of year | 2019-12-31 | $21,796,991 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2019-12-31 | $23,239,027 |
Asset. Corporate debt instrument debt (other) at end of year | 2019-12-31 | $703,138,829 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2019-12-31 | $624,380,970 |
Assets. Corporate common stocks other than exployer securities at end of year | 2019-12-31 | $2,229,038,587 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2019-12-31 | $1,817,250,939 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Aggregate proceeds on sale of assets | 2019-12-31 | $3,350,796,251 |
Aggregate carrying amount (costs) on sale of assets | 2019-12-31 | $3,174,441,121 |
2018 : CATERPILLAR INC. INVESTMENT TRUST 2018 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2018-12-31 | $-826,345,012 |
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $-826,345,012 |
Total transfer of assets to this plan | 2018-12-31 | $2,439,284,051 |
Total transfer of assets from this plan | 2018-12-31 | $2,478,059,667 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $142,057,996 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $158,769,346 |
Total income from all sources (including contributions) | 2018-12-31 | $-990,903,283 |
Total loss/gain on sale of assets | 2018-12-31 | $-39,261,216 |
Total of all expenses incurred | 2018-12-31 | $12,344,671 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $0 |
Value of total assets at end of year | 2018-12-31 | $10,228,111,495 |
Value of total assets at beginning of year | 2018-12-31 | $11,286,846,415 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $12,344,671 |
Total interest from all sources | 2018-12-31 | $63,715,841 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $96,580,307 |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $29,105 |
Administrative expenses professional fees incurred | 2018-12-31 | $1,890,860 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2018-12-31 | $14,483,880 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2018-12-31 | $15,970,487 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Assets. Other investments not covered elsewhere at end of year | 2018-12-31 | $740,156,189 |
Assets. Other investments not covered elsewhere at beginning of year | 2018-12-31 | $695,179,423 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-12-31 | $123,406,407 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-12-31 | $80,036,981 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2018-12-31 | $142,057,996 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2018-12-31 | $158,769,346 |
Other income not declared elsewhere | 2018-12-31 | $-757,282 |
Administrative expenses (other) incurred | 2018-12-31 | $109,147 |
Total non interest bearing cash at end of year | 2018-12-31 | $4,460,693 |
Total non interest bearing cash at beginning of year | 2018-12-31 | $2,406,876 |
Value of net income/loss | 2018-12-31 | $-1,003,247,954 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $10,086,053,499 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $11,128,077,069 |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Investment advisory and management fees | 2018-12-31 | $10,344,664 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $988,732 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $4,125,226 |
Interest earned on other investments | 2018-12-31 | $14,131,427 |
Income. Interest from US Government securities | 2018-12-31 | $15,751,863 |
Income. Interest from corporate debt instruments | 2018-12-31 | $32,812,592 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $4,212,005,114 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $4,506,626,611 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $14,738,288 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $90,212,271 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $90,212,271 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-12-31 | $1,019,959 |
Asset value of US Government securities at end of year | 2018-12-31 | $467,078,183 |
Asset value of US Government securities at beginning of year | 2018-12-31 | $613,587,170 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-161,073 |
Net investment gain or loss from common/collective trusts | 2018-12-31 | $-284,674,848 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | Yes |
Assets. Invements in employer securities at end of year | 2018-12-31 | $2,185,923,073 |
Assets. Invements in employer securities at beginning of year | 2018-12-31 | $2,787,928,052 |
Income. Dividends from preferred stock | 2018-12-31 | $639,363 |
Income. Dividends from common stock | 2018-12-31 | $95,911,839 |
Asset. Corporate debt instrument preferred debt at end of year | 2018-12-31 | $23,239,027 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2018-12-31 | $14,548,041 |
Asset. Corporate debt instrument debt (other) at end of year | 2018-12-31 | $624,380,970 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2018-12-31 | $598,098,019 |
Assets. Corporate common stocks other than exployer securities at end of year | 2018-12-31 | $1,817,250,939 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2018-12-31 | $1,878,127,258 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Aggregate proceeds on sale of assets | 2018-12-31 | $3,591,930,681 |
Aggregate carrying amount (costs) on sale of assets | 2018-12-31 | $3,631,191,897 |
2017 : CATERPILLAR INC. INVESTMENT TRUST 2017 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2017-12-31 | $1,379,774,868 |
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $1,379,774,868 |
Total transfer of assets to this plan | 2017-12-31 | $2,174,308,191 |
Total transfer of assets from this plan | 2017-12-31 | $2,379,649,624 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $158,769,346 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $115,207,713 |
Total income from all sources (including contributions) | 2017-12-31 | $2,416,936,622 |
