?>
Logo

SM&A 401(K) PLAN 401k Plan overview

Plan NameSM&A 401(K) PLAN
Plan identification number 001

SM&A 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SMA, INC. has sponsored the creation of one or more 401k plans.

Company Name:SMA, INC.
Employer identification number (EIN):330080929
NAIC Classification:541600

Additional information about SMA, INC.

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date: 2006-11-29
Company Identification Number: 4258901
Legal Registered Office Address: 160 Greentree Dr Ste 101

Dover
United States of America (USA)
19904

More information about SMA, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SM&A 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01AJAY PATEL
0012016-01-01AJAY PATEL
0012015-01-01AJAY PATEL
0012014-01-01THOMAS ALLAN MAGUIRE
0012013-01-01THOMAS ALLAN MAGUIRE
0012012-01-01THOMAS A. MAGUIRE THOMAS A. MAGUIRE2013-10-04
0012011-01-01JANA KIENA
0012010-01-01CRAIG CHRISTENSEN
0012009-01-01CRAIG CHRISTENSEN CRAIG CHRISTENSEN2010-10-13

Plan Statistics for SM&A 401(K) PLAN

401k plan membership statisitcs for SM&A 401(K) PLAN

Measure Date Value
2022: SM&A 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01285
Total number of active participants reported on line 7a of the Form 55002022-01-01158
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01112
Total of all active and inactive participants2022-01-01270
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-017
Total participants2022-01-01277
Number of participants with account balances2022-01-01234
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-016
2021: SM&A 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01293
Total number of active participants reported on line 7a of the Form 55002021-01-01162
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01115
Total of all active and inactive participants2021-01-01277
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-018
Total participants2021-01-01285
Number of participants with account balances2021-01-01240
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-014
2020: SM&A 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01315
Total number of active participants reported on line 7a of the Form 55002020-01-01168
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01118
Total of all active and inactive participants2020-01-01286
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-017
Total participants2020-01-01293
Number of participants with account balances2020-01-01256
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-014
2019: SM&A 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01352
Total number of active participants reported on line 7a of the Form 55002019-01-01171
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01137
Total of all active and inactive participants2019-01-01308
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-017
Total participants2019-01-01315
Number of participants with account balances2019-01-01287
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0115
2018: SM&A 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01346
Total number of active participants reported on line 7a of the Form 55002018-01-01175
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01170
Total of all active and inactive participants2018-01-01345
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-017
Total participants2018-01-01352
Number of participants with account balances2018-01-01324
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-017
2017: SM&A 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01472
Total number of active participants reported on line 7a of the Form 55002017-01-01141
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01197
Total of all active and inactive participants2017-01-01338
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-018
Total participants2017-01-01346
Number of participants with account balances2017-01-01336
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0111
2016: SM&A 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01394
Total number of active participants reported on line 7a of the Form 55002016-01-01158
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01305
Total of all active and inactive participants2016-01-01463
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-019
Total participants2016-01-01472
Number of participants with account balances2016-01-01423
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-012
2015: SM&A 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01436
Total number of active participants reported on line 7a of the Form 55002015-01-01186
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01203
Total of all active and inactive participants2015-01-01389
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-015
Total participants2015-01-01394
Number of participants with account balances2015-01-01325
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-016
2014: SM&A 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01521
Total number of active participants reported on line 7a of the Form 55002014-01-01223
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01206
Total of all active and inactive participants2014-01-01429
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-017
Total participants2014-01-01436
Number of participants with account balances2014-01-01350
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-019
2013: SM&A 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01591
Total number of active participants reported on line 7a of the Form 55002013-01-01295
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01220
Total of all active and inactive participants2013-01-01515
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-016
Total participants2013-01-01521
Number of participants with account balances2013-01-01393
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-016
2012: SM&A 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01623
Total number of active participants reported on line 7a of the Form 55002012-01-01340
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01248
Total of all active and inactive participants2012-01-01588
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-013
Total participants2012-01-01591
Number of participants with account balances2012-01-01443
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0112
2011: SM&A 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01707
Total number of active participants reported on line 7a of the Form 55002011-01-01339
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01281
Total of all active and inactive participants2011-01-01620
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-013
Total participants2011-01-01623
Number of participants with account balances2011-01-01487
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0127
2010: SM&A 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01686
Total number of active participants reported on line 7a of the Form 55002010-01-01422
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-01285
Total of all active and inactive participants2010-01-01707
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01707
Number of participants with account balances2010-01-01513
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: SM&A 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01707
Total number of active participants reported on line 7a of the Form 55002009-01-01377
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01309
Total of all active and inactive participants2009-01-01686
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01686
Number of participants with account balances2009-01-01550
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0119

