401k Plan data: INDEPENDENT OPTIONS, INC. PROFIT SHARING 401(K) PLAN plan

INDEPENDENT OPTIONS, INC. PROFIT SHARING 401(K) PLAN 401k Plan overview

Plan Name	INDEPENDENT OPTIONS, INC. PROFIT SHARING 401(K) PLAN
Plan identification number	001

INDEPENDENT OPTIONS, INC. PROFIT SHARING 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

INDEPENDENT OPTIONS, INC. has sponsored the creation of one or more 401k plans.

Company Name: INDEPENDENT OPTIONS, INC.

Employer identification number (EIN): 330048519

NAIC Classification: 621399
NAIC Description: Offices of All Other Miscellaneous Health Practitioners

Form 5500 Filing Information

Submission information for form 5500 for 401k plan INDEPENDENT OPTIONS, INC. PROFIT SHARING 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2021-07-01 P. DENNIS MATTSON, PH.D. 2023-04-10
001 2020-07-01 P. DENNIS MATTSON, PH.D. 2022-01-11
001 2019-07-01 P. DENNIS MATTSON, PH.D. 2020-11-02
001 2018-07-01 P. DENNIS MATTSON, PH.D. 2019-11-10
001 2017-07-01
001 2016-07-01
001 2015-07-01 P. DENNIS MATTSON, PH.D.
001 2014-07-01 P. DENNIS MATTSON, PH.D.
001 2013-07-01 P. DENNIS MATTSON, PH.D.
001 2012-07-01 P. DENNIS MATTSON, PH.D.
001 2011-07-01 P. DENNIS MATTSON, PH.D.
001 2010-07-01 P. DENNIS MATTSON, PH.D.
001 2009-07-01 P. DENNIS MATTSON, PH.D.

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
001	2021-07-01	P. DENNIS MATTSON, PH.D.	2023-04-10
001	2020-07-01	P. DENNIS MATTSON, PH.D.	2022-01-11
001	2019-07-01	P. DENNIS MATTSON, PH.D.	2020-11-02
001	2018-07-01	P. DENNIS MATTSON, PH.D.	2019-11-10
001	2017-07-01
001	2016-07-01
001	2015-07-01	P. DENNIS MATTSON, PH.D.
001	2014-07-01	P. DENNIS MATTSON, PH.D.
001	2013-07-01	P. DENNIS MATTSON, PH.D.
001	2012-07-01	P. DENNIS MATTSON, PH.D.
001	2011-07-01	P. DENNIS MATTSON, PH.D.
001	2010-07-01	P. DENNIS MATTSON, PH.D.
001	2009-07-01	P. DENNIS MATTSON, PH.D.

Plan Statistics for INDEPENDENT OPTIONS, INC. PROFIT SHARING 401(K) PLAN

401k plan membership statisitcs for INDEPENDENT OPTIONS, INC. PROFIT SHARING 401(K) PLAN

Measure Date Value
2021: INDEPENDENT OPTIONS, INC. PROFIT SHARING 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-07-01 426
Total number of active participants reported on line 7a of the Form 5500 2021-07-01 326
Number of retired or separated participants receiving benefits 2021-07-01 0
Number of other retired or separated participants entitled to future benefits 2021-07-01 39
Total of all active and inactive participants 2021-07-01 365
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-07-01 0
Total participants 2021-07-01 365
Number of participants with account balances 2021-07-01 185
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-07-01 16
2020: INDEPENDENT OPTIONS, INC. PROFIT SHARING 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-07-01 438
Total number of active participants reported on line 7a of the Form 5500 2020-07-01 346
Number of retired or separated participants receiving benefits 2020-07-01 0
Number of other retired or separated participants entitled to future benefits 2020-07-01 36
Total of all active and inactive participants 2020-07-01 382
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-07-01 0
Total participants 2020-07-01 382
Number of participants with account balances 2020-07-01 178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-07-01 11
2019: INDEPENDENT OPTIONS, INC. PROFIT SHARING 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-07-01 419
Total number of active participants reported on line 7a of the Form 5500 2019-07-01 355
Number of retired or separated participants receiving benefits 2019-07-01 0
Number of other retired or separated participants entitled to future benefits 2019-07-01 34
Total of all active and inactive participants 2019-07-01 389
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-07-01 0
Total participants 2019-07-01 389
Number of participants with account balances 2019-07-01 176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-07-01 12
2018: INDEPENDENT OPTIONS, INC. PROFIT SHARING 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-07-01 405
Total number of active participants reported on line 7a of the Form 5500 2018-07-01 359
Number of retired or separated participants receiving benefits 2018-07-01 0
Number of other retired or separated participants entitled to future benefits 2018-07-01 28
Total of all active and inactive participants 2018-07-01 387
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-07-01 0
Total participants 2018-07-01 387
Number of participants with account balances 2018-07-01 166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-07-01 6
2017: INDEPENDENT OPTIONS, INC. PROFIT SHARING 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-07-01 408
Total number of active participants reported on line 7a of the Form 5500 2017-07-01 336
Number of retired or separated participants receiving benefits 2017-07-01 0
Number of other retired or separated participants entitled to future benefits 2017-07-01 33
Total of all active and inactive participants 2017-07-01 369
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-07-01 0
Total participants 2017-07-01 369
Number of participants with account balances 2017-07-01 150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-07-01 7
2016: INDEPENDENT OPTIONS, INC. PROFIT SHARING 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-07-01 396
Total number of active participants reported on line 7a of the Form 5500 2016-07-01 345
Number of retired or separated participants receiving benefits 2016-07-01 0
Number of other retired or separated participants entitled to future benefits 2016-07-01 28
Total of all active and inactive participants 2016-07-01 373
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-07-01 0
Total participants 2016-07-01 373
Number of participants with account balances 2016-07-01 138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-07-01 8
2015: INDEPENDENT OPTIONS, INC. PROFIT SHARING 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-07-01 425
Total number of active participants reported on line 7a of the Form 5500 2015-07-01 330
Number of retired or separated participants receiving benefits 2015-07-01 0
Number of other retired or separated participants entitled to future benefits 2015-07-01 30
Total of all active and inactive participants 2015-07-01 360
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-07-01 0
Total participants 2015-07-01 360
Number of participants with account balances 2015-07-01 132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-07-01 10
2014: INDEPENDENT OPTIONS, INC. PROFIT SHARING 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-07-01 412
Total number of active participants reported on line 7a of the Form 5500 2014-07-01 338
Number of retired or separated participants receiving benefits 2014-07-01 0
Number of other retired or separated participants entitled to future benefits 2014-07-01 45
Total of all active and inactive participants 2014-07-01 383
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-07-01 0
Total participants 2014-07-01 383
Number of participants with account balances 2014-07-01 155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-07-01 0
2013: INDEPENDENT OPTIONS, INC. PROFIT SHARING 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-07-01 434
Total number of active participants reported on line 7a of the Form 5500 2013-07-01 336
Number of retired or separated participants receiving benefits 2013-07-01 0
Number of other retired or separated participants entitled to future benefits 2013-07-01 42
Total of all active and inactive participants 2013-07-01 378
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-07-01 0
Total participants 2013-07-01 378
Number of participants with account balances 2013-07-01 135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-07-01 0
2012: INDEPENDENT OPTIONS, INC. PROFIT SHARING 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-07-01 426
Total number of active participants reported on line 7a of the Form 5500 2012-07-01 353
Number of retired or separated participants receiving benefits 2012-07-01 0
Number of other retired or separated participants entitled to future benefits 2012-07-01 46
Total of all active and inactive participants 2012-07-01 399
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-07-01 0
Total participants 2012-07-01 399
Number of participants with account balances 2012-07-01 140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-07-01 2
2011: INDEPENDENT OPTIONS, INC. PROFIT SHARING 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-07-01 439
Total number of active participants reported on line 7a of the Form 5500 2011-07-01 350
Number of retired or separated participants receiving benefits 2011-07-01 0
Number of other retired or separated participants entitled to future benefits 2011-07-01 48
Total of all active and inactive participants 2011-07-01 398
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-07-01 0
Total participants 2011-07-01 398
Number of participants with account balances 2011-07-01 148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-07-01 2
2010: INDEPENDENT OPTIONS, INC. PROFIT SHARING 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-07-01 464
Total number of active participants reported on line 7a of the Form 5500 2010-07-01 347
Number of retired or separated participants receiving benefits 2010-07-01 0
Number of other retired or separated participants entitled to future benefits 2010-07-01 55
Total of all active and inactive participants 2010-07-01 402
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-07-01 0
Total participants 2010-07-01 402
Number of participants with account balances 2010-07-01 158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-07-01 3
2009: INDEPENDENT OPTIONS, INC. PROFIT SHARING 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-07-01 549
Total number of active participants reported on line 7a of the Form 5500 2009-07-01 347
Number of retired or separated participants receiving benefits 2009-07-01 4
Number of other retired or separated participants entitled to future benefits 2009-07-01 95
Total of all active and inactive participants 2009-07-01 446
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-07-01 0
Total participants 2009-07-01 446
Number of participants with account balances 2009-07-01 208
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-07-01 6