Total loss/gain on sale of assets | 2017-12-31 | $179,939,517 |
Total of all expenses incurred | 2017-12-31 | $11,535,111 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $0 |
Value of total assets at end of year | 2017-12-31 | $11,286,846,415 |
Value of total assets at beginning of year | 2017-12-31 | $9,043,224,704 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $11,535,111 |
Total interest from all sources | 2017-12-31 | $56,057,825 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $92,442,867 |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $101,743 |
Administrative expenses professional fees incurred | 2017-12-31 | $1,627,669 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2017-12-31 | $15,970,487 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2017-12-31 | $12,290,018 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Assets. Other investments not covered elsewhere at end of year | 2017-12-31 | $695,179,423 |
Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $739,153,597 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-12-31 | $80,036,981 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-12-31 | $77,699,559 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2017-12-31 | $158,769,346 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-12-31 | $115,207,713 |
Other income not declared elsewhere | 2017-12-31 | $2,302,171 |
Administrative expenses (other) incurred | 2017-12-31 | $76,719 |
Total non interest bearing cash at end of year | 2017-12-31 | $2,406,876 |
Total non interest bearing cash at beginning of year | 2017-12-31 | $673,368 |
Value of net income/loss | 2017-12-31 | $2,405,401,511 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $11,128,077,069 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $8,928,016,991 |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Investment advisory and management fees | 2017-12-31 | $9,830,723 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $4,125,226 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $2,861,514 |
Interest earned on other investments | 2017-12-31 | $12,096,877 |
Income. Interest from US Government securities | 2017-12-31 | $14,056,334 |
Income. Interest from corporate debt instruments | 2017-12-31 | $29,091,233 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $4,506,626,611 |
Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $3,633,575,999 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $90,212,271 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $77,808,305 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $77,808,305 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-12-31 | $813,381 |
Asset value of US Government securities at end of year | 2017-12-31 | $613,587,170 |
Asset value of US Government securities at beginning of year | 2017-12-31 | $492,974,619 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $561,561 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $705,857,813 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | Yes |
Assets. Invements in employer securities at end of year | 2017-12-31 | $2,787,928,052 |
Assets. Invements in employer securities at beginning of year | 2017-12-31 | $1,974,515,284 |
Income. Dividends from preferred stock | 2017-12-31 | $458,391 |
Income. Dividends from common stock | 2017-12-31 | $91,882,733 |
Asset. Corporate debt instrument preferred debt at end of year | 2017-12-31 | $14,548,041 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2017-12-31 | $17,644,578 |
Asset. Corporate debt instrument debt (other) at end of year | 2017-12-31 | $598,098,019 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2017-12-31 | $530,559,406 |
Assets. Corporate common stocks other than exployer securities at end of year | 2017-12-31 | $1,878,127,258 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2017-12-31 | $1,483,468,457 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Aggregate proceeds on sale of assets | 2017-12-31 | $3,677,230,234 |
Aggregate carrying amount (costs) on sale of assets | 2017-12-31 | $3,497,290,717 |
2016 : CATERPILLAR INC. INVESTMENT TRUST 2016 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2016-12-31 | $572,906,604 |
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $572,906,604 |
Total transfer of assets to this plan | 2016-12-31 | $1,875,266,155 |
Total transfer of assets from this plan | 2016-12-31 | $2,182,189,519 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $115,207,713 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $114,967,800 |
Total income from all sources (including contributions) | 2016-12-31 | $1,169,448,241 |
Total loss/gain on sale of assets | 2016-12-31 | $192,444,503 |
Total of all expenses incurred | 2016-12-31 | $11,597,403 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $0 |
Value of total assets at end of year | 2016-12-31 | $9,043,224,704 |
Value of total assets at beginning of year | 2016-12-31 | $8,192,057,317 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $11,597,403 |
Total interest from all sources | 2016-12-31 | $51,890,788 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $113,466,044 |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $65,768 |
Administrative expenses professional fees incurred | 2016-12-31 | $1,500,155 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2016-12-31 | $12,290,018 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2016-12-31 | $10,972,819 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Assets. Other investments not covered elsewhere at end of year | 2016-12-31 | $739,153,597 |
Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $605,364,276 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2016-12-31 | $77,699,559 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2016-12-31 | $79,869,567 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-12-31 | $115,207,713 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-12-31 | $114,967,800 |
