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SHIONOGI, INC. 401(K) PLAN 401k Plan overview

Plan NameSHIONOGI, INC. 401(K) PLAN
Plan identification number 001

SHIONOGI, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SHIONOGI, INC. has sponsored the creation of one or more 401k plans.

Company Name:SHIONOGI, INC.
Employer identification number (EIN):320272653
NAIC Classification:424210
NAIC Description:Drugs and Druggists' Sundries Merchant Wholesalers

Additional information about SHIONOGI, INC.

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 4591204

More information about SHIONOGI, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SHIONOGI, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01JOE FRATES JOE FRATES2018-09-19
0012016-01-01JOE FRATES JOE FRATES2017-10-09
0012015-01-01JOE FRATES JOE FRATES2016-10-05
0012014-01-01JOE FRATES JOE FRATES2015-10-12
0012013-01-01JOE FRATES JOE FRATES2014-10-02
0012012-01-01JOE FRATES JOE FRATES2013-10-11
0012011-01-01GARY DICKINSON GARY DICKINSON2012-10-12

Plan Statistics for SHIONOGI, INC. 401(K) PLAN

401k plan membership statisitcs for SHIONOGI, INC. 401(K) PLAN

Measure Date Value
2022: SHIONOGI, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01580
Total number of active participants reported on line 7a of the Form 55002022-01-01269
Number of retired or separated participants receiving benefits2022-01-0117
Number of other retired or separated participants entitled to future benefits2022-01-01298
Total of all active and inactive participants2022-01-01584
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-013
Total participants2022-01-01587
Number of participants with account balances2022-01-01541
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: SHIONOGI, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01593
Total number of active participants reported on line 7a of the Form 55002021-01-01264
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01319
Total of all active and inactive participants2021-01-01583
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-013
Total participants2021-01-01586
Number of participants with account balances2021-01-01534
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: SHIONOGI, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01603
Total number of active participants reported on line 7a of the Form 55002020-01-01264
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01324
Total of all active and inactive participants2020-01-01588
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-012
Total participants2020-01-01590
Number of participants with account balances2020-01-01540
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: SHIONOGI, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01615
Total number of active participants reported on line 7a of the Form 55002019-01-01241
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01359
Total of all active and inactive participants2019-01-01600
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-012
Total participants2019-01-01602
Number of participants with account balances2019-01-01559
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: SHIONOGI, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01649
Total number of active participants reported on line 7a of the Form 55002018-01-01241
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01371
Total of all active and inactive participants2018-01-01612
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-012
Total participants2018-01-01614
Number of participants with account balances2018-01-01566
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: SHIONOGI, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01794
Total number of active participants reported on line 7a of the Form 55002017-01-01235
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01412
Total of all active and inactive participants2017-01-01647
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-012
Total participants2017-01-01649
Number of participants with account balances2017-01-01605
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: SHIONOGI, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01899
Total number of active participants reported on line 7a of the Form 55002016-01-01430
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01363
Total of all active and inactive participants2016-01-01793
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01794
Number of participants with account balances2016-01-01720
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: SHIONOGI, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01930
Total number of active participants reported on line 7a of the Form 55002015-01-01554
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01343
Total of all active and inactive participants2015-01-01897
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01898
Number of participants with account balances2015-01-01773
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: SHIONOGI, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,065
Total number of active participants reported on line 7a of the Form 55002014-01-01590
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01337
Total of all active and inactive participants2014-01-01927
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01928
Number of participants with account balances2014-01-01811
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-011
2013: SHIONOGI, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01897
Total number of active participants reported on line 7a of the Form 55002013-01-01801
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01259
Total of all active and inactive participants2013-01-011,060
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-011,061
Number of participants with account balances2013-01-01839
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: SHIONOGI, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01922
Total number of active participants reported on line 7a of the Form 55002012-01-01556
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01449
Total of all active and inactive participants2012-01-011,005
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-011
Total participants2012-01-011,006
Number of participants with account balances2012-01-01790
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-013
2011: SHIONOGI, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01814
Total number of active participants reported on line 7a of the Form 55002011-01-01458
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01348
Total of all active and inactive participants2011-01-01806
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01806
Number of participants with account balances2011-01-01709
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010

