401k Plan data: PEG/LION, LLC PROFIT SHARING PLAN plan

PEG/LION, LLC PROFIT SHARING PLAN 401k Plan overview

Plan Name	PEG/LION, LLC PROFIT SHARING PLAN
Plan identification number	001

PEG/LION, LLC PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

PEG LION, LLC has sponsored the creation of one or more 401k plans.

Company Name: PEG LION, LLC

Employer identification number (EIN): 330826840

NAIC Classification: 525920
NAIC Description: Trusts, Estates, and Agency Accounts

Additional information about PEG LION, LLC

Jurisdiction of Incorporation: California Department of State

Incorporation Date:

Company Identification Number: 199829410028

More information about PEG LION, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PEG/LION, LLC PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2016-01-01 AARON PINGEL AARON PINGEL 2017-10-11
001 2015-01-01 AARON PINGEL AARON PINGEL 2016-10-14
001 2014-01-01 AARON PINGEL AARON PINGEL 2015-10-13
001 2013-01-01 AARON PINGEL AARON PINGEL 2014-10-10
001 2012-01-01 AARON PINGEL AARON PINGEL 2013-10-14
001 2011-01-01 AARON PINGEL AARON PINGEL 2013-02-15
001 2009-01-01 AARON PINGEL AARON PINGEL 2010-10-14
001 2008-01-01

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2016-01-01	AARON PINGEL	AARON PINGEL	2017-10-11
001	2015-01-01	AARON PINGEL	AARON PINGEL	2016-10-14
001	2014-01-01	AARON PINGEL	AARON PINGEL	2015-10-13
001	2013-01-01	AARON PINGEL	AARON PINGEL	2014-10-10
001	2012-01-01	AARON PINGEL	AARON PINGEL	2013-10-14
001	2011-01-01	AARON PINGEL	AARON PINGEL	2013-02-15
001	2009-01-01	AARON PINGEL	AARON PINGEL	2010-10-14
001	2008-01-01

Plan Statistics for PEG/LION, LLC PROFIT SHARING PLAN

401k plan membership statisitcs for PEG/LION, LLC PROFIT SHARING PLAN

Measure Date Value
2016: PEG/LION, LLC PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 327
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 0
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 0
Number of participants with account balances 2016-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: PEG/LION, LLC PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 421
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 253
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 74
Total of all active and inactive participants 2015-01-01 327
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 327
Number of participants with account balances 2015-01-01 327
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: PEG/LION, LLC PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 453
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 348
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 73
Total of all active and inactive participants 2014-01-01 421
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 421
Number of participants with account balances 2014-01-01 328
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: PEG/LION, LLC PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 384
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 300
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 78
Total of all active and inactive participants 2013-01-01 378
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 378
Number of participants with account balances 2013-01-01 378
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 15
2012: PEG/LION, LLC PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 433
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 288
Number of other retired or separated participants entitled to future benefits 2012-01-01 96
Total of all active and inactive participants 2012-01-01 384
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 384
Number of participants with account balances 2012-01-01 382
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 28
2011: PEG/LION, LLC PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 338
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 304
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 101
Total of all active and inactive participants 2011-01-01 405
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 405
Number of participants with account balances 2011-01-01 405
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 15
2009: PEG/LION, LLC PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 393
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 244
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 101
Total of all active and inactive participants 2009-01-01 345
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 345
Number of participants with account balances 2009-01-01 345
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 20

Measure	Date	Value
2016: PEG/LION, LLC PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	327
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	0
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	0
Number of participants with account balances	2016-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: PEG/LION, LLC PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	421
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	253
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	74
Total of all active and inactive participants	2015-01-01	327
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	327
Number of participants with account balances	2015-01-01	327
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: PEG/LION, LLC PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	453
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	348
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	73
Total of all active and inactive participants	2014-01-01	421
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	421
Number of participants with account balances	2014-01-01	328
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: PEG/LION, LLC PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	384
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	300
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	78
Total of all active and inactive participants	2013-01-01	378
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	378
Number of participants with account balances	2013-01-01	378
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	15
2012: PEG/LION, LLC PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	433
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	288
Number of other retired or separated participants entitled to future benefits	2012-01-01	96
Total of all active and inactive participants	2012-01-01	384
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	384
Number of participants with account balances	2012-01-01	382
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	28
2011: PEG/LION, LLC PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	338
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	304
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	101
Total of all active and inactive participants	2011-01-01	405
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	405
Number of participants with account balances	2011-01-01	405
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	15
2009: PEG/LION, LLC PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	393
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	244
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	101
Total of all active and inactive participants	2009-01-01	345
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	345
Number of participants with account balances	2009-01-01	345
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	20

