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PHYSICAL OPTICS CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan NamePHYSICAL OPTICS CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number 002

PHYSICAL OPTICS CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Stock bonus
  • ESOP other than a leveraged ESOP - A completed Schedule E must be attached to a Form 5500 filed for an Employee Stock Ownership Plan (ESOP).
  • Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).
  • Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

PHYSICAL OPTICS CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:PHYSICAL OPTICS CORPORATION
Employer identification number (EIN):330118051
NAIC Classification:541700

Additional information about PHYSICAL OPTICS CORPORATION

Jurisdiction of Incorporation: California Department of State
Incorporation Date:
Company Identification Number: C1348481

More information about PHYSICAL OPTICS CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PHYSICAL OPTICS CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022021-01-01CHRISTIE FASHEH, PLAN ADMIN2022-06-03
0022020-01-01KEVIN WALTER, PLAN ADMIN2021-04-20
0022019-01-01YUN KIM, PLAN ADMIN2020-10-02
0022018-01-01YUN KIM, PLAN ADMIN2019-10-11
0022017-01-01
0022016-01-01
0022015-01-01
0022014-01-01GORDON E. DREW, PLAN ADMINISTRATOR
0022013-01-01GORDON E. DREW, PLAN ADMINISTRATOR
0022012-01-01GORDON E. DREW, PLAN ADMINISTRATOR
0022011-01-01GORDON E. DREW, PLAN ADMINISTRATOR
0022009-01-01GORDON E. DREW, PLAN ADMINISTRATOR

Plan Statistics for PHYSICAL OPTICS CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for PHYSICAL OPTICS CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2021: PHYSICAL OPTICS CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01425
Total number of active participants reported on line 7a of the Form 55002021-01-010
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-010
Total of all active and inactive participants2021-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-010
Number of participants with account balances2021-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: PHYSICAL OPTICS CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01393
Total number of active participants reported on line 7a of the Form 55002020-01-01240
Number of retired or separated participants receiving benefits2020-01-0120
Number of other retired or separated participants entitled to future benefits2020-01-01163
Total of all active and inactive participants2020-01-01423
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-012
Total participants2020-01-01425
Number of participants with account balances2020-01-01425
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: PHYSICAL OPTICS CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01343
Total number of active participants reported on line 7a of the Form 55002019-01-01236
Number of retired or separated participants receiving benefits2019-01-0111
Number of other retired or separated participants entitled to future benefits2019-01-01113
Total of all active and inactive participants2019-01-01360
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-012
Total participants2019-01-01362
Number of participants with account balances2019-01-01362
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0118
2018: PHYSICAL OPTICS CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01273
Total number of active participants reported on line 7a of the Form 55002018-01-01208
Number of retired or separated participants receiving benefits2018-01-018
Number of other retired or separated participants entitled to future benefits2018-01-01127
Total of all active and inactive participants2018-01-01343
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01343
Number of participants with account balances2018-01-01341
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0120
2017: PHYSICAL OPTICS CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01239
Total number of active participants reported on line 7a of the Form 55002017-01-01211
Number of retired or separated participants receiving benefits2017-01-013
Number of other retired or separated participants entitled to future benefits2017-01-0159
Total of all active and inactive participants2017-01-01273
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01273
Number of participants with account balances2017-01-01273
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0113
2016: PHYSICAL OPTICS CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01256
Total number of active participants reported on line 7a of the Form 55002016-01-01190
Number of retired or separated participants receiving benefits2016-01-016
Number of other retired or separated participants entitled to future benefits2016-01-0143
Total of all active and inactive participants2016-01-01239
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01239
Number of participants with account balances2016-01-01237
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0114
2015: PHYSICAL OPTICS CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01254
Total number of active participants reported on line 7a of the Form 55002015-01-01192
Number of retired or separated participants receiving benefits2015-01-0125
Number of other retired or separated participants entitled to future benefits2015-01-0133
Total of all active and inactive participants2015-01-01250
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01250
Number of participants with account balances2015-01-01246
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0110
2014: PHYSICAL OPTICS CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01235
Total number of active participants reported on line 7a of the Form 55002014-01-01193
Number of retired or separated participants receiving benefits2014-01-015
Number of other retired or separated participants entitled to future benefits2014-01-0156
Total of all active and inactive participants2014-01-01254
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01254
Number of participants with account balances2014-01-01250
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0120
2013: PHYSICAL OPTICS CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01235
Total number of active participants reported on line 7a of the Form 55002013-01-01176
Number of retired or separated participants receiving benefits2013-01-012
Number of other retired or separated participants entitled to future benefits2013-01-0157
Total of all active and inactive participants2013-01-01235
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01235
Number of participants with account balances2013-01-01230
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0110