Financial Data on SM&A 401(K) PLAN

Measure Date Value
2022 : SM&A 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-4,228,048
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$2,261,514
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$2,142,905
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,031,854
Value of total assets at end of year2022-12-31$25,244,299
Value of total assets at beginning of year2022-12-31$31,733,861
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$118,609
Total interest from all sources2022-12-31$11,311
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$756,835
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$756,835
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$913,468
Participant contributions at end of year2022-12-31$260,055
Participant contributions at beginning of year2022-12-31$237,028
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$51,412
Administrative expenses (other) incurred2022-12-31$49,171
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-6,489,562
Value of net assets at end of year (total assets less liabilities)2022-12-31$25,244,299
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$31,733,861
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$69,438
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$21,033,101
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$21,641,161
Interest on participant loans2022-12-31$11,311
Value of interest in common/collective trusts at end of year2022-12-31$3,947,158
Value of interest in common/collective trusts at beginning of year2022-12-31$9,855,672
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-4,355,214
Net investment gain or loss from common/collective trusts2022-12-31$-1,672,834
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$66,974
Employer contributions (assets) at end of year2022-12-31$3,985
Employer contributions (assets) at beginning of year2022-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$2,142,905
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31CLIFTON LARSON ALLEN LLP
Accountancy firm EIN2022-12-31410746749
2021 : SM&A 401(K) PLAN 2021 401k financial data
Unrealized appreciation/depreciation of real estate assets2021-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$0
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total transfer of assets to this plan2021-12-31$0
Total transfer of assets from this plan2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Expenses. Interest paid2021-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022021-12-31$0
Total income from all sources (including contributions)2021-12-31$5,900,077
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$2,822,054
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,692,934
Expenses. Certain deemed distributions of participant loans2021-12-31$0
Value of total corrective distributions2021-12-31$4,460
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,054,319
Value of total assets at end of year2021-12-31$31,733,861
Value of total assets at beginning of year2021-12-31$28,655,838
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$124,660
Total income from rents2021-12-31$0
Total interest from all sources2021-12-31$11,153
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,348,183
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,348,183
Assets. Real estate other than employer real property at end of year2021-12-31$0
Assets. Real estate other than employer real property at beginning of year2021-12-31$0
Administrative expenses professional fees incurred2021-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at end of year2021-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2021-12-31$0
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$985,089
Participant contributions at end of year2021-12-31$237,028
Participant contributions at beginning of year2021-12-31$256,203
Participant contributions at end of year2021-12-31$0
Participant contributions at beginning of year2021-12-31$0
Assets. Other investments not covered elsewhere at end of year2021-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$0
Assets. Loans (other than to participants) at end of year2021-12-31$0
Assets. Loans (other than to participants) at beginning of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2021-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2021-12-31$0
Other income not declared elsewhere2021-12-31$0
Administrative expenses (other) incurred2021-12-31$50,527
Liabilities. Value of operating payables at end of year2021-12-31$0
Liabilities. Value of operating payables at beginning of year2021-12-31$0
Total non interest bearing cash at end of year2021-12-31$0
Total non interest bearing cash at beginning of year2021-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Income. Non cash contributions2021-12-31$0
Value of net income/loss2021-12-31$3,078,023
Value of net assets at end of year (total assets less liabilities)2021-12-31$31,733,861
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$28,655,838
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Assets. partnership/joint venture interests at end of year2021-12-31$0
Assets. partnership/joint venture interests at beginning of year2021-12-31$0
Investment advisory and management fees2021-12-31$74,133
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$21,641,161
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$21,745,075
Value of interest in pooled separate accounts at end of year2021-12-31$0
Value of interest in pooled separate accounts at beginning of year2021-12-31$0
Interest on participant loans2021-12-31$11,153
Income. Interest from loans (other than to participants)2021-12-31$0
Interest earned on other investments2021-12-31$0
Income. Interest from US Government securities2021-12-31$0
Income. Interest from corporate debt instruments2021-12-31$0
Value of interest in master investment trust accounts at end of year2021-12-31$0
Value of interest in master investment trust accounts at beginning of year2021-12-31$0
Value of interest in common/collective trusts at end of year2021-12-31$9,855,672
Value of interest in common/collective trusts at beginning of year2021-12-31$6,654,560