Other income not declared elsewhere | 2016-12-31 | $846,582 |
Administrative expenses (other) incurred | 2016-12-31 | $84,051 |
Total non interest bearing cash at end of year | 2016-12-31 | $673,368 |
Total non interest bearing cash at beginning of year | 2016-12-31 | $1,073,376 |
Value of net income/loss | 2016-12-31 | $1,157,850,838 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $8,928,016,991 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $8,077,089,517 |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Investment advisory and management fees | 2016-12-31 | $10,013,197 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $2,861,514 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $825,474 |
Interest earned on other investments | 2016-12-31 | $11,204,045 |
Income. Interest from US Government securities | 2016-12-31 | $11,848,977 |
Income. Interest from corporate debt instruments | 2016-12-31 | $28,649,240 |
Value of interest in common/collective trusts at end of year | 2016-12-31 | $3,633,575,999 |
Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $2,690,638,550 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $77,808,305 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $28,652,623 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $28,652,623 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-12-31 | $188,526 |
Asset value of US Government securities at end of year | 2016-12-31 | $492,974,619 |
Asset value of US Government securities at beginning of year | 2016-12-31 | $444,728,561 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $244,476 |
Net investment gain or loss from common/collective trusts | 2016-12-31 | $237,649,244 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | Yes |
Assets. Invements in employer securities at end of year | 2016-12-31 | $1,974,515,284 |
Assets. Invements in employer securities at beginning of year | 2016-12-31 | $1,792,896,662 |
Income. Dividends from preferred stock | 2016-12-31 | $293,505 |
Income. Dividends from common stock | 2016-12-31 | $113,106,771 |
Asset. Corporate debt instrument preferred debt at end of year | 2016-12-31 | $17,644,578 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2016-12-31 | $15,958,048 |
Asset. Corporate debt instrument debt (other) at end of year | 2016-12-31 | $530,559,406 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2016-12-31 | $517,205,253 |
Assets. Corporate common stocks other than exployer securities at end of year | 2016-12-31 | $1,483,468,457 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2016-12-31 | $2,003,872,108 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Aggregate proceeds on sale of assets | 2016-12-31 | $3,936,592,732 |
Aggregate carrying amount (costs) on sale of assets | 2016-12-31 | $3,744,148,229 |
2015 : CATERPILLAR INC. INVESTMENT TRUST 2015 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2015-12-31 | $-708,463,391 |
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $-708,463,391 |
Total transfer of assets to this plan | 2015-12-31 | $2,218,284,017 |
Total transfer of assets from this plan | 2015-12-31 | $2,244,871,883 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $114,967,800 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $244,916,684 |
Total income from all sources (including contributions) | 2015-12-31 | $-610,216,860 |
Total loss/gain on sale of assets | 2015-12-31 | $-47,434,358 |
Total of all expenses incurred | 2015-12-31 | $13,710,114 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $0 |
Value of total assets at end of year | 2015-12-31 | $8,192,057,317 |
Value of total assets at beginning of year | 2015-12-31 | $8,972,521,041 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $13,710,114 |
Total interest from all sources | 2015-12-31 | $50,776,770 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $119,091,378 |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $42,836 |
Administrative expenses professional fees incurred | 2015-12-31 | $1,414,482 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2015-12-31 | $10,972,819 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2015-12-31 | $13,511,498 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $605,364,276 |
Assets. Other investments not covered elsewhere at beginning of year | 2015-12-31 | $432,406,417 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $79,869,567 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $93,416,084 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-12-31 | $114,967,800 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-12-31 | $244,916,684 |
Other income not declared elsewhere | 2015-12-31 | $-2,823,860 |
Administrative expenses (other) incurred | 2015-12-31 | $1,683,480 |
Total non interest bearing cash at end of year | 2015-12-31 | $1,073,376 |
Total non interest bearing cash at beginning of year | 2015-12-31 | $978,353 |
Value of net income/loss | 2015-12-31 | $-623,926,974 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $8,077,089,517 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $8,727,604,357 |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Investment advisory and management fees | 2015-12-31 | $10,612,152 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $825,474 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $37,832,009 |
Interest earned on other investments | 2015-12-31 | $9,772,380 |
Income. Interest from US Government securities | 2015-12-31 | $10,693,807 |
Income. Interest from corporate debt instruments | 2015-12-31 | $30,240,763 |
Value of interest in common/collective trusts at end of year | 2015-12-31 | $2,690,638,550 |
Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $2,626,443,760 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $28,652,623 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $105,007,057 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $105,007,057 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $69,820 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $0 |
