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ROBERTSON'S TRANSPORT, LTD. 401(K) PLAN 401k Plan overview

Plan NameROBERTSON'S TRANSPORT, LTD. 401(K) PLAN
Plan identification number 001

ROBERTSON'S TRANSPORT, LTD. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ROBERTSONS TRANSPORT has sponsored the creation of one or more 401k plans.

Company Name:ROBERTSONS TRANSPORT
Employer identification number (EIN):330718457
NAIC Classification:484200
NAIC Description: Specialized Freight Trucking

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROBERTSON'S TRANSPORT, LTD. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012019-01-01SYED KAZMI2020-09-25
0012018-01-01SYED KAZMI2019-10-11
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01STEVEN G. WALTHERS
0012013-01-01STEVEN G. WALTHERS
0012012-01-01STEVEN G. WALTHERS
0012011-01-01STEVEN G. WALTHERS
0012010-01-01STEVEN WALTHERS STEVEN WALTHERS2011-10-11
0012009-01-01
0012009-01-01STEVEN WALTHERS

Plan Statistics for ROBERTSON'S TRANSPORT, LTD. 401(K) PLAN

401k plan membership statisitcs for ROBERTSON'S TRANSPORT, LTD. 401(K) PLAN

Measure Date Value
2019: ROBERTSON'S TRANSPORT, LTD. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01457
Total number of active participants reported on line 7a of the Form 55002019-01-010
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-010
Total of all active and inactive participants2019-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-010
Number of participants with account balances2019-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: ROBERTSON'S TRANSPORT, LTD. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01472
Total number of active participants reported on line 7a of the Form 55002018-01-01423
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0134
Total of all active and inactive participants2018-01-01457
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01457
Number of participants with account balances2018-01-01291
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: ROBERTSON'S TRANSPORT, LTD. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01413
Total number of active participants reported on line 7a of the Form 55002017-01-01437
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0135
Total of all active and inactive participants2017-01-01472
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01472
Number of participants with account balances2017-01-01268
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: ROBERTSON'S TRANSPORT, LTD. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01396
Total number of active participants reported on line 7a of the Form 55002016-01-01381
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0132
Total of all active and inactive participants2016-01-01413
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01413
Number of participants with account balances2016-01-01266
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: ROBERTSON'S TRANSPORT, LTD. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01401
Total number of active participants reported on line 7a of the Form 55002015-01-01355
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0129
Total of all active and inactive participants2015-01-01384
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01384
Number of participants with account balances2015-01-01248
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-014
2014: ROBERTSON'S TRANSPORT, LTD. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01414
Total number of active participants reported on line 7a of the Form 55002014-01-01372
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0126
Total of all active and inactive participants2014-01-01398
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01398
Number of participants with account balances2014-01-01236
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-012
2013: ROBERTSON'S TRANSPORT, LTD. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01376
Total number of active participants reported on line 7a of the Form 55002013-01-01377
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0125
Total of all active and inactive participants2013-01-01402
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01402
Number of participants with account balances2013-01-01227
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: ROBERTSON'S TRANSPORT, LTD. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01374
Total number of active participants reported on line 7a of the Form 55002012-01-01350
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0126
Total of all active and inactive participants2012-01-01376
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01376
Number of participants with account balances2012-01-01210
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: ROBERTSON'S TRANSPORT, LTD. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01409
Total number of active participants reported on line 7a of the Form 55002011-01-01361
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-015
Total of all active and inactive participants2011-01-01366
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01366
Number of participants with account balances2011-01-01193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-011
2010: ROBERTSON'S TRANSPORT, LTD. 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01490
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-014
Total of all active and inactive participants2010-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-014
Number of participants with account balances2010-01-01179
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: ROBERTSON'S TRANSPORT, LTD. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01517
Total number of active participants reported on line 7a of the Form 55002009-01-01485
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-015
Total of all active and inactive participants2009-01-01490
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01490
Number of participants with account balances2009-01-01159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-012

Financial Data on ROBERTSON'S TRANSPORT, LTD. 401(K) PLAN

Measure Date Value
2019 : ROBERTSON'S TRANSPORT, LTD. 401(K) PLAN 2019 401k financial data
Unrealized appreciation/depreciation of real estate assets2019-12-16$0
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-16$0
Total unrealized appreciation/depreciation of assets2019-12-16$0
Total transfer of assets to this plan2019-12-16$0
