401k Plan data: GUTHY-RENKER, LLC 401K SAVINGS AND RETIREMENT PLAN plan

GUTHY-RENKER, LLC 401K SAVINGS AND RETIREMENT PLAN 401k Plan overview

Plan Name	GUTHY-RENKER, LLC 401K SAVINGS AND RETIREMENT PLAN
Plan identification number	001

GUTHY-RENKER, LLC 401K SAVINGS AND RETIREMENT PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

GUTHY-RENKER LLC has sponsored the creation of one or more 401k plans.

Company Name: GUTHY-RENKER LLC

Employer identification number (EIN): 330587817

NAIC Classification: 334310
NAIC Description: Audio and Video Equipment Manufacturing

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GUTHY-RENKER, LLC 401K SAVINGS AND RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2015-01-01 LEANN SHUTES
001 2014-01-01 RANDY SCOTT
001 2013-01-01 RANDY SCOTT
001 2012-01-01 RANDY SCOTT
001 2011-01-01 RANDY SCOTT KEVIN KNEE 2012-10-12
001 2010-01-01 RANDY SCOTT KEVIN KNEE 2011-10-14
001 2009-01-01 RANDY SCOTT KEVIN KNEE 2010-10-07

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2015-01-01	LEANN SHUTES
001	2014-01-01	RANDY SCOTT
001	2013-01-01	RANDY SCOTT
001	2012-01-01	RANDY SCOTT
001	2011-01-01	RANDY SCOTT	KEVIN KNEE	2012-10-12
001	2010-01-01	RANDY SCOTT	KEVIN KNEE	2011-10-14
001	2009-01-01	RANDY SCOTT	KEVIN KNEE	2010-10-07

Plan Statistics for GUTHY-RENKER, LLC 401K SAVINGS AND RETIREMENT PLAN

401k plan membership statisitcs for GUTHY-RENKER, LLC 401K SAVINGS AND RETIREMENT PLAN

Measure Date Value
2015: GUTHY-RENKER, LLC 401K SAVINGS AND RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 1,129
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 863
Number of retired or separated participants receiving benefits 2015-01-01 1
Number of other retired or separated participants entitled to future benefits 2015-01-01 201
Total of all active and inactive participants 2015-01-01 1,065
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 1
Total participants 2015-01-01 1,066
Number of participants with account balances 2015-01-01 782
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 82
2014: GUTHY-RENKER, LLC 401K SAVINGS AND RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 614
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 941
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 153
Total of all active and inactive participants 2014-01-01 1,094
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 3
Total participants 2014-01-01 1,097
Number of participants with account balances 2014-01-01 770
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 40
2013: GUTHY-RENKER, LLC 401K SAVINGS AND RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 625
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 437
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 146
Total of all active and inactive participants 2013-01-01 583
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 583
Number of participants with account balances 2013-01-01 491
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 66
2012: GUTHY-RENKER, LLC 401K SAVINGS AND RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 1,171
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 466
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 138
Total of all active and inactive participants 2012-01-01 604
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 604
Number of participants with account balances 2012-01-01 475
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 61
2011: GUTHY-RENKER, LLC 401K SAVINGS AND RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 1,024
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 393
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 115
Total of all active and inactive participants 2011-01-01 508
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 508
Number of participants with account balances 2011-01-01 413
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2010: GUTHY-RENKER, LLC 401K SAVINGS AND RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 1,047
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 852
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 110
Total of all active and inactive participants 2010-01-01 962
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 962
Number of participants with account balances 2010-01-01 584
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 423
2009: GUTHY-RENKER, LLC 401K SAVINGS AND RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 1,062
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 913
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 134
Total of all active and inactive participants 2009-01-01 1,047
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 1,047
Number of participants with account balances 2009-01-01 672
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 44

