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Plan Name | SM&A 401(K) PLAN |
Plan identification number | 001 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
|
Company Name: | SMA, INC. |
Employer identification number (EIN): | 330080929 |
NAIC Classification: | 541600 |
Additional information about SMA, INC.
Jurisdiction of Incorporation: | State of Delaware Division of Corporations |
Incorporation Date: | 2006-11-29 |
Company Identification Number: | 4258901 |
Legal Registered Office Address: |
160 Greentree Dr Ste 101 Dover United States of America (USA) 19904 |
More information about SMA, INC.
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
001 | 2022-01-01 | ||||
001 | 2021-01-01 | ||||
001 | 2020-01-01 | ||||
001 | 2019-01-01 | ||||
001 | 2018-01-01 | ||||
001 | 2017-01-01 | AJAY PATEL | |||
001 | 2016-01-01 | AJAY PATEL | |||
001 | 2015-01-01 | AJAY PATEL | |||
001 | 2014-01-01 | THOMAS ALLAN MAGUIRE | |||
001 | 2013-01-01 | THOMAS ALLAN MAGUIRE | |||
001 | 2012-01-01 | THOMAS A. MAGUIRE | THOMAS A. MAGUIRE | 2013-10-04 | |
001 | 2011-01-01 | JANA KIENA | |||
001 | 2010-01-01 | CRAIG CHRISTENSEN | |||
001 | 2009-01-01 | CRAIG CHRISTENSEN | CRAIG CHRISTENSEN | 2010-10-13 |
Measure | Date | Value |
---|---|---|
2022: SM&A 401(K) PLAN 2022 401k membership | ||
Total participants, beginning-of-year | 2022-01-01 | 285 |
Total number of active participants reported on line 7a of the Form 5500 | 2022-01-01 | 158 |
Number of retired or separated participants receiving benefits | 2022-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2022-01-01 | 112 |
Total of all active and inactive participants | 2022-01-01 | 270 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2022-01-01 | 7 |
Total participants | 2022-01-01 | 277 |
Number of participants with account balances | 2022-01-01 | 234 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2022-01-01 | 6 |
2021: SM&A 401(K) PLAN 2021 401k membership | ||
Total participants, beginning-of-year | 2021-01-01 | 293 |
Total number of active participants reported on line 7a of the Form 5500 | 2021-01-01 | 162 |
Number of retired or separated participants receiving benefits | 2021-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2021-01-01 | 115 |
Total of all active and inactive participants | 2021-01-01 | 277 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2021-01-01 | 8 |
Total participants | 2021-01-01 | 285 |
Number of participants with account balances | 2021-01-01 | 240 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2021-01-01 | 4 |
2020: SM&A 401(K) PLAN 2020 401k membership | ||
Total participants, beginning-of-year | 2020-01-01 | 315 |
Total number of active participants reported on line 7a of the Form 5500 | 2020-01-01 | 168 |
Number of retired or separated participants receiving benefits | 2020-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2020-01-01 | 118 |
Total of all active and inactive participants | 2020-01-01 | 286 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-01-01 | 7 |
Total participants | 2020-01-01 | 293 |
Number of participants with account balances | 2020-01-01 | 256 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-01-01 | 4 |
2019: SM&A 401(K) PLAN 2019 401k membership | ||
Total participants, beginning-of-year | 2019-01-01 | 352 |
Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 171 |
Number of retired or separated participants receiving benefits | 2019-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 137 |
Total of all active and inactive participants | 2019-01-01 | 308 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 7 |
Total participants | 2019-01-01 | 315 |
Number of participants with account balances | 2019-01-01 | 287 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 15 |
2018: SM&A 401(K) PLAN 2018 401k membership | ||
Total participants, beginning-of-year | 2018-01-01 | 346 |
Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 175 |
Number of retired or separated participants receiving benefits | 2018-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 170 |
Total of all active and inactive participants | 2018-01-01 | 345 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 7 |
Total participants | 2018-01-01 | 352 |
Number of participants with account balances | 2018-01-01 | 324 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 7 |
2017: SM&A 401(K) PLAN 2017 401k membership | ||
Total participants, beginning-of-year | 2017-01-01 | 472 |
Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 141 |
Number of retired or separated participants receiving benefits | 2017-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 197 |
Total of all active and inactive participants | 2017-01-01 | 338 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 8 |
Total participants | 2017-01-01 | 346 |
Number of participants with account balances | 2017-01-01 | 336 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 11 |
2016: SM&A 401(K) PLAN 2016 401k membership | ||
Total participants, beginning-of-year | 2016-01-01 | 394 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 158 |
Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 305 |
Total of all active and inactive participants | 2016-01-01 | 463 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 9 |
Total participants | 2016-01-01 | 472 |
Number of participants with account balances | 2016-01-01 | 423 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 2 |
2015: SM&A 401(K) PLAN 2015 401k membership | ||
Total participants, beginning-of-year | 2015-01-01 | 436 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 186 |
Number of retired or separated participants receiving benefits | 2015-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 203 |
Total of all active and inactive participants | 2015-01-01 | 389 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 5 |
Total participants | 2015-01-01 | 394 |
Number of participants with account balances | 2015-01-01 | 325 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 6 |
2014: SM&A 401(K) PLAN 2014 401k membership | ||
Total participants, beginning-of-year | 2014-01-01 | 521 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 223 |
Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 206 |
Total of all active and inactive participants | 2014-01-01 | 429 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 7 |
Total participants | 2014-01-01 | 436 |
Number of participants with account balances | 2014-01-01 | 350 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 9 |
2013: SM&A 401(K) PLAN 2013 401k membership | ||
Total participants, beginning-of-year | 2013-01-01 | 591 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 295 |
Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 220 |