Total transfer of assets from this plan2019-12-16$15,290,735
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-16$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-16$0
Total income from all sources (including contributions)2019-12-16$3,764,992
Total loss/gain on sale of assets2019-12-16$0
Total of all expenses incurred2019-12-16$1,174,209
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-16$1,150,353
Expenses. Certain deemed distributions of participant loans2019-12-16$-14,561
Value of total corrective distributions2019-12-16$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-16$1,753,671
Value of total assets at end of year2019-12-16$0
Value of total assets at beginning of year2019-12-16$12,699,952
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-16$38,417
Total interest from all sources2019-12-16$79,516
Total dividends received (eg from common stock, registered investment company shares)2019-12-16$133,396
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-16No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-16$133,396
Administrative expenses professional fees incurred2019-12-16$0
Was this plan covered by a fidelity bond2019-12-16Yes
Value of fidelity bond cover2019-12-16$500,000
If this is an individual account plan, was there a blackout period2019-12-16No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-16$0
Were there any nonexempt tranactions with any party-in-interest2019-12-16No
Contributions received from participants2019-12-16$1,079,813
Participant contributions at end of year2019-12-16$0
Participant contributions at beginning of year2019-12-16$969,499
Participant contributions at end of year2019-12-16$0
Participant contributions at beginning of year2019-12-16$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-16$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2019-12-16$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-16$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-16$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-16$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-16$0
Other income not declared elsewhere2019-12-16$220
Administrative expenses (other) incurred2019-12-16$0
Liabilities. Value of operating payables at end of year2019-12-16$0
Liabilities. Value of operating payables at beginning of year2019-12-16$0
Total non interest bearing cash at end of year2019-12-16$0
Total non interest bearing cash at beginning of year2019-12-16$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-16No
Value of net income/loss2019-12-16$2,590,783
Value of net assets at end of year (total assets less liabilities)2019-12-16$0
Value of net assets at beginning of year (total assets less liabilities)2019-12-16$12,699,952
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-16No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-16No
Were any leases to which the plan was party in default or uncollectible2019-12-16No
Investment advisory and management fees2019-12-16$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-16$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-16$9,652,057
Interest on participant loans2019-12-16$48,503
Income. Interest from loans (other than to participants)2019-12-16$0
Interest earned on other investments2019-12-16$31,013
Income. Interest from US Government securities2019-12-16$0
Income. Interest from corporate debt instruments2019-12-16$0
Value of interest in common/collective trusts at end of year2019-12-16$0
Value of interest in common/collective trusts at beginning of year2019-12-16$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-16$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-16$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-16$2,078,396
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-16$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-16$1,798,189
Net investment gain/loss from pooled separate accounts2019-12-16$0
Net investment gain or loss from common/collective trusts2019-12-16$0
Net gain/loss from 103.12 investment entities2019-12-16$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-16No
Was there a failure to transmit to the plan any participant contributions2019-12-16No
Has the plan failed to provide any benefit when due under the plan2019-12-16No
Contributions received in cash from employer2019-12-16$673,858
Employer contributions (assets) at end of year2019-12-16$0
Employer contributions (assets) at beginning of year2019-12-16$0
Income. Dividends from preferred stock2019-12-16$0
Income. Dividends from common stock2019-12-16$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-16$1,150,353
Contract administrator fees2019-12-16$38,417
Liabilities. Value of benefit claims payable at end of year2019-12-16$0
Liabilities. Value of benefit claims payable at beginning of year2019-12-16$0
Did the plan have assets held for investment2019-12-16No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-16No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-16Yes
Aggregate proceeds on sale of assets2019-12-16$0
Aggregate carrying amount (costs) on sale of assets2019-12-16$0
Liabilities. Value of acquisition indebtedness at end of year2019-12-16$0
Liabilities. Value of acquisition indebtedness at beginning of year2019-12-16$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-16Yes
Opinion of an independent qualified public accountant for this plan2019-12-16Disclaimer
Accountancy firm name2019-12-16WRIGHT FORD YOUNG & CO
Accountancy firm EIN2019-12-16953288054
2018 : ROBERTSON'S TRANSPORT, LTD. 401(K) PLAN 2018 401k financial data
Unrealized appreciation/depreciation of real estate assets2018-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$0
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total transfer of assets to this plan2018-12-31$0
Total transfer of assets from this plan2018-12-31$15,015
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$1,417,850
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$981,123
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$948,368
Expenses. Certain deemed distributions of participant loans2018-12-31$0
Value of total corrective distributions2018-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,782,132
Value of total assets at end of year2018-12-31$12,699,952
Value of total assets at beginning of year2018-12-31$12,278,240
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$32,755
Total income from rents2018-12-31$0
Total interest from all sources2018-12-31$70,094
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$195,669