2012: PHYSICAL OPTICS CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01235
Total number of active participants reported on line 7a of the Form 55002012-01-01168
Number of retired or separated participants receiving benefits2012-01-019
Number of other retired or separated participants entitled to future benefits2012-01-0149
Total of all active and inactive participants2012-01-01226
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01226
Number of participants with account balances2012-01-01219
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0117
2011: PHYSICAL OPTICS CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01197
Total number of active participants reported on line 7a of the Form 55002011-01-01163
Number of retired or separated participants receiving benefits2011-01-014
Number of other retired or separated participants entitled to future benefits2011-01-0147
Total of all active and inactive participants2011-01-01214
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01214
Number of participants with account balances2011-01-01207
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-019
2009: PHYSICAL OPTICS CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01184
Total number of active participants reported on line 7a of the Form 55002009-01-01141
Number of retired or separated participants receiving benefits2009-01-0117
Number of other retired or separated participants entitled to future benefits2009-01-0128
Total of all active and inactive participants2009-01-01186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01186
Number of participants with account balances2009-01-01182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-018

Financial Data on PHYSICAL OPTICS CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2021 : PHYSICAL OPTICS CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$28,890
Total income from all sources (including contributions)2021-12-31$1,096,258
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$42,075,082
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$42,059,520
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$0
Value of total assets at end of year2021-12-31$0
Value of total assets at beginning of year2021-12-31$41,007,714
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$15,562
Total interest from all sources2021-12-31$1,868
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2021-12-31$0
Administrative expenses professional fees incurred2021-12-31$3,500
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$1,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$315,556
Other income not declared elsewhere2021-12-31$1,094,390
Liabilities. Value of operating payables at end of year2021-12-31$0
Liabilities. Value of operating payables at beginning of year2021-12-31$28,890
Total non interest bearing cash at end of year2021-12-31$0
Total non interest bearing cash at beginning of year2021-12-31$4,360
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$-40,978,824
Value of net assets at end of year (total assets less liabilities)2021-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$40,978,824
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Interest earned on other investments2021-12-31$79
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$40,687,798
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$40,687,798
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$1,789
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31Yes
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$0
Assets. Invements in employer securities at beginning of year2021-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$42,059,520
Contract administrator fees2021-12-31$12,062
Did the plan have assets held for investment2021-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31Yes
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31WINDES, INC.
Accountancy firm EIN2021-12-31953001179
2020 : PHYSICAL OPTICS CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$28,890
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$40,664
Total income from all sources (including contributions)2020-12-31$32,293,200
Total loss/gain on sale of assets2020-12-31$31,890,652
Total of all expenses incurred2020-12-31$183,278
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$122,752
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$100,000
Value of total assets at end of year2020-12-31$41,007,714
Value of total assets at beginning of year2020-12-31$8,909,566
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$60,526
Total interest from all sources2020-12-31$4,450
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2020-12-31$0
Administrative expenses professional fees incurred2020-12-31$25,997
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$1,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$96,430
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$315,556
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$1,645,889
Other income not declared elsewhere2020-12-31$298,098
Administrative expenses (other) incurred2020-12-31$14,840
Liabilities. Value of operating payables at end of year2020-12-31$28,890
Liabilities. Value of operating payables at beginning of year2020-12-31$0
Total non interest bearing cash at end of year2020-12-31$4,360
Total non interest bearing cash at beginning of year2020-12-31$33,878
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$32,109,922
Value of net assets at end of year (total assets less liabilities)2020-12-31$40,978,824
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$8,868,902
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$35
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$40,687,798
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$163,752
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$163,752
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$4,450
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31Yes
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Assets. Invements in employer securities at end of year2020-12-31$0
Assets. Invements in employer securities at beginning of year2020-12-31$7,066,047
Contributions received in cash from employer2020-12-31$100,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$122,752
Contract administrator fees2020-12-31$19,654
Liabilities. Value of benefit claims payable at end of year2020-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2020-12-31$40,664
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$38,860,269
Aggregate carrying amount (costs) on sale of assets2020-12-31$6,969,617
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31WINDES, INC.