Asset value of US Government securities at end of year | 2015-12-31 | $444,728,561 |
Asset value of US Government securities at beginning of year | 2015-12-31 | $541,223,798 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-63,515 |
Net investment gain or loss from common/collective trusts | 2015-12-31 | $-21,299,884 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | Yes |
Assets. Invements in employer securities at end of year | 2015-12-31 | $1,792,896,662 |
Assets. Invements in employer securities at beginning of year | 2015-12-31 | $2,402,654,445 |
Income. Dividends from preferred stock | 2015-12-31 | $477,243 |
Income. Dividends from common stock | 2015-12-31 | $118,571,299 |
Asset. Corporate debt instrument preferred debt at end of year | 2015-12-31 | $15,958,048 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2015-12-31 | $143,578,285 |
Asset. Corporate debt instrument debt (other) at end of year | 2015-12-31 | $517,205,253 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2015-12-31 | $390,429,494 |
Assets. Corporate common stocks other than exployer securities at end of year | 2015-12-31 | $2,003,872,108 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2015-12-31 | $2,185,039,841 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Aggregate proceeds on sale of assets | 2015-12-31 | $3,915,501,430 |
Aggregate carrying amount (costs) on sale of assets | 2015-12-31 | $3,962,935,788 |
2014 : CATERPILLAR INC. INVESTMENT TRUST 2014 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2014-12-31 | $150,170,537 |
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $150,170,537 |
Total transfer of assets to this plan | 2014-12-31 | $8,573,306,040 |
Total transfer of assets from this plan | 2014-12-31 | $8,748,972,523 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $244,916,684 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $100,467,787 |
Total income from all sources (including contributions) | 2014-12-31 | $460,636,082 |
Total loss/gain on sale of assets | 2014-12-31 | $61,259,529 |
Total of all expenses incurred | 2014-12-31 | $13,970,335 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $0 |
Value of total assets at end of year | 2014-12-31 | $8,972,521,041 |
Value of total assets at beginning of year | 2014-12-31 | $8,557,072,880 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $13,970,335 |
Total interest from all sources | 2014-12-31 | $40,516,934 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $118,439,291 |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $240,344 |
Administrative expenses professional fees incurred | 2014-12-31 | $1,368,539 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2014-12-31 | $13,511,498 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2014-12-31 | $7,946,640 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Assets. Other investments not covered elsewhere at end of year | 2014-12-31 | $432,406,417 |
Assets. Other investments not covered elsewhere at beginning of year | 2014-12-31 | $1,006,425,810 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $93,416,084 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $310,400,464 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-12-31 | $244,916,684 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-31 | $100,467,787 |
Other income not declared elsewhere | 2014-12-31 | $175,736 |
Administrative expenses (other) incurred | 2014-12-31 | $126,307 |
Total non interest bearing cash at end of year | 2014-12-31 | $978,353 |
Total non interest bearing cash at beginning of year | 2014-12-31 | $820,921 |
Value of net income/loss | 2014-12-31 | $446,665,747 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $8,727,604,357 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $8,456,605,093 |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Investment advisory and management fees | 2014-12-31 | $12,636,865 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $37,832,009 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $2,148,804 |
Interest earned on other investments | 2014-12-31 | $17,123,888 |
Income. Interest from US Government securities | 2014-12-31 | $8,133,564 |
Income. Interest from corporate debt instruments | 2014-12-31 | $15,170,676 |
Value of interest in common/collective trusts at end of year | 2014-12-31 | $2,626,443,760 |
Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $1,719,220,789 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $105,007,057 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $28,426,733 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $28,426,733 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $88,806 |
Asset value of US Government securities at end of year | 2014-12-31 | $541,223,798 |
Asset value of US Government securities at beginning of year | 2014-12-31 | $295,510,441 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $-276,379 |
Net investment gain or loss from common/collective trusts | 2014-12-31 | $90,350,434 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | Yes |
Assets. Invements in employer securities at end of year | 2014-12-31 | $2,402,654,445 |
Assets. Invements in employer securities at beginning of year | 2014-12-31 | $2,668,258,970 |
Income. Dividends from preferred stock | 2014-12-31 | $257,186 |
Income. Dividends from common stock | 2014-12-31 | $117,941,761 |
Asset. Corporate debt instrument preferred debt at end of year | 2014-12-31 | $143,578,285 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2014-12-31 | $118,344,345 |
Asset. Corporate debt instrument debt (other) at end of year | 2014-12-31 | $390,429,494 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2014-12-31 | $167,361,990 |
Contract administrator fees | 2014-12-31 | $-161,376 |
Assets. Corporate common stocks other than exployer securities at end of year | 2014-12-31 | $2,185,039,841 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2014-12-31 | $2,232,206,973 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Aggregate proceeds on sale of assets | 2014-12-31 | $6,232,215,201 |
