UMA ENTERPRISES INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan UMA ENTERPRISES, INC 401(K) PLAN
Measure | Date | Value |
---|
2022 : UMA ENTERPRISES, INC 401(K) PLAN 2022 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-549,358 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $1,132,035 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $1,115,260 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $709,566 |
Value of total assets at end of year | 2022-12-31 | $5,244,872 |
Value of total assets at beginning of year | 2022-12-31 | $6,926,265 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $16,775 |
Total interest from all sources | 2022-12-31 | $16,508 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $101,442 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $101,442 |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $466,051 |
Participant contributions at end of year | 2022-12-31 | $95,375 |
Participant contributions at beginning of year | 2022-12-31 | $61,562 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-1,681,393 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $5,244,872 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $6,926,265 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $4,533,370 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $6,073,511 |
Interest on participant loans | 2022-12-31 | $3,446 |
Income. Interest from loans (other than to participants) | 2022-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2022-12-31 | $611,777 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2022-12-31 | $787,495 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2022-12-31 | $787,495 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2022-12-31 | $13,062 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-1,376,874 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $243,515 |
Employer contributions (assets) at end of year | 2022-12-31 | $4,350 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $3,697 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $1,115,260 |
Contract administrator fees | 2022-12-31 | $16,775 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | EIDE BAILLY LLP |
Accountancy firm EIN | 2022-12-31 | 450250958 |
2021 : UMA ENTERPRISES, INC 401(K) PLAN 2021 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $1,442,335 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $250,628 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $236,701 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $729,592 |
Value of total assets at end of year | 2021-12-31 | $6,927,807 |
Value of total assets at beginning of year | 2021-12-31 | $5,736,100 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $13,927 |
Total interest from all sources | 2021-12-31 | $3,692 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $86,768 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $86,768 |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $471,906 |
Participant contributions at end of year | 2021-12-31 | $61,562 |
Participant contributions at beginning of year | 2021-12-31 | $85,649 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $10,091 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $1,191,707 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $6,927,807 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $5,736,100 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $6,073,511 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $4,806,910 |
Interest on participant loans | 2021-12-31 | $3,546 |
Income. Interest from loans (other than to participants) | 2021-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2021-12-31 | $787,495 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2021-12-31 | $823,203 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2021-12-31 | $823,203 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2021-12-31 | $146 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $622,283 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $247,595 |
Employer contributions (assets) at end of year | 2021-12-31 | $5,239 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $20,338 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $236,701 |
Contract administrator fees | 2021-12-31 | $13,927 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | WINDES, INC. |
Accountancy firm EIN | 2021-12-31 | 953001179 |
2020 : UMA ENTERPRISES, INC 401(K) PLAN 2020 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $1,370,982 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $343,512 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $331,202 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $565,409 |
Value of total assets at end of year | 2020-12-31 | $5,736,100 |
Value of total assets at beginning of year | 2020-12-31 | $4,708,630 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $12,310 |
Total interest from all sources | 2020-12-31 | $7,985 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $74,291 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $74,291 |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $348,943 |
Participant contributions at end of year | 2020-12-31 | $85,649 |
Participant contributions at beginning of year | 2020-12-31 | $77,351 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $16,590 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $1,027,470 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $5,736,100 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $4,708,630 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $4,806,910 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $3,969,809 |
Interest on participant loans | 2020-12-31 | $4,742 |
Income. Interest from loans (other than to participants) | 2020-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-12-31 | $823,203 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-12-31 | $647,052 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-12-31 | $647,052 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2020-12-31 | $3,243 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $723,297 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $199,876 |
Employer contributions (assets) at end of year | 2020-12-31 | $20,338 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $14,418 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $331,202 |
Contract administrator fees | 2020-12-31 | $12,310 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
Accountancy firm name | 2020-12-31 | WINDES, INC. |
Accountancy firm EIN | 2020-12-31 | 953001179 |
