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CAPSTONE ADVISORS, INC. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameCAPSTONE ADVISORS, INC. 401(K) PROFIT SHARING PLAN
Plan identification number 001

CAPSTONE ADVISORS, INC. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CAPSTONE ADVISORS, INC. has sponsored the creation of one or more 401k plans.

Company Name:CAPSTONE ADVISORS, INC.
Employer identification number (EIN):330746565
NAIC Classification:541990
NAIC Description:All Other Professional, Scientific, and Technical Services

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CAPSTONE ADVISORS, INC. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01JAY MATTHES2024-06-04
0012022-01-01JAY MATTHES2023-06-07
0012021-01-01MARK DRESSEL2022-10-03
0012021-01-01MARK DRESSEL2022-10-03
0012020-01-01DAVID LANG2021-09-29
0012019-01-01DAVID LANG2020-09-23
0012018-01-01DAVID LANG2019-09-30
0012017-01-01DAVID LANG2018-10-03
0012016-01-01KRISTEN CLEMENT2017-09-06
0012014-01-01KRISTEN CLEMENT2015-10-06
0012013-01-01KRISTEN CLEMENT2014-09-25
0012012-01-01KRISTEN CLEMENT2013-09-20
0012011-01-01KRISTEN CLEMENT2012-05-09
0012010-01-01KRISTEN CLEMENT2011-09-23

Plan Statistics for CAPSTONE ADVISORS, INC. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for CAPSTONE ADVISORS, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2025: CAPSTONE ADVISORS, INC. 401(K) PROFIT SHARING PLAN 2025 401k membership
Total number of particpants at beginning of year2025-07-2126
Total number of particpants at end of year2025-07-2124
Number of Participants With Account Balances2025-07-2119
2024: CAPSTONE ADVISORS, INC. 401(K) PROFIT SHARING PLAN 2024 401k membership
Total number of particpants at beginning of year2024-06-0425
Total number of particpants at end of year2024-06-0426
Number of Participants With Account Balances2024-06-0420
2022: CAPSTONE ADVISORS, INC. 401(K) PROFIT SHARING PLAN 2022 401k membership
Total number of particpants at beginning of year2022-10-0323
Total number of particpants at end of year2022-10-0323
Number of Participants With Account Balances2022-10-0320

Financial Data on CAPSTONE ADVISORS, INC. 401(K) PROFIT SHARING PLAN

Measure Date Value
2025 : CAPSTONE ADVISORS, INC. 401(K) PROFIT SHARING PLAN 2025 401k financial data
Total transfers to/from plan in this plan year2025-07-210
Total expenses incurred by plan in this plan year2025-07-211266467
Net assets as of the end of the plan year2025-07-214097307
Total assets as of the beginning of the plan year2025-07-214367699
Value of plan covered by a fidelity bond2025-07-21500000
Participant contributions to plan in this plan year2025-07-21137867
Other expenses paid from plan in this plan year2025-07-210
Other contributions to plan in this plan year2025-07-2164827
Other income to plan in this plan year2025-07-21729339
Plan net income in this plan year2025-07-21-270392
Net assets as of the end of the plan year2025-07-214097307
Net assets as of the beginning of the plan year2025-07-214367699
Employer contributions to plan in this plan year2025-07-2164042
Fees paid to broker by Benefit Provider2025-07-2112125
Expensese paid to adminstrative service provicers from plan in this plan year2025-07-2111615
2024 : CAPSTONE ADVISORS, INC. 401(K) PROFIT SHARING PLAN 2024 401k financial data
Total transfers to/from plan in this plan year2024-06-040
Total expenses incurred by plan in this plan year2024-06-0434796
Net assets as of the end of the plan year2024-06-044367699
Total assets as of the beginning of the plan year2024-06-043400509
Value of plan covered by a fidelity bond2024-06-04500000
Participant contributions to plan in this plan year2024-06-04139256
Other expenses paid from plan in this plan year2024-06-040
Other contributions to plan in this plan year2024-06-0434
Other income to plan in this plan year2024-06-04797567
Plan net income in this plan year2024-06-04967190
Net assets as of the end of the plan year2024-06-044367699
Net assets as of the beginning of the plan year2024-06-043400509
Employer contributions to plan in this plan year2024-06-0465129
Fees paid to broker by Benefit Provider2024-06-0410568
Expensese paid to adminstrative service provicers from plan in this plan year2024-06-0410398
2022 : CAPSTONE ADVISORS, INC. 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total transfers to/from plan in this plan year2022-10-030
Total liabilities as of the end of the plan year2022-10-030
Total liabilities as of the beginning of the plan year2022-10-030
Total expenses incurred by plan in this plan year2022-10-0389413
Net assets as of the end of the plan year2022-10-034282328
Total assets as of the beginning of the plan year2022-10-033474347
Value of plan covered by a fidelity bond2022-10-03500000
Participant contributions to plan in this plan year2022-10-03175021
Value of participant loans at end of plan year2022-10-0338079
Other expenses paid from plan in this plan year2022-10-030
Other contributions to plan in this plan year2022-10-0310659
Other income to plan in this plan year2022-10-03631995
Plan net income in this plan year2022-10-03807981
Net assets as of the end of the plan year2022-10-034282328
Net assets as of the beginning of the plan year2022-10-033474347
Employer contributions to plan in this plan year2022-10-0379719
Fees paid to broker by Benefit Provider2022-10-03380
Expensese paid to adminstrative service provicers from plan in this plan year2022-10-03125

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