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$195,669
Administrative expenses professional fees incurred2018-12-31$0
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,088,828
Participant contributions at end of year2018-12-31$969,499
Participant contributions at beginning of year2018-12-31$855,115
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$18,587
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$21,762
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2018-12-31$24,556
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$0
Other income not declared elsewhere2018-12-31$237
Administrative expenses (other) incurred2018-12-31$0
Liabilities. Value of operating payables at end of year2018-12-31$0
Liabilities. Value of operating payables at beginning of year2018-12-31$0
Total non interest bearing cash at end of year2018-12-31$0
Total non interest bearing cash at beginning of year2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$436,727
Value of net assets at end of year (total assets less liabilities)2018-12-31$12,699,952
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$12,278,240
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$9,652,057
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$9,484,609
Interest on participant loans2018-12-31$43,057
Income. Interest from loans (other than to participants)2018-12-31$0
Interest earned on other investments2018-12-31$27,037
Income. Interest from US Government securities2018-12-31$0
Income. Interest from corporate debt instruments2018-12-31$0
Value of interest in common/collective trusts at end of year2018-12-31$0
Value of interest in common/collective trusts at beginning of year2018-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$2,078,396
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$1,908,250
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-630,282
Net investment gain/loss from pooled separate accounts2018-12-31$0
Net investment gain or loss from common/collective trusts2018-12-31$0
Net gain/loss from 103.12 investment entities2018-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$671,542
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$11,679
Income. Dividends from preferred stock2018-12-31$0
Income. Dividends from common stock2018-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$923,812
Contract administrator fees2018-12-31$32,755
Liabilities. Value of benefit claims payable at end of year2018-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2018-12-31$0
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$0
Aggregate carrying amount (costs) on sale of assets2018-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2018-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2018-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31WRIGHT FORD YOUNG & CO
Accountancy firm EIN2018-12-31953288054
2017 : ROBERTSON'S TRANSPORT, LTD. 401(K) PLAN 2017 401k financial data
Unrealized appreciation/depreciation of real estate assets2017-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$0
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$2,941,460
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$420,582
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$401,571
Expenses. Certain deemed distributions of participant loans2017-12-31$0
Value of total corrective distributions2017-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,646,227
Value of total assets at end of year2017-12-31$12,278,240
Value of total assets at beginning of year2017-12-31$9,757,362
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$19,011
Total income from rents2017-12-31$0
Total interest from all sources2017-12-31$60,043
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$158,659
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$158,659
Administrative expenses professional fees incurred2017-12-31$0
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,013,067
Participant contributions at end of year2017-12-31$855,115
Participant contributions at beginning of year2017-12-31$687,301
Participant contributions at end of year2017-12-31$18,587
Participant contributions at beginning of year2017-12-31$100
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$8,730
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$0
Other income not declared elsewhere2017-12-31$208
Administrative expenses (other) incurred2017-12-31$0
Liabilities. Value of operating payables at end of year2017-12-31$0
Liabilities. Value of operating payables at beginning of year2017-12-31$0
Total non interest bearing cash at end of year2017-12-31$0
Total non interest bearing cash at beginning of year2017-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,520,878
Value of net assets at end of year (total assets less liabilities)2017-12-31$12,278,240
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$9,757,362
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$9,484,609
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$5,974,967
Interest on participant loans2017-12-31$36,063
Income. Interest from loans (other than to participants)2017-12-31$0
Interest earned on other investments2017-12-31$23,980
Income. Interest from US Government securities2017-12-31$0
Income. Interest from corporate debt instruments2017-12-31$0
Value of interest in common/collective trusts at end of year2017-12-31$0
Value of interest in common/collective trusts at beginning of year2017-12-31$1,397,439
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$1,908,250
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$1,697,477
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,006,806
Net investment gain/loss from pooled separate accounts2017-12-31$0
Net investment gain or loss from common/collective trusts2017-12-31$69,517
Net gain/loss from 103.12 investment entities2017-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$624,430
Employer contributions (assets) at end of year2017-12-31$11,679
Employer contributions (assets) at beginning of year2017-12-31$78
Income. Dividends from preferred stock2017-12-31$0
Income. Dividends from common stock2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$401,571
Contract administrator fees2017-12-31$19,011
Liabilities. Value of benefit claims payable at end of year2017-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2017-12-31$0
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$0
Aggregate carrying amount (costs) on sale of assets2017-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2017-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2017-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31WRIGHT FORD YOUNG & CO