2019 : UMA ENTERPRISES, INC 401(K) PLAN 2019 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $1,445,235 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $897,556 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $884,534 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $681,805 |
Value of total assets at end of year | 2019-12-31 | $4,708,630 |
Value of total assets at beginning of year | 2019-12-31 | $4,160,951 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $13,022 |
Total interest from all sources | 2019-12-31 | $19,689 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $89,032 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $89,032 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $451,403 |
Participant contributions at end of year | 2019-12-31 | $77,351 |
Participant contributions at beginning of year | 2019-12-31 | $77,507 |
Participant contributions at end of year | 2019-12-31 | $0 |
Participant contributions at beginning of year | 2019-12-31 | $33,958 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $547,679 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $4,708,630 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $4,160,951 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $3,969,809 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $3,187,064 |
Interest on participant loans | 2019-12-31 | $4,552 |
Income. Interest from loans (other than to participants) | 2019-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $647,052 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $810,451 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $810,451 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-12-31 | $15,137 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $654,709 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $230,402 |
Employer contributions (assets) at end of year | 2019-12-31 | $14,418 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $51,971 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $884,534 |
Contract administrator fees | 2019-12-31 | $13,022 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | WINDES, INC. |
Accountancy firm EIN | 2019-12-31 | 953001179 |
2018 : UMA ENTERPRISES, INC 401(K) PLAN 2018 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $295,038 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $1,702,316 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $1,691,058 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $537,247 |
Value of total assets at end of year | 2018-12-31 | $4,116,842 |
Value of total assets at beginning of year | 2018-12-31 | $5,524,120 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $11,258 |
Total interest from all sources | 2018-12-31 | $20,477 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $85,109 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $85,109 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $383,070 |
Participant contributions at end of year | 2018-12-31 | $77,507 |
Participant contributions at beginning of year | 2018-12-31 | $107,249 |
Participant contributions at end of year | 2018-12-31 | $33,958 |
Participant contributions at beginning of year | 2018-12-31 | $10,703 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-1,407,278 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $4,116,842 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $5,524,120 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $3,187,064 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $4,597,751 |
Interest on participant loans | 2018-12-31 | $4,540 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $810,451 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $785,204 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $785,204 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-12-31 | $15,937 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-347,795 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $154,177 |
Employer contributions (assets) at end of year | 2018-12-31 | $7,862 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $23,213 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $1,691,058 |
Contract administrator fees | 2018-12-31 | $11,258 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | WINDES, INC. |
Accountancy firm EIN | 2018-12-31 | 953001179 |
2017 : UMA ENTERPRISES, INC 401(K) PLAN 2017 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $1,320,264 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $101,102 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $91,122 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $546,962 |
Value of total assets at end of year | 2017-12-31 | $5,524,120 |
Value of total assets at beginning of year | 2017-12-31 | $4,304,958 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $9,980 |
Total interest from all sources | 2017-12-31 | $12,888 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $89,420 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $89,420 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $356,233 |
Participant contributions at end of year | 2017-12-31 | $107,249 |
Participant contributions at beginning of year | 2017-12-31 | $120,476 |
Participant contributions at end of year | 2017-12-31 | $10,703 |
Participant contributions at beginning of year | 2017-12-31 | $15,465 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $1,219,162 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $5,524,120 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $4,304,958 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $4,597,751 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $3,403,972 |
Interest on participant loans | 2017-12-31 | $5,016 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-12-31 | $785,204 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-12-31 | $757,106 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-12-31 | $757,106 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-12-31 | $7,872 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $670,994 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $190,729 |
Employer contributions (assets) at end of year | 2017-12-31 | $23,213 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $7,939 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $91,122 |
Contract administrator fees | 2017-12-31 | $9,980 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | WINDES, INC. |
Accountancy firm EIN | 2017-12-31 | 953001179 |
2016 : UMA ENTERPRISES, INC 401(K) PLAN 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $898,784 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $144,206 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $133,653 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $602,081 |