Measure	Date	Value
2021: INDEPENDENT OPTIONS, INC. PROFIT SHARING 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-07-01	426
Total number of active participants reported on line 7a of the Form 5500	2021-07-01	326
Number of retired or separated participants receiving benefits	2021-07-01	0
Number of other retired or separated participants entitled to future benefits	2021-07-01	39
Total of all active and inactive participants	2021-07-01	365
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-07-01	0
Total participants	2021-07-01	365
Number of participants with account balances	2021-07-01	185
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-07-01	16
2020: INDEPENDENT OPTIONS, INC. PROFIT SHARING 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-07-01	438
Total number of active participants reported on line 7a of the Form 5500	2020-07-01	346
Number of retired or separated participants receiving benefits	2020-07-01	0
Number of other retired or separated participants entitled to future benefits	2020-07-01	36
Total of all active and inactive participants	2020-07-01	382
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-07-01	0
Total participants	2020-07-01	382
Number of participants with account balances	2020-07-01	178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-07-01	11
2019: INDEPENDENT OPTIONS, INC. PROFIT SHARING 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-07-01	419
Total number of active participants reported on line 7a of the Form 5500	2019-07-01	355
Number of retired or separated participants receiving benefits	2019-07-01	0
Number of other retired or separated participants entitled to future benefits	2019-07-01	34
Total of all active and inactive participants	2019-07-01	389
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-07-01	0
Total participants	2019-07-01	389
Number of participants with account balances	2019-07-01	176
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-07-01	12
2018: INDEPENDENT OPTIONS, INC. PROFIT SHARING 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-07-01	405
Total number of active participants reported on line 7a of the Form 5500	2018-07-01	359
Number of retired or separated participants receiving benefits	2018-07-01	0
Number of other retired or separated participants entitled to future benefits	2018-07-01	28
Total of all active and inactive participants	2018-07-01	387
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-07-01	0
Total participants	2018-07-01	387
Number of participants with account balances	2018-07-01	166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-07-01	6
2017: INDEPENDENT OPTIONS, INC. PROFIT SHARING 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-07-01	408
Total number of active participants reported on line 7a of the Form 5500	2017-07-01	336
Number of retired or separated participants receiving benefits	2017-07-01	0
Number of other retired or separated participants entitled to future benefits	2017-07-01	33
Total of all active and inactive participants	2017-07-01	369
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-07-01	0
Total participants	2017-07-01	369
Number of participants with account balances	2017-07-01	150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-07-01	7
2016: INDEPENDENT OPTIONS, INC. PROFIT SHARING 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-07-01	396
Total number of active participants reported on line 7a of the Form 5500	2016-07-01	345
Number of retired or separated participants receiving benefits	2016-07-01	0
Number of other retired or separated participants entitled to future benefits	2016-07-01	28
Total of all active and inactive participants	2016-07-01	373
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-07-01	0
Total participants	2016-07-01	373
Number of participants with account balances	2016-07-01	138
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-07-01	8
2015: INDEPENDENT OPTIONS, INC. PROFIT SHARING 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-07-01	425
Total number of active participants reported on line 7a of the Form 5500	2015-07-01	330
Number of retired or separated participants receiving benefits	2015-07-01	0
Number of other retired or separated participants entitled to future benefits	2015-07-01	30
Total of all active and inactive participants	2015-07-01	360
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-07-01	0
Total participants	2015-07-01	360
Number of participants with account balances	2015-07-01	132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-07-01	10
2014: INDEPENDENT OPTIONS, INC. PROFIT SHARING 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-07-01	412
Total number of active participants reported on line 7a of the Form 5500	2014-07-01	338
Number of retired or separated participants receiving benefits	2014-07-01	0
Number of other retired or separated participants entitled to future benefits	2014-07-01	45
Total of all active and inactive participants	2014-07-01	383
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-07-01	0
Total participants	2014-07-01	383
Number of participants with account balances	2014-07-01	155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-07-01	0
2013: INDEPENDENT OPTIONS, INC. PROFIT SHARING 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-07-01	434
Total number of active participants reported on line 7a of the Form 5500	2013-07-01	336
Number of retired or separated participants receiving benefits	2013-07-01	0
Number of other retired or separated participants entitled to future benefits	2013-07-01	42
Total of all active and inactive participants	2013-07-01	378
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-07-01	0
Total participants	2013-07-01	378
Number of participants with account balances	2013-07-01	135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-07-01	0
2012: INDEPENDENT OPTIONS, INC. PROFIT SHARING 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-07-01	426
Total number of active participants reported on line 7a of the Form 5500	2012-07-01	353
Number of retired or separated participants receiving benefits	2012-07-01	0
Number of other retired or separated participants entitled to future benefits	2012-07-01	46
Total of all active and inactive participants	2012-07-01	399
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-07-01	0
Total participants	2012-07-01	399
Number of participants with account balances	2012-07-01	140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-07-01	2
2011: INDEPENDENT OPTIONS, INC. PROFIT SHARING 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-07-01	439
Total number of active participants reported on line 7a of the Form 5500	2011-07-01	350
Number of retired or separated participants receiving benefits	2011-07-01	0
Number of other retired or separated participants entitled to future benefits	2011-07-01	48
Total of all active and inactive participants	2011-07-01	398
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-07-01	0
Total participants	2011-07-01	398
Number of participants with account balances	2011-07-01	148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-07-01	2
2010: INDEPENDENT OPTIONS, INC. PROFIT SHARING 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-07-01	464
Total number of active participants reported on line 7a of the Form 5500	2010-07-01	347
Number of retired or separated participants receiving benefits	2010-07-01	0
Number of other retired or separated participants entitled to future benefits	2010-07-01	55
Total of all active and inactive participants	2010-07-01	402
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-07-01	0
Total participants	2010-07-01	402
Number of participants with account balances	2010-07-01	158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-07-01	3
2009: INDEPENDENT OPTIONS, INC. PROFIT SHARING 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-07-01	549
Total number of active participants reported on line 7a of the Form 5500	2009-07-01	347
Number of retired or separated participants receiving benefits	2009-07-01	4
Number of other retired or separated participants entitled to future benefits	2009-07-01	95
Total of all active and inactive participants	2009-07-01	446
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-07-01	0
Total participants	2009-07-01	446
Number of participants with account balances	2009-07-01	208
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-07-01	6

