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UMA ENTERPRISES, INC 401(K) PLAN 401k Plan overview

Plan NameUMA ENTERPRISES, INC 401(K) PLAN
Plan identification number 001

UMA ENTERPRISES, INC 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

UMA ENTERPRISES INC. has sponsored the creation of one or more 401k plans.

Company Name:UMA ENTERPRISES INC.
Employer identification number (EIN):330211322
NAIC Classification:423200

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UMA ENTERPRISES, INC 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012018-01-01
0012018-01-01
0012017-01-01DARLENE PERREZ
0012016-01-01CHARLES NAIL CHARLES NAIL2017-10-11
0012015-01-01LARRY WOODS
0012014-01-01
0012013-01-01
0012012-01-01LARRY WOODS NAVAL BANSAL2013-10-08
0012011-01-01NAVAL BANSAL NAVAL BANSAL2012-10-02
0012009-01-01NAVAL BANSAL NAVAL BANSAL2010-10-15

Plan Statistics for UMA ENTERPRISES, INC 401(K) PLAN

401k plan membership statisitcs for UMA ENTERPRISES, INC 401(K) PLAN

Measure Date Value
2022: UMA ENTERPRISES, INC 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01227
Total number of active participants reported on line 7a of the Form 55002022-01-01161
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0128
Total of all active and inactive participants2022-01-01189
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01189
Number of participants with account balances2022-01-0189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: UMA ENTERPRISES, INC 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01223
Total number of active participants reported on line 7a of the Form 55002021-01-01176
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0151
Total of all active and inactive participants2021-01-01227
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01227
Number of participants with account balances2021-01-01118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-011
2020: UMA ENTERPRISES, INC 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01311
Total number of active participants reported on line 7a of the Form 55002020-01-01176
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0147
Total of all active and inactive participants2020-01-01223
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01223
Number of participants with account balances2020-01-01104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-012
2019: UMA ENTERPRISES, INC 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01292
Total number of active participants reported on line 7a of the Form 55002019-01-01278
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0133
Total of all active and inactive participants2019-01-01311
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01311
Number of participants with account balances2019-01-0196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: UMA ENTERPRISES, INC 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01154
Total number of active participants reported on line 7a of the Form 55002018-01-01253
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0131
Total of all active and inactive participants2018-01-01284
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01284
Number of participants with account balances2018-01-0194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: UMA ENTERPRISES, INC 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01142
Total number of active participants reported on line 7a of the Form 55002017-01-01120
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0124
Total of all active and inactive participants2017-01-01144
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01144
Number of participants with account balances2017-01-0184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: UMA ENTERPRISES, INC 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01139
Total number of active participants reported on line 7a of the Form 55002016-01-01123
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0114
Total of all active and inactive participants2016-01-01137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01137
Number of participants with account balances2016-01-0180
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: UMA ENTERPRISES, INC 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01136
Total number of active participants reported on line 7a of the Form 55002015-01-01119
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0116
Total of all active and inactive participants2015-01-01135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01135
Number of participants with account balances2015-01-0177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: UMA ENTERPRISES, INC 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01127
Total number of active participants reported on line 7a of the Form 55002014-01-01120
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0114
Total of all active and inactive participants2014-01-01134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01134
Number of participants with account balances2014-01-0174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: UMA ENTERPRISES, INC 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01131
Total number of active participants reported on line 7a of the Form 55002013-01-01115
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0111
Total of all active and inactive participants2013-01-01126
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01126
Number of participants with account balances2013-01-0160
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: UMA ENTERPRISES, INC 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01127
Total number of active participants reported on line 7a of the Form 55002012-01-01118
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0110
Total of all active and inactive participants2012-01-01128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01128
Number of participants with account balances2012-01-0153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: UMA ENTERPRISES, INC 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01133
Total number of active participants reported on line 7a of the Form 55002011-01-01112
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0113
Total of all active and inactive participants2011-01-01125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01125
Number of participants with account balances2011-01-0153
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: UMA ENTERPRISES, INC 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01130
Total number of active participants reported on line 7a of the Form 55002009-01-01120
Number of retired or separated participants receiving benefits2009-01-012
Number of other retired or separated participants entitled to future benefits2009-01-019
Total of all active and inactive participants2009-01-01131
Total participants2009-01-01131
Number of participants with account balances2009-01-0150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on UMA ENTERPRISES, INC 401(K) PLAN

