401k Plan data: THIRD FLOOR NORTH EMPLOYEE STOCK OWNERSHIP PLAN plan

THIRD FLOOR NORTH EMPLOYEE STOCK OWNERSHIP PLAN 401k Plan overview

Plan Name	THIRD FLOOR NORTH EMPLOYEE STOCK OWNERSHIP PLAN
Plan identification number	002

THIRD FLOOR NORTH EMPLOYEE STOCK OWNERSHIP PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Stock bonus
Leveraged ESOP - An ESOP that acquires employer securities with borrowed money or other debt-financing techniques. A completed Schedule E must be attached to a Form 5500 filed for an ESOP.
The employer maintaining this ESOP is an S Corporation
Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.

401k Sponsoring company profile

TFN ARCHITECTURAL SIGNAGE, INC. has sponsored the creation of one or more 401k plans.

Company Name: TFN ARCHITECTURAL SIGNAGE, INC.

Employer identification number (EIN): 330486410

NAIC Classification: 339900

Additional information about TFN ARCHITECTURAL SIGNAGE, INC.

Jurisdiction of Incorporation: California Department of State

Incorporation Date: 1991-05-21

Company Identification Number: C1686866

Legal Registered Office Address: 3411 W Lake Center Drive

Santa Ana
United States of America (USA)
92704

More information about TFN ARCHITECTURAL SIGNAGE, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THIRD FLOOR NORTH EMPLOYEE STOCK OWNERSHIP PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2022-01-01
002 2021-01-01
002 2020-01-01
002 2019-01-01
002 2018-01-01
002 2017-01-01 JAMES CLARK
002 2016-01-01 JAMES CLARK

Plan Statistics for THIRD FLOOR NORTH EMPLOYEE STOCK OWNERSHIP PLAN

401k plan membership statisitcs for THIRD FLOOR NORTH EMPLOYEE STOCK OWNERSHIP PLAN

Measure Date Value
2022: THIRD FLOOR NORTH EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 57
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 47
Number of retired or separated participants receiving benefits 2022-01-01 0
Number of other retired or separated participants entitled to future benefits 2022-01-01 10
Total of all active and inactive participants 2022-01-01 57
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 0
Total participants 2022-01-01 57
Number of participants with account balances 2022-01-01 55
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 6
2021: THIRD FLOOR NORTH EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 57
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 53
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 3
Total of all active and inactive participants 2021-01-01 56
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 56
Number of participants with account balances 2021-01-01 56
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 2
2020: THIRD FLOOR NORTH EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 70
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 58
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 7
Total of all active and inactive participants 2020-01-01 65
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 65
Number of participants with account balances 2020-01-01 63
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 5
2019: THIRD FLOOR NORTH EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 68
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 53
Number of retired or separated participants receiving benefits 2019-01-01 1
Number of other retired or separated participants entitled to future benefits 2019-01-01 6
Total of all active and inactive participants 2019-01-01 60
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 1
Total participants 2019-01-01 61
Number of participants with account balances 2019-01-01 61
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 7
2018: THIRD FLOOR NORTH EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 60
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 56
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 3
Total of all active and inactive participants 2018-01-01 59
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 59
Number of participants with account balances 2018-01-01 59
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 3
2017: THIRD FLOOR NORTH EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 52
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 48
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 0
Total of all active and inactive participants 2017-01-01 48
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 48
Number of participants with account balances 2017-01-01 48
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: THIRD FLOOR NORTH EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 51
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 51
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 51
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 51
Number of participants with account balances 2016-01-01 51
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0

Measure	Date	Value
2022: THIRD FLOOR NORTH EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	57
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	47
Number of retired or separated participants receiving benefits	2022-01-01	0
Number of other retired or separated participants entitled to future benefits	2022-01-01	10
Total of all active and inactive participants	2022-01-01	57
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	0
Total participants	2022-01-01	57
Number of participants with account balances	2022-01-01	55
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	6
2021: THIRD FLOOR NORTH EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	57
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	53
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	3
Total of all active and inactive participants	2021-01-01	56
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	56
Number of participants with account balances	2021-01-01	56
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	2
2020: THIRD FLOOR NORTH EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	70
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	58
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	7
Total of all active and inactive participants	2020-01-01	65
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	65
Number of participants with account balances	2020-01-01	63
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	5
2019: THIRD FLOOR NORTH EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	68
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	53
Number of retired or separated participants receiving benefits	2019-01-01	1
Number of other retired or separated participants entitled to future benefits	2019-01-01	6
Total of all active and inactive participants	2019-01-01	60
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	1
Total participants	2019-01-01	61
Number of participants with account balances	2019-01-01	61
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	7
2018: THIRD FLOOR NORTH EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	60
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	56
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	3
Total of all active and inactive participants	2018-01-01	59
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	59
Number of participants with account balances	2018-01-01	59
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	3
2017: THIRD FLOOR NORTH EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	52
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	48
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	0
Total of all active and inactive participants	2017-01-01	48
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	48
Number of participants with account balances	2017-01-01	48
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: THIRD FLOOR NORTH EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	51
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	51
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	51
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	51
Number of participants with account balances	2016-01-01	51
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0