Total of all active and inactive participants | 2013-01-01 | 515 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 6 |
Total participants | 2013-01-01 | 521 |
Number of participants with account balances | 2013-01-01 | 393 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 6 |
2012: SM&A 401(K) PLAN 2012 401k membership | ||
Total participants, beginning-of-year | 2012-01-01 | 623 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 340 |
Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 248 |
Total of all active and inactive participants | 2012-01-01 | 588 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 3 |
Total participants | 2012-01-01 | 591 |
Number of participants with account balances | 2012-01-01 | 443 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 12 |
2011: SM&A 401(K) PLAN 2011 401k membership | ||
Total participants, beginning-of-year | 2011-01-01 | 707 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 339 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 281 |
Total of all active and inactive participants | 2011-01-01 | 620 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 3 |
Total participants | 2011-01-01 | 623 |
Number of participants with account balances | 2011-01-01 | 487 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 27 |
2010: SM&A 401(K) PLAN 2010 401k membership | ||
Total participants, beginning-of-year | 2010-01-01 | 686 |
Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 422 |
Number of retired or separated participants receiving benefits | 2010-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 285 |
Total of all active and inactive participants | 2010-01-01 | 707 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-01-01 | 0 |
Total participants | 2010-01-01 | 707 |
Number of participants with account balances | 2010-01-01 | 513 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-01-01 | 0 |
2009: SM&A 401(K) PLAN 2009 401k membership | ||
Total participants, beginning-of-year | 2009-01-01 | 707 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 377 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 309 |
Total of all active and inactive participants | 2009-01-01 | 686 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
Total participants | 2009-01-01 | 686 |
Number of participants with account balances | 2009-01-01 | 550 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 19 |
Measure | Date | Value |
---|---|---|
2022 : SM&A 401(K) PLAN 2022 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-4,228,048 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $2,261,514 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $2,142,905 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $1,031,854 |
Value of total assets at end of year | 2022-12-31 | $25,244,299 |
Value of total assets at beginning of year | 2022-12-31 | $31,733,861 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $118,609 |
Total interest from all sources | 2022-12-31 | $11,311 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $756,835 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $756,835 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $913,468 |
Participant contributions at end of year | 2022-12-31 | $260,055 |
Participant contributions at beginning of year | 2022-12-31 | $237,028 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $51,412 |
Administrative expenses (other) incurred | 2022-12-31 | $49,171 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-6,489,562 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $25,244,299 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $31,733,861 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Investment advisory and management fees | 2022-12-31 | $69,438 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $21,033,101 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $21,641,161 |
Interest on participant loans | 2022-12-31 | $11,311 |
Value of interest in common/collective trusts at end of year | 2022-12-31 | $3,947,158 |
Value of interest in common/collective trusts at beginning of year | 2022-12-31 | $9,855,672 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-4,355,214 |
Net investment gain or loss from common/collective trusts | 2022-12-31 | $-1,672,834 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $66,974 |
Employer contributions (assets) at end of year | 2022-12-31 | $3,985 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $2,142,905 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | CLIFTON LARSON ALLEN LLP |
Accountancy firm EIN | 2022-12-31 | 410746749 |
2021 : SM&A 401(K) PLAN 2021 401k financial data | ||
Unrealized appreciation/depreciation of real estate assets | 2021-12-31 | $0 |
Unrealized appreciation/depreciation of other (non real estate) assets | 2021-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total transfer of assets to this plan | 2021-12-31 | $0 |
Total transfer of assets from this plan | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Expenses. Interest paid | 2021-12-31 | $0 |
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102 | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $5,900,077 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $2,822,054 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $2,692,934 |
Expenses. Certain deemed distributions of participant loans | 2021-12-31 | $0 |
Value of total corrective distributions | 2021-12-31 | $4,460 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $1,054,319 |
Value of total assets at end of year | 2021-12-31 | $31,733,861 |
Value of total assets at beginning of year | 2021-12-31 | $28,655,838 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $124,660 |
Total income from rents | 2021-12-31 | $0 |
Total interest from all sources | 2021-12-31 | $11,153 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $1,348,183 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $1,348,183 |
Assets. Real estate other than employer real property at end of year | 2021-12-31 | $0 |
Assets. Real estate other than employer real property at beginning of year | 2021-12-31 | $0 |
Administrative expenses professional fees incurred | 2021-12-31 | $0 |
Assets. Corporate prefeered stocks other than exployer securities at end of year | 2021-12-31 | $0 |
Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2021-12-31 | $0 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $985,089 |
Participant contributions at end of year | 2021-12-31 | $237,028 |
Participant contributions at beginning of year | 2021-12-31 | $256,203 |
Participant contributions at end of year | 2021-12-31 | $0 |
Participant contributions at beginning of year | 2021-12-31 | $0 |