Aggregate carrying amount (costs) on sale of assets | 2014-12-31 | $6,170,955,672 |
2013 : CATERPILLAR INC. INVESTMENT TRUST 2013 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2013-12-31 | $486,411,700 |
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $486,411,700 |
Total transfer of assets to this plan | 2013-12-31 | $2,752,629,991 |
Total transfer of assets from this plan | 2013-12-31 | $2,447,856,534 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $100,467,787 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $53,359,019 |
Total income from all sources (including contributions) | 2013-12-31 | $871,263,438 |
Total loss/gain on sale of assets | 2013-12-31 | $99,652,915 |
Total of all expenses incurred | 2013-12-31 | $12,087,127 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $0 |
Value of total assets at end of year | 2013-12-31 | $8,557,072,880 |
Value of total assets at beginning of year | 2013-12-31 | $7,346,014,344 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $12,087,127 |
Total interest from all sources | 2013-12-31 | $36,862,875 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $88,724,663 |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $51,401 |
Administrative expenses professional fees incurred | 2013-12-31 | $1,161,905 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2013-12-31 | $7,946,640 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2013-12-31 | $5,593,569 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Assets. Other investments not covered elsewhere at end of year | 2013-12-31 | $1,006,425,810 |
Assets. Other investments not covered elsewhere at beginning of year | 2013-12-31 | $990,760,365 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $310,400,464 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $18,406,188 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-12-31 | $100,467,787 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $53,359,019 |
Other income not declared elsewhere | 2013-12-31 | $-19,509,141 |
Administrative expenses (other) incurred | 2013-12-31 | $98,803 |
Total non interest bearing cash at end of year | 2013-12-31 | $820,921 |
Total non interest bearing cash at beginning of year | 2013-12-31 | $496,675 |
Value of net income/loss | 2013-12-31 | $859,176,311 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $8,456,605,093 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $7,292,655,325 |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Investment advisory and management fees | 2013-12-31 | $10,804,584 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $2,148,804 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $1,785,911 |
Interest earned on other investments | 2013-12-31 | $19,835,889 |
Income. Interest from US Government securities | 2013-12-31 | $6,726,383 |
Income. Interest from corporate debt instruments | 2013-12-31 | $10,206,376 |
Value of interest in common/collective trusts at end of year | 2013-12-31 | $1,719,220,789 |
Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $1,423,460,933 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $28,426,733 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $38,116,592 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $38,116,592 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $94,227 |
Asset value of US Government securities at end of year | 2013-12-31 | $295,510,441 |
Asset value of US Government securities at beginning of year | 2013-12-31 | $229,026,169 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $212,717 |
Net investment gain or loss from common/collective trusts | 2013-12-31 | $178,907,709 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | Yes |
Assets. Invements in employer securities at end of year | 2013-12-31 | $2,668,258,970 |
Assets. Invements in employer securities at beginning of year | 2013-12-31 | $2,971,978,371 |
Income. Dividends from preferred stock | 2013-12-31 | $257,035 |
Income. Dividends from common stock | 2013-12-31 | $88,416,227 |
Asset. Corporate debt instrument preferred debt at end of year | 2013-12-31 | $118,344,345 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2013-12-31 | $61,228,461 |
Asset. Corporate debt instrument debt (other) at end of year | 2013-12-31 | $167,361,990 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2013-12-31 | $90,911,637 |
Contract administrator fees | 2013-12-31 | $21,835 |
Assets. Corporate common stocks other than exployer securities at end of year | 2013-12-31 | $2,232,206,973 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2013-12-31 | $1,514,249,473 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Aggregate proceeds on sale of assets | 2013-12-31 | $3,012,276,026 |
Aggregate carrying amount (costs) on sale of assets | 2013-12-31 | $2,912,623,111 |
2012 : CATERPILLAR INC. INVESTMENT TRUST 2012 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $114,264,475 |
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $114,264,475 |
Total transfer of assets to this plan | 2012-12-31 | $2,586,221,944 |
Total transfer of assets from this plan | 2012-12-31 | $2,435,510,627 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $53,359,019 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $129,949,853 |
Total income from all sources (including contributions) | 2012-12-31 | $459,710,177 |
Total loss/gain on sale of assets | 2012-12-31 | $64,822,138 |
Total of all expenses incurred | 2012-12-31 | $8,451,195 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $0 |
Value of total assets at end of year | 2012-12-31 | $7,346,014,344 |
Value of total assets at beginning of year | 2012-12-31 | $6,820,634,879 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $8,451,195 |