Financial Data on SHIONOGI, INC. 401(K) PLAN

Measure Date Value
2022 : SHIONOGI, INC. 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-6,925,743
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$3,928,935
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$3,880,611
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$6,997,985
Value of total assets at end of year2022-12-31$72,929,387
Value of total assets at beginning of year2022-12-31$83,784,065
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$48,324
Total interest from all sources2022-12-31$24,942
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,945,558
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,945,558
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$4,017,675
Participant contributions at end of year2022-12-31$559,235
Participant contributions at beginning of year2022-12-31$461,157
Participant contributions at end of year2022-12-31$98,064
Participant contributions at beginning of year2022-12-31$90,994
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$481,396
Other income not declared elsewhere2022-12-31$22,755
Administrative expenses (other) incurred2022-12-31$48,324
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-10,854,678
Value of net assets at end of year (total assets less liabilities)2022-12-31$72,929,387
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$83,784,065
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$34,709,475
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$40,025,092
Interest on participant loans2022-12-31$24,942
Value of interest in common/collective trusts at end of year2022-12-31$37,498,883
Value of interest in common/collective trusts at beginning of year2022-12-31$43,151,549
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-9,429,159
Net investment gain or loss from common/collective trusts2022-12-31$-6,487,824
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$2,498,914
Employer contributions (assets) at end of year2022-12-31$63,730
Employer contributions (assets) at beginning of year2022-12-31$55,273
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$3,880,611
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31FRAZIER & DEETER, LLC
Accountancy firm EIN2022-12-31581433845
2021 : SHIONOGI, INC. 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$18,998,052
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$8,392,100
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$8,344,013
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$6,778,918
Value of total assets at end of year2021-12-31$83,784,065
Value of total assets at beginning of year2021-12-31$73,178,113
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$48,087
Total interest from all sources2021-12-31$18,796
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$2,332,565
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$2,332,565
Administrative expenses professional fees incurred2021-12-31$600
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$3,763,711
Participant contributions at end of year2021-12-31$461,157
Participant contributions at beginning of year2021-12-31$251,473
Participant contributions at end of year2021-12-31$90,994
Participant contributions at beginning of year2021-12-31$108,355
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$708,954
Other income not declared elsewhere2021-12-31$21,681
Administrative expenses (other) incurred2021-12-31$47,487
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$10,605,952
Value of net assets at end of year (total assets less liabilities)2021-12-31$83,784,065
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$73,178,113
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$40,025,092
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$67,372,562
Interest on participant loans2021-12-31$18,796
Value of interest in common/collective trusts at end of year2021-12-31$43,151,549
Value of interest in common/collective trusts at beginning of year2021-12-31$5,388,472
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$4,477,969
Net investment gain or loss from common/collective trusts2021-12-31$5,368,123
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$2,306,253
Employer contributions (assets) at end of year2021-12-31$55,273
Employer contributions (assets) at beginning of year2021-12-31$57,251
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$8,344,013
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31FRAZIER & DEETER, LLC
Accountancy firm EIN2021-12-31581433845
2020 : SHIONOGI, INC. 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$15,717,479
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$7,860,478
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$7,821,874
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$5,817,758
Value of total assets at end of year2020-12-31$73,178,113
Value of total assets at beginning of year2020-12-31$65,321,112
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$38,604
Total interest from all sources2020-12-31$21,123
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,257,374
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,257,374
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$3,368,194
Participant contributions at end of year2020-12-31$251,473
Participant contributions at beginning of year2020-12-31$466,360
Participant contributions at end of year2020-12-31$108,355
Participant contributions at beginning of year2020-12-31$76,137
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$335,670
Other income not declared elsewhere2020-12-31$24,384
Administrative expenses (other) incurred2020-12-31$38,604
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$7,857,001
Value of net assets at end of year (total assets less liabilities)2020-12-31$73,178,113
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$65,321,112
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$67,372,562
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$61,473,747