Measure Date Value
2022 : UMA ENTERPRISES, INC 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-549,358
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$1,132,035
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,115,260
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$709,566
Value of total assets at end of year2022-12-31$5,244,872
Value of total assets at beginning of year2022-12-31$6,926,265
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$16,775
Total interest from all sources2022-12-31$16,508
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$101,442
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$101,442
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$1,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$466,051
Participant contributions at end of year2022-12-31$95,375
Participant contributions at beginning of year2022-12-31$61,562
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-1,681,393
Value of net assets at end of year (total assets less liabilities)2022-12-31$5,244,872
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$6,926,265
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$4,533,370
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$6,073,511
Interest on participant loans2022-12-31$3,446
Income. Interest from loans (other than to participants)2022-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$611,777
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$787,495
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$787,495
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$13,062
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-1,376,874
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$243,515
Employer contributions (assets) at end of year2022-12-31$4,350
Employer contributions (assets) at beginning of year2022-12-31$3,697
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,115,260
Contract administrator fees2022-12-31$16,775
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31EIDE BAILLY LLP
Accountancy firm EIN2022-12-31450250958
2021 : UMA ENTERPRISES, INC 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$1,442,335
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$250,628
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$236,701
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$729,592
Value of total assets at end of year2021-12-31$6,927,807
Value of total assets at beginning of year2021-12-31$5,736,100
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$13,927
Total interest from all sources2021-12-31$3,692
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$86,768
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$86,768
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$471,906
Participant contributions at end of year2021-12-31$61,562
Participant contributions at beginning of year2021-12-31$85,649
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$10,091
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,191,707
Value of net assets at end of year (total assets less liabilities)2021-12-31$6,927,807
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$5,736,100
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$6,073,511
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$4,806,910
Interest on participant loans2021-12-31$3,546
Income. Interest from loans (other than to participants)2021-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$787,495
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$823,203
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$823,203
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$146
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$622,283
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$247,595
Employer contributions (assets) at end of year2021-12-31$5,239
Employer contributions (assets) at beginning of year2021-12-31$20,338
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$236,701
Contract administrator fees2021-12-31$13,927
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31WINDES, INC.
Accountancy firm EIN2021-12-31953001179
2020 : UMA ENTERPRISES, INC 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$1,370,982
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$343,512
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$331,202
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$565,409
Value of total assets at end of year2020-12-31$5,736,100
Value of total assets at beginning of year2020-12-31$4,708,630
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$12,310
Total interest from all sources2020-12-31$7,985
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$74,291
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$74,291
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$348,943
Participant contributions at end of year2020-12-31$85,649
Participant contributions at beginning of year2020-12-31$77,351
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$16,590
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,027,470
Value of net assets at end of year (total assets less liabilities)2020-12-31$5,736,100
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$4,708,630
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$4,806,910
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$3,969,809
Interest on participant loans2020-12-31$4,742
Income. Interest from loans (other than to participants)2020-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$823,203
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$647,052
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$647,052
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$3,243
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$723,297
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$199,876
Employer contributions (assets) at end of year2020-12-31$20,338
Employer contributions (assets) at beginning of year2020-12-31$14,418
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$331,202
Contract administrator fees2020-12-31$12,310
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31WINDES, INC.
Accountancy firm EIN2020-12-31953001179
2019 : UMA ENTERPRISES, INC 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$1,445,235
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$897,556
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$884,534
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$681,805
Value of total assets at end of year2019-12-31$4,708,630
Value of total assets at beginning of year2019-12-31$4,160,951
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$13,022
Total interest from all sources2019-12-31$19,689
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$89,032
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$89,032
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$451,403
Participant contributions at end of year2019-12-31$77,351
Participant contributions at beginning of year2019-12-31$77,507
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$33,958
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$547,679
Value of net assets at end of year (total assets less liabilities)2019-12-31$4,708,630
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$4,160,951
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$3,969,809
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$3,187,064
Interest on participant loans2019-12-31$4,552
Income. Interest from loans (other than to participants)2019-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$647,052
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$810,451
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$810,451
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$15,137
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$654,709
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31Yes
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$230,402
Employer contributions (assets) at end of year2019-12-31$14,418
Employer contributions (assets) at beginning of year2019-12-31$51,971
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$884,534
Contract administrator fees2019-12-31$13,022
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31WINDES, INC.
Accountancy firm EIN2019-12-31953001179
2018 : UMA ENTERPRISES, INC 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$295,038
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,702,316
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,691,058
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$537,247
Value of total assets at end of year2018-12-31$4,116,842
Value of total assets at beginning of year2018-12-31$5,524,120
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$11,258
Total interest from all sources2018-12-31$20,477