Measure	Date	Value
2015: GUTHY-RENKER, LLC 401K SAVINGS AND RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	1,129
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	863
Number of retired or separated participants receiving benefits	2015-01-01	1
Number of other retired or separated participants entitled to future benefits	2015-01-01	201
Total of all active and inactive participants	2015-01-01	1,065
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	1
Total participants	2015-01-01	1,066
Number of participants with account balances	2015-01-01	782
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	82
2014: GUTHY-RENKER, LLC 401K SAVINGS AND RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	614
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	941
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	153
Total of all active and inactive participants	2014-01-01	1,094
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	3
Total participants	2014-01-01	1,097
Number of participants with account balances	2014-01-01	770
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	40
2013: GUTHY-RENKER, LLC 401K SAVINGS AND RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	625
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	437
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	146
Total of all active and inactive participants	2013-01-01	583
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	583
Number of participants with account balances	2013-01-01	491
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	66
2012: GUTHY-RENKER, LLC 401K SAVINGS AND RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	1,171
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	466
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	138
Total of all active and inactive participants	2012-01-01	604
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	604
Number of participants with account balances	2012-01-01	475
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	61
2011: GUTHY-RENKER, LLC 401K SAVINGS AND RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	1,024
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	393
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	115
Total of all active and inactive participants	2011-01-01	508
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	508
Number of participants with account balances	2011-01-01	413
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2010: GUTHY-RENKER, LLC 401K SAVINGS AND RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	1,047
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	852
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	110
Total of all active and inactive participants	2010-01-01	962
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	962
Number of participants with account balances	2010-01-01	584
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	423
2009: GUTHY-RENKER, LLC 401K SAVINGS AND RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	1,062
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	913
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	134
Total of all active and inactive participants	2009-01-01	1,047
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	1,047
Number of participants with account balances	2009-01-01	672
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	44