Total interest from all sources | 2012-12-31 | $35,543,459 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $117,657,017 |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $46,168 |
Administrative expenses professional fees incurred | 2012-12-31 | $481,846 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2012-12-31 | $5,593,569 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2012-12-31 | $2,956,661 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Assets. Other investments not covered elsewhere at end of year | 2012-12-31 | $990,760,365 |
Assets. Other investments not covered elsewhere at beginning of year | 2012-12-31 | $934,917,800 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $18,406,188 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $105,207,775 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $53,359,019 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-12-31 | $129,949,853 |
Other income not declared elsewhere | 2012-12-31 | $37,277,818 |
Administrative expenses (other) incurred | 2012-12-31 | $920,505 |
Total non interest bearing cash at end of year | 2012-12-31 | $496,675 |
Total non interest bearing cash at beginning of year | 2012-12-31 | $535,184 |
Value of net income/loss | 2012-12-31 | $451,258,982 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $7,292,655,325 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $6,690,685,026 |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Investment advisory and management fees | 2012-12-31 | $7,048,844 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $1,785,911 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $1,200,409 |
Interest earned on other investments | 2012-12-31 | $22,249,605 |
Income. Interest from US Government securities | 2012-12-31 | $6,061,469 |
Income. Interest from corporate debt instruments | 2012-12-31 | $7,135,848 |
Value of interest in common/collective trusts at end of year | 2012-12-31 | $1,423,460,933 |
Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $905,982,911 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $38,116,592 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $34,756,671 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $34,756,671 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $96,537 |
Asset value of US Government securities at end of year | 2012-12-31 | $229,026,169 |
Asset value of US Government securities at beginning of year | 2012-12-31 | $169,125,268 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $254,211 |
Net investment gain or loss from common/collective trusts | 2012-12-31 | $89,891,059 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | Yes |
Assets. Invements in employer securities at end of year | 2012-12-31 | $2,971,978,371 |
Assets. Invements in employer securities at beginning of year | 2012-12-31 | $3,299,527,516 |
Income. Dividends from preferred stock | 2012-12-31 | $222,720 |
Income. Dividends from common stock | 2012-12-31 | $117,388,129 |
Asset. Corporate debt instrument preferred debt at end of year | 2012-12-31 | $61,228,461 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2012-12-31 | $45,157,264 |
Asset. Corporate debt instrument debt (other) at end of year | 2012-12-31 | $90,911,637 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2012-12-31 | $66,605,006 |
Assets. Corporate common stocks other than exployer securities at end of year | 2012-12-31 | $1,514,249,473 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-12-31 | $1,254,662,414 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Aggregate proceeds on sale of assets | 2012-12-31 | $2,441,996,723 |
Aggregate carrying amount (costs) on sale of assets | 2012-12-31 | $2,377,174,585 |
2011 : CATERPILLAR INC. INVESTMENT TRUST 2011 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $-149,325,550 |
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-149,325,550 |
Total transfer of assets to this plan | 2011-12-31 | $2,702,852,741 |
Total transfer of assets from this plan | 2011-12-31 | $2,803,585,377 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $129,949,853 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $145,767,521 |
Total income from all sources (including contributions) | 2011-12-31 | $-30,044,323 |
Total loss/gain on sale of assets | 2011-12-31 | $-1,382,861 |
Total of all expenses incurred | 2011-12-31 | $6,942,205 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $0 |
Value of total assets at end of year | 2011-12-31 | $6,820,634,879 |
Value of total assets at beginning of year | 2011-12-31 | $6,974,171,711 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $6,942,205 |
Total interest from all sources | 2011-12-31 | $33,039,298 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $93,312,330 |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $41,775 |
Administrative expenses professional fees incurred | 2011-12-31 | $334,806 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2011-12-31 | $2,956,661 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2011-12-31 | $1,793,928 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $934,917,800 |
Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $913,210,883 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $105,207,775 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $111,501,360 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $129,949,853 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $145,767,521 |
Other income not declared elsewhere | 2011-12-31 | $134,751 |
Administrative expenses (other) incurred | 2011-12-31 | $139,395 |
Total non interest bearing cash at end of year | 2011-12-31 | $535,184 |
Total non interest bearing cash at beginning of year | 2011-12-31 | $429,954 |
Value of net income/loss | 2011-12-31 | $-36,986,528 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $6,690,685,026 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $6,828,404,190 |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Investment advisory and management fees | 2011-12-31 | $6,468,004 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $1,200,409 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $1,170,365 |