Accountancy firm EIN2020-12-31953001179
2019 : PHYSICAL OPTICS CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$388,957
Total unrealized appreciation/depreciation of assets2019-12-31$388,957
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$40,664
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$16,796
Total income from all sources (including contributions)2019-12-31$552,702
Total loss/gain on sale of assets2019-12-31$63,256
Total of all expenses incurred2019-12-31$299,147
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$242,042
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$100,000
Value of total assets at end of year2019-12-31$8,909,566
Value of total assets at beginning of year2019-12-31$8,632,143
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$57,105
Total interest from all sources2019-12-31$485
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Administrative expenses professional fees incurred2019-12-31$38,823
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$1,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$127,732
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$1,645,889
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$854
Other income not declared elsewhere2019-12-31$4
Liabilities. Value of operating payables at end of year2019-12-31$0
Liabilities. Value of operating payables at beginning of year2019-12-31$11,039
Total non interest bearing cash at end of year2019-12-31$33,878
Total non interest bearing cash at beginning of year2019-12-31$81,424
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$253,555
Value of net assets at end of year (total assets less liabilities)2019-12-31$8,868,902
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$8,615,347
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$209
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$163,752
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$163,637
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$163,637
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$485
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at end of year2019-12-31$7,066,047
Assets. Invements in employer securities at beginning of year2019-12-31$6,804,823
Contributions received in cash from employer2019-12-31$100,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$242,042
Contract administrator fees2019-12-31$18,073
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$1,581,405
Liabilities. Value of benefit claims payable at end of year2019-12-31$40,664
Liabilities. Value of benefit claims payable at beginning of year2019-12-31$5,757
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$1,644,661
Aggregate carrying amount (costs) on sale of assets2019-12-31$1,581,405
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31WINDES, INC.
Accountancy firm EIN2019-12-31953001179
2018 : PHYSICAL OPTICS CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$323,823
Total unrealized appreciation/depreciation of assets2018-12-31$323,823
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$16,796
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$4,687
Total income from all sources (including contributions)2018-12-31$1,843,429
Total loss/gain on sale of assets2018-12-31$43,693
Total of all expenses incurred2018-12-31$176,391
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$135,567
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$100,000
Value of total assets at end of year2018-12-31$8,632,143
Value of total assets at beginning of year2018-12-31$6,952,996
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$40,824
Total interest from all sources2018-12-31$91
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Administrative expenses professional fees incurred2018-12-31$26,116
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$1,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$71,651
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$854
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$0
Other income not declared elsewhere2018-12-31$1,375,822
Liabilities. Value of operating payables at end of year2018-12-31$11,039
Liabilities. Value of operating payables at beginning of year2018-12-31$100
Total non interest bearing cash at end of year2018-12-31$81,424
Total non interest bearing cash at beginning of year2018-12-31$99,855
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$1,667,038
Value of net assets at end of year (total assets less liabilities)2018-12-31$8,615,347
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$6,948,309
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$113
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$163,637
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$138,601
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$138,601
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$91
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at end of year2018-12-31$6,804,823
Assets. Invements in employer securities at beginning of year2018-12-31$6,402,033
Contributions received in cash from employer2018-12-31$100,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$135,567
Contract administrator fees2018-12-31$14,595
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$1,581,405
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$312,507
Liabilities. Value of benefit claims payable at end of year2018-12-31$5,757
Liabilities. Value of benefit claims payable at beginning of year2018-12-31$4,587
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$356,200
Aggregate carrying amount (costs) on sale of assets2018-12-31$312,507
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31No
Opinion of an independent qualified public accountant for this plan2018-12-31Unqualified
Accountancy firm name2018-12-31WINDES, INC.