Financial Data on INDEPENDENT OPTIONS, INC. PROFIT SHARING 401(K) PLAN

Measure	Date	Value
2022 : INDEPENDENT OPTIONS, INC. PROFIT SHARING 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets	2022-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2022-06-30	$0
Total income from all sources (including contributions)	2022-06-30	$-556,083
Total loss/gain on sale of assets	2022-06-30	$0
Total of all expenses incurred	2022-06-30	$361,056
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-06-30	$334,202
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-06-30	$449,054
Value of total assets at end of year	2022-06-30	$4,822,923
Value of total assets at beginning of year	2022-06-30	$5,740,062
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-06-30	$26,854
Total interest from all sources	2022-06-30	$320
Total dividends received (eg from common stock, registered investment company shares)	2022-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-06-30	No
Administrative expenses professional fees incurred	2022-06-30	$10,710
Was this plan covered by a fidelity bond	2022-06-30	Yes
Value of fidelity bond cover	2022-06-30	$482,292
If this is an individual account plan, was there a blackout period	2022-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2022-06-30	No
Contributions received from participants	2022-06-30	$317,487
Total non interest bearing cash at end of year	2022-06-30	$10,502
Total non interest bearing cash at beginning of year	2022-06-30	$14,008
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-06-30	No
Value of net income/loss	2022-06-30	$-917,139
Value of net assets at end of year (total assets less liabilities)	2022-06-30	$4,822,923
Value of net assets at beginning of year (total assets less liabilities)	2022-06-30	$5,740,062
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-06-30	No
Were any leases to which the plan was party in default or uncollectible	2022-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-06-30	$4,742,755
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-06-30	$5,641,306
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2022-06-30	$320
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-06-30	$69,605
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-06-30	$84,086
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-06-30	$-1,005,457
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-06-30	No
Was there a failure to transmit to the plan any participant contributions	2022-06-30	Yes
Has the plan failed to provide any benefit when due under the plan	2022-06-30	No
Contributions received in cash from employer	2022-06-30	$131,567
Employer contributions (assets) at end of year	2022-06-30	$61
Employer contributions (assets) at beginning of year	2022-06-30	$662
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-06-30	$334,202
Contract administrator fees	2022-06-30	$16,144
Did the plan have assets held for investment	2022-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-06-30	No
Opinion of an independent qualified public accountant for this plan	2022-06-30	Unqualified
Accountancy firm name	2022-06-30	STUART J. SCHNEIDER, CPA
Accountancy firm EIN	2022-06-30	474860180
2021 : INDEPENDENT OPTIONS, INC. PROFIT SHARING 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-06-30	$0
Total income from all sources (including contributions)	2021-06-30	$1,798,250
Total loss/gain on sale of assets	2021-06-30	$0
Total of all expenses incurred	2021-06-30	$523,525
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-06-30	$506,952
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-06-30	$401,827
Value of total assets at end of year	2021-06-30	$5,740,062
Value of total assets at beginning of year	2021-06-30	$4,465,337
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-06-30	$16,573
Total interest from all sources	2021-06-30	$499
Total dividends received (eg from common stock, registered investment company shares)	2021-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-06-30	No
Administrative expenses professional fees incurred	2021-06-30	$745
Was this plan covered by a fidelity bond	2021-06-30	Yes
Value of fidelity bond cover	2021-06-30	$446,534
If this is an individual account plan, was there a blackout period	2021-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2021-06-30	No
Contributions received from participants	2021-06-30	$284,116
Total non interest bearing cash at end of year	2021-06-30	$14,008
Total non interest bearing cash at beginning of year	2021-06-30	$1,316
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-06-30	No
Value of net income/loss	2021-06-30	$1,274,725
Value of net assets at end of year (total assets less liabilities)	2021-06-30	$5,740,062
Value of net assets at beginning of year (total assets less liabilities)	2021-06-30	$4,465,337
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-06-30	No
Were any leases to which the plan was party in default or uncollectible	2021-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-06-30	$5,641,306
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-06-30	$4,381,265
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2021-06-30	$499
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-06-30	$84,086
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-06-30	$82,756
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-06-30	$1,395,924
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-06-30	No
Was there a failure to transmit to the plan any participant contributions	2021-06-30	No
Has the plan failed to provide any benefit when due under the plan	2021-06-30	No
Contributions received in cash from employer	2021-06-30	$117,711
Employer contributions (assets) at end of year	2021-06-30	$662
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-06-30	$506,952
Contract administrator fees	2021-06-30	$15,828
Did the plan have assets held for investment	2021-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-06-30	No
Opinion of an independent qualified public accountant for this plan	2021-06-30	Disclaimer
Accountancy firm name	2021-06-30	STUART J. SCHNEIDER, CPA
Accountancy firm EIN	2021-06-30	474860180
2020 : INDEPENDENT OPTIONS, INC. PROFIT SHARING 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-06-30	$0
Total income from all sources (including contributions)	2020-06-30	$604,375
Total loss/gain on sale of assets	2020-06-30	$0
Total of all expenses incurred	2020-06-30	$60,979
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-06-30	$44,812
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-06-30	$359,315
Value of total assets at end of year	2020-06-30	$4,465,337
Value of total assets at beginning of year	2020-06-30	$3,921,941
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-06-30	$16,167
Total interest from all sources	2020-06-30	$879
Total dividends received (eg from common stock, registered investment company shares)	2020-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-06-30	No
Administrative expenses professional fees incurred	2020-06-30	$2,600
Was this plan covered by a fidelity bond	2020-06-30	Yes
Value of fidelity bond cover	2020-06-30	$392,194
If this is an individual account plan, was there a blackout period	2020-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2020-06-30	No
Contributions received from participants	2020-06-30	$253,715
Other income not declared elsewhere	2020-06-30	$116
Administrative expenses (other) incurred	2020-06-30	$64
Total non interest bearing cash at end of year	2020-06-30	$1,316
Total non interest bearing cash at beginning of year	2020-06-30	$2,291
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-06-30	No
Value of net income/loss	2020-06-30	$543,396
Value of net assets at end of year (total assets less liabilities)	2020-06-30	$4,465,337
Value of net assets at beginning of year (total assets less liabilities)	2020-06-30	$3,921,941
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-06-30	No
Were any leases to which the plan was party in default or uncollectible	2020-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-06-30	$4,381,265
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-06-30	$3,839,577
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-06-30	$879
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-06-30	$82,756
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-06-30	$80,073
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-06-30	$244,065
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-06-30	No
Was there a failure to transmit to the plan any participant contributions	2020-06-30	No
Has the plan failed to provide any benefit when due under the plan	2020-06-30	No
Contributions received in cash from employer	2020-06-30	$105,600
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-06-30	$44,812
Contract administrator fees	2020-06-30	$13,503