Financial Data on GUTHY-RENKER, LLC 401K SAVINGS AND RETIREMENT PLAN

Measure	Date	Value
2015 : GUTHY-RENKER, LLC 401K SAVINGS AND RETIREMENT PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$6,112,891
Total of all expenses incurred	2015-12-31	$5,623,268
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$5,382,143
Expenses. Certain deemed distributions of participant loans	2015-12-31	$23,848
Value of total corrective distributions	2015-12-31	$8,105
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$5,621,065
Value of total assets at end of year	2015-12-31	$49,735,916
Value of total assets at beginning of year	2015-12-31	$49,246,293
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$209,172
Total interest from all sources	2015-12-31	$150,492
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$675,202
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$675,202
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$3,919,870
Participant contributions at end of year	2015-12-31	$639,087
Participant contributions at beginning of year	2015-12-31	$670,540
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$559,435
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$551
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$1,335
Administrative expenses (other) incurred	2015-12-31	$209,172
Total non interest bearing cash at end of year	2015-12-31	$4,016
Total non interest bearing cash at beginning of year	2015-12-31	$817
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$489,623
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$49,735,916
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$49,246,293
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$42,464,682
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$41,618,579
Interest on participant loans	2015-12-31	$23,773
Interest earned on other investments	2015-12-31	$126,700
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$243,957
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$119,248
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$119,248
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$19
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$6,381,725
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$6,835,774
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-333,868
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$1,141,760
Employer contributions (assets) at end of year	2015-12-31	$1,898
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$5,382,143
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	No
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	ARMANINO LLP
Accountancy firm EIN	2015-12-31	946214841
2014 : GUTHY-RENKER, LLC 401K SAVINGS AND RETIREMENT PLAN 2014 401k financial data
Total transfer of assets to this plan	2014-12-31	$6,015,898
Total income from all sources (including contributions)	2014-12-31	$9,111,783
Total of all expenses incurred	2014-12-31	$2,776,639
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$2,633,718
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$5,938,729
Value of total assets at end of year	2014-12-31	$49,246,293
Value of total assets at beginning of year	2014-12-31	$36,895,251
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$142,921
Total interest from all sources	2014-12-31	$189,960
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$651,159
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$651,159
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$3,879,365
Participant contributions at end of year	2014-12-31	$670,540
Participant contributions at beginning of year	2014-12-31	$538,894
Participant contributions at beginning of year	2014-12-31	$21,946
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$942,939
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$1,335
Administrative expenses (other) incurred	2014-12-31	$142,921
Total non interest bearing cash at end of year	2014-12-31	$817
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$6,335,144
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$49,246,293
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$36,895,251
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$41,618,579
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$30,899,247
Interest on participant loans	2014-12-31	$41,060
Interest earned on other investments	2014-12-31	$148,900
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$119,248
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$6,835,774
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$5,429,378
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$2,331,935
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$1,116,425
Employer contributions (assets) at beginning of year	2014-12-31	$5,786
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$2,633,718
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	Yes
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	LARUE, CORRIGAN, MCCORMICK & TEASDA
Accountancy firm EIN	2014-12-31	954304740
2013 : GUTHY-RENKER, LLC 401K SAVINGS AND RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$10,399,158
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$2,349,929
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$2,347,454
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$4,341,233
Value of total assets at end of year	2013-12-31	$36,895,251
Value of total assets at beginning of year	2013-12-31	$28,846,022
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$2,475
Total interest from all sources	2013-12-31	$20,557
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$250,847
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$250,847
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$2,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$3,244,736
Participant contributions at end of year	2013-12-31	$538,894
Participant contributions at beginning of year	2013-12-31	$416,101
Participant contributions at end of year	2013-12-31	$21,946
Participant contributions at beginning of year	2013-12-31	$16,421
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$258,729
Other income not declared elsewhere	2013-12-31	$103,961
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$8,049,229
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$36,895,251
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$28,846,022
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$30,899,247
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$23,307,944
Interest on participant loans	2013-12-31	$20,557
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$5,429,378
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$5,100,399
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$5,682,560
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$837,768
Employer contributions (assets) at end of year	2013-12-31	$5,786
Employer contributions (assets) at beginning of year	2013-12-31	$5,157
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$2,347,454
Contract administrator fees	2013-12-31	$2,475
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	LARUE,CORRIGAN,MCCORMICK & TEASDA
Accountancy firm EIN	2013-12-31	954304740
2012 : GUTHY-RENKER, LLC 401K SAVINGS AND RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total transfer of assets from this plan	2012-12-31	$326
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$7,167,964
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$2,027,085
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$2,022,288
Value of total corrective distributions	2012-12-31	$872
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$4,378,242
Value of total assets at end of year	2012-12-31	$28,846,022
Value of total assets at beginning of year	2012-12-31	$23,705,469
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$3,925
Total interest from all sources	2012-12-31	$16,197
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$257,776
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$257,776
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$2,902,095
Participant contributions at end of year	2012-12-31	$416,101
Participant contributions at beginning of year	2012-12-31	$330,832
Participant contributions at end of year	2012-12-31	$16,421
Participant contributions at beginning of year	2012-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$685,753
Other income not declared elsewhere	2012-12-31	$102,863
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$5,140,879
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$28,846,022
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$23,705,469
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$23,307,944
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$18,228,053
Interest on participant loans	2012-12-31	$16,197
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$5,100,399
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$5,146,584
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$2,412,886
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$790,394
Employer contributions (assets) at end of year	2012-12-31	$5,157
Employer contributions (assets) at beginning of year	2012-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$2,022,288
Contract administrator fees	2012-12-31	$3,925
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	LARUE,CORRIGAN,MCCORMICK & TEASDA
Accountancy firm EIN	2012-12-31	954304740
2011 : GUTHY-RENKER, LLC 401K SAVINGS AND RETIREMENT PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$0
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total transfer of assets to this plan	2011-12-31	$234,986
Total transfer of assets from this plan	2011-12-31	$4,382,160
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$3,038,660
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$1,918,710
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,664,093
Expenses. Certain deemed distributions of participant loans	2011-12-31	$0
Value of total corrective distributions	2011-12-31	$251,887
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$3,356,824
Value of total assets at end of year	2011-12-31	$23,705,469
Value of total assets at beginning of year	2011-12-31	$26,732,693
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$2,730
Total interest from all sources	2011-12-31	$17,399
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$226,225
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$226,225
Administrative expenses professional fees incurred	2011-12-31	$0
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$2,658,100
Participant contributions at end of year	2011-12-31	$330,832
Participant contributions at beginning of year	2011-12-31	$427,286
Participant contributions at end of year	2011-12-31	$0
Participant contributions at beginning of year	2011-12-31	$13,278
Assets. Other investments not covered elsewhere at end of year	2011-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$42,333
Other income not declared elsewhere	2011-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$1,119,950
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$23,705,469
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$26,732,693
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$5
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$18,228,053
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$20,873,302
Value of interest in pooled separate accounts at end of year	2011-12-31	$0
Interest on participant loans	2011-12-31	$17,399
Value of interest in common/collective trusts at end of year	2011-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$5,146,584
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$5,414,042
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-561,788
Net investment gain/loss from pooled separate accounts	2011-12-31	$0
Net investment gain or loss from common/collective trusts	2011-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Assets. Invements in employer securities at end of year	2011-12-31	$0
Contributions received in cash from employer	2011-12-31	$656,391
Employer contributions (assets) at end of year	2011-12-31	$0
Employer contributions (assets) at beginning of year	2011-12-31	$4,785
Income. Dividends from common stock	2011-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,664,093
Contract administrator fees	2011-12-31	$2,725
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	LARUE,CORRIGAN,MCCORMICK & TEASDA
Accountancy firm EIN	2011-12-31	954304740
2010 : GUTHY-RENKER, LLC 401K SAVINGS AND RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$6,540,109
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$2,210,301
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$2,188,639
Expenses. Certain deemed distributions of participant loans	2010-12-31	$6,130
Value of total corrective distributions	2010-12-31	$12,407
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$3,737,907
Value of total assets at end of year	2010-12-31	$26,732,693
Value of total assets at beginning of year	2010-12-31	$22,402,885
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$3,125
Total interest from all sources	2010-12-31	$16,822
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$194,836
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$194,836
Administrative expenses professional fees incurred	2010-12-31	$0
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$2,746,675
Participant contributions at end of year	2010-12-31	$427,286
Participant contributions at beginning of year	2010-12-31	$403,239
Participant contributions at end of year	2010-12-31	$13,278
Participant contributions at beginning of year	2010-12-31	$23,862
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$114,460
Other income not declared elsewhere	2010-12-31	$117,822
Total non interest bearing cash at beginning of year	2010-12-31	$28,828
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$4,329,808
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$26,732,693
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$22,402,885
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$20,873,302
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$17,172,161
Interest on participant loans	2010-12-31	$16,822
Value of interest in common/collective trusts at beginning of year	2010-12-31	$4,705,327
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$5,414,042
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$2,472,722
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$876,772
Employer contributions (assets) at end of year	2010-12-31	$4,785
Employer contributions (assets) at beginning of year	2010-12-31	$69,468
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$2,188,639
Contract administrator fees	2010-12-31	$3,125
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	LARUE,CORRIGAN,MCCORMICK & TEASDA
Accountancy firm EIN	2010-12-31	954304740
2009 : GUTHY-RENKER, LLC 401K SAVINGS AND RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for GUTHY-RENKER, LLC 401K SAVINGS AND RETIREMENT PLAN