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2021-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$0
Asset value of US Government securities at end of year2021-12-31$0
Asset value of US Government securities at beginning of year2021-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$2,697,397
Net investment gain/loss from pooled separate accounts2021-12-31$0
Net investment gain or loss from common/collective trusts2021-12-31$789,025
Net gain/loss from 103.12 investment entities2021-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$0
Assets. Invements in employer securities at beginning of year2021-12-31$0
Assets. Value of employer real property at end of year2021-12-31$0
Assets. Value of employer real property at beginning of year2021-12-31$0
Contributions received in cash from employer2021-12-31$69,230
Employer contributions (assets) at end of year2021-12-31$0
Employer contributions (assets) at beginning of year2021-12-31$0
Income. Dividends from preferred stock2021-12-31$0
Income. Dividends from common stock2021-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,692,934
Asset. Corporate debt instrument preferred debt at end of year2021-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2021-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2021-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2021-12-31$0
Contract administrator fees2021-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$0
Liabilities. Value of benefit claims payable at end of year2021-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2021-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2021-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2021-12-31$0
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$0
Aggregate carrying amount (costs) on sale of assets2021-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2021-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2021-12-31$0
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31CLIFTON LARSON ALLEN LLP
Accountancy firm EIN2021-12-31410746749
2020 : SM&A 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$5,286,932
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$2,766,018
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$2,655,122
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,137,526
Value of total assets at end of year2020-12-31$28,655,838
Value of total assets at beginning of year2020-12-31$26,134,924
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$110,896
Total interest from all sources2020-12-31$14,422
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$800,311
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$800,311
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,040,927
Participant contributions at end of year2020-12-31$256,203
Participant contributions at beginning of year2020-12-31$264,074
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$20,305
Administrative expenses (other) incurred2020-12-31$49,698
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$2,520,914
Value of net assets at end of year (total assets less liabilities)2020-12-31$28,655,838
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$26,134,924
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$61,198
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$21,745,075
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$23,326,258
Interest on participant loans2020-12-31$14,422
Value of interest in common/collective trusts at end of year2020-12-31$6,654,560
Value of interest in common/collective trusts at beginning of year2020-12-31$2,544,592
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,800,570
Net investment gain or loss from common/collective trusts2020-12-31$1,534,103
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$76,294
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$2,655,122
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31WHITE NELSON DIEHL EVANS LLP
Accountancy firm EIN2020-12-31330686301
2019 : SM&A 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$6,647,754
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$3,160,397
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$3,044,150
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,264,061
Value of total assets at end of year2019-12-31$26,134,924
Value of total assets at beginning of year2019-12-31$22,647,567
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$116,247
Total interest from all sources2019-12-31$14,000
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$820,974
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$820,974
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,131,808
Participant contributions at end of year2019-12-31$264,074
Participant contributions at beginning of year2019-12-31$276,887
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$32,123
Administrative expenses (other) incurred2019-12-31$55,466
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$3,487,357
Value of net assets at end of year (total assets less liabilities)2019-12-31$26,134,924
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$22,647,567
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$60,781
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$23,326,258
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$20,905,591
Interest on participant loans2019-12-31$14,000
Value of interest in common/collective trusts at end of year2019-12-31$2,544,592
Value of interest in common/collective trusts at beginning of year2019-12-31$1,465,089
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$4,427,321
Net investment gain or loss from common/collective trusts2019-12-31$121,398
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$100,130
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$3,044,150
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31WHITE NELSON DIEHL EVANS LLP
Accountancy firm EIN2019-12-31330686301
2018 : SM&A 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$244,105
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$3,585,845
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$3,463,606
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,336,559
Value of total assets at end of year2018-12-31$22,647,567