Financial Data on PEG/LION, LLC PROFIT SHARING PLAN

Measure	Date	Value
2016 : PEG/LION, LLC PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources (including contributions)	2016-12-31	$-88,083
Total loss/gain on sale of assets	2016-12-31	$-89,456
Total of all expenses incurred	2016-12-31	$2,516,235
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$2,474,691
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$0
Value of total assets at end of year	2016-12-31	$0
Value of total assets at beginning of year	2016-12-31	$2,604,318
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$41,544
Total interest from all sources	2016-12-31	$176
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$1,197
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2016-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$1,197
Administrative expenses professional fees incurred	2016-12-31	$35,485
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Administrative expenses (other) incurred	2016-12-31	$195
Total non interest bearing cash at end of year	2016-12-31	$0
Total non interest bearing cash at beginning of year	2016-12-31	$10,251
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$-2,604,318
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$2,604,318
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$5,864
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$2,532,613
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$61,454
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$61,454
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$176
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$2,474,691
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	Yes
Aggregate proceeds on sale of assets	2016-12-31	$5,010,016
Aggregate carrying amount (costs) on sale of assets	2016-12-31	$5,099,472
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	MARCIA J. HEIN, CPA
Accountancy firm EIN	2016-12-31	274992825
2015 : PEG/LION, LLC PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$-60,784
Total loss/gain on sale of assets	2015-12-31	$1,382
Total of all expenses incurred	2015-12-31	$39,167
Value of total assets at end of year	2015-12-31	$2,604,318
Value of total assets at beginning of year	2015-12-31	$2,704,269
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$39,167
Total interest from all sources	2015-12-31	$6
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$66,983
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2015-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$66,983
Administrative expenses professional fees incurred	2015-12-31	$6,800
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$7,189
Total non interest bearing cash at end of year	2015-12-31	$10,251
Total non interest bearing cash at beginning of year	2015-12-31	$13,545
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-99,951
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$2,604,318
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$2,704,269
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$32,367
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$2,532,613
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$2,618,328
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$61,454
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$65,207
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$65,207
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$6
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-129,155
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Aggregate proceeds on sale of assets	2015-12-31	$318,367
Aggregate carrying amount (costs) on sale of assets	2015-12-31	$316,985
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	MARCIA J. HEIN, CPA
Accountancy firm EIN	2015-12-31	274992825
2014 : PEG/LION, LLC PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$114,197
Total loss/gain on sale of assets	2014-12-31	$18,700
Total of all expenses incurred	2014-12-31	$243,132
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$192,334
Value of total assets at end of year	2014-12-31	$2,704,269
Value of total assets at beginning of year	2014-12-31	$2,833,204
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$50,798
Total interest from all sources	2014-12-31	$4
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$71,989
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$71,989
Administrative expenses professional fees incurred	2014-12-31	$21,671
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2014-12-31	$168
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$7,189
Administrative expenses (other) incurred	2014-12-31	$120
Total non interest bearing cash at end of year	2014-12-31	$13,545
Total non interest bearing cash at beginning of year	2014-12-31	$170
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-128,935
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$2,704,269
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$2,833,204
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$29,007
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$2,618,328
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$2,380,622
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$65,207
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$4
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$23,504
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Employer contributions (assets) at beginning of year	2014-12-31	$452,412
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$192,166
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Aggregate proceeds on sale of assets	2014-12-31	$1,191,797
Aggregate carrying amount (costs) on sale of assets	2014-12-31	$1,173,097
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	MARCIA J. HEIN, CPA
Accountancy firm EIN	2014-12-31	274992825
2013 : PEG/LION, LLC PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$899,480
Total loss/gain on sale of assets	2013-12-31	$307,377
Total of all expenses incurred	2013-12-31	$649,441
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$606,971
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$452,412
Value of total assets at end of year	2013-12-31	$2,833,204
Value of total assets at beginning of year	2013-12-31	$2,583,165
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$42,470
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$72,580
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$46,509
Administrative expenses professional fees incurred	2013-12-31	$17,471
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$56,414
Administrative expenses (other) incurred	2013-12-31	$165
Total non interest bearing cash at end of year	2013-12-31	$170
Total non interest bearing cash at beginning of year	2013-12-31	$354,206
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$250,039
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$2,833,204
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$2,583,165
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$24,834
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$2,380,622
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$142,419
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$142,419
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$67,111
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$452,412
Employer contributions (assets) at end of year	2013-12-31	$452,412
Employer contributions (assets) at beginning of year	2013-12-31	$312,936
Income. Dividends from preferred stock	2013-12-31	$519
Income. Dividends from common stock	2013-12-31	$25,552
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$606,971
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$1,717,190