Did the plan have assets held for investment	2020-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2020-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2020-06-30	Disclaimer
Accountancy firm name	2020-06-30	STUART J. SCHNEIDER, CPA
Accountancy firm EIN	2020-06-30	474860180
2019 : INDEPENDENT OPTIONS, INC. PROFIT SHARING 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-06-30	$0
Total income from all sources (including contributions)	2019-06-30	$530,125
Total loss/gain on sale of assets	2019-06-30	$0
Total of all expenses incurred	2019-06-30	$389,041
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-06-30	$370,386
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-06-30	$332,337
Value of total assets at end of year	2019-06-30	$3,921,941
Value of total assets at beginning of year	2019-06-30	$3,780,857
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-06-30	$18,655
Total interest from all sources	2019-06-30	$830
Total dividends received (eg from common stock, registered investment company shares)	2019-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-06-30	No
Administrative expenses professional fees incurred	2019-06-30	$6,000
Was this plan covered by a fidelity bond	2019-06-30	Yes
Value of fidelity bond cover	2019-06-30	$350,000
If this is an individual account plan, was there a blackout period	2019-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2019-06-30	No
Contributions received from participants	2019-06-30	$237,447
Participant contributions at beginning of year	2019-06-30	$65
Other income not declared elsewhere	2019-06-30	$58
Total non interest bearing cash at end of year	2019-06-30	$2,291
Total non interest bearing cash at beginning of year	2019-06-30	$4,473
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-06-30	No
Value of net income/loss	2019-06-30	$141,084
Value of net assets at end of year (total assets less liabilities)	2019-06-30	$3,921,941
Value of net assets at beginning of year (total assets less liabilities)	2019-06-30	$3,780,857
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-06-30	No
Were any leases to which the plan was party in default or uncollectible	2019-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-06-30	$3,839,577
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-06-30	$3,697,186
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-06-30	$830
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-06-30	$80,073
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-06-30	$79,133
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-06-30	$196,900
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-06-30	No
Was there a failure to transmit to the plan any participant contributions	2019-06-30	No
Has the plan failed to provide any benefit when due under the plan	2019-06-30	No
Contributions received in cash from employer	2019-06-30	$94,890
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-06-30	$370,386
Contract administrator fees	2019-06-30	$12,655
Did the plan have assets held for investment	2019-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2019-06-30	Disclaimer
Accountancy firm name	2019-06-30	STUART J. SCHNEIDER, CPA
Accountancy firm EIN	2019-06-30	474860180
2018 : INDEPENDENT OPTIONS, INC. PROFIT SHARING 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-06-30	$0
Total income from all sources (including contributions)	2018-06-30	$648,311
Total loss/gain on sale of assets	2018-06-30	$0
Total of all expenses incurred	2018-06-30	$180,962
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-06-30	$166,592
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-06-30	$290,600
Value of total assets at end of year	2018-06-30	$3,780,857
Value of total assets at beginning of year	2018-06-30	$3,313,508
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-06-30	$14,370
Total interest from all sources	2018-06-30	$707
Total dividends received (eg from common stock, registered investment company shares)	2018-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-06-30	No
Administrative expenses professional fees incurred	2018-06-30	$2,000
Was this plan covered by a fidelity bond	2018-06-30	Yes
Value of fidelity bond cover	2018-06-30	$350,000
If this is an individual account plan, was there a blackout period	2018-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2018-06-30	No
Contributions received from participants	2018-06-30	$205,929
Participant contributions at end of year	2018-06-30	$65
Total non interest bearing cash at end of year	2018-06-30	$4,473
Total non interest bearing cash at beginning of year	2018-06-30	$1,245
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-06-30	No
Value of net income/loss	2018-06-30	$467,349
Value of net assets at end of year (total assets less liabilities)	2018-06-30	$3,780,857
Value of net assets at beginning of year (total assets less liabilities)	2018-06-30	$3,313,508
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-06-30	No
Were any leases to which the plan was party in default or uncollectible	2018-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-06-30	$3,697,186
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-06-30	$3,237,928
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-06-30	$707
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-06-30	$79,133
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-06-30	$74,185
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-06-30	$357,004
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-06-30	No
Was there a failure to transmit to the plan any participant contributions	2018-06-30	No
Has the plan failed to provide any benefit when due under the plan	2018-06-30	No
Contributions received in cash from employer	2018-06-30	$84,671
Employer contributions (assets) at beginning of year	2018-06-30	$150
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-06-30	$166,592
Contract administrator fees	2018-06-30	$12,370
Did the plan have assets held for investment	2018-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2018-06-30	Disclaimer
Accountancy firm name	2018-06-30	STUART J. SCHNEIDER, C.P.A.
Accountancy firm EIN	2018-06-30	474860180
2017 : INDEPENDENT OPTIONS, INC. PROFIT SHARING 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-06-30	$0
Total income from all sources (including contributions)	2017-06-30	$687,151
Total loss/gain on sale of assets	2017-06-30	$0
Total of all expenses incurred	2017-06-30	$106,680
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-06-30	$87,177
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-06-30	$268,402
Value of total assets at end of year	2017-06-30	$3,313,508
Value of total assets at beginning of year	2017-06-30	$2,733,037
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-06-30	$19,503
Total interest from all sources	2017-06-30	$267
Total dividends received (eg from common stock, registered investment company shares)	2017-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-06-30	No
Administrative expenses professional fees incurred	2017-06-30	$8,406
Was this plan covered by a fidelity bond	2017-06-30	Yes
Value of fidelity bond cover	2017-06-30	$350,000
If this is an individual account plan, was there a blackout period	2017-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2017-06-30	No
Contributions received from participants	2017-06-30	$185,400
Income. Received or receivable in cash from other sources (including rollovers)	2017-06-30	$9,217
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2017-06-30	$50
Other income not declared elsewhere	2017-06-30	$1,058
Total non interest bearing cash at end of year	2017-06-30	$1,245
Total non interest bearing cash at beginning of year	2017-06-30	$7,657
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-06-30	No
Value of net income/loss	2017-06-30	$580,471
Value of net assets at end of year (total assets less liabilities)	2017-06-30	$3,313,508
Value of net assets at beginning of year (total assets less liabilities)	2017-06-30	$2,733,037
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-06-30	No
Were any leases to which the plan was party in default or uncollectible	2017-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-06-30	$3,237,928
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-06-30	$2,657,999
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-06-30	$267
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-06-30	$74,185
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-06-30	$67,331
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-06-30	$417,424
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-06-30	No
Was there a failure to transmit to the plan any participant contributions	2017-06-30	No
Has the plan failed to provide any benefit when due under the plan	2017-06-30	No
Contributions received in cash from employer	2017-06-30	$73,785
Employer contributions (assets) at end of year	2017-06-30	$150