Accountancy firm EIN2018-12-31953001179
2017 : PHYSICAL OPTICS CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$477,691
Total unrealized appreciation/depreciation of assets2017-12-31$477,691
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$4,687
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$6,402
Total income from all sources (including contributions)2017-12-31$577,809
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$136,890
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$95,251
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$100,000
Value of total assets at end of year2017-12-31$6,952,996
Value of total assets at beginning of year2017-12-31$6,513,792
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$41,639
Total interest from all sources2017-12-31$118
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$28,746
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$1,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$51,768
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Liabilities. Value of operating payables at end of year2017-12-31$100
Liabilities. Value of operating payables at beginning of year2017-12-31$50
Total non interest bearing cash at end of year2017-12-31$99,855
Total non interest bearing cash at beginning of year2017-12-31$36,691
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$440,919
Value of net assets at end of year (total assets less liabilities)2017-12-31$6,948,309
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$6,507,390
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$138,601
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$188,482
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$188,482
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$118
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$6,402,033
Assets. Invements in employer securities at beginning of year2017-12-31$5,916,999
Contributions received in cash from employer2017-12-31$100,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$95,251
Contract administrator fees2017-12-31$12,893
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$312,507
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$371,620
Liabilities. Value of benefit claims payable at end of year2017-12-31$4,587
Liabilities. Value of benefit claims payable at beginning of year2017-12-31$6,352
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31No
Opinion of an independent qualified public accountant for this plan2017-12-31Unqualified
Accountancy firm name2017-12-31WINDES, INC.
Accountancy firm EIN2017-12-31953001179
2016 : PHYSICAL OPTICS CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$447,718
Total unrealized appreciation/depreciation of assets2016-12-31$447,718
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$6,402
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$13,512
Total income from all sources (including contributions)2016-12-31$547,828
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$186,723
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$152,254
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$100,000
Value of total assets at end of year2016-12-31$6,513,792
Value of total assets at beginning of year2016-12-31$6,159,797
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$34,469
Total interest from all sources2016-12-31$110
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$21,348
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$89,617
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Liabilities. Value of operating payables at end of year2016-12-31$50
Liabilities. Value of operating payables at beginning of year2016-12-31$0
Total non interest bearing cash at end of year2016-12-31$36,691
Total non interest bearing cash at beginning of year2016-12-31$80,906
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$361,105
Value of net assets at end of year (total assets less liabilities)2016-12-31$6,507,390
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$6,146,285
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$188,482
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$148,373
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$148,373
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$110
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$5,916,999
Assets. Invements in employer securities at beginning of year2016-12-31$5,564,509
Contributions received in cash from employer2016-12-31$100,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$152,254
Contract administrator fees2016-12-31$13,121
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$371,620
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$366,009
Liabilities. Value of benefit claims payable at end of year2016-12-31$6,352
Liabilities. Value of benefit claims payable at beginning of year2016-12-31$13,512
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31No
Opinion of an independent qualified public accountant for this plan2016-12-31Unqualified
Accountancy firm name2016-12-31WINDES, INC.
Accountancy firm EIN2016-12-31953001179
2015 : PHYSICAL OPTICS CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$556,639
Total unrealized appreciation/depreciation of assets2015-12-31$556,639
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$13,512
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$3,083
Total income from all sources (including contributions)2015-12-31$656,948
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$197,116
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$162,603
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$100,000
Value of total assets at end of year2015-12-31$6,159,797
Value of total assets at beginning of year2015-12-31$5,689,536
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$34,513
Total interest from all sources2015-12-31$309
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$34,513
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$1,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$99,982
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Total non interest bearing cash at end of year2015-12-31$80,906
Total non interest bearing cash at beginning of year2015-12-31$17,722
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$459,832
Value of net assets at end of year (total assets less liabilities)2015-12-31$6,146,285
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$5,686,453
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$148,373
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$498,063
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$498,063
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$309
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$5,564,509
Assets. Invements in employer securities at beginning of year2015-12-31$4,704,465
Contributions received in cash from employer2015-12-31$100,000
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$100,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$162,603
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$366,009
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$369,286
Liabilities. Value of benefit claims payable at end of year2015-12-31$13,512
Liabilities. Value of benefit claims payable at beginning of year2015-12-31$3,083
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31WINDES, INC.