Value of total assets at end of year | 2016-12-31 | $4,304,958 |
Value of total assets at beginning of year | 2016-12-31 | $3,550,380 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $10,553 |
Total interest from all sources | 2016-12-31 | $9,826 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $72,351 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $72,351 |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $350,659 |
Participant contributions at end of year | 2016-12-31 | $120,476 |
Participant contributions at beginning of year | 2016-12-31 | $94,217 |
Participant contributions at end of year | 2016-12-31 | $15,465 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $74,064 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $754,578 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $4,304,958 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $3,550,380 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $3,403,972 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $3,456,163 |
Interest on participant loans | 2016-12-31 | $4,817 |
Income. Interest from loans (other than to participants) | 2016-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-12-31 | $757,106 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-12-31 | $5,009 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $214,526 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $177,358 |
Employer contributions (assets) at end of year | 2016-12-31 | $7,939 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $133,653 |
Contract administrator fees | 2016-12-31 | $10,553 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | WINDES, INC. |
Accountancy firm EIN | 2016-12-31 | 953001179 |
2015 : UMA ENTERPRISES, INC 401(K) PLAN 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $462,106 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $38,902 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $31,781 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $565,265 |
Value of total assets at end of year | 2015-12-31 | $3,550,380 |
Value of total assets at beginning of year | 2015-12-31 | $3,127,176 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $7,121 |
Total interest from all sources | 2015-12-31 | $2,740 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $70,972 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $70,972 |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $265,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $374,760 |
Participant contributions at end of year | 2015-12-31 | $94,217 |
Participant contributions at beginning of year | 2015-12-31 | $73,266 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $740 |
Total non interest bearing cash at end of year | 2015-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2015-12-31 | $3,053,910 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $423,204 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $3,550,380 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $3,127,176 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $3,456,163 |
Interest on participant loans | 2015-12-31 | $2,740 |
Income. Interest from loans (other than to participants) | 2015-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $0 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-176,871 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $189,765 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $31,781 |
Contract administrator fees | 2015-12-31 | $7,121 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | CROWE HORWATH LLP |
Accountancy firm EIN | 2015-12-31 | 350921680 |
2014 : UMA ENTERPRISES, INC 401(K) PLAN 2014 401k financial data |
---|
Total income from all sources (including contributions) | 2014-12-31 | $563,860 |
Total of all expenses incurred | 2014-12-31 | $21,197 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $20,117 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $445,894 |
Value of total assets at end of year | 2014-12-31 | $3,127,176 |
Value of total assets at beginning of year | 2014-12-31 | $2,584,513 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $1,080 |
Total interest from all sources | 2014-12-31 | $3,414 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $155,760 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $155,760 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $275,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $302,463 |
Participant contributions at end of year | 2014-12-31 | $73,266 |
Participant contributions at beginning of year | 2014-12-31 | $101,152 |
Administrative expenses (other) incurred | 2014-12-31 | $1,080 |
Total non interest bearing cash at end of year | 2014-12-31 | $3,053,910 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $542,663 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $3,127,176 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $2,584,513 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $2,483,361 |
Interest on participant loans | 2014-12-31 | $3,414 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $-41,208 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $143,431 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $20,117 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | CROWE HORWATH LLP |
Accountancy firm EIN | 2014-12-31 | 350921680 |
2013 : UMA ENTERPRISES, INC 401(K) PLAN 2013 401k financial data |
---|
Total income from all sources (including contributions) | 2013-12-31 | $680,043 |
Total of all expenses incurred | 2013-12-31 | $18,569 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $17,384 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $374,660 |
Value of total assets at end of year | 2013-12-31 | $2,584,513 |
Value of total assets at beginning of year | 2013-12-31 | $1,923,039 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $1,185 |
Total interest from all sources | 2013-12-31 | $2,206 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $58,344 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $58,344 |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $200,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $237,667 |
Participant contributions at end of year | 2013-12-31 | $101,152 |
Participant contributions at beginning of year | 2013-12-31 | $18,665 |
Participant contributions at beginning of year | 2013-12-31 | $8,786 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $29,703 |