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-06-30	$87,177
Contract administrator fees	2017-06-30	$11,097
Did the plan have assets held for investment	2017-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2017-06-30	Disclaimer
Accountancy firm name	2017-06-30	STUART J. SCHNEIDER, CPA
Accountancy firm EIN	2017-06-30	474860180
2016 : INDEPENDENT OPTIONS, INC. PROFIT SHARING 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-06-30	$0
Total income from all sources (including contributions)	2016-06-30	$190,917
Total loss/gain on sale of assets	2016-06-30	$0
Total of all expenses incurred	2016-06-30	$337,419
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-06-30	$321,916
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-06-30	$237,389
Value of total assets at end of year	2016-06-30	$2,733,037
Value of total assets at beginning of year	2016-06-30	$2,879,539
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-06-30	$15,503
Total interest from all sources	2016-06-30	$216
Total dividends received (eg from common stock, registered investment company shares)	2016-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-06-30	No
Administrative expenses professional fees incurred	2016-06-30	$5,408
Was this plan covered by a fidelity bond	2016-06-30	Yes
Value of fidelity bond cover	2016-06-30	$350,000
If this is an individual account plan, was there a blackout period	2016-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2016-06-30	No
Contributions received from participants	2016-06-30	$168,058
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-06-30	$50
Other income not declared elsewhere	2016-06-30	$50
Total non interest bearing cash at end of year	2016-06-30	$7,657
Total non interest bearing cash at beginning of year	2016-06-30	$2,909
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-06-30	No
Value of net income/loss	2016-06-30	$-146,502
Value of net assets at end of year (total assets less liabilities)	2016-06-30	$2,733,037
Value of net assets at beginning of year (total assets less liabilities)	2016-06-30	$2,879,539
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-06-30	No
Were any leases to which the plan was party in default or uncollectible	2016-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-06-30	$2,657,999
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-06-30	$2,814,938
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-06-30	$216
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-06-30	$67,331
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-06-30	$61,692
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-06-30	$-46,738
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-06-30	No
Was there a failure to transmit to the plan any participant contributions	2016-06-30	No
Has the plan failed to provide any benefit when due under the plan	2016-06-30	No
Contributions received in cash from employer	2016-06-30	$69,331
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-06-30	$321,916
Contract administrator fees	2016-06-30	$10,095
Did the plan have assets held for investment	2016-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2016-06-30	Disclaimer
Accountancy firm name	2016-06-30	STUART J. SCHNEIDER, CPA
Accountancy firm EIN	2016-06-30	474860180
2015 : INDEPENDENT OPTIONS, INC. PROFIT SHARING 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-06-30	$0
Total income from all sources (including contributions)	2015-06-30	$280,532
Total loss/gain on sale of assets	2015-06-30	$0
Total of all expenses incurred	2015-06-30	$296,127
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-06-30	$282,078
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-06-30	$181,759
Value of total assets at end of year	2015-06-30	$2,879,539
Value of total assets at beginning of year	2015-06-30	$2,895,134
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-06-30	$14,049
Total interest from all sources	2015-06-30	$195
Total dividends received (eg from common stock, registered investment company shares)	2015-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-06-30	No
Was this plan covered by a fidelity bond	2015-06-30	Yes
Value of fidelity bond cover	2015-06-30	$250,000
If this is an individual account plan, was there a blackout period	2015-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2015-06-30	No
Contributions received from participants	2015-06-30	$127,199
Participant contributions at beginning of year	2015-06-30	$3,175
Administrative expenses (other) incurred	2015-06-30	$3,460
Total non interest bearing cash at end of year	2015-06-30	$2,909
Total non interest bearing cash at beginning of year	2015-06-30	$3,859
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-06-30	No
Value of net income/loss	2015-06-30	$-15,595
Value of net assets at end of year (total assets less liabilities)	2015-06-30	$2,879,539
Value of net assets at beginning of year (total assets less liabilities)	2015-06-30	$2,895,134
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-06-30	No
Were any leases to which the plan was party in default or uncollectible	2015-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-06-30	$2,814,938
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-06-30	$2,822,818
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-06-30	$195
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-06-30	$61,692
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-06-30	$65,282
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-06-30	$98,578
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-06-30	No
Was there a failure to transmit to the plan any participant contributions	2015-06-30	No
Has the plan failed to provide any benefit when due under the plan	2015-06-30	No
Contributions received in cash from employer	2015-06-30	$54,560
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-06-30	$282,078
Contract administrator fees	2015-06-30	$10,589
Did the plan have assets held for investment	2015-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-06-30	No
Opinion of an independent qualified public accountant for this plan	2015-06-30	Unqualified
Accountancy firm name	2015-06-30	EDWARD BERANEK ACCOUNTANCY CORP
Accountancy firm EIN	2015-06-30	954643760
2014 : INDEPENDENT OPTIONS, INC. PROFIT SHARING 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-06-30	$0
Total income from all sources (including contributions)	2014-06-30	$505,841
Total loss/gain on sale of assets	2014-06-30	$0
Total of all expenses incurred	2014-06-30	$98,992
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-06-30	$84,509
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-06-30	$83,464
Value of total assets at end of year	2014-06-30	$2,895,134
Value of total assets at beginning of year	2014-06-30	$2,488,285
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-06-30	$14,483
Total interest from all sources	2014-06-30	$307
Total dividends received (eg from common stock, registered investment company shares)	2014-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-06-30	No
Was this plan covered by a fidelity bond	2014-06-30	Yes
Value of fidelity bond cover	2014-06-30	$250,000
If this is an individual account plan, was there a blackout period	2014-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2014-06-30	No
Contributions received from participants	2014-06-30	$83,464
Participant contributions at end of year	2014-06-30	$3,175
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2014-06-30	$0
Administrative expenses (other) incurred	2014-06-30	$4,018
Total non interest bearing cash at end of year	2014-06-30	$3,859
Total non interest bearing cash at beginning of year	2014-06-30	$4,321
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Value of net income/loss	2014-06-30	$406,849
Value of net assets at end of year (total assets less liabilities)	2014-06-30	$2,895,134
Value of net assets at beginning of year (total assets less liabilities)	2014-06-30	$2,488,285
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-06-30	No
Were any leases to which the plan was party in default or uncollectible	2014-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-06-30	$2,822,818
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-06-30	$2,418,810
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-06-30	$307
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-06-30	$65,282
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-06-30	$65,154
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-06-30	$422,070
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-06-30	No
Was there a failure to transmit to the plan any participant contributions	2014-06-30	No
Has the plan failed to provide any benefit when due under the plan	2014-06-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-06-30	$84,509
Contract administrator fees	2014-06-30	$10,465