Accountancy firm EIN2015-12-31953001179
2014 : PHYSICAL OPTICS CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$171,932
Total unrealized appreciation/depreciation of assets2014-12-31$171,932
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$3,083
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$7,328
Total income from all sources (including contributions)2014-12-31$272,380
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$184,103
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$151,487
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$100,000
Value of total assets at end of year2014-12-31$5,689,536
Value of total assets at beginning of year2014-12-31$5,605,504
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$32,616
Total interest from all sources2014-12-31$448
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$20,226
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$94,138
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Total non interest bearing cash at end of year2014-12-31$17,722
Total non interest bearing cash at beginning of year2014-12-31$111,930
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$88,277
Value of net assets at end of year (total assets less liabilities)2014-12-31$5,686,453
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$5,598,176
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$498,063
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$497,615
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$497,615
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$448
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$4,704,465
Assets. Invements in employer securities at beginning of year2014-12-31$4,645,589
Contributions received in cash from employer2014-12-31$100,000
Employer contributions (assets) at end of year2014-12-31$100,000
Employer contributions (assets) at beginning of year2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$151,487
Contract administrator fees2014-12-31$12,390
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$369,286
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$350,370
Liabilities. Value of benefit claims payable at end of year2014-12-31$3,083
Liabilities. Value of benefit claims payable at beginning of year2014-12-31$7,328
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31WINDES, INC.
Accountancy firm EIN2014-12-31953001179
2013 : PHYSICAL OPTICS CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$291,298
Total unrealized appreciation/depreciation of assets2013-12-31$291,298
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$7,328
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$9
Total income from all sources (including contributions)2013-12-31$391,788
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$193,109
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$162,504
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$100,000
Value of total assets at end of year2013-12-31$5,605,504
Value of total assets at beginning of year2013-12-31$5,399,506
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$30,605
Total interest from all sources2013-12-31$490
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$19,032
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$122,615
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Liabilities. Value of operating payables at end of year2013-12-31$0
Liabilities. Value of operating payables at beginning of year2013-12-31$0
Total non interest bearing cash at end of year2013-12-31$111,930
Total non interest bearing cash at beginning of year2013-12-31$15,104
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$198,679
Value of net assets at end of year (total assets less liabilities)2013-12-31$5,598,176
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$5,399,497
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$128
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$497,615
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$557,126
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$557,126
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$490
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$4,645,589
Assets. Invements in employer securities at beginning of year2013-12-31$4,486,526
Contributions received in cash from employer2013-12-31$100,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$162,504
Contract administrator fees2013-12-31$11,445
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$350,370
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$340,750
Liabilities. Value of benefit claims payable at end of year2013-12-31$7,328
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$9
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31WINDES, INC.