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$85,109
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$85,109
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$383,070
Participant contributions at end of year2018-12-31$77,507
Participant contributions at beginning of year2018-12-31$107,249
Participant contributions at end of year2018-12-31$33,958
Participant contributions at beginning of year2018-12-31$10,703
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,407,278
Value of net assets at end of year (total assets less liabilities)2018-12-31$4,116,842
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$5,524,120
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$3,187,064
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$4,597,751
Interest on participant loans2018-12-31$4,540
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$810,451
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$785,204
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$785,204
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$15,937
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-347,795
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$154,177
Employer contributions (assets) at end of year2018-12-31$7,862
Employer contributions (assets) at beginning of year2018-12-31$23,213
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,691,058
Contract administrator fees2018-12-31$11,258
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31WINDES, INC.
Accountancy firm EIN2018-12-31953001179
2017 : UMA ENTERPRISES, INC 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$1,320,264
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$101,102
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$91,122
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$546,962
Value of total assets at end of year2017-12-31$5,524,120
Value of total assets at beginning of year2017-12-31$4,304,958
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$9,980
Total interest from all sources2017-12-31$12,888
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$89,420
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$89,420
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$356,233
Participant contributions at end of year2017-12-31$107,249
Participant contributions at beginning of year2017-12-31$120,476
Participant contributions at end of year2017-12-31$10,703
Participant contributions at beginning of year2017-12-31$15,465
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,219,162
Value of net assets at end of year (total assets less liabilities)2017-12-31$5,524,120
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$4,304,958
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$4,597,751
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$3,403,972
Interest on participant loans2017-12-31$5,016
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$785,204
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$757,106
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$757,106
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$7,872
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$670,994
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$190,729
Employer contributions (assets) at end of year2017-12-31$23,213
Employer contributions (assets) at beginning of year2017-12-31$7,939
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$91,122
Contract administrator fees2017-12-31$9,980
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31WINDES, INC.
Accountancy firm EIN2017-12-31953001179
2016 : UMA ENTERPRISES, INC 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$898,784
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$144,206
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$133,653
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$602,081
Value of total assets at end of year2016-12-31$4,304,958
Value of total assets at beginning of year2016-12-31$3,550,380
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$10,553
Total interest from all sources2016-12-31$9,826
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$72,351
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$72,351
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$1,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$350,659
Participant contributions at end of year2016-12-31$120,476
Participant contributions at beginning of year2016-12-31$94,217
Participant contributions at end of year2016-12-31$15,465
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$74,064
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$754,578
Value of net assets at end of year (total assets less liabilities)2016-12-31$4,304,958
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$3,550,380
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$3,403,972
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$3,456,163
Interest on participant loans2016-12-31$4,817
Income. Interest from loans (other than to participants)2016-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$757,106
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$5,009
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$214,526
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$177,358
Employer contributions (assets) at end of year2016-12-31$7,939
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$133,653
Contract administrator fees2016-12-31$10,553
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31WINDES, INC.
Accountancy firm EIN2016-12-31953001179
2015 : UMA ENTERPRISES, INC 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$462,106
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$38,902
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$31,781
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$565,265
Value of total assets at end of year2015-12-31$3,550,380
Value of total assets at beginning of year2015-12-31$3,127,176
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$7,121
Total interest from all sources2015-12-31$2,740
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$70,972
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$70,972
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$265,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$374,760
Participant contributions at end of year2015-12-31$94,217
Participant contributions at beginning of year2015-12-31$73,266
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$740
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$3,053,910
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$423,204
Value of net assets at end of year (total assets less liabilities)2015-12-31$3,550,380
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$3,127,176
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$3,456,163
Interest on participant loans2015-12-31$2,740
Income. Interest from loans (other than to participants)2015-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-176,871
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$189,765
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$31,781
Contract administrator fees2015-12-31$7,121
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31CROWE HORWATH LLP
Accountancy firm EIN2015-12-31350921680
2014 : UMA ENTERPRISES, INC 401(K) PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$563,860
Total of all expenses incurred2014-12-31$21,197
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$20,117
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$445,894
Value of total assets at end of year2014-12-31$3,127,176
Value of total assets at beginning of year2014-12-31$2,584,513
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$1,080
Total interest from all sources2014-12-31$3,414
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$155,760
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$155,760
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$275,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$302,463
Participant contributions at end of year2014-12-31$73,266
Participant contributions at beginning of year2014-12-31$101,152
Administrative expenses (other) incurred2014-12-31$1,080
Total non interest bearing cash at end of year2014-12-31$3,053,910
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$542,663
Value of net assets at end of year (total assets less liabilities)2014-12-31$3,127,176
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$2,584,513
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$2,483,361
Interest on participant loans2014-12-31$3,414
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$-41,208
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$143,431
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$20,117
