401k Plan data: EXCESS SPACE RETAIL SERVICES, INC. 401(K) PLAN plan

EXCESS SPACE RETAIL SERVICES, INC. 401(K) PLAN 401k Plan overview

Plan Name	EXCESS SPACE RETAIL SERVICES, INC. 401(K) PLAN
Plan identification number	001

EXCESS SPACE RETAIL SERVICES, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

EXCESS SPACE RETAIL SERVICES, INC. has sponsored the creation of one or more 401k plans.

Company Name: EXCESS SPACE RETAIL SERVICES, INC.

Employer identification number (EIN): 330595793

NAIC Classification: 531210
NAIC Description: Offices of Real Estate Agents and Brokers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan EXCESS SPACE RETAIL SERVICES, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2015-01-01 MICHAEL WIENER
001 2014-01-01 MICHAEL WIENER
001 2013-01-01 MICHAEL WIENER
001 2012-01-01 MICHAEL WIENER
001 2011-01-01 MICHAEL WIENER
001 2010-01-01 MICHAEL WIENER
001 2009-01-01 MICHAEL WIENER

Plan id#	Filing Submission Date	Name of Administrator
001	2015-01-01	MICHAEL WIENER
001	2014-01-01	MICHAEL WIENER
001	2013-01-01	MICHAEL WIENER
001	2012-01-01	MICHAEL WIENER
001	2011-01-01	MICHAEL WIENER
001	2010-01-01	MICHAEL WIENER
001	2009-01-01	MICHAEL WIENER