Assets. Other investments not covered elsewhere at end of year | 2021-12-31 | $0 |
Assets. Other investments not covered elsewhere at beginning of year | 2021-12-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $0 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2021-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-12-31 | $0 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2021-12-31 | $0 |
Assets. Loans (other than to participants) at end of year | 2021-12-31 | $0 |
Assets. Loans (other than to participants) at beginning of year | 2021-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2021-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2021-12-31 | $0 |
Other income not declared elsewhere | 2021-12-31 | $0 |
Administrative expenses (other) incurred | 2021-12-31 | $50,527 |
Liabilities. Value of operating payables at end of year | 2021-12-31 | $0 |
Liabilities. Value of operating payables at beginning of year | 2021-12-31 | $0 |
Total non interest bearing cash at end of year | 2021-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2021-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Income. Non cash contributions | 2021-12-31 | $0 |
Value of net income/loss | 2021-12-31 | $3,078,023 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $31,733,861 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $28,655,838 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2021-12-31 | $0 |
Assets. partnership/joint venture interests at beginning of year | 2021-12-31 | $0 |
Investment advisory and management fees | 2021-12-31 | $74,133 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $21,641,161 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $21,745,075 |
Value of interest in pooled separate accounts at end of year | 2021-12-31 | $0 |
Value of interest in pooled separate accounts at beginning of year | 2021-12-31 | $0 |
Interest on participant loans | 2021-12-31 | $11,153 |
Income. Interest from loans (other than to participants) | 2021-12-31 | $0 |
Interest earned on other investments | 2021-12-31 | $0 |
Income. Interest from US Government securities | 2021-12-31 | $0 |
Income. Interest from corporate debt instruments | 2021-12-31 | $0 |
Value of interest in master investment trust accounts at end of year | 2021-12-31 | $0 |
Value of interest in master investment trust accounts at beginning of year | 2021-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2021-12-31 | $9,855,672 |
Value of interest in common/collective trusts at beginning of year | 2021-12-31 | $6,654,560 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-12-31 | $0 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2021-12-31 | $0 |
Assets. Value of investments in 103.12 investment entities at end of year | 2021-12-31 | $0 |
Assets. Value of investments in 103.12 investment entities at beginning of year | 2021-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $0 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $0 |
Expenses. Payments to insurance carriers foe the provision of benefits | 2021-12-31 | $0 |
Asset value of US Government securities at end of year | 2021-12-31 | $0 |
Asset value of US Government securities at beginning of year | 2021-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $2,697,397 |
Net investment gain/loss from pooled separate accounts | 2021-12-31 | $0 |
Net investment gain or loss from common/collective trusts | 2021-12-31 | $789,025 |
Net gain/loss from 103.12 investment entities | 2021-12-31 | $0 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Assets. Invements in employer securities at end of year | 2021-12-31 | $0 |
Assets. Invements in employer securities at beginning of year | 2021-12-31 | $0 |
Assets. Value of employer real property at end of year | 2021-12-31 | $0 |
Assets. Value of employer real property at beginning of year | 2021-12-31 | $0 |
Contributions received in cash from employer | 2021-12-31 | $69,230 |
Employer contributions (assets) at end of year | 2021-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $0 |
Income. Dividends from preferred stock | 2021-12-31 | $0 |
Income. Dividends from common stock | 2021-12-31 | $0 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $2,692,934 |
Asset. Corporate debt instrument preferred debt at end of year | 2021-12-31 | $0 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2021-12-31 | $0 |
Asset. Corporate debt instrument debt (other) at end of year | 2021-12-31 | $0 |
Asset. Corporate debt instrument debt (other) at beginning of year | 2021-12-31 | $0 |
Contract administrator fees | 2021-12-31 | $0 |
Assets. Corporate common stocks other than exployer securities at end of year | 2021-12-31 | $0 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2021-12-31 | $0 |
Liabilities. Value of benefit claims payable at end of year | 2021-12-31 | $0 |
Liabilities. Value of benefit claims payable at beginning of year | 2021-12-31 | $0 |
Assets. Value of buildings and other operty used in plan operation at end of year | 2021-12-31 | $0 |
Assets. Value of buildings and other operty used in plan operation at beginning of year | 2021-12-31 | $0 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Aggregate proceeds on sale of assets | 2021-12-31 | $0 |
Aggregate carrying amount (costs) on sale of assets | 2021-12-31 | $0 |
Liabilities. Value of acquisition indebtedness at end of year | 2021-12-31 | $0 |
Liabilities. Value of acquisition indebtedness at beginning of year | 2021-12-31 | $0 |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | CLIFTON LARSON ALLEN LLP |
Accountancy firm EIN | 2021-12-31 | 410746749 |
2020 : SM&A 401(K) PLAN 2020 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $5,286,932 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $2,766,018 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $2,655,122 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $1,137,526 |
Value of total assets at end of year | 2020-12-31 | $28,655,838 |
Value of total assets at beginning of year | 2020-12-31 | $26,134,924 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $110,896 |
Total interest from all sources | 2020-12-31 | $14,422 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $800,311 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $800,311 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $1,040,927 |
Participant contributions at end of year | 2020-12-31 | $256,203 |
Participant contributions at beginning of year | 2020-12-31 | $264,074 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $20,305 |