Did the plan have assets held for investment	2014-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-06-30	No
Opinion of an independent qualified public accountant for this plan	2014-06-30	Unqualified
Accountancy firm name	2014-06-30	EDWARD BERANEK ACCOUNTANCY CORP
Accountancy firm EIN	2014-06-30	954643760
2013 : INDEPENDENT OPTIONS, INC. PROFIT SHARING 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-06-30	$0
Total income from all sources (including contributions)	2013-06-30	$365,821
Total loss/gain on sale of assets	2013-06-30	$0
Total of all expenses incurred	2013-06-30	$244,514
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-06-30	$234,813
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-06-30	$87,251
Value of total assets at end of year	2013-06-30	$2,488,285
Value of total assets at beginning of year	2013-06-30	$2,366,978
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-06-30	$9,701
Total interest from all sources	2013-06-30	$334
Total dividends received (eg from common stock, registered investment company shares)	2013-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-06-30	No
Was this plan covered by a fidelity bond	2013-06-30	Yes
Value of fidelity bond cover	2013-06-30	$250,000
If this is an individual account plan, was there a blackout period	2013-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2013-06-30	No
Contributions received from participants	2013-06-30	$87,251
Total non interest bearing cash at end of year	2013-06-30	$4,321
Total non interest bearing cash at beginning of year	2013-06-30	$2,132
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Value of net income/loss	2013-06-30	$121,307
Value of net assets at end of year (total assets less liabilities)	2013-06-30	$2,488,285
Value of net assets at beginning of year (total assets less liabilities)	2013-06-30	$2,366,978
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-06-30	No
Were any leases to which the plan was party in default or uncollectible	2013-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-06-30	$2,418,810
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-06-30	$2,301,269
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-06-30	$334
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-06-30	$65,154
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-06-30	$63,577
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-06-30	$278,236
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-06-30	No
Was there a failure to transmit to the plan any participant contributions	2013-06-30	No
Has the plan failed to provide any benefit when due under the plan	2013-06-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-06-30	$234,813
Contract administrator fees	2013-06-30	$9,701
Did the plan have assets held for investment	2013-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-06-30	No
Opinion of an independent qualified public accountant for this plan	2013-06-30	Unqualified
Accountancy firm name	2013-06-30	R. EDWARD BERANEK ACCOUNTANCY CORP
Accountancy firm EIN	2013-06-30	954643760
2012 : INDEPENDENT OPTIONS, INC. PROFIT SHARING 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-06-30	$0
Total income from all sources (including contributions)	2012-06-30	$87,364
Total loss/gain on sale of assets	2012-06-30	$0
Total of all expenses incurred	2012-06-30	$217,332
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-06-30	$206,627
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-06-30	$114,266
Value of total assets at end of year	2012-06-30	$2,366,978
Value of total assets at beginning of year	2012-06-30	$2,496,946
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-06-30	$10,705
Total interest from all sources	2012-06-30	$609
Total dividends received (eg from common stock, registered investment company shares)	2012-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-06-30	No
Administrative expenses professional fees incurred	2012-06-30	$1,400
Was this plan covered by a fidelity bond	2012-06-30	Yes
Value of fidelity bond cover	2012-06-30	$250,000
If this is an individual account plan, was there a blackout period	2012-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2012-06-30	No
Contributions received from participants	2012-06-30	$114,266
Total non interest bearing cash at end of year	2012-06-30	$2,132
Total non interest bearing cash at beginning of year	2012-06-30	$590
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Value of net income/loss	2012-06-30	$-129,968
Value of net assets at end of year (total assets less liabilities)	2012-06-30	$2,366,978
Value of net assets at beginning of year (total assets less liabilities)	2012-06-30	$2,496,946
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-06-30	No
Were any leases to which the plan was party in default or uncollectible	2012-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-06-30	$2,301,269
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-06-30	$2,422,225
Interest earned on other investments	2012-06-30	$609
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-06-30	$63,577
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-06-30	$74,131
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-06-30	$-27,511
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-06-30	No
Was there a failure to transmit to the plan any participant contributions	2012-06-30	No
Has the plan failed to provide any benefit when due under the plan	2012-06-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-06-30	$206,627
Contract administrator fees	2012-06-30	$9,305
Did the plan have assets held for investment	2012-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-06-30	No
Opinion of an independent qualified public accountant for this plan	2012-06-30	Unqualified
Accountancy firm name	2012-06-30	R. EDWARD BERANEK ACCOUNTANCY CORP
Accountancy firm EIN	2012-06-30	954643760
2011 : INDEPENDENT OPTIONS, INC. PROFIT SHARING 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-06-30	$0
Total income from all sources (including contributions)	2011-06-30	$546,600
Total loss/gain on sale of assets	2011-06-30	$0
Total of all expenses incurred	2011-06-30	$210,366
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-06-30	$183,197
Value of total corrective distributions	2011-06-30	$736
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-06-30	$109,771
Value of total assets at end of year	2011-06-30	$2,496,946
Value of total assets at beginning of year	2011-06-30	$2,160,712
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-06-30	$26,433
Total interest from all sources	2011-06-30	$1,825
Total dividends received (eg from common stock, registered investment company shares)	2011-06-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-06-30	No
Administrative expenses professional fees incurred	2011-06-30	$16,765
Was this plan covered by a fidelity bond	2011-06-30	Yes
Value of fidelity bond cover	2011-06-30	$250,000
If this is an individual account plan, was there a blackout period	2011-06-30	No
Were there any nonexempt tranactions with any party-in-interest	2011-06-30	No
Contributions received from participants	2011-06-30	$109,771
Other income not declared elsewhere	2011-06-30	$1,476
Total non interest bearing cash at end of year	2011-06-30	$590
Total non interest bearing cash at beginning of year	2011-06-30	$10,673
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-06-30	No
Value of net income/loss	2011-06-30	$336,234
Value of net assets at end of year (total assets less liabilities)	2011-06-30	$2,496,946
Value of net assets at beginning of year (total assets less liabilities)	2011-06-30	$2,160,712
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-06-30	No
Were any leases to which the plan was party in default or uncollectible	2011-06-30	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-06-30	$2,422,225
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-06-30	$2,081,538
Interest earned on other investments	2011-06-30	$1,825
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-06-30	$74,131
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-06-30	$68,501
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-06-30	$433,528
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-06-30	No
Was there a failure to transmit to the plan any participant contributions	2011-06-30	No
Has the plan failed to provide any benefit when due under the plan	2011-06-30	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-06-30	$183,197
Contract administrator fees	2011-06-30	$9,668
Did the plan have assets held for investment	2011-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-06-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-06-30	No
Opinion of an independent qualified public accountant for this plan	2011-06-30	Unqualified
Accountancy firm name	2011-06-30	R. EDWARD BERANEK ACCOUNTANCY CORP
Accountancy firm EIN	2011-06-30	954643760