Value of total assets at beginning of year2018-12-31$25,989,307
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$122,239
Total interest from all sources2018-12-31$14,118
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$979,957
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$979,957
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,241,893
Participant contributions at end of year2018-12-31$276,887
Participant contributions at beginning of year2018-12-31$284,960
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$23,425
Other income not declared elsewhere2018-12-31$456
Administrative expenses (other) incurred2018-12-31$58,457
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-3,341,740
Value of net assets at end of year (total assets less liabilities)2018-12-31$22,647,567
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$25,989,307
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$63,782
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$20,905,591
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$24,381,609
Interest on participant loans2018-12-31$14,118
Value of interest in common/collective trusts at end of year2018-12-31$1,465,089
Value of interest in common/collective trusts at beginning of year2018-12-31$1,322,738
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-2,115,966
Net investment gain or loss from common/collective trusts2018-12-31$28,981
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$71,241
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$3,463,606
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31WHITE NELSON DIEHL EVANS LLP
Accountancy firm EIN2018-12-31330686301
2017 : SM&A 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$5,836,604
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$9,448,885
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$9,363,670
Value of total corrective distributions2017-12-31$7,823
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,315,866
Value of total assets at end of year2017-12-31$25,989,307
Value of total assets at beginning of year2017-12-31$29,601,588
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$77,392
Total interest from all sources2017-12-31$15,653
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$730,286
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$730,286
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,192,498
Participant contributions at end of year2017-12-31$284,960
Participant contributions at beginning of year2017-12-31$378,635
Assets. Other investments not covered elsewhere at end of year2017-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$3,679,806
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$52,627
Other income not declared elsewhere2017-12-31$296,371
Administrative expenses (other) incurred2017-12-31$30,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$-3,612,281
Value of net assets at end of year (total assets less liabilities)2017-12-31$25,989,307
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$29,601,588
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Assets. partnership/joint venture interests at end of year2017-12-31$0
Assets. partnership/joint venture interests at beginning of year2017-12-31$2,670
Investment advisory and management fees2017-12-31$47,392
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$24,381,609
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$19,465,183
Interest on participant loans2017-12-31$13,126
Value of interest in common/collective trusts at end of year2017-12-31$1,322,738
Value of interest in common/collective trusts at beginning of year2017-12-31$3,924,313
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$2,141,685
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$2,141,685
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$2,527
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$3,305,025
Net investment gain or loss from common/collective trusts2017-12-31$173,403
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$70,741
Employer contributions (assets) at end of year2017-12-31$0
Employer contributions (assets) at beginning of year2017-12-31$9,296
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$9,363,670
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31WHITE NELSON DIEHL EVANS LLP
Accountancy firm EIN2017-12-31330686301
2016 : SM&A 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$3,222,509
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$6,400,422
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$6,398,157
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,431,065
Value of total assets at end of year2016-12-31$29,601,588
Value of total assets at beginning of year2016-12-31$32,779,501
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$2,265
Total interest from all sources2016-12-31$14,993
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,508,195
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,508,195
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,151,308
Participant contributions at end of year2016-12-31$378,635
Participant contributions at beginning of year2016-12-31$238,246
Assets. Other investments not covered elsewhere at end of year2016-12-31$3,679,806
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$3,744,019
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$209,998
Other income not declared elsewhere2016-12-31$288,527
Administrative expenses (other) incurred2016-12-31$750
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-3,177,913
Value of net assets at end of year (total assets less liabilities)2016-12-31$29,601,588
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$32,779,501
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Assets. partnership/joint venture interests at end of year2016-12-31$2,670
Assets. partnership/joint venture interests at beginning of year2016-12-31$9,450
Investment advisory and management fees2016-12-31$1,515
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$19,465,183
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$21,674,840
Interest on participant loans2016-12-31$12,383
Value of interest in common/collective trusts at end of year2016-12-31$3,924,313