Administrative expenses (other) incurred | 2013-12-31 | $1,185 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $661,474 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $2,584,513 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $1,923,039 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $2,483,361 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $1,891,861 |
Interest on participant loans | 2013-12-31 | $2,206 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $0 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $244,833 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $107,290 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $3,727 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $17,384 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | CROWE HORWATH LLP |
Accountancy firm EIN | 2013-12-31 | 350921680 |
2012 : UMA ENTERPRISES, INC 401(K) PLAN 2012 401k financial data |
---|
Total income from all sources (including contributions) | 2012-12-31 | $546,290 |
Total of all expenses incurred | 2012-12-31 | $521,480 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $521,075 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $305,844 |
Value of total assets at end of year | 2012-12-31 | $1,923,039 |
Value of total assets at beginning of year | 2012-12-31 | $1,898,229 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $405 |
Total interest from all sources | 2012-12-31 | $403 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $33,005 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $33,005 |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $200,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $203,033 |
Participant contributions at end of year | 2012-12-31 | $18,665 |
Participant contributions at beginning of year | 2012-12-31 | $8,024 |
Participant contributions at end of year | 2012-12-31 | $8,786 |
Administrative expenses (other) incurred | 2012-12-31 | $405 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $24,810 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $1,923,039 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $1,898,229 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $1,891,861 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $1,887,981 |
Interest on participant loans | 2012-12-31 | $403 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $2,224 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $2,224 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $207,038 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $102,811 |
Employer contributions (assets) at end of year | 2012-12-31 | $3,727 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $521,075 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | CROWE HORWATH LLP |
Accountancy firm EIN | 2012-12-31 | 350921680 |
2011 : UMA ENTERPRISES, INC 401(K) PLAN 2011 401k financial data |
---|
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $219,736 |
Total of all expenses incurred | 2011-12-31 | $9,298 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $9,213 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $263,463 |
Value of total assets at end of year | 2011-12-31 | $1,898,229 |
Value of total assets at beginning of year | 2011-12-31 | $1,687,791 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $85 |
Total interest from all sources | 2011-12-31 | $438 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $28,498 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $28,498 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $200,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $179,449 |
Participant contributions at end of year | 2011-12-31 | $8,024 |
Participant contributions at beginning of year | 2011-12-31 | $6,704 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $2,897 |
Administrative expenses (other) incurred | 2011-12-31 | $85 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $210,438 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $1,898,229 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $1,687,791 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $1,887,981 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $1,675,502 |
Interest on participant loans | 2011-12-31 | $438 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $2,224 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $5,585 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $5,585 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-72,663 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $81,117 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $9,213 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | CROWE HORWATH LLP |
Accountancy firm EIN | 2011-12-31 | 350921680 |
2010 : UMA ENTERPRISES, INC 401(K) PLAN 2010 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $489,630 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $228,025 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $227,725 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $337,260 |
Value of total assets at end of year | 2010-12-31 | $1,687,791 |
Value of total assets at beginning of year | 2010-12-31 | $1,426,186 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $300 |
Total interest from all sources | 2010-12-31 | $555 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $26,040 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $26,040 |
Was this plan covered by a fidelity bond | 2010-12-31 | No |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $225,144 |
Participant contributions at end of year | 2010-12-31 | $6,704 |
Participant contributions at beginning of year | 2010-12-31 | $11,878 |
Participant contributions at beginning of year | 2010-12-31 | $12,477 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $23,400 |
Administrative expenses (other) incurred | 2010-12-31 | $300 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $261,605 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $1,687,791 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $1,426,186 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $1,675,502 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $1,387,501 |
Interest on participant loans | 2010-12-31 | $555 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $5,585 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $5,358 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $5,358 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $125,775 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $88,716 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $8,972 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $227,725 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | CROWE HORWATH LLP |
Accountancy firm EIN | 2010-12-31 | 350921680 |