Financial Data on EXCESS SPACE RETAIL SERVICES, INC. 401(K) PLAN

Measure	Date	Value
2015 : EXCESS SPACE RETAIL SERVICES, INC. 401(K) PLAN 2015 401k financial data
Transfers to/from the plan	2015-07-13	$0
Total plan liabilities at end of year	2015-07-13	$0
Total plan liabilities at beginning of year	2015-07-13	$0
Total income from all sources	2015-07-13	$325,272
Expenses. Total of all expenses incurred	2015-07-13	$4,176,080
Benefits paid (including direct rollovers)	2015-07-13	$4,172,261
Total plan assets at end of year	2015-07-13	$0
Total plan assets at beginning of year	2015-07-13	$3,850,808
Value of fidelity bond covering the plan	2015-07-13	$500,000
Total contributions received or receivable from participants	2015-07-13	$140,764
Expenses. Other expenses not covered elsewhere	2015-07-13	$0
Contributions received from other sources (not participants or employers)	2015-07-13	$0
Other income received	2015-07-13	$95,621
Noncash contributions received	2015-07-13	$0
Net income (gross income less expenses)	2015-07-13	$-3,850,808
Net plan assets at end of year (total assets less liabilities)	2015-07-13	$0
Net plan assets at beginning of year (total assets less liabilities)	2015-07-13	$3,850,808
Assets. Value of participant loans	2015-07-13	$0
Total contributions received or receivable from employer(s)	2015-07-13	$88,887
Value of certain deemed distributions of participant loans	2015-07-13	$0
Value of corrective distributions	2015-07-13	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2015-07-13	$3,819
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-07-13	$0
2014 : EXCESS SPACE RETAIL SERVICES, INC. 401(K) PLAN 2014 401k financial data
Transfers to/from the plan	2014-12-31	$0
Total plan liabilities at end of year	2014-12-31	$0
Total plan liabilities at beginning of year	2014-12-31	$0
Total income from all sources	2014-12-31	$495,893
Expenses. Total of all expenses incurred	2014-12-31	$56,229
Benefits paid (including direct rollovers)	2014-12-31	$55,513
Total plan assets at end of year	2014-12-31	$3,850,808
Total plan assets at beginning of year	2014-12-31	$3,411,144
Value of fidelity bond covering the plan	2014-12-31	$500,000
Total contributions received or receivable from participants	2014-12-31	$225,712
Expenses. Other expenses not covered elsewhere	2014-12-31	$0
Contributions received from other sources (not participants or employers)	2014-12-31	$0
Other income received	2014-12-31	$191,591
Noncash contributions received	2014-12-31	$0
Net income (gross income less expenses)	2014-12-31	$439,664
Net plan assets at end of year (total assets less liabilities)	2014-12-31	$3,850,808
Net plan assets at beginning of year (total assets less liabilities)	2014-12-31	$3,411,144
Assets. Value of participant loans	2014-12-31	$88,923
Total contributions received or receivable from employer(s)	2014-12-31	$78,590
Value of certain deemed distributions of participant loans	2014-12-31	$0
Value of corrective distributions	2014-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2014-12-31	$716
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
2013 : EXCESS SPACE RETAIL SERVICES, INC. 401(K) PLAN 2013 401k financial data
Transfers to/from the plan	2013-12-31	$0
Total plan liabilities at end of year	2013-12-31	$0
Total plan liabilities at beginning of year	2013-12-31	$0
Total income from all sources	2013-12-31	$765,614
Expenses. Total of all expenses incurred	2013-12-31	$9,629
Benefits paid (including direct rollovers)	2013-12-31	$0
Total plan assets at end of year	2013-12-31	$3,411,144
Total plan assets at beginning of year	2013-12-31	$2,655,159
Value of fidelity bond covering the plan	2013-12-31	$500,000
Total contributions received or receivable from participants	2013-12-31	$217,670
Expenses. Other expenses not covered elsewhere	2013-12-31	$0
Contributions received from other sources (not participants or employers)	2013-12-31	$0
Other income received	2013-12-31	$468,601
Noncash contributions received	2013-12-31	$0
Net income (gross income less expenses)	2013-12-31	$755,985
Net plan assets at end of year (total assets less liabilities)	2013-12-31	$3,411,144
Net plan assets at beginning of year (total assets less liabilities)	2013-12-31	$2,655,159
Assets. Value of participant loans	2013-12-31	$103,318
Total contributions received or receivable from employer(s)	2013-12-31	$79,343
Value of certain deemed distributions of participant loans	2013-12-31	$9,629
Value of corrective distributions	2013-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2013-12-31	$0
2012 : EXCESS SPACE RETAIL SERVICES, INC. 401(K) PLAN 2012 401k financial data
Transfers to/from the plan	2012-12-31	$0
Total plan liabilities at end of year	2012-12-31	$0
Total plan liabilities at beginning of year	2012-12-31	$0
Total income from all sources	2012-12-31	$562,889
Expenses. Total of all expenses incurred	2012-12-31	$650
Benefits paid (including direct rollovers)	2012-12-31	$0
Total plan assets at end of year	2012-12-31	$2,655,159
Total plan assets at beginning of year	2012-12-31	$2,092,920
Value of fidelity bond covering the plan	2012-12-31	$200,000
Total contributions received or receivable from participants	2012-12-31	$204,165
Expenses. Other expenses not covered elsewhere	2012-12-31	$0
Contributions received from other sources (not participants or employers)	2012-12-31	$0
Other income received	2012-12-31	$306,589
Noncash contributions received	2012-12-31	$0
Net income (gross income less expenses)	2012-12-31	$562,239
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$2,655,159
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$2,092,920
Assets. Value of participant loans	2012-12-31	$141,751
Total contributions received or receivable from employer(s)	2012-12-31	$52,135
Value of certain deemed distributions of participant loans	2012-12-31	$0
Value of corrective distributions	2012-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$650
2011 : EXCESS SPACE RETAIL SERVICES, INC. 401(K) PLAN 2011 401k financial data
Transfers to/from the plan	2011-12-31	$0
Total plan liabilities at end of year	2011-12-31	$0
Total plan liabilities at beginning of year	2011-12-31	$0
Total income from all sources	2011-12-31	$162,115
Expenses. Total of all expenses incurred	2011-12-31	$160
Benefits paid (including direct rollovers)	2011-12-31	$0
Total plan assets at end of year	2011-12-31	$2,092,920
Total plan assets at beginning of year	2011-12-31	$1,930,965
Value of fidelity bond covering the plan	2011-12-31	$200,000
Total contributions received or receivable from participants	2011-12-31	$195,328
Expenses. Other expenses not covered elsewhere	2011-12-31	$0
Contributions received from other sources (not participants or employers)	2011-12-31	$12,215
Other income received	2011-12-31	$-93,964
Noncash contributions received	2011-12-31	$0
Net income (gross income less expenses)	2011-12-31	$161,955
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$2,092,920
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$1,930,965
Assets. Value of participant loans	2011-12-31	$38,330
Total contributions received or receivable from employer(s)	2011-12-31	$48,536
Value of certain deemed distributions of participant loans	2011-12-31	$0
Value of corrective distributions	2011-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$160
2010 : EXCESS SPACE RETAIL SERVICES, INC. 401(K) PLAN 2010 401k financial data
Transfers to/from the plan	2010-12-31	$0
Total plan liabilities at end of year	2010-12-31	$0
Total plan liabilities at beginning of year	2010-12-31	$0
Total income from all sources	2010-12-31	$460,684
Expenses. Total of all expenses incurred	2010-12-31	$334
Benefits paid (including direct rollovers)	2010-12-31	$159
Total plan assets at end of year	2010-12-31	$1,930,965
Total plan assets at beginning of year	2010-12-31	$1,470,615
Value of fidelity bond covering the plan	2010-12-31	$200,000
Total contributions received or receivable from participants	2010-12-31	$183,999
Expenses. Other expenses not covered elsewhere	2010-12-31	$0
Contributions received from other sources (not participants or employers)	2010-12-31	$0
Other income received	2010-12-31	$242,883
Noncash contributions received	2010-12-31	$0
Net income (gross income less expenses)	2010-12-31	$460,350
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$1,930,965
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$1,470,615
Assets. Value of participant loans	2010-12-31	$37,002
Total contributions received or receivable from employer(s)	2010-12-31	$33,802
Value of certain deemed distributions of participant loans	2010-12-31	$0
Value of corrective distributions	2010-12-31	$0
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$175
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
2009 : EXCESS SPACE RETAIL SERVICES, INC. 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for EXCESS SPACE RETAIL SERVICES, INC. 401(K) PLAN

2015: EXCESS SPACE RETAIL SERVICES, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	Yes
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: EXCESS SPACE RETAIL SERVICES, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: EXCESS SPACE RETAIL SERVICES, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: EXCESS SPACE RETAIL SERVICES, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: EXCESS SPACE RETAIL SERVICES, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: EXCESS SPACE RETAIL SERVICES, INC. 401(K) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: EXCESS SPACE RETAIL SERVICES, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	877090
Policy instance	1
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	877090
Policy instance	1
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	877090
Policy instance	1
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	877090
Policy instance	1
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	877090
Policy instance	1
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract number	877090
Policy instance	1

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Company Name:	EXCESS SPACE RETAIL SERVICES, INC.
Employer identification number (EIN):	330595793
NAIC Classification:	531210
NAIC Description:	Offices of Real Estate Agents and Brokers