Administrative expenses (other) incurred | 2020-12-31 | $49,698 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $2,520,914 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $28,655,838 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $26,134,924 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Investment advisory and management fees | 2020-12-31 | $61,198 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $21,745,075 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $23,326,258 |
Interest on participant loans | 2020-12-31 | $14,422 |
Value of interest in common/collective trusts at end of year | 2020-12-31 | $6,654,560 |
Value of interest in common/collective trusts at beginning of year | 2020-12-31 | $2,544,592 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $1,800,570 |
Net investment gain or loss from common/collective trusts | 2020-12-31 | $1,534,103 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $76,294 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $2,655,122 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
Accountancy firm name | 2020-12-31 | WHITE NELSON DIEHL EVANS LLP |
Accountancy firm EIN | 2020-12-31 | 330686301 |
2019 : SM&A 401(K) PLAN 2019 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $6,647,754 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $3,160,397 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $3,044,150 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $1,264,061 |
Value of total assets at end of year | 2019-12-31 | $26,134,924 |
Value of total assets at beginning of year | 2019-12-31 | $22,647,567 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $116,247 |
Total interest from all sources | 2019-12-31 | $14,000 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $820,974 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $820,974 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $1,131,808 |
Participant contributions at end of year | 2019-12-31 | $264,074 |
Participant contributions at beginning of year | 2019-12-31 | $276,887 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $32,123 |
Administrative expenses (other) incurred | 2019-12-31 | $55,466 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $3,487,357 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $26,134,924 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $22,647,567 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Investment advisory and management fees | 2019-12-31 | $60,781 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $23,326,258 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $20,905,591 |
Interest on participant loans | 2019-12-31 | $14,000 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $2,544,592 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $1,465,089 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $4,427,321 |
Net investment gain or loss from common/collective trusts | 2019-12-31 | $121,398 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $100,130 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $3,044,150 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | WHITE NELSON DIEHL EVANS LLP |
Accountancy firm EIN | 2019-12-31 | 330686301 |
2018 : SM&A 401(K) PLAN 2018 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $244,105 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $3,585,845 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $3,463,606 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $1,336,559 |
Value of total assets at end of year | 2018-12-31 | $22,647,567 |
Value of total assets at beginning of year | 2018-12-31 | $25,989,307 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $122,239 |
Total interest from all sources | 2018-12-31 | $14,118 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $979,957 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $979,957 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $1,241,893 |
Participant contributions at end of year | 2018-12-31 | $276,887 |
Participant contributions at beginning of year | 2018-12-31 | $284,960 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $23,425 |
Other income not declared elsewhere | 2018-12-31 | $456 |
Administrative expenses (other) incurred | 2018-12-31 | $58,457 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-3,341,740 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $22,647,567 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $25,989,307 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Investment advisory and management fees | 2018-12-31 | $63,782 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $20,905,591 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $24,381,609 |
Interest on participant loans | 2018-12-31 | $14,118 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $1,465,089 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $1,322,738 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-2,115,966 |
Net investment gain or loss from common/collective trusts | 2018-12-31 | $28,981 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $71,241 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $3,463,606 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | WHITE NELSON DIEHL EVANS LLP |
Accountancy firm EIN | 2018-12-31 | 330686301 |
2017 : SM&A 401(K) PLAN 2017 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $5,836,604 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $9,448,885 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $9,363,670 |
Value of total corrective distributions | 2017-12-31 | $7,823 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $1,315,866 |
Value of total assets at end of year | 2017-12-31 | $25,989,307 |
Value of total assets at beginning of year | 2017-12-31 | $29,601,588 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $77,392 |
Total interest from all sources | 2017-12-31 | $15,653 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $730,286 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $730,286 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $1,192,498 |
Participant contributions at end of year | 2017-12-31 | $284,960 |
Participant contributions at beginning of year | 2017-12-31 | $378,635 |
Assets. Other investments not covered elsewhere at end of year | 2017-12-31 | $0 |
Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $3,679,806 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $52,627 |
Other income not declared elsewhere | 2017-12-31 | $296,371 |
Administrative expenses (other) incurred | 2017-12-31 | $30,000 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $-3,612,281 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $25,989,307 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $29,601,588 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2017-12-31 | $0 |
Assets. partnership/joint venture interests at beginning of year | 2017-12-31 | $2,670 |