Interest earned on other investments | 2011-12-31 | $21,399,270 |
Income. Interest from US Government securities | 2011-12-31 | $5,384,483 |
Income. Interest from corporate debt instruments | 2011-12-31 | $6,167,875 |
Value of interest in common/collective trusts at end of year | 2011-12-31 | $905,982,911 |
Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $618,558,537 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $34,756,671 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $35,276,890 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $35,276,890 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $87,670 |
Asset value of US Government securities at end of year | 2011-12-31 | $169,125,268 |
Asset value of US Government securities at beginning of year | 2011-12-31 | $159,681,484 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-227,817 |
Net investment gain or loss from common/collective trusts | 2011-12-31 | $-5,594,474 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | Yes |
Assets. Invements in employer securities at end of year | 2011-12-31 | $3,299,527,516 |
Assets. Invements in employer securities at beginning of year | 2011-12-31 | $3,654,162,695 |
Income. Dividends from preferred stock | 2011-12-31 | $116,035 |
Income. Dividends from common stock | 2011-12-31 | $93,154,520 |
Asset. Corporate debt instrument preferred debt at end of year | 2011-12-31 | $45,157,264 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2011-12-31 | $44,951,610 |
Asset. Corporate debt instrument debt (other) at end of year | 2011-12-31 | $66,605,006 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2011-12-31 | $70,087,761 |
Assets. Corporate common stocks other than exployer securities at end of year | 2011-12-31 | $1,254,662,414 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-12-31 | $1,363,346,244 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Aggregate proceeds on sale of assets | 2011-12-31 | $2,883,079,972 |
Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $2,884,462,833 |
2010 : CATERPILLAR INC. INVESTMENT TRUST 2010 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $1,565,069,987 |
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $1,565,069,987 |
Total transfer of assets to this plan | 2010-12-31 | $2,305,994,942 |
Total transfer of assets from this plan | 2010-12-31 | $2,378,758,368 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $145,767,521 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $84,340,796 |
Total income from all sources (including contributions) | 2010-12-31 | $1,847,976,049 |
Total loss/gain on sale of assets | 2010-12-31 | $122,643,797 |
Total of all expenses incurred | 2010-12-31 | $7,019,129 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $0 |
Value of total assets at end of year | 2010-12-31 | $6,974,171,711 |
Value of total assets at beginning of year | 2010-12-31 | $5,144,551,492 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $7,019,129 |
Total interest from all sources | 2010-12-31 | $30,818,795 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $92,972,658 |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $27,655 |
Administrative expenses professional fees incurred | 2010-12-31 | $2,638,341 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2010-12-31 | $1,793,928 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2010-12-31 | $3,199,879 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $913,210,883 |
Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $885,210,623 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $111,501,360 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $83,588,185 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $145,767,521 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $84,340,796 |
Other income not declared elsewhere | 2010-12-31 | $2,381,229 |
Administrative expenses (other) incurred | 2010-12-31 | $440,283 |
Total non interest bearing cash at end of year | 2010-12-31 | $429,954 |
Total non interest bearing cash at beginning of year | 2010-12-31 | $476,588 |
Value of net income/loss | 2010-12-31 | $1,840,956,920 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $6,828,404,190 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $5,060,210,696 |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Investment advisory and management fees | 2010-12-31 | $3,940,505 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $1,170,365 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $0 |
Interest earned on other investments | 2010-12-31 | $19,816,601 |
Income. Interest from US Government securities | 2010-12-31 | $5,008,315 |
Income. Interest from corporate debt instruments | 2010-12-31 | $5,952,169 |
Value of interest in common/collective trusts at end of year | 2010-12-31 | $618,558,537 |
Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $396,112,837 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $35,276,890 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $20,626,184 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $20,626,184 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $41,710 |
Asset value of US Government securities at end of year | 2010-12-31 | $159,681,484 |
Asset value of US Government securities at beginning of year | 2010-12-31 | $123,369,175 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $91,552 |
Net investment gain or loss from common/collective trusts | 2010-12-31 | $33,998,031 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | Yes |
Assets. Invements in employer securities at end of year | 2010-12-31 | $3,654,162,695 |
Assets. Invements in employer securities at beginning of year | 2010-12-31 | $2,374,970,086 |
Income. Dividends from preferred stock | 2010-12-31 | $26,897 |
Income. Dividends from common stock | 2010-12-31 | $92,918,106 |