Value of interest in common/collective trusts at beginning of year2016-12-31$4,522,512
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$2,141,685
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$2,065,934
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$2,065,934
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$2,610
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$-260,199
Net investment gain or loss from common/collective trusts2016-12-31$239,928
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$69,759
Employer contributions (assets) at end of year2016-12-31$9,296
Employer contributions (assets) at beginning of year2016-12-31$524,500
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$6,398,157
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31WHITE NELSON DIEHL EVANS LLP
Accountancy firm EIN2016-12-31330686301
2015 : SM&A 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$2,236,807
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$3,623,356
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$3,621,293
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,769,145
Value of total assets at end of year2015-12-31$32,779,501
Value of total assets at beginning of year2015-12-31$34,166,050
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$2,063
Total interest from all sources2015-12-31$9,492
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$3,257,401
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$3,257,401
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,393,520
Participant contributions at end of year2015-12-31$238,246
Participant contributions at beginning of year2015-12-31$217,546
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$448
Assets. Other investments not covered elsewhere at end of year2015-12-31$3,744,019
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$3,903,949
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$375,625
Other income not declared elsewhere2015-12-31$-58,986
Administrative expenses (other) incurred2015-12-31$675
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-1,386,549
Value of net assets at end of year (total assets less liabilities)2015-12-31$32,779,501
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$34,166,050
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Assets. partnership/joint venture interests at end of year2015-12-31$9,450
Assets. partnership/joint venture interests at beginning of year2015-12-31$0
Investment advisory and management fees2015-12-31$1,388
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$21,674,840
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$22,565,798
Interest on participant loans2015-12-31$9,277
Value of interest in common/collective trusts at end of year2015-12-31$4,522,512
Value of interest in common/collective trusts at beginning of year2015-12-31$4,670,358
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$2,065,934
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$2,013,451
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$2,013,451
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$215
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-2,714,325
Net investment gain or loss from common/collective trusts2015-12-31$-25,920
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Employer contributions (assets) at end of year2015-12-31$524,500
Employer contributions (assets) at beginning of year2015-12-31$794,500
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$3,621,293
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31TALLEY & COMPANY
Accountancy firm EIN2015-12-31330689542
2014 : SM&A 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$4,261,011
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$5,299,376
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$5,247,012
Expenses. Certain deemed distributions of participant loans2014-12-31$50,070
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,492,502
Value of total assets at end of year2014-12-31$34,166,050
Value of total assets at beginning of year2014-12-31$35,204,415
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$2,294
Total interest from all sources2014-12-31$9,554
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$3,319,967
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$3,319,967
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,633,420
Participant contributions at end of year2014-12-31$217,546
Participant contributions at beginning of year2014-12-31$294,125
Participant contributions at end of year2014-12-31$448
Participant contributions at beginning of year2014-12-31$0
Assets. Other investments not covered elsewhere at end of year2014-12-31$3,903,949
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$3,823,416
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$64,588
Other income not declared elsewhere2014-12-31$56,195
Administrative expenses (other) incurred2014-12-31$975
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-1,038,365
Value of net assets at end of year (total assets less liabilities)2014-12-31$34,166,050
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$35,204,415
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$1,319
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$22,565,798
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$23,563,636
Interest on participant loans2014-12-31$9,314
Value of interest in common/collective trusts at end of year2014-12-31$4,670,358
Value of interest in common/collective trusts at beginning of year2014-12-31$4,710,371
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$2,013,451
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$2,561,760
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$2,561,760
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$240
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-1,869,189
Net investment gain or loss from common/collective trusts2014-12-31$251,982
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$794,494
Employer contributions (assets) at end of year2014-12-31$794,500
Employer contributions (assets) at beginning of year2014-12-31$251,107
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$5,247,012