Investment advisory and management fees | 2017-12-31 | $47,392 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $24,381,609 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $19,465,183 |
Interest on participant loans | 2017-12-31 | $13,126 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $1,322,738 |
Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $3,924,313 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $2,141,685 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $2,141,685 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-12-31 | $2,527 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $3,305,025 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $173,403 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $70,741 |
Employer contributions (assets) at end of year | 2017-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $9,296 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $9,363,670 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | WHITE NELSON DIEHL EVANS LLP |
Accountancy firm EIN | 2017-12-31 | 330686301 |
2016 : SM&A 401(K) PLAN 2016 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $3,222,509 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $6,400,422 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $6,398,157 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $1,431,065 |
Value of total assets at end of year | 2016-12-31 | $29,601,588 |
Value of total assets at beginning of year | 2016-12-31 | $32,779,501 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $2,265 |
Total interest from all sources | 2016-12-31 | $14,993 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $1,508,195 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $1,508,195 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $1,151,308 |
Participant contributions at end of year | 2016-12-31 | $378,635 |
Participant contributions at beginning of year | 2016-12-31 | $238,246 |
Assets. Other investments not covered elsewhere at end of year | 2016-12-31 | $3,679,806 |
Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $3,744,019 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $209,998 |
Other income not declared elsewhere | 2016-12-31 | $288,527 |
Administrative expenses (other) incurred | 2016-12-31 | $750 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $-3,177,913 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $29,601,588 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $32,779,501 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2016-12-31 | $2,670 |
Assets. partnership/joint venture interests at beginning of year | 2016-12-31 | $9,450 |
Investment advisory and management fees | 2016-12-31 | $1,515 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $19,465,183 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $21,674,840 |
Interest on participant loans | 2016-12-31 | $12,383 |
Value of interest in common/collective trusts at end of year | 2016-12-31 | $3,924,313 |
Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $4,522,512 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $2,141,685 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-12-31 | $2,065,934 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-12-31 | $2,065,934 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-12-31 | $2,610 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $-260,199 |
Net investment gain or loss from common/collective trusts | 2016-12-31 | $239,928 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $69,759 |
Employer contributions (assets) at end of year | 2016-12-31 | $9,296 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $524,500 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $6,398,157 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | WHITE NELSON DIEHL EVANS LLP |
Accountancy firm EIN | 2016-12-31 | 330686301 |
2015 : SM&A 401(K) PLAN 2015 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $2,236,807 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $3,623,356 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $3,621,293 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $1,769,145 |
Value of total assets at end of year | 2015-12-31 | $32,779,501 |
Value of total assets at beginning of year | 2015-12-31 | $34,166,050 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $2,063 |
Total interest from all sources | 2015-12-31 | $9,492 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $3,257,401 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $3,257,401 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $1,393,520 |
Participant contributions at end of year | 2015-12-31 | $238,246 |
Participant contributions at beginning of year | 2015-12-31 | $217,546 |
Participant contributions at end of year | 2015-12-31 | $0 |
Participant contributions at beginning of year | 2015-12-31 | $448 |
Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $3,744,019 |
Assets. Other investments not covered elsewhere at beginning of year | 2015-12-31 | $3,903,949 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $375,625 |
Other income not declared elsewhere | 2015-12-31 | $-58,986 |
Administrative expenses (other) incurred | 2015-12-31 | $675 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $-1,386,549 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $32,779,501 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $34,166,050 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2015-12-31 | $9,450 |
Assets. partnership/joint venture interests at beginning of year | 2015-12-31 | $0 |
Investment advisory and management fees | 2015-12-31 | $1,388 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $21,674,840 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $22,565,798 |
Interest on participant loans | 2015-12-31 | $9,277 |
Value of interest in common/collective trusts at end of year | 2015-12-31 | $4,522,512 |
Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $4,670,358 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $2,065,934 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $2,013,451 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $2,013,451 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $215 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-2,714,325 |
Net investment gain or loss from common/collective trusts | 2015-12-31 | $-25,920 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Employer contributions (assets) at end of year | 2015-12-31 | $524,500 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $794,500 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $3,621,293 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | TALLEY & COMPANY |
Accountancy firm EIN | 2015-12-31 | 330689542 |