Interest on participant loans2020-12-31$21,123
Value of interest in common/collective trusts at end of year2020-12-31$5,388,472
Value of interest in common/collective trusts at beginning of year2020-12-31$3,258,790
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$8,497,843
Net investment gain or loss from common/collective trusts2020-12-31$98,997
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$2,113,894
Employer contributions (assets) at end of year2020-12-31$57,251
Employer contributions (assets) at beginning of year2020-12-31$46,078
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$7,821,874
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31FRAZIER & DEETER, LLC
Accountancy firm EIN2020-12-31581433845
2019 : SHIONOGI, INC. 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$18,100,822
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$4,385,994
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$4,351,544
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$5,650,352
Value of total assets at end of year2019-12-31$65,321,112
Value of total assets at beginning of year2019-12-31$51,606,284
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$34,450
Total interest from all sources2019-12-31$24,833
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,960,755
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,960,755
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$3,168,192
Participant contributions at end of year2019-12-31$466,360
Participant contributions at beginning of year2019-12-31$465,981
Participant contributions at end of year2019-12-31$76,137
Participant contributions at beginning of year2019-12-31$78,708
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$495,158
Other income not declared elsewhere2019-12-31$41,969
Administrative expenses (other) incurred2019-12-31$1,950
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$13,714,828
Value of net assets at end of year (total assets less liabilities)2019-12-31$65,321,112
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$51,606,284
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$32,500
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$61,473,747
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$47,594,891
Interest on participant loans2019-12-31$24,833
Value of interest in common/collective trusts at end of year2019-12-31$3,258,790
Value of interest in common/collective trusts at beginning of year2019-12-31$3,422,161
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$9,344,694
Net investment gain or loss from common/collective trusts2019-12-31$78,219
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,987,002
Employer contributions (assets) at end of year2019-12-31$46,078
Employer contributions (assets) at beginning of year2019-12-31$44,543
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$4,351,544
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31FRAZIER & DEETER, LLC
Accountancy firm EIN2019-12-31581433845
2018 : SHIONOGI, INC. 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$1,751,211
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$5,214,700
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$5,151,827
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$5,352,990
Value of total assets at end of year2018-12-31$51,606,284
Value of total assets at beginning of year2018-12-31$55,069,773
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$62,873
Total interest from all sources2018-12-31$17,959
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$3,956,406
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$3,956,406
Administrative expenses professional fees incurred2018-12-31$61,500
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$2,916,863
Participant contributions at end of year2018-12-31$465,981
Participant contributions at beginning of year2018-12-31$359,437
Participant contributions at end of year2018-12-31$78,708
Participant contributions at beginning of year2018-12-31$79,100
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$598,762
Other income not declared elsewhere2018-12-31$35,028
Administrative expenses (other) incurred2018-12-31$1,373
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-3,463,489
Value of net assets at end of year (total assets less liabilities)2018-12-31$51,606,284
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$55,069,773
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$47,594,891
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$51,486,272
Interest on participant loans2018-12-31$17,959
Value of interest in common/collective trusts at end of year2018-12-31$3,422,161
Value of interest in common/collective trusts at beginning of year2018-12-31$3,098,021
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-7,681,261
Net investment gain or loss from common/collective trusts2018-12-31$70,089
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,837,365
Employer contributions (assets) at end of year2018-12-31$44,543
Employer contributions (assets) at beginning of year2018-12-31$46,943
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$5,151,827
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31FRAZIER & DEETER, LLC
Accountancy firm EIN2018-12-31581433845
2017 : SHIONOGI, INC. 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$15,260,758
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$12,221,710
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$12,216,270
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$6,268,632
Value of total assets at end of year2017-12-31$55,069,773
Value of total assets at beginning of year2017-12-31$52,030,725
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$5,440
Total interest from all sources2017-12-31$20,402
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$3,060,882
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$3,060,882
Administrative expenses professional fees incurred2017-12-31$2,938
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$3,513,732