Accountancy firm EIN2017-12-31953288054
2016 : ROBERTSON'S TRANSPORT, LTD. 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total transfer of assets to this plan2016-12-31$39,284
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$2,211,304
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$446,987
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$437,291
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,651,568
Value of total assets at end of year2016-12-31$9,757,362
Value of total assets at beginning of year2016-12-31$7,953,761
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$9,696
Total interest from all sources2016-12-31$50,953
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$101,620
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$101,620
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$946,180
Participant contributions at end of year2016-12-31$687,301
Participant contributions at beginning of year2016-12-31$649,783
Participant contributions at end of year2016-12-31$100
Participant contributions at beginning of year2016-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$100,058
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,764,317
Value of net assets at end of year (total assets less liabilities)2016-12-31$9,757,362
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$7,953,761
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$5,974,967
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$4,961,810
Interest on participant loans2016-12-31$27,665
Interest earned on other investments2016-12-31$23,288
Value of interest in common/collective trusts at end of year2016-12-31$1,397,439
Value of interest in common/collective trusts at beginning of year2016-12-31$909,572
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$1,697,477
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$1,432,596
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$318,414
Net investment gain or loss from common/collective trusts2016-12-31$88,749
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$605,330
Employer contributions (assets) at end of year2016-12-31$78
Employer contributions (assets) at beginning of year2016-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$437,291
Contract administrator fees2016-12-31$9,696
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31WRIGHT FORD YOUNG & CO
Accountancy firm EIN2016-12-31953288054
2015 : ROBERTSON'S TRANSPORT, LTD. 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,339,519
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$457,997
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$448,882
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,396,233
Value of total assets at end of year2015-12-31$7,953,761
Value of total assets at beginning of year2015-12-31$7,072,239
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$9,115
Total interest from all sources2015-12-31$45,181
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$97,132
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$97,132
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$846,204
Participant contributions at end of year2015-12-31$649,783
Participant contributions at beginning of year2015-12-31$573,533
Participant contributions at end of year2015-12-31$0
Participant contributions at beginning of year2015-12-31$0
Other income not declared elsewhere2015-12-31$326
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$881,522
Value of net assets at end of year (total assets less liabilities)2015-12-31$7,953,761
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$7,072,239
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$4,961,810
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$4,670,590
Interest on participant loans2015-12-31$24,352
Interest earned on other investments2015-12-31$20,829
Value of interest in common/collective trusts at end of year2015-12-31$909,572
Value of interest in common/collective trusts at beginning of year2015-12-31$559,726
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$1,432,596
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$1,268,390
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-184,062
Net investment gain or loss from common/collective trusts2015-12-31$-15,291
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$550,029
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$448,882
Contract administrator fees2015-12-31$9,115
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31WRIGHT FORD YOUNG & CO
Accountancy firm EIN2015-12-31953288054
2014 : ROBERTSON'S TRANSPORT, LTD. 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,417,777
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$156,128
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$148,776
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,149,183
Value of total assets at end of year2014-12-31$7,072,239
Value of total assets at beginning of year2014-12-31$5,810,590
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$7,352
Total interest from all sources2014-12-31$40,674
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$115,843
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$115,843
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$680,379
Participant contributions at end of year2014-12-31$573,533
Participant contributions at beginning of year2014-12-31$455,574
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$27
Other income not declared elsewhere2014-12-31$882
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,261,649
Value of net assets at end of year (total assets less liabilities)2014-12-31$7,072,239
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$5,810,590
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$4,670,590
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$4,086,393
Interest on participant loans2014-12-31$22,287
Interest earned on other investments2014-12-31$18,387
Value of interest in common/collective trusts at end of year2014-12-31$559,726
Value of interest in common/collective trusts at beginning of year2014-12-31$286,103
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$1,268,390
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$982,520
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$86,445
Net investment gain or loss from common/collective trusts2014-12-31$24,750
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$468,804