2014 : SM&A 401(K) PLAN 2014 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $4,261,011 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $5,299,376 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $5,247,012 |
Expenses. Certain deemed distributions of participant loans | 2014-12-31 | $50,070 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $2,492,502 |
Value of total assets at end of year | 2014-12-31 | $34,166,050 |
Value of total assets at beginning of year | 2014-12-31 | $35,204,415 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $2,294 |
Total interest from all sources | 2014-12-31 | $9,554 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $3,319,967 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $3,319,967 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $1,633,420 |
Participant contributions at end of year | 2014-12-31 | $217,546 |
Participant contributions at beginning of year | 2014-12-31 | $294,125 |
Participant contributions at end of year | 2014-12-31 | $448 |
Participant contributions at beginning of year | 2014-12-31 | $0 |
Assets. Other investments not covered elsewhere at end of year | 2014-12-31 | $3,903,949 |
Assets. Other investments not covered elsewhere at beginning of year | 2014-12-31 | $3,823,416 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $64,588 |
Other income not declared elsewhere | 2014-12-31 | $56,195 |
Administrative expenses (other) incurred | 2014-12-31 | $975 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $-1,038,365 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $34,166,050 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $35,204,415 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Investment advisory and management fees | 2014-12-31 | $1,319 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $22,565,798 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $23,563,636 |
Interest on participant loans | 2014-12-31 | $9,314 |
Value of interest in common/collective trusts at end of year | 2014-12-31 | $4,670,358 |
Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $4,710,371 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $2,013,451 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $2,561,760 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $2,561,760 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $240 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $-1,869,189 |
Net investment gain or loss from common/collective trusts | 2014-12-31 | $251,982 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $794,494 |
Employer contributions (assets) at end of year | 2014-12-31 | $794,500 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $251,107 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $5,247,012 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | TALLEY & COMPANY |
Accountancy firm EIN | 2014-12-31 | 330689542 |
2013 : SM&A 401(K) PLAN 2013 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $8,882,350 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $7,567,045 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $7,521,168 |
Expenses. Certain deemed distributions of participant loans | 2013-12-31 | $40,391 |
Value of total corrective distributions | 2013-12-31 | $694 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $2,476,878 |
Value of total assets at end of year | 2013-12-31 | $35,204,415 |
Value of total assets at beginning of year | 2013-12-31 | $33,889,110 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $4,792 |
Total interest from all sources | 2013-12-31 | $13,150 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $2,262,984 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $2,262,984 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $2,148,404 |
Participant contributions at end of year | 2013-12-31 | $294,125 |
Participant contributions at beginning of year | 2013-12-31 | $379,635 |
Assets. Other investments not covered elsewhere at end of year | 2013-12-31 | $3,823,416 |
Assets. Other investments not covered elsewhere at beginning of year | 2013-12-31 | $3,399,154 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $77,367 |
Other income not declared elsewhere | 2013-12-31 | $369,926 |
Administrative expenses (other) incurred | 2013-12-31 | $900 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $1,315,305 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $35,204,415 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $33,889,110 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Assets. partnership/joint venture interests at beginning of year | 2013-12-31 | $22,869 |
Investment advisory and management fees | 2013-12-31 | $3,892 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $23,563,636 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $22,990,380 |
Interest on participant loans | 2013-12-31 | $12,538 |
Value of interest in common/collective trusts at end of year | 2013-12-31 | $4,710,371 |
Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $4,101,973 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $2,561,760 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $2,745,099 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $2,745,099 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $612 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $3,070,505 |
Net investment gain or loss from common/collective trusts | 2013-12-31 | $688,907 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $251,107 |
Employer contributions (assets) at end of year | 2013-12-31 | $251,107 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $250,000 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $7,521,168 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | TALLEY & COMPANY |
Accountancy firm EIN | 2013-12-31 | 330689542 |
2012 : SM&A 401(K) PLAN 2012 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $6,403,823 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $5,190,441 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $5,188,941 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $2,783,317 |
Value of total assets at end of year | 2012-12-31 | $33,889,110 |
Value of total assets at beginning of year | 2012-12-31 | $32,675,728 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $1,500 |
Total interest from all sources | 2012-12-31 | $15,026 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $1,018,891 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $1,018,891 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $2,378,800 |
Participant contributions at end of year | 2012-12-31 | $379,635 |
Participant contributions at beginning of year | 2012-12-31 | $397,778 |
Assets. Other investments not covered elsewhere at end of year | 2012-12-31 | $3,399,154 |