Participant contributions at end of year2017-12-31$359,437
Participant contributions at beginning of year2017-12-31$546,858
Participant contributions at end of year2017-12-31$79,100
Participant contributions at beginning of year2017-12-31$115,554
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$546,935
Other income not declared elsewhere2017-12-31$46,249
Administrative expenses (other) incurred2017-12-31$2,502
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$3,039,048
Value of net assets at end of year (total assets less liabilities)2017-12-31$55,069,773
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$52,030,725
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$51,486,272
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$47,336,568
Interest on participant loans2017-12-31$20,402
Value of interest in common/collective trusts at end of year2017-12-31$3,098,021
Value of interest in common/collective trusts at beginning of year2017-12-31$3,953,723
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$5,796,166
Net investment gain or loss from common/collective trusts2017-12-31$68,427
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$2,207,965
Employer contributions (assets) at end of year2017-12-31$46,943
Employer contributions (assets) at beginning of year2017-12-31$78,022
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$12,216,270
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31FRAZIER & DEETER, LLC
Accountancy firm EIN2017-12-31581433845
2016 : SHIONOGI, INC. 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$12,436,693
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$7,955,236
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$7,947,452
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$8,278,838
Value of total assets at end of year2016-12-31$52,030,725
Value of total assets at beginning of year2016-12-31$47,549,268
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$7,784
Total interest from all sources2016-12-31$22,816
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$2,245,805
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$2,245,805
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$4,534,681
Participant contributions at end of year2016-12-31$546,858
Participant contributions at beginning of year2016-12-31$517,433
Participant contributions at end of year2016-12-31$115,554
Participant contributions at beginning of year2016-12-31$158,703
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$855,439
Other income not declared elsewhere2016-12-31$17,847
Administrative expenses (other) incurred2016-12-31$7,784
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$4,481,457
Value of net assets at end of year (total assets less liabilities)2016-12-31$52,030,725
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$47,549,268
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$47,336,568
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$43,073,327
Interest on participant loans2016-12-31$22,816
Value of interest in common/collective trusts at end of year2016-12-31$3,953,723
Value of interest in common/collective trusts at beginning of year2016-12-31$3,701,718
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,808,170
Net investment gain or loss from common/collective trusts2016-12-31$63,217
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$2,888,718
Employer contributions (assets) at end of year2016-12-31$78,022
Employer contributions (assets) at beginning of year2016-12-31$98,087
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$7,947,452
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31FRAZIER & DEETER, LLC
Accountancy firm EIN2016-12-31581433845
2015 : SHIONOGI, INC. 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$8,423,901
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$8,847,115
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$8,845,340
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$9,136,047
Value of total assets at end of year2015-12-31$47,549,268
Value of total assets at beginning of year2015-12-31$47,972,482
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$1,775
Total interest from all sources2015-12-31$24,503
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$2,731,401
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$2,731,401
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$4,765,600
Participant contributions at end of year2015-12-31$517,433
Participant contributions at beginning of year2015-12-31$505,837
Participant contributions at end of year2015-12-31$158,703
Participant contributions at beginning of year2015-12-31$136,372
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$1,363,189
Administrative expenses (other) incurred2015-12-31$1,775
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-423,214
Value of net assets at end of year (total assets less liabilities)2015-12-31$47,549,268
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$47,972,482
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$43,073,327
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$43,680,430
Interest on participant loans2015-12-31$24,503
Value of interest in common/collective trusts at end of year2015-12-31$3,701,718
Value of interest in common/collective trusts at beginning of year2015-12-31$3,558,493
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-3,486,034
Net investment gain or loss from common/collective trusts2015-12-31$17,984
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$3,007,258
Employer contributions (assets) at end of year2015-12-31$98,087
Employer contributions (assets) at beginning of year2015-12-31$91,350
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$8,845,340
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31FRAZIER & DEETER, LLC
Accountancy firm EIN2015-12-31581433845
2014 : SHIONOGI, INC. 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$12,180,895
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$7,324,455