Employer contributions (assets) at end of year2014-12-31$0
Employer contributions (assets) at beginning of year2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$148,749
Contract administrator fees2014-12-31$7,352
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31WRIGHT FORD YOUNG & CO
Accountancy firm EIN2014-12-31953288054
2013 : ROBERTSON'S TRANSPORT, LTD. 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,556,346
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$172,622
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$165,584
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$956,930
Value of total assets at end of year2013-12-31$5,810,590
Value of total assets at beginning of year2013-12-31$4,426,866
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$7,038
Total interest from all sources2013-12-31$32,718
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$82,645
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$82,645
Administrative expenses professional fees incurred2013-12-31$750
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$550,435
Participant contributions at end of year2013-12-31$455,574
Participant contributions at beginning of year2013-12-31$352,070
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$17,527
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,383,724
Value of net assets at end of year (total assets less liabilities)2013-12-31$5,810,590
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$4,426,866
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$4,086,393
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$3,194,032
Interest on participant loans2013-12-31$16,635
Interest earned on other investments2013-12-31$16,083
Value of interest in common/collective trusts at end of year2013-12-31$286,103
Value of interest in common/collective trusts at beginning of year2013-12-31$99,367
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$982,520
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$781,397
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$450,797
Net investment gain or loss from common/collective trusts2013-12-31$33,256
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$388,968
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$165,584
Contract administrator fees2013-12-31$6,288
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31WRIGHT FORD YOUNG & CO
Accountancy firm EIN2013-12-31953288054
2012 : ROBERTSON'S TRANSPORT, LTD. 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,072,407
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$348,956
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$318,954
Expenses. Certain deemed distributions of participant loans2012-12-31$23,512
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$741,663
Value of total assets at end of year2012-12-31$4,426,866
Value of total assets at beginning of year2012-12-31$3,703,415
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$6,490
Total interest from all sources2012-12-31$15,720
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$59,517
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$59,517
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$425,843
Participant contributions at end of year2012-12-31$352,070
Participant contributions at beginning of year2012-12-31$269,539
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$14,073
Other income not declared elsewhere2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$723,451
Value of net assets at end of year (total assets less liabilities)2012-12-31$4,426,866
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$3,703,415
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$2,038
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$3,194,032
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$2,320,711
Interest on participant loans2012-12-31$15,720
Value of interest in common/collective trusts at end of year2012-12-31$99,367
Value of interest in common/collective trusts at beginning of year2012-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$781,397
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$1,089,083
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$255,507
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$315,820
Employer contributions (assets) at end of year2012-12-31$0
Employer contributions (assets) at beginning of year2012-12-31$10,009
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$318,954
Contract administrator fees2012-12-31$4,452
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31WRIGHT FORD YOUNG & CO
Accountancy firm EIN2012-12-31953288054
2011 : ROBERTSON'S TRANSPORT, LTD. 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$668,507
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$254,086
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$247,912
Expenses. Certain deemed distributions of participant loans2011-12-31$-7,995
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$667,945
Value of total assets at end of year2011-12-31$3,703,415
Value of total assets at beginning of year2011-12-31$3,288,994
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$14,169
Total interest from all sources2011-12-31$32,449
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$30,472
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$30,472
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$390,709
Participant contributions at end of year2011-12-31$269,539
Participant contributions at beginning of year2011-12-31$216,537
Participant contributions at end of year2011-12-31$14,073
Participant contributions at beginning of year2011-12-31$10,036
Other income not declared elsewhere2011-12-31$7,965
Administrative expenses (other) incurred2011-12-31$14,169
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$414,421
Value of net assets at end of year (total assets less liabilities)2011-12-31$3,703,415
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$3,288,994
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$2,320,711
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$2,232,142
Interest on participant loans2011-12-31$13,186
Interest earned on other investments2011-12-31$19,263
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$1,089,083
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$823,354
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-70,324
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$277,236
Employer contributions (assets) at end of year2011-12-31$10,009