Assets. Other investments not covered elsewhere at beginning of year | 2012-12-31 | $3,647,699 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $154,517 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $6,988 |
Other income not declared elsewhere | 2012-12-31 | $219,221 |
Administrative expenses (other) incurred | 2012-12-31 | $1,500 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $1,213,382 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $33,889,110 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $32,675,728 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2012-12-31 | $22,869 |
Assets. partnership/joint venture interests at beginning of year | 2012-12-31 | $31,927 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $22,990,380 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $21,839,030 |
Interest on participant loans | 2012-12-31 | $14,745 |
Value of interest in common/collective trusts at end of year | 2012-12-31 | $4,101,973 |
Value of interest in common/collective trusts at beginning of year | 2012-12-31 | $3,270,269 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $2,745,099 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $3,324,767 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $3,324,767 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $281 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $1,897,828 |
Net investment gain or loss from common/collective trusts | 2012-12-31 | $469,540 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $250,000 |
Employer contributions (assets) at end of year | 2012-12-31 | $250,000 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $157,270 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $5,188,941 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | TALLEY & COMPANY |
Accountancy firm EIN | 2012-12-31 | 330689542 |
2011 : SM&A 401(K) PLAN 2011 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $2,452,178 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $6,811,600 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $6,810,025 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $3,812,328 |
Value of total assets at end of year | 2011-12-31 | $32,675,728 |
Value of total assets at beginning of year | 2011-12-31 | $37,035,150 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $1,575 |
Total interest from all sources | 2011-12-31 | $19,687 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $701,388 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $701,388 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $2,563,215 |
Participant contributions at end of year | 2011-12-31 | $397,778 |
Participant contributions at beginning of year | 2011-12-31 | $494,444 |
Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $3,647,699 |
Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $3,492,738 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $944,439 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $6,988 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $11,840 |
Other income not declared elsewhere | 2011-12-31 | $-3,275 |
Administrative expenses (other) incurred | 2011-12-31 | $1,575 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $-4,359,422 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $32,675,728 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $37,035,150 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2011-12-31 | $31,927 |
Assets. partnership/joint venture interests at beginning of year | 2011-12-31 | $125,048 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $21,839,030 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $25,990,593 |
Interest on participant loans | 2011-12-31 | $19,345 |
Value of interest in common/collective trusts at end of year | 2011-12-31 | $3,270,269 |
Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $3,399,377 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $3,324,767 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $3,521,110 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $3,521,110 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $342 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-1,946,071 |
Net investment gain or loss from common/collective trusts | 2011-12-31 | $-131,879 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $304,674 |
Employer contributions (assets) at end of year | 2011-12-31 | $157,270 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $6,810,025 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | KMJ CORBIN & COMPANY |
Accountancy firm EIN | 2011-12-31 | 810569753 |
2010 : SM&A 401(K) PLAN 2010 401k financial data | ||
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $8,287,447 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $6,190,370 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $6,187,570 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $4,194,431 |
Value of total assets at end of year | 2010-12-31 | $37,035,150 |
Value of total assets at beginning of year | 2010-12-31 | $34,938,073 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $2,800 |
Total interest from all sources | 2010-12-31 | $25,057 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $249,576 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $249,576 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $10,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $2,711,694 |
Participant contributions at end of year | 2010-12-31 | $494,444 |
Participant contributions at beginning of year | 2010-12-31 | $484,903 |
Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $3,492,738 |
Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $3,150,889 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $939,725 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $11,840 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $11,356 |
Other income not declared elsewhere | 2010-12-31 | $490,265 |
Administrative expenses (other) incurred | 2010-12-31 | $2,800 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $2,097,077 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $37,035,150 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $34,938,073 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Assets. partnership/joint venture interests at end of year | 2010-12-31 | $125,048 |
Assets. partnership/joint venture interests at beginning of year | 2010-12-31 | $12,092 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $25,990,593 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $25,345,978 |
Interest on participant loans | 2010-12-31 | $24,066 |
Value of interest in common/collective trusts at end of year | 2010-12-31 | $3,399,377 |
Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $2,198,881 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $3,521,110 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $3,733,974 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $3,733,974 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $991 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $2,963,981 |