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$7,321,279
Value of total corrective distributions2014-12-31$876
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$9,189,174
Value of total assets at end of year2014-12-31$47,972,482
Value of total assets at beginning of year2014-12-31$43,116,042
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$2,300
Total interest from all sources2014-12-31$20,038
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$2,784,131
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$2,784,131
Administrative expenses professional fees incurred2014-12-31$300
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$5,134,812
Participant contributions at end of year2014-12-31$505,837
Participant contributions at beginning of year2014-12-31$457,719
Participant contributions at end of year2014-12-31$136,372
Participant contributions at beginning of year2014-12-31$159,159
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$764,093
Administrative expenses (other) incurred2014-12-31$2,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$4,856,440
Value of net assets at end of year (total assets less liabilities)2014-12-31$47,972,482
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$43,116,042
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$43,680,430
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$39,249,038
Interest on participant loans2014-12-31$20,038
Value of interest in common/collective trusts at end of year2014-12-31$3,558,493
Value of interest in common/collective trusts at beginning of year2014-12-31$3,154,222
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$112,781
Net investment gain or loss from common/collective trusts2014-12-31$74,771
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$3,290,269
Employer contributions (assets) at end of year2014-12-31$91,350
Employer contributions (assets) at beginning of year2014-12-31$95,904
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$7,321,279
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31FRAZIER & DEETER, LLC
Accountancy firm EIN2014-12-31581433845
2013 : SHIONOGI, INC. 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$16,833,630
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$5,502,241
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$5,500,041
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$9,197,401
Value of total assets at end of year2013-12-31$43,116,042
Value of total assets at beginning of year2013-12-31$31,784,653
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$2,200
Total interest from all sources2013-12-31$13,785
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,775,918
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,775,918
Administrative expenses professional fees incurred2013-12-31$300
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$4,723,030
Participant contributions at end of year2013-12-31$457,719
Participant contributions at beginning of year2013-12-31$207,524
Participant contributions at end of year2013-12-31$159,159
Participant contributions at beginning of year2013-12-31$89,515
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$1,339,087
Administrative expenses (other) incurred2013-12-31$1,900
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$11,331,389
Value of net assets at end of year (total assets less liabilities)2013-12-31$43,116,042
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$31,784,653
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$39,249,038
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$27,769,558
Interest on participant loans2013-12-31$13,785
Value of interest in common/collective trusts at end of year2013-12-31$3,154,222
Value of interest in common/collective trusts at beginning of year2013-12-31$3,639,437
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$5,885,606
Net investment gain or loss from common/collective trusts2013-12-31$-39,080
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$3,135,284
Employer contributions (assets) at end of year2013-12-31$95,904
Employer contributions (assets) at beginning of year2013-12-31$78,619
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$5,500,041
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31FRAZIER & DEETER, LLC
Accountancy firm EIN2013-12-31581433845
2012 : SHIONOGI, INC. 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$10,097,031
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$8,109,658
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$8,105,682
Value of total corrective distributions2012-12-31$2,726
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$6,240,303
Value of total assets at end of year2012-12-31$31,784,653
Value of total assets at beginning of year2012-12-31$29,797,280
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$1,250
Total interest from all sources2012-12-31$10,922
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$784,841
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$784,841
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$3,202,539
Participant contributions at end of year2012-12-31$207,524
Participant contributions at beginning of year2012-12-31$295,221
Participant contributions at end of year2012-12-31$89,515
Participant contributions at beginning of year2012-12-31$105,446
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$423,943
Administrative expenses (other) incurred2012-12-31$1,250
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,987,373
Value of net assets at end of year (total assets less liabilities)2012-12-31$31,784,653
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$29,797,280
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$27,769,558
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$25,846,192
Interest on participant loans2012-12-31$10,922
Value of interest in common/collective trusts at end of year2012-12-31$3,639,437
Value of interest in common/collective trusts at beginning of year2012-12-31$3,456,781