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$13,759,604
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$13,452,227
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	MARCIA J. HEIN, CPA
Accountancy firm EIN	2013-12-31	274992825
2012 : PEG/LION, LLC PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources (including contributions)	2012-12-31	$210,931
Total loss/gain on sale of assets	2012-12-31	$-257,743
Total of all expenses incurred	2012-12-31	$574,507
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$531,989
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$312,936
Value of total assets at end of year	2012-12-31	$2,583,165
Value of total assets at beginning of year	2012-12-31	$2,946,741
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$42,518
Total interest from all sources	2012-12-31	$47
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$90,571
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$4,393
Administrative expenses professional fees incurred	2012-12-31	$13,395
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$56,414
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$100,000
Administrative expenses (other) incurred	2012-12-31	$3,675
Total non interest bearing cash at end of year	2012-12-31	$354,206
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$-363,576
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$2,583,165
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$2,946,741
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$25,448
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$435,983
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$142,419
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$47
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$65,120
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$312,936
Employer contributions (assets) at end of year	2012-12-31	$312,936
Employer contributions (assets) at beginning of year	2012-12-31	$285,167
Income. Dividends from common stock	2012-12-31	$86,178
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$531,989
Assets. Corporate common stocks other than exployer securities at end of year	2012-12-31	$1,717,190
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-12-31	$2,125,591
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$15,883,334
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$16,141,077
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	MARCIA J. HEIN
Accountancy firm EIN	2012-12-31	274992825
2011 : PEG/LION, LLC PROFIT SHARING PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets	2011-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$130,276
Total unrealized appreciation/depreciation of assets	2011-12-31	$130,276
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$291,168
Total loss/gain on sale of assets	2011-12-31	$-217,904
Total of all expenses incurred	2011-12-31	$198,071
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$152,438
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$285,167
Value of total assets at end of year	2011-12-31	$2,946,741
Value of total assets at beginning of year	2011-12-31	$2,853,644
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$45,633
Total interest from all sources	2011-12-31	$1,182
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$32,935
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$4,869
Administrative expenses professional fees incurred	2011-12-31	$16,006
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$100,000
Administrative expenses (other) incurred	2011-12-31	$188
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$93,097
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$2,946,741
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$2,853,644
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$29,439
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$435,983
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$2,457,628
Income. Interest from US Government securities	2011-12-31	$1,131
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$51
Net investment gain/loss from pooled separate accounts	2011-12-31	$59,512
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$285,167
Employer contributions (assets) at end of year	2011-12-31	$285,167
Employer contributions (assets) at beginning of year	2011-12-31	$396,016
Income. Dividends from preferred stock	2011-12-31	$194
Income. Dividends from common stock	2011-12-31	$27,872
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$152,438
Assets. Corporate common stocks other than exployer securities at end of year	2011-12-31	$2,125,591
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$25,560,958
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$25,778,862
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	MARCIA J. HEIN
Accountancy firm EIN	2011-12-31	274992825
2010 : PEG/LION, LLC PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$694,699
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$117,567
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$96,389
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$396,016
Value of total assets at end of year	2010-12-31	$2,853,644
Value of total assets at beginning of year	2010-12-31	$2,276,512
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$21,178
Total interest from all sources	2010-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Administrative expenses professional fees incurred	2010-12-31	$21,178
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$577,132
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$2,853,644
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$2,276,512
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in pooled separate accounts at end of year	2010-12-31	$2,457,628
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$2,077,519
Net investment gain/loss from pooled separate accounts	2010-12-31	$298,683
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$396,016
Employer contributions (assets) at end of year	2010-12-31	$396,016
Employer contributions (assets) at beginning of year	2010-12-31	$198,993
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$96,389
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	MARCIA J. HEIN
Accountancy firm EIN	2010-12-31	274992825
2009 : PEG/LION, LLC PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for PEG/LION, LLC PROFIT SHARING PLAN

2016: PEG/LION, LLC PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	Yes
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: PEG/LION, LLC PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: PEG/LION, LLC PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: PEG/LION, LLC PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: PEG/LION, LLC PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: PEG/LION, LLC PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	Yes
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: PEG/LION, LLC PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes
2008: PEG/LION, LLC PROFIT SHARING PLAN 2008 form 5500 responses
2008-01-01	Type of plan entity	Single employer plan
2008-01-01	Submission has been amended	Yes
2008-01-01	This submission is the final filing	No
2008-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2008-01-01	Plan is a collectively bargained plan	No

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	PEG LION, LLC
Employer identification number (EIN):	330826840
NAIC Classification:	525920
NAIC Description:	Trusts, Estates, and Agency Accounts

Jurisdiction of Incorporation:	California Department of State
Incorporation Date:
Company Identification Number:	199829410028