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31CROWE HORWATH LLP
Accountancy firm EIN2014-12-31350921680
2013 : UMA ENTERPRISES, INC 401(K) PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$680,043
Total of all expenses incurred2013-12-31$18,569
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$17,384
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$374,660
Value of total assets at end of year2013-12-31$2,584,513
Value of total assets at beginning of year2013-12-31$1,923,039
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$1,185
Total interest from all sources2013-12-31$2,206
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$58,344
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$58,344
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$200,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$237,667
Participant contributions at end of year2013-12-31$101,152
Participant contributions at beginning of year2013-12-31$18,665
Participant contributions at beginning of year2013-12-31$8,786
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$29,703
Administrative expenses (other) incurred2013-12-31$1,185
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$661,474
Value of net assets at end of year (total assets less liabilities)2013-12-31$2,584,513
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$1,923,039
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$2,483,361
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$1,891,861
Interest on participant loans2013-12-31$2,206
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$244,833
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$107,290
Employer contributions (assets) at beginning of year2013-12-31$3,727
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$17,384
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31CROWE HORWATH LLP
Accountancy firm EIN2013-12-31350921680
2012 : UMA ENTERPRISES, INC 401(K) PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$546,290
Total of all expenses incurred2012-12-31$521,480
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$521,075
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$305,844
Value of total assets at end of year2012-12-31$1,923,039
Value of total assets at beginning of year2012-12-31$1,898,229
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$405
Total interest from all sources2012-12-31$403
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$33,005
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$33,005
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$200,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$203,033
Participant contributions at end of year2012-12-31$18,665
Participant contributions at beginning of year2012-12-31$8,024
Participant contributions at end of year2012-12-31$8,786
Administrative expenses (other) incurred2012-12-31$405
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$24,810
Value of net assets at end of year (total assets less liabilities)2012-12-31$1,923,039
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$1,898,229
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$1,891,861
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$1,887,981
Interest on participant loans2012-12-31$403
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$2,224
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$2,224
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$207,038
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$102,811
Employer contributions (assets) at end of year2012-12-31$3,727
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$521,075
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31CROWE HORWATH LLP
Accountancy firm EIN2012-12-31350921680
2011 : UMA ENTERPRISES, INC 401(K) PLAN 2011 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$219,736
Total of all expenses incurred2011-12-31$9,298
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$9,213
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$263,463
Value of total assets at end of year2011-12-31$1,898,229
Value of total assets at beginning of year2011-12-31$1,687,791
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$85
Total interest from all sources2011-12-31$438
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$28,498
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$28,498
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$200,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$179,449
Participant contributions at end of year2011-12-31$8,024
Participant contributions at beginning of year2011-12-31$6,704
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$2,897
Administrative expenses (other) incurred2011-12-31$85
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$210,438
Value of net assets at end of year (total assets less liabilities)2011-12-31$1,898,229
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$1,687,791
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$1,887,981
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$1,675,502
Interest on participant loans2011-12-31$438
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$2,224
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$5,585
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$5,585
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-72,663
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$81,117
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$9,213
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31CROWE HORWATH LLP
Accountancy firm EIN2011-12-31350921680
2010 : UMA ENTERPRISES, INC 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$489,630
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$228,025
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$227,725
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$337,260
Value of total assets at end of year2010-12-31$1,687,791
Value of total assets at beginning of year2010-12-31$1,426,186
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$300
Total interest from all sources2010-12-31$555
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$26,040
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$26,040
Was this plan covered by a fidelity bond2010-12-31No
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$225,144
Participant contributions at end of year2010-12-31$6,704
Participant contributions at beginning of year2010-12-31$11,878
Participant contributions at beginning of year2010-12-31$12,477
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$23,400
Administrative expenses (other) incurred2010-12-31$300
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$261,605
Value of net assets at end of year (total assets less liabilities)2010-12-31$1,687,791
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$1,426,186
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$1,675,502
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$1,387,501
Interest on participant loans2010-12-31$555
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$5,585
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$5,358
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$5,358
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$125,775
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$88,716
Employer contributions (assets) at beginning of year2010-12-31$8,972
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$227,725
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31CROWE HORWATH LLP
Accountancy firm EIN2010-12-31350921680

Form 5500 Responses for UMA ENTERPRISES, INC 401(K) PLAN

2022: UMA ENTERPRISES, INC 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: UMA ENTERPRISES, INC 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedYes
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: UMA ENTERPRISES, INC 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: UMA ENTERPRISES, INC 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: UMA ENTERPRISES, INC 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: UMA ENTERPRISES, INC 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: UMA ENTERPRISES, INC 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: UMA ENTERPRISES, INC 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: UMA ENTERPRISES, INC 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: UMA ENTERPRISES, INC 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: UMA ENTERPRISES, INC 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: UMA ENTERPRISES, INC 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: UMA ENTERPRISES, INC 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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