Employer contributions (assets) at beginning of year2011-12-31$6,925
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$247,912
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31WRIGHT FORD YOUNG & CO
Accountancy firm EIN2011-12-31953288054
2010 : ROBERTSON'S TRANSPORT, LTD. 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$938,535
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$266,474
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$265,639
Expenses. Certain deemed distributions of participant loans2010-12-31$-7,221
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$655,151
Value of total assets at end of year2010-12-31$3,288,994
Value of total assets at beginning of year2010-12-31$2,616,933
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$8,056
Total interest from all sources2010-12-31$33,911
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$22,788
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$22,788
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$330,052
Participant contributions at end of year2010-12-31$216,537
Participant contributions at beginning of year2010-12-31$194,836
Participant contributions at end of year2010-12-31$10,036
Participant contributions at beginning of year2010-12-31$3,866
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$101,526
Administrative expenses (other) incurred2010-12-31$8,056
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$672,061
Value of net assets at end of year (total assets less liabilities)2010-12-31$3,288,994
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$2,616,933
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$2,232,142
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$1,707,289
Interest on participant loans2010-12-31$14,349
Interest earned on other investments2010-12-31$19,562
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$823,354
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$709,627
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$226,685
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$223,573
Employer contributions (assets) at end of year2010-12-31$6,925
Employer contributions (assets) at beginning of year2010-12-31$1,315
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$265,639
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31SOREN MCADAM CHRISTENSON LLP
Accountancy firm EIN2010-12-31770549163
2009 : ROBERTSON'S TRANSPORT, LTD. 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for ROBERTSON'S TRANSPORT, LTD. 401(K) PLAN

2019: ROBERTSON'S TRANSPORT, LTD. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingYes
2019-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ROBERTSON'S TRANSPORT, LTD. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ROBERTSON'S TRANSPORT, LTD. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ROBERTSON'S TRANSPORT, LTD. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ROBERTSON'S TRANSPORT, LTD. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ROBERTSON'S TRANSPORT, LTD. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ROBERTSON'S TRANSPORT, LTD. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ROBERTSON'S TRANSPORT, LTD. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ROBERTSON'S TRANSPORT, LTD. 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: ROBERTSON'S TRANSPORT, LTD. 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: ROBERTSON'S TRANSPORT, LTD. 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered0
Insurance policy start date2019-01-01
Insurance policy end date2019-12-16
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $2,648
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees2648
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered326
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $2,297
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees2297
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered266
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $582
Total amount of fees paid to insurance companyUSD $2,036
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees2036
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameMORGAN STANLEY SMITH BARNEY LLC
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered257
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $1,806
Total amount of fees paid to insurance companyUSD $1,516
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,806
Insurance broker organization code?3
Amount paid for insurance broker fees1516
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker nameACTUARIAL BENEFITS CORP.
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered261
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $1,480
Total amount of fees paid to insurance companyUSD $1,294
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,480
Insurance broker organization code?3
Amount paid for insurance broker fees1276
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker nameMARGAN STANLEY DW INC.
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered227
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $3,033
Total amount of fees paid to insurance companyUSD $10,734
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,556
Amount paid for insurance broker fees4600
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameCITIGROUP LIFE AGENCY LLC
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number40130
Policy instance 1
Insurance contract or identification number40130
Number of Individuals Covered0
Insurance policy start date2012-01-01
Insurance policy end date2012-09-05
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 2
Insurance contract or identification number613953
Number of Individuals Covered214
Insurance policy start date2012-09-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $14,732
Total amount of fees paid to insurance companyUSD $3,307
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $12,548
Amount paid for insurance broker fees46
Additional information about fees paid to insurance brokerREFERRAL/SERVICE FEE
Insurance broker organization code?3
Insurance broker nameMORGAN STANLEY DW INC.
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number40130
Policy instance 1
Insurance contract or identification number40130
Number of Individuals Covered366
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number40130
Policy instance 1
Insurance contract or identification number40130
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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