Asset. Corporate debt instrument preferred debt at end of year | 2010-12-31 | $44,951,610 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2010-12-31 | $33,151,312 |
Asset. Corporate debt instrument debt (other) at end of year | 2010-12-31 | $70,087,761 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2010-12-31 | $59,891,387 |
Assets. Corporate common stocks other than exployer securities at end of year | 2010-12-31 | $1,363,346,244 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2010-12-31 | $1,163,955,236 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Aggregate proceeds on sale of assets | 2010-12-31 | $2,704,508,228 |
Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $2,581,864,431 |
2023: CATERPILLAR INC. INVESTMENT TRUST 2023 form 5500 responses | ||
---|---|---|
2023-01-01 | Type of plan entity | DFE (Diect Filing Entity) |
2023-01-01 | Submission has been amended | Yes |
2023-01-01 | This submission is the final filing | No |
2023-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2023-01-01 | Plan is a collectively bargained plan | No |
2022: CATERPILLAR INC. INVESTMENT TRUST 2022 form 5500 responses | ||
2022-01-01 | Type of plan entity | DFE (Diect Filing Entity) |
2022-01-01 | Submission has been amended | No |
2022-01-01 | This submission is the final filing | No |
2022-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2022-01-01 | Plan is a collectively bargained plan | No |
2021: CATERPILLAR INC. INVESTMENT TRUST 2021 form 5500 responses | ||
2021-01-01 | Type of plan entity | DFE (Diect Filing Entity) |
2021-01-01 | Submission has been amended | No |
2021-01-01 | This submission is the final filing | No |
2021-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2021-01-01 | Plan is a collectively bargained plan | No |
2020: CATERPILLAR INC. INVESTMENT TRUST 2020 form 5500 responses | ||
2020-01-01 | Type of plan entity | DFE (Diect Filing Entity) |
2020-01-01 | Submission has been amended | No |
2020-01-01 | This submission is the final filing | No |
2020-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2020-01-01 | Plan is a collectively bargained plan | No |
2019: CATERPILLAR INC. INVESTMENT TRUST 2019 form 5500 responses | ||
2019-01-01 | Type of plan entity | DFE (Diect Filing Entity) |
2019-01-01 | Submission has been amended | No |
2019-01-01 | This submission is the final filing | No |
2019-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2019-01-01 | Plan is a collectively bargained plan | No |
2018: CATERPILLAR INC. INVESTMENT TRUST 2018 form 5500 responses | ||
2018-01-01 | Type of plan entity | DFE (Diect Filing Entity) |
2018-01-01 | Submission has been amended | No |
2018-01-01 | This submission is the final filing | No |
2018-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2018-01-01 | Plan is a collectively bargained plan | No |
2017: CATERPILLAR INC. INVESTMENT TRUST 2017 form 5500 responses | ||
2017-01-01 | Type of plan entity | DFE (Diect Filing Entity) |
2017-01-01 | Submission has been amended | No |
2017-01-01 | This submission is the final filing | No |
2017-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2017-01-01 | Plan is a collectively bargained plan | No |
2016: CATERPILLAR INC. INVESTMENT TRUST 2016 form 5500 responses | ||
2016-01-01 | Type of plan entity | DFE (Diect Filing Entity) |
2016-01-01 | Submission has been amended | No |
2016-01-01 | This submission is the final filing | No |
2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2016-01-01 | Plan is a collectively bargained plan | No |
2015: CATERPILLAR INC. INVESTMENT TRUST 2015 form 5500 responses | ||
2015-01-01 | Type of plan entity | DFE (Diect Filing Entity) |
2015-01-01 | Submission has been amended | No |
2015-01-01 | This submission is the final filing | No |
2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2015-01-01 | Plan is a collectively bargained plan | No |
2014: CATERPILLAR INC. INVESTMENT TRUST 2014 form 5500 responses | ||
2014-01-01 | Type of plan entity | DFE (Diect Filing Entity) |
2014-01-01 | Submission has been amended | No |
2014-01-01 | This submission is the final filing | No |
2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2014-01-01 | Plan is a collectively bargained plan | No |
2013: CATERPILLAR INC. INVESTMENT TRUST 2013 form 5500 responses | ||
2013-01-01 | Type of plan entity | DFE (Diect Filing Entity) |
2013-01-01 | Submission has been amended | No |
2013-01-01 | This submission is the final filing | No |
2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2013-01-01 | Plan is a collectively bargained plan | No |
2012: CATERPILLAR INC. INVESTMENT TRUST 2012 form 5500 responses | ||
2012-01-01 | Type of plan entity | DFE (Diect Filing Entity) |
2012-01-01 | Submission has been amended | No |
2012-01-01 | This submission is the final filing | No |
2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2012-01-01 | Plan is a collectively bargained plan | No |
2011: CATERPILLAR INC. INVESTMENT TRUST 2011 form 5500 responses | ||
2011-01-01 | Type of plan entity | DFE (Diect Filing Entity) |
2011-01-01 | Submission has been amended | No |
2011-01-01 | This submission is the final filing | No |
2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2011-01-01 | Plan is a collectively bargained plan | No |
2010: CATERPILLAR INC. INVESTMENT TRUST 2010 form 5500 responses | ||
2010-01-01 | Type of plan entity | DFE (Diect Filing Entity) |
2010-01-01 | Submission has been amended | No |
2010-01-01 | This submission is the final filing | No |
2010-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2010-01-01 | Plan is a collectively bargained plan | No |
2009: CATERPILLAR INC. INVESTMENT TRUST 2009 form 5500 responses | ||
2009-01-01 | Type of plan entity | DFE (Diect Filing Entity) |
2009-01-01 | Submission has been amended | No |
2009-01-01 | This submission is the final filing | No |
2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2009-01-01 | Plan is a collectively bargained plan | No |