Form 5500 Responses for INDEPENDENT OPTIONS, INC. PROFIT SHARING 401(K) PLAN

2021: INDEPENDENT OPTIONS, INC. PROFIT SHARING 401(K) PLAN 2021 form 5500 responses
2021-07-01	Type of plan entity	Single employer plan
2021-07-01	Submission has been amended	No
2021-07-01	This submission is the final filing	No
2021-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2021-07-01	Plan is a collectively bargained plan	No
2021-07-01	Plan funding arrangement – Insurance	Yes
2021-07-01	Plan funding arrangement – Trust	Yes
2021-07-01	Plan benefit arrangement – Insurance	Yes
2021-07-01	Plan benefit arrangement - Trust	Yes
2020: INDEPENDENT OPTIONS, INC. PROFIT SHARING 401(K) PLAN 2020 form 5500 responses
2020-07-01	Type of plan entity	Single employer plan
2020-07-01	Submission has been amended	No
2020-07-01	This submission is the final filing	No
2020-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-07-01	Plan is a collectively bargained plan	No
2020-07-01	Plan funding arrangement – Insurance	Yes
2020-07-01	Plan funding arrangement – Trust	Yes
2020-07-01	Plan benefit arrangement – Insurance	Yes
2020-07-01	Plan benefit arrangement - Trust	Yes
2019: INDEPENDENT OPTIONS, INC. PROFIT SHARING 401(K) PLAN 2019 form 5500 responses
2019-07-01	Type of plan entity	Single employer plan
2019-07-01	Submission has been amended	No
2019-07-01	This submission is the final filing	No
2019-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-07-01	Plan is a collectively bargained plan	No
2019-07-01	Plan funding arrangement – Insurance	Yes
2019-07-01	Plan funding arrangement – Trust	Yes
2019-07-01	Plan benefit arrangement – Insurance	Yes
2019-07-01	Plan benefit arrangement - Trust	Yes
2018: INDEPENDENT OPTIONS, INC. PROFIT SHARING 401(K) PLAN 2018 form 5500 responses
2018-07-01	Type of plan entity	Single employer plan
2018-07-01	Submission has been amended	No
2018-07-01	This submission is the final filing	No
2018-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-07-01	Plan is a collectively bargained plan	No
2018-07-01	Plan funding arrangement – Insurance	Yes
2018-07-01	Plan funding arrangement – Trust	Yes
2018-07-01	Plan benefit arrangement – Insurance	Yes
2018-07-01	Plan benefit arrangement - Trust	Yes
2017: INDEPENDENT OPTIONS, INC. PROFIT SHARING 401(K) PLAN 2017 form 5500 responses
2017-07-01	Type of plan entity	Single employer plan
2017-07-01	Submission has been amended	Yes
2017-07-01	This submission is the final filing	No
2017-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-07-01	Plan is a collectively bargained plan	No
2017-07-01	Plan funding arrangement – Insurance	Yes
2017-07-01	Plan funding arrangement – Trust	Yes
2017-07-01	Plan benefit arrangement – Insurance	Yes
2017-07-01	Plan benefit arrangement - Trust	Yes
2016: INDEPENDENT OPTIONS, INC. PROFIT SHARING 401(K) PLAN 2016 form 5500 responses
2016-07-01	Type of plan entity	Single employer plan
2016-07-01	Submission has been amended	No
2016-07-01	This submission is the final filing	No
2016-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-07-01	Plan is a collectively bargained plan	No
2016-07-01	Plan funding arrangement – Insurance	Yes
2016-07-01	Plan funding arrangement – Trust	Yes
2016-07-01	Plan benefit arrangement – Insurance	Yes
2016-07-01	Plan benefit arrangement - Trust	Yes
2015: INDEPENDENT OPTIONS, INC. PROFIT SHARING 401(K) PLAN 2015 form 5500 responses
2015-07-01	Type of plan entity	Single employer plan
2015-07-01	Submission has been amended	No
2015-07-01	This submission is the final filing	No
2015-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-07-01	Plan is a collectively bargained plan	No
2015-07-01	Plan funding arrangement – Insurance	Yes
2015-07-01	Plan funding arrangement – Trust	Yes
2015-07-01	Plan benefit arrangement – Insurance	Yes
2015-07-01	Plan benefit arrangement - Trust	Yes
2014: INDEPENDENT OPTIONS, INC. PROFIT SHARING 401(K) PLAN 2014 form 5500 responses
2014-07-01	Type of plan entity	Single employer plan
2014-07-01	Submission has been amended	No
2014-07-01	This submission is the final filing	No
2014-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-07-01	Plan is a collectively bargained plan	No
2014-07-01	Plan funding arrangement – Insurance	Yes
2014-07-01	Plan funding arrangement – Trust	Yes
2014-07-01	Plan benefit arrangement – Insurance	Yes
2014-07-01	Plan benefit arrangement - Trust	Yes
2013: INDEPENDENT OPTIONS, INC. PROFIT SHARING 401(K) PLAN 2013 form 5500 responses
2013-07-01	Type of plan entity	Single employer plan
2013-07-01	Submission has been amended	No
2013-07-01	This submission is the final filing	No
2013-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-07-01	Plan is a collectively bargained plan	No
2013-07-01	Plan funding arrangement – Insurance	Yes
2013-07-01	Plan funding arrangement – Trust	Yes
2013-07-01	Plan benefit arrangement – Insurance	Yes
2013-07-01	Plan benefit arrangement - Trust	Yes
2012: INDEPENDENT OPTIONS, INC. PROFIT SHARING 401(K) PLAN 2012 form 5500 responses