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$2,956,501
Net investment gain or loss from common/collective trusts2012-12-31$104,464
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$2,613,821
Employer contributions (assets) at end of year2012-12-31$78,619
Employer contributions (assets) at beginning of year2012-12-31$93,640
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$8,105,682
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31FRAZIER & DEETER, LLC
Accountancy firm EIN2012-12-31581433845
2011 : SHIONOGI, INC. 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$6,105,845
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$9,798,913
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$9,556,552
Expenses. Certain deemed distributions of participant loans2011-12-31$241,161
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$6,684,234
Value of total assets at end of year2011-12-31$29,797,280
Value of total assets at beginning of year2011-12-31$33,490,348
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$1,200
Total interest from all sources2011-12-31$17,431
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$482,108
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$482,108
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$3,243,198
Participant contributions at end of year2011-12-31$295,221
Participant contributions at beginning of year2011-12-31$444,588
Participant contributions at end of year2011-12-31$105,446
Participant contributions at beginning of year2011-12-31$97,905
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$1,410,607
Administrative expenses (other) incurred2011-12-31$1,200
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-3,693,068
Value of net assets at end of year (total assets less liabilities)2011-12-31$29,797,280
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$33,490,348
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$25,846,192
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$28,836,977
Interest on participant loans2011-12-31$17,431
Value of interest in common/collective trusts at end of year2011-12-31$3,456,781
Value of interest in common/collective trusts at beginning of year2011-12-31$4,024,699
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,167,168
Net investment gain or loss from common/collective trusts2011-12-31$89,240
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$2,030,429
Employer contributions (assets) at end of year2011-12-31$93,640
Employer contributions (assets) at beginning of year2011-12-31$86,179
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$9,556,552
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31FRAZIER & DEETER, LLC
Accountancy firm EIN2011-12-31581433845
2010 : SHIONOGI, INC. 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$1,270,478
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$896,245
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$0
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$0
Value of total assets at end of year2010-12-31$33,160,795
Value of total assets at beginning of year2010-12-31$32,264,550
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total interest from all sources2010-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$530,672
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$4,406,068
Participant contributions at end of year2010-12-31$444,588
Participant contributions at beginning of year2010-12-31$0
Participant contributions at end of year2010-12-31$97,905
Participant contributions at beginning of year2010-12-31$358,305
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$236,381
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$16,929
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$270,227
Administrative expenses (other) incurred2010-12-31$16,725
Total non interest bearing cash at end of year2010-12-31$0
Total non interest bearing cash at beginning of year2010-12-31$267
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$896,245
Value of net assets at end of year (total assets less liabilities)2010-12-31$33,160,795
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$32,264,550
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$28,836,977
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$32,264,550
Interest on participant loans2010-12-31$21,631
Value of interest in common/collective trusts at end of year2010-12-31$3,879,230
Value of interest in common/collective trusts at beginning of year2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$896,245
Net investment gain or loss from common/collective trusts2010-12-31$778,756
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$2,800,774
Employer contributions (assets) at end of year2010-12-31$86,179
Employer contributions (assets) at beginning of year2010-12-31$559,321
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$13,796,356
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31Yes
Did the plan have assets held for investment2010-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31FRAZIER & DEETER, LLC
Accountancy firm EIN2010-12-31581433845

Form 5500 Responses for SHIONOGI, INC. 401(K) PLAN

2022: SHIONOGI, INC. 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SHIONOGI, INC. 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SHIONOGI, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SHIONOGI, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SHIONOGI, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SHIONOGI, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SHIONOGI, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SHIONOGI, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SHIONOGI, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SHIONOGI, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SHIONOGI, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SHIONOGI, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes

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