Net investment gain or loss from common/collective trusts | 2010-12-31 | $364,137 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $543,012 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $6,187,570 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | KMJ CORBIN AND COMPANY LLP |
Accountancy firm EIN | 2010-12-31 | 810569753 |
2009 : SM&A 401(K) PLAN 2009 401k financial data | ||
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
2022: SM&A 401(K) PLAN 2022 form 5500 responses | ||
---|---|---|
2022-01-01 | Type of plan entity | Single employer plan |
2022-01-01 | Submission has been amended | No |
2022-01-01 | This submission is the final filing | No |
2022-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2022-01-01 | Plan is a collectively bargained plan | No |
2022-01-01 | Plan funding arrangement – Trust | Yes |
2022-01-01 | Plan benefit arrangement - Trust | Yes |
2021: SM&A 401(K) PLAN 2021 form 5500 responses | ||
2021-01-01 | Type of plan entity | Single employer plan |
2021-01-01 | Submission has been amended | No |
2021-01-01 | This submission is the final filing | No |
2021-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2021-01-01 | Plan is a collectively bargained plan | No |
2021-01-01 | Plan funding arrangement – Trust | Yes |
2021-01-01 | Plan benefit arrangement - Trust | Yes |
2020: SM&A 401(K) PLAN 2020 form 5500 responses | ||
2020-01-01 | Type of plan entity | Single employer plan |
2020-01-01 | Submission has been amended | No |
2020-01-01 | This submission is the final filing | No |
2020-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2020-01-01 | Plan is a collectively bargained plan | No |
2020-01-01 | Plan funding arrangement – Trust | Yes |
2020-01-01 | Plan benefit arrangement - Trust | Yes |
2019: SM&A 401(K) PLAN 2019 form 5500 responses | ||
2019-01-01 | Type of plan entity | Single employer plan |
2019-01-01 | Submission has been amended | No |
2019-01-01 | This submission is the final filing | No |
2019-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2019-01-01 | Plan is a collectively bargained plan | No |
2019-01-01 | Plan funding arrangement – Trust | Yes |
2019-01-01 | Plan benefit arrangement - Trust | Yes |
2018: SM&A 401(K) PLAN 2018 form 5500 responses | ||
2018-01-01 | Type of plan entity | Single employer plan |
2018-01-01 | Submission has been amended | No |
2018-01-01 | This submission is the final filing | No |
2018-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2018-01-01 | Plan is a collectively bargained plan | No |
2018-01-01 | Plan funding arrangement – Trust | Yes |
2018-01-01 | Plan benefit arrangement - Trust | Yes |
2017: SM&A 401(K) PLAN 2017 form 5500 responses | ||
2017-01-01 | Type of plan entity | Single employer plan |
2017-01-01 | Submission has been amended | No |
2017-01-01 | This submission is the final filing | No |
2017-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2017-01-01 | Plan is a collectively bargained plan | No |
2017-01-01 | Plan funding arrangement – Trust | Yes |
2017-01-01 | Plan benefit arrangement - Trust | Yes |
2016: SM&A 401(K) PLAN 2016 form 5500 responses | ||
2016-01-01 | Type of plan entity | Single employer plan |
2016-01-01 | Submission has been amended | No |
2016-01-01 | This submission is the final filing | No |
2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2016-01-01 | Plan is a collectively bargained plan | No |
2016-01-01 | Plan funding arrangement – Trust | Yes |
2016-01-01 | Plan benefit arrangement - Trust | Yes |
2015: SM&A 401(K) PLAN 2015 form 5500 responses | ||
2015-01-01 | Type of plan entity | Single employer plan |
2015-01-01 | Submission has been amended | No |
2015-01-01 | This submission is the final filing | No |
2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2015-01-01 | Plan is a collectively bargained plan | No |
2015-01-01 | Plan funding arrangement – Trust | Yes |
2015-01-01 | Plan benefit arrangement - Trust | Yes |
2014: SM&A 401(K) PLAN 2014 form 5500 responses | ||
2014-01-01 | Type of plan entity | Single employer plan |
2014-01-01 | Submission has been amended | No |
2014-01-01 | This submission is the final filing | No |
2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2014-01-01 | Plan is a collectively bargained plan | No |
2014-01-01 | Plan funding arrangement – Trust | Yes |
2014-01-01 | Plan benefit arrangement - Trust | Yes |
2013: SM&A 401(K) PLAN 2013 form 5500 responses | ||
2013-01-01 | Type of plan entity | Single employer plan |
2013-01-01 | Submission has been amended | No |
2013-01-01 | This submission is the final filing | No |
2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2013-01-01 | Plan is a collectively bargained plan | No |
2013-01-01 | Plan funding arrangement – Trust | Yes |
2013-01-01 | Plan benefit arrangement - Trust | Yes |
2012: SM&A 401(K) PLAN 2012 form 5500 responses | ||
2012-01-01 | Type of plan entity | Single employer plan |
2012-01-01 | Submission has been amended | No |
2012-01-01 | This submission is the final filing | No |
2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2012-01-01 | Plan is a collectively bargained plan | No |
2012-01-01 | Plan funding arrangement – Trust | Yes |
2012-01-01 | Plan benefit arrangement - Trust | Yes |
2011: SM&A 401(K) PLAN 2011 form 5500 responses | ||
2011-01-01 | Type of plan entity | Single employer plan |
2011-01-01 | Submission has been amended | No |
2011-01-01 | This submission is the final filing | No |
2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2011-01-01 | Plan is a collectively bargained plan | No |
2011-01-01 | Plan funding arrangement – Trust | Yes |
2011-01-01 | Plan benefit arrangement - Trust | Yes |
2010: SM&A 401(K) PLAN 2010 form 5500 responses | ||
2010-01-01 | Type of plan entity | Single employer plan |
2010-01-01 | Submission has been amended | No |
2010-01-01 | This submission is the final filing | No |
2010-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2010-01-01 | Plan is a collectively bargained plan | No |
2010-01-01 | Plan funding arrangement – Trust | Yes |
2010-01-01 | Plan benefit arrangement - Trust | Yes |
2009: SM&A 401(K) PLAN 2009 form 5500 responses | ||
2009-01-01 | Type of plan entity | Single employer plan |
2009-01-01 | Submission has been amended | No |
2009-01-01 | This submission is the final filing | No |
2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2009-01-01 | Plan is a collectively bargained plan | No |
2009-01-01 | Plan funding arrangement – Trust | Yes |
2009-01-01 | Plan benefit arrangement - Trust | Yes |