Financial Data on THIRD FLOOR NORTH EMPLOYEE STOCK OWNERSHIP PLAN

Measure	Date	Value
2022 : THIRD FLOOR NORTH EMPLOYEE STOCK OWNERSHIP PLAN 2022 401k financial data
Total plan liabilities at end of year	2022-12-31	$2,424,953
Total plan liabilities at beginning of year	2022-12-31	$2,557,241
Total income from all sources	2022-12-31	$-2,242,846
Expenses. Total of all expenses incurred	2022-12-31	$74,926
Benefits paid (including direct rollovers)	2022-12-31	$16,983
Total plan assets at end of year	2022-12-31	$2,750,080
Total plan assets at beginning of year	2022-12-31	$5,200,140
Value of fidelity bond covering the plan	2022-12-31	$1,000,000
Expenses. Other expenses not covered elsewhere	2022-12-31	$57,943
Other income received	2022-12-31	$-2,450,000
Net income (gross income less expenses)	2022-12-31	$-2,317,772
Net plan assets at end of year (total assets less liabilities)	2022-12-31	$325,127
Net plan assets at beginning of year (total assets less liabilities)	2022-12-31	$2,642,899
Assets. Value of employer securities	2022-12-31	$2,750,000
Total contributions received or receivable from employer(s)	2022-12-31	$207,154
2021 : THIRD FLOOR NORTH EMPLOYEE STOCK OWNERSHIP PLAN 2021 401k financial data
Total plan liabilities at end of year	2021-12-31	$2,557,241
Total plan liabilities at beginning of year	2021-12-31	$2,686,605
Total income from all sources	2021-12-31	$-344,254
Expenses. Total of all expenses incurred	2021-12-31	$122,200
Benefits paid (including direct rollovers)	2021-12-31	$61,063
Total plan assets at end of year	2021-12-31	$5,200,140
Total plan assets at beginning of year	2021-12-31	$5,795,958
Value of fidelity bond covering the plan	2021-12-31	$1,000,000
Expenses. Other expenses not covered elsewhere	2021-12-31	$61,137
Other income received	2021-12-31	$-595,950
Net income (gross income less expenses)	2021-12-31	$-466,454
Net plan assets at end of year (total assets less liabilities)	2021-12-31	$2,642,899
Net plan assets at beginning of year (total assets less liabilities)	2021-12-31	$3,109,353
Assets. Value of employer securities	2021-12-31	$5,200,000
Total contributions received or receivable from employer(s)	2021-12-31	$251,696
2020 : THIRD FLOOR NORTH EMPLOYEE STOCK OWNERSHIP PLAN 2020 401k financial data
Total plan liabilities at end of year	2020-12-31	$2,686,605
Total plan liabilities at beginning of year	2020-12-31	$2,745,014
Total income from all sources	2020-12-31	$158,140
Expenses. Total of all expenses incurred	2020-12-31	$170,666
Benefits paid (including direct rollovers)	2020-12-31	$38,754
Total plan assets at end of year	2020-12-31	$5,795,958
Total plan assets at beginning of year	2020-12-31	$5,866,893
Value of fidelity bond covering the plan	2020-12-31	$1,000,000
Expenses. Other expenses not covered elsewhere	2020-12-31	$131,912
Other income received	2020-12-31	$-70,933
Net income (gross income less expenses)	2020-12-31	$-12,526
Net plan assets at end of year (total assets less liabilities)	2020-12-31	$3,109,353
Net plan assets at beginning of year (total assets less liabilities)	2020-12-31	$3,121,879
Assets. Value of employer securities	2020-12-31	$5,795,950
Total contributions received or receivable from employer(s)	2020-12-31	$229,073
2019 : THIRD FLOOR NORTH EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k financial data
Total plan liabilities at end of year	2019-12-31	$2,745,014
Total plan liabilities at beginning of year	2019-12-31	$3,146,412
Total income from all sources	2019-12-31	$4,103,061
Expenses. Total of all expenses incurred	2019-12-31	$4,754
Benefits paid (including direct rollovers)	2019-12-31	$4,554
Total plan assets at end of year	2019-12-31	$5,866,893
Total plan assets at beginning of year	2019-12-31	$2,169,984
Value of fidelity bond covering the plan	2019-12-31	$400,000
Expenses. Other expenses not covered elsewhere	2019-12-31	$200
Other income received	2019-12-31	$3,886,980
Net income (gross income less expenses)	2019-12-31	$4,098,307
Net plan assets at end of year (total assets less liabilities)	2019-12-31	$3,121,879
Net plan assets at beginning of year (total assets less liabilities)	2019-12-31	$-976,428
Assets. Value of employer securities	2019-12-31	$5,866,883