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31TALLEY & COMPANY
Accountancy firm EIN2014-12-31330689542
2013 : SM&A 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$8,882,350
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$7,567,045
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$7,521,168
Expenses. Certain deemed distributions of participant loans2013-12-31$40,391
Value of total corrective distributions2013-12-31$694
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,476,878
Value of total assets at end of year2013-12-31$35,204,415
Value of total assets at beginning of year2013-12-31$33,889,110
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$4,792
Total interest from all sources2013-12-31$13,150
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$2,262,984
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$2,262,984
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$10,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$2,148,404
Participant contributions at end of year2013-12-31$294,125
Participant contributions at beginning of year2013-12-31$379,635
Assets. Other investments not covered elsewhere at end of year2013-12-31$3,823,416
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$3,399,154
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$77,367
Other income not declared elsewhere2013-12-31$369,926
Administrative expenses (other) incurred2013-12-31$900
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,315,305
Value of net assets at end of year (total assets less liabilities)2013-12-31$35,204,415
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$33,889,110
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Assets. partnership/joint venture interests at beginning of year2013-12-31$22,869
Investment advisory and management fees2013-12-31$3,892
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$23,563,636
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$22,990,380
Interest on participant loans2013-12-31$12,538
Value of interest in common/collective trusts at end of year2013-12-31$4,710,371
Value of interest in common/collective trusts at beginning of year2013-12-31$4,101,973
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$2,561,760
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$2,745,099
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$2,745,099
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$612
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$3,070,505
Net investment gain or loss from common/collective trusts2013-12-31$688,907
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$251,107
Employer contributions (assets) at end of year2013-12-31$251,107
Employer contributions (assets) at beginning of year2013-12-31$250,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$7,521,168
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31TALLEY & COMPANY
Accountancy firm EIN2013-12-31330689542
2012 : SM&A 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$6,403,823
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$5,190,441
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$5,188,941
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,783,317
Value of total assets at end of year2012-12-31$33,889,110
Value of total assets at beginning of year2012-12-31$32,675,728
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$1,500
Total interest from all sources2012-12-31$15,026
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,018,891
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$1,018,891
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$10,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$2,378,800
Participant contributions at end of year2012-12-31$379,635
Participant contributions at beginning of year2012-12-31$397,778
Assets. Other investments not covered elsewhere at end of year2012-12-31$3,399,154
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$3,647,699
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$154,517
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$6,988
Other income not declared elsewhere2012-12-31$219,221
Administrative expenses (other) incurred2012-12-31$1,500
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,213,382
Value of net assets at end of year (total assets less liabilities)2012-12-31$33,889,110
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$32,675,728
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Assets. partnership/joint venture interests at end of year2012-12-31$22,869
Assets. partnership/joint venture interests at beginning of year2012-12-31$31,927
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$22,990,380
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$21,839,030
Interest on participant loans2012-12-31$14,745
Value of interest in common/collective trusts at end of year2012-12-31$4,101,973
Value of interest in common/collective trusts at beginning of year2012-12-31$3,270,269
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$2,745,099
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$3,324,767
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$3,324,767
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$281
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,897,828
Net investment gain or loss from common/collective trusts2012-12-31$469,540
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$250,000
Employer contributions (assets) at end of year2012-12-31$250,000
Employer contributions (assets) at beginning of year2012-12-31$157,270
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$5,188,941
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31TALLEY & COMPANY
Accountancy firm EIN2012-12-31330689542
2011 : SM&A 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$2,452,178
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$6,811,600
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$6,810,025
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$3,812,328
Value of total assets at end of year2011-12-31$32,675,728
Value of total assets at beginning of year2011-12-31$37,035,150
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$1,575
Total interest from all sources2011-12-31$19,687