Accountancy firm EIN2013-12-31953001179
2012 : PHYSICAL OPTICS CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets2012-12-31$498,783
Total unrealized appreciation/depreciation of assets2012-12-31$498,783
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$9
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$13,384
Total income from all sources (including contributions)2012-12-31$599,243
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$334,733
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$301,116
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$100,000
Value of total assets at end of year2012-12-31$5,399,506
Value of total assets at beginning of year2012-12-31$5,148,371
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$33,617
Total interest from all sources2012-12-31$460
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$22,282
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$271,872
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Liabilities. Value of operating payables at end of year2012-12-31$0
Liabilities. Value of operating payables at beginning of year2012-12-31$6,000
Total non interest bearing cash at end of year2012-12-31$15,104
Total non interest bearing cash at beginning of year2012-12-31$91,341
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$264,510
Value of net assets at end of year (total assets less liabilities)2012-12-31$5,399,497
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$5,134,987
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$557,126
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$456,665
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$456,665
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$460
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$4,486,526
Assets. Invements in employer securities at beginning of year2012-12-31$4,276,738
Contributions received in cash from employer2012-12-31$100,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$301,116
Contract administrator fees2012-12-31$11,335
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$340,750
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$323,627
Liabilities. Value of benefit claims payable at end of year2012-12-31$9
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$7,384
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31WINDES & MCCLAUGHRY ACCT CORP
Accountancy firm EIN2012-12-31953001179
2011 : PHYSICAL OPTICS CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets2011-12-31$236,850
Total unrealized appreciation/depreciation of assets2011-12-31$236,850
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$13,384
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$159
Total income from all sources (including contributions)2011-12-31$337,350
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$319,114
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$287,412
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$100,000
Value of total assets at end of year2011-12-31$5,148,371
Value of total assets at beginning of year2011-12-31$5,116,910
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$31,702
Total interest from all sources2011-12-31$500
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$21,297
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$511,675
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$233,362
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Liabilities. Value of operating payables at end of year2011-12-31$6,000
Liabilities. Value of operating payables at beginning of year2011-12-31$159
Total non interest bearing cash at end of year2011-12-31$91,341
Total non interest bearing cash at beginning of year2011-12-31$58,868
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$18,236
Value of net assets at end of year (total assets less liabilities)2011-12-31$5,134,987
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$5,116,751
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$456,665
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$461,165
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$461,165
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$500
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$4,276,738
Assets. Invements in employer securities at beginning of year2011-12-31$4,298,560
Contributions received in cash from employer2011-12-31$100,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$287,412
Contract administrator fees2011-12-31$10,405
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$323,627
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$298,317
Liabilities. Value of benefit claims payable at end of year2011-12-31$7,384
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31WINDES & MCCLAUGHRY ACCT CORP
Accountancy firm EIN2011-12-31953001179
2010 : PHYSICAL OPTICS CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$451,468
Total unrealized appreciation/depreciation of assets2010-12-31$451,468
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$159
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$1,717
Total income from all sources (including contributions)2010-12-31$551,928
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$290,549
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$261,187
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$100,000
Value of total assets at end of year2010-12-31$5,116,910
Value of total assets at beginning of year2010-12-31$4,857,089
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$29,362
Total interest from all sources2010-12-31$460
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$20,111
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$199,080
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Liabilities. Value of operating payables at end of year2010-12-31$159
Liabilities. Value of operating payables at beginning of year2010-12-31$1,717
Total non interest bearing cash at end of year2010-12-31$58,868
Total non interest bearing cash at beginning of year2010-12-31$51,894
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$261,379
Value of net assets at end of year (total assets less liabilities)2010-12-31$5,116,751
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$4,855,372
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$461,165
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$460,706
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$460,706
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$460
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$4,298,560
Assets. Invements in employer securities at beginning of year2010-12-31$4,082,681
Contributions received in cash from employer2010-12-31$100,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$261,187
Contract administrator fees2010-12-31$9,251
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$298,317
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$261,808
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31WINDES & MCCLAUGHRY ACCT CORP
Accountancy firm EIN2010-12-31953001179
2009 : PHYSICAL OPTICS CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$174,663

Form 5500 Responses for PHYSICAL OPTICS CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN

2021: PHYSICAL OPTICS CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingYes
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: PHYSICAL OPTICS CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: PHYSICAL OPTICS CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: PHYSICAL OPTICS CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: PHYSICAL OPTICS CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: PHYSICAL OPTICS CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: PHYSICAL OPTICS CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: PHYSICAL OPTICS CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: PHYSICAL OPTICS CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: PHYSICAL OPTICS CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: PHYSICAL OPTICS CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: PHYSICAL OPTICS CORPORATION EMPLOYEE STOCK OWNERSHIP PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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