2012-07-01	Type of plan entity	Single employer plan
2012-07-01	Submission has been amended	No
2012-07-01	This submission is the final filing	No
2012-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-07-01	Plan is a collectively bargained plan	No
2012-07-01	Plan funding arrangement – Insurance	Yes
2012-07-01	Plan funding arrangement – Trust	Yes
2012-07-01	Plan benefit arrangement – Insurance	Yes
2012-07-01	Plan benefit arrangement - Trust	Yes
2011: INDEPENDENT OPTIONS, INC. PROFIT SHARING 401(K) PLAN 2011 form 5500 responses
2011-07-01	Type of plan entity	Single employer plan
2011-07-01	Submission has been amended	No
2011-07-01	This submission is the final filing	No
2011-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-07-01	Plan is a collectively bargained plan	No
2011-07-01	Plan funding arrangement – Insurance	Yes
2011-07-01	Plan funding arrangement – Trust	Yes
2011-07-01	Plan benefit arrangement – Insurance	Yes
2011-07-01	Plan benefit arrangement - Trust	Yes
2010: INDEPENDENT OPTIONS, INC. PROFIT SHARING 401(K) PLAN 2010 form 5500 responses
2010-07-01	Type of plan entity	Single employer plan
2010-07-01	Submission has been amended	No
2010-07-01	This submission is the final filing	No
2010-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-07-01	Plan is a collectively bargained plan	No
2010-07-01	Plan funding arrangement – Insurance	Yes
2010-07-01	Plan funding arrangement – Trust	Yes
2010-07-01	Plan benefit arrangement – Insurance	Yes
2010-07-01	Plan benefit arrangement - Trust	Yes
2009: INDEPENDENT OPTIONS, INC. PROFIT SHARING 401(K) PLAN 2009 form 5500 responses
2009-07-01	Type of plan entity	Single employer plan
2009-07-01	Submission has been amended	No
2009-07-01	This submission is the final filing	No
2009-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-07-01	Plan is a collectively bargained plan	No
2009-07-01	Plan funding arrangement – Insurance	Yes
2009-07-01	Plan funding arrangement – Trust	Yes
2009-07-01	Plan benefit arrangement – Insurance	Yes
2009-07-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

64361

Policy instance

Insurance contract or identification number	64361
Number of Individuals Covered	217
Insurance policy start date	2021-07-01
Insurance policy end date	2022-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

64361

Policy instance

Insurance contract or identification number	64361
Number of Individuals Covered	219
Insurance policy start date	2020-07-01
Insurance policy end date	2021-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

64361

Policy instance

Insurance contract or identification number	64361
Number of Individuals Covered	213
Insurance policy start date	2019-07-01
Insurance policy end date	2020-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

64361

Policy instance

Insurance contract or identification number	64361
Number of Individuals Covered	201
Insurance policy start date	2018-07-01
Insurance policy end date	2019-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

64361

Policy instance

Insurance contract or identification number	64361
Number of Individuals Covered	190
Insurance policy start date	2017-07-01
Insurance policy end date	2018-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

64361

Policy instance

Insurance contract or identification number	64361
Number of Individuals Covered	160
Insurance policy start date	2015-07-01
Insurance policy end date	2016-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

64361

Policy instance

Insurance contract or identification number	64361
Number of Individuals Covered	176
Insurance policy start date	2014-07-01
Insurance policy end date	2015-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

64361

Policy instance

Insurance contract or identification number	64361
Number of Individuals Covered	163
Insurance policy start date	2013-07-01
Insurance policy end date	2014-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

64361

Policy instance

Insurance contract or identification number	64361
Number of Individuals Covered	163
Insurance policy start date	2012-07-01
Insurance policy end date	2013-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

64361

Policy instance

Insurance contract or identification number	64361
Number of Individuals Covered	167
Insurance policy start date	2011-07-01
Insurance policy end date	2012-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

64361

Policy instance

Insurance contract or identification number	64361
Number of Individuals Covered	179
Insurance policy start date	2010-07-01
Insurance policy end date	2011-06-30
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $25
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

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Company Name:	INDEPENDENT OPTIONS, INC.
Employer identification number (EIN):	330048519
NAIC Classification:	621399
NAIC Description:	Offices of All Other Miscellaneous Health Practitioners