2015: GUTHY-RENKER, LLC 401K SAVINGS AND RETIREMENT PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: GUTHY-RENKER, LLC 401K SAVINGS AND RETIREMENT PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: GUTHY-RENKER, LLC 401K SAVINGS AND RETIREMENT PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: GUTHY-RENKER, LLC 401K SAVINGS AND RETIREMENT PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: GUTHY-RENKER, LLC 401K SAVINGS AND RETIREMENT PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: GUTHY-RENKER, LLC 401K SAVINGS AND RETIREMENT PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: GUTHY-RENKER, LLC 401K SAVINGS AND RETIREMENT PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

QK62880

Policy instance

Insurance contract or identification number	QK62880
Number of Individuals Covered	782
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

QK62880

Policy instance

Insurance contract or identification number	QK62880
Number of Individuals Covered	770
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Total amount of commissions paid to insurance broker	USD $2,581
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Other welfare benefits provided	ACCIDENTAL DEATH & DISMEMBERMENT
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Welfare Benefit Premiums Paid to Carrier	USD $27,144
Commission paid to Insurance Broker	USD $2,581
Insurance broker organization code?	3

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

GA28026

Policy instance

Insurance contract or identification number	GA28026
Number of Individuals Covered	491
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

GA28026

Policy instance

Insurance contract or identification number	GA28026
Number of Individuals Covered	475
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

GA28026

Policy instance

Insurance contract or identification number	GA28026
Number of Individuals Covered	413
Insurance policy start date	2011-03-15
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NEW YORK LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66915 )

Policy contract number

GA28026

Policy instance

Insurance contract or identification number	GA28026
Number of Individuals Covered	584
Insurance policy start date	2010-03-15
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

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Company Name:	GUTHY-RENKER LLC
Employer identification number (EIN):	330587817
NAIC Classification:	334310
NAIC Description:	Audio and Video Equipment Manufacturing