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$701,388
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$701,388
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$10,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$2,563,215
Participant contributions at end of year2011-12-31$397,778
Participant contributions at beginning of year2011-12-31$494,444
Assets. Other investments not covered elsewhere at end of year2011-12-31$3,647,699
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$3,492,738
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$944,439
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$6,988
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$11,840
Other income not declared elsewhere2011-12-31$-3,275
Administrative expenses (other) incurred2011-12-31$1,575
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-4,359,422
Value of net assets at end of year (total assets less liabilities)2011-12-31$32,675,728
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$37,035,150
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Assets. partnership/joint venture interests at end of year2011-12-31$31,927
Assets. partnership/joint venture interests at beginning of year2011-12-31$125,048
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$21,839,030
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$25,990,593
Interest on participant loans2011-12-31$19,345
Value of interest in common/collective trusts at end of year2011-12-31$3,270,269
Value of interest in common/collective trusts at beginning of year2011-12-31$3,399,377
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$3,324,767
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$3,521,110
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$3,521,110
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$342
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-1,946,071
Net investment gain or loss from common/collective trusts2011-12-31$-131,879
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$304,674
Employer contributions (assets) at end of year2011-12-31$157,270
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$6,810,025
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31KMJ CORBIN & COMPANY
Accountancy firm EIN2011-12-31810569753
2010 : SM&A 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$8,287,447
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$6,190,370
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$6,187,570
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$4,194,431
Value of total assets at end of year2010-12-31$37,035,150
Value of total assets at beginning of year2010-12-31$34,938,073
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$2,800
Total interest from all sources2010-12-31$25,057
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$249,576
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$249,576
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$10,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$2,711,694
Participant contributions at end of year2010-12-31$494,444
Participant contributions at beginning of year2010-12-31$484,903
Assets. Other investments not covered elsewhere at end of year2010-12-31$3,492,738
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$3,150,889
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$939,725
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$11,840
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$11,356
Other income not declared elsewhere2010-12-31$490,265
Administrative expenses (other) incurred2010-12-31$2,800
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,097,077
Value of net assets at end of year (total assets less liabilities)2010-12-31$37,035,150
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$34,938,073
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Assets. partnership/joint venture interests at end of year2010-12-31$125,048
Assets. partnership/joint venture interests at beginning of year2010-12-31$12,092
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$25,990,593
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$25,345,978
Interest on participant loans2010-12-31$24,066
Value of interest in common/collective trusts at end of year2010-12-31$3,399,377
Value of interest in common/collective trusts at beginning of year2010-12-31$2,198,881
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$3,521,110
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$3,733,974
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$3,733,974
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$991
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$2,963,981
Net investment gain or loss from common/collective trusts2010-12-31$364,137
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$543,012
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$6,187,570
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31KMJ CORBIN AND COMPANY LLP
Accountancy firm EIN2010-12-31810569753
2009 : SM&A 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for SM&A 401(K) PLAN

2022: SM&A 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: SM&A 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: SM&A 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: SM&A 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: SM&A 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: SM&A 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: SM&A 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SM&A 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SM&A 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SM&A 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SM&A 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SM&A 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: SM&A 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: SM&A 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Was this data useful?
If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us.

Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer
The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Copyright © Market Footprint Ltd
Contact us   Datalog Company Directory
401k Lookup     VAT Lookup S3