Total contributions received or receivable from employer(s)	2019-12-31	$216,081
2018 : THIRD FLOOR NORTH EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k financial data
Total plan liabilities at end of year	2018-12-31	$3,146,412
Total plan liabilities at beginning of year	2018-12-31	$3,266,956
Total income from all sources	2018-12-31	$533,882
Expenses. Total of all expenses incurred	2018-12-31	$69,537
Total plan assets at end of year	2018-12-31	$2,169,984
Total plan assets at beginning of year	2018-12-31	$1,826,183
Value of fidelity bond covering the plan	2018-12-31	$400,000
Expenses. Other expenses not covered elsewhere	2018-12-31	$69,537
Other income received	2018-12-31	$343,801
Net income (gross income less expenses)	2018-12-31	$464,345
Net plan assets at end of year (total assets less liabilities)	2018-12-31	$-976,428
Net plan assets at beginning of year (total assets less liabilities)	2018-12-31	$-1,440,773
Assets. Value of employer securities	2018-12-31	$1,979,903
Total contributions received or receivable from employer(s)	2018-12-31	$190,081
2017 : THIRD FLOOR NORTH EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k financial data
Total plan liabilities at end of year	2017-12-31	$3,266,956
Total plan liabilities at beginning of year	2017-12-31	$3,600,223
Total income from all sources	2017-12-31	$478,365
Expenses. Total of all expenses incurred	2017-12-31	$75,138
Total plan assets at end of year	2017-12-31	$1,826,183
Total plan assets at beginning of year	2017-12-31	$1,756,223
Value of fidelity bond covering the plan	2017-12-31	$400,000
Expenses. Other expenses not covered elsewhere	2017-12-31	$75,138
Other income received	2017-12-31	$265,102
Net income (gross income less expenses)	2017-12-31	$403,227
Net plan assets at end of year (total assets less liabilities)	2017-12-31	$-1,440,773
Net plan assets at beginning of year (total assets less liabilities)	2017-12-31	$-1,844,000
Assets. Value of employer securities	2017-12-31	$1,636,102
Total contributions received or receivable from employer(s)	2017-12-31	$213,263
2016 : THIRD FLOOR NORTH EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data
Total plan liabilities at end of year	2016-12-31	$3,600,223
Total income from all sources	2016-12-31	$-1,843,777
Expenses. Total of all expenses incurred	2016-12-31	$223
Total plan assets at end of year	2016-12-31	$1,756,223
Total plan assets at beginning of year	2016-12-31	$0
Value of fidelity bond covering the plan	2016-12-31	$400,000
Expenses. Other expenses not covered elsewhere	2016-12-31	$223
Other income received	2016-12-31	$-2,229,000
Net income (gross income less expenses)	2016-12-31	$-1,844,000
Net plan assets at end of year (total assets less liabilities)	2016-12-31	$-1,844,000
Net plan assets at beginning of year (total assets less liabilities)	2016-12-31	$0
Assets. Value of employer securities	2016-12-31	$1,371,000
Total contributions received or receivable from employer(s)	2016-12-31	$385,223

Form 5500 Responses for THIRD FLOOR NORTH EMPLOYEE STOCK OWNERSHIP PLAN

2022: THIRD FLOOR NORTH EMPLOYEE STOCK OWNERSHIP PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: THIRD FLOOR NORTH EMPLOYEE STOCK OWNERSHIP PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: THIRD FLOOR NORTH EMPLOYEE STOCK OWNERSHIP PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: THIRD FLOOR NORTH EMPLOYEE STOCK OWNERSHIP PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: THIRD FLOOR NORTH EMPLOYEE STOCK OWNERSHIP PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: THIRD FLOOR NORTH EMPLOYEE STOCK OWNERSHIP PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: THIRD FLOOR NORTH EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	First time form 5500 has been submitted	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	TFN ARCHITECTURAL SIGNAGE, INC.
Employer identification number (EIN):	330486410
NAIC Classification:	339900

Jurisdiction of Incorporation:	California Department of State
Incorporation Date:	1991-05-21
Company Identification Number:	C1686866
Legal Registered Office Address:	3411 W Lake Center Drive Santa Ana United States of America (USA) 92704