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MCCARTHY & HOLTHUS, LLP 401(K) RETIREMENT PLAN 401k Plan overview

Plan NameMCCARTHY & HOLTHUS, LLP 401(K) RETIREMENT PLAN
Plan identification number 001

MCCARTHY & HOLTHUS, LLP 401(K) RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Prototype plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion or notification letter; and under which a seperate funding medium (for example, a seperate trust or custodial account) is established for the use of each adopting employer.

401k Sponsoring company profile

MCCARTHY & HOLTHUS, LLP has sponsored the creation of one or more 401k plans.

Company Name:MCCARTHY & HOLTHUS, LLP
Employer identification number (EIN):330840381
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan MCCARTHY & HOLTHUS, LLP 401(K) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01THOMAS J HOLTHUS
0012017-01-01THOMAS J HOLTHUS
0012016-01-01THOMAS J HOLTHUS
0012015-01-01THOMAS J HOLTHUS
0012014-01-01THOMAS J HOLTHUS
0012013-01-01THOMAS J HOLTHUS
0012012-01-01THOMAS J HOLTHUS
0012011-01-01THOMAS J HOLTHUS
0012010-01-01THOMAS J HOLTHUS
0012009-01-01THOMAS J HOLTHUS

Plan Statistics for MCCARTHY & HOLTHUS, LLP 401(K) RETIREMENT PLAN

401k plan membership statisitcs for MCCARTHY & HOLTHUS, LLP 401(K) RETIREMENT PLAN

Measure Date Value
2022: MCCARTHY & HOLTHUS, LLP 401(K) RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01407
Total number of active participants reported on line 7a of the Form 55002022-01-01348
Number of retired or separated participants receiving benefits2022-01-014
Number of other retired or separated participants entitled to future benefits2022-01-0133
Total of all active and inactive participants2022-01-01385
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01385
Number of participants with account balances2022-01-01278
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-015
2021: MCCARTHY & HOLTHUS, LLP 401(K) RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01431
Total number of active participants reported on line 7a of the Form 55002021-01-01315
Number of retired or separated participants receiving benefits2021-01-018
Number of other retired or separated participants entitled to future benefits2021-01-0167
Total of all active and inactive participants2021-01-01390
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01390
Number of participants with account balances2021-01-01279
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-016
2020: MCCARTHY & HOLTHUS, LLP 401(K) RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01585
Total number of active participants reported on line 7a of the Form 55002020-01-01352
Number of retired or separated participants receiving benefits2020-01-014
Number of other retired or separated participants entitled to future benefits2020-01-0181
Total of all active and inactive participants2020-01-01437
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01437
Number of participants with account balances2020-01-01308
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0130
2019: MCCARTHY & HOLTHUS, LLP 401(K) RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01664
Total number of active participants reported on line 7a of the Form 55002019-01-01494
Number of retired or separated participants receiving benefits2019-01-016
Number of other retired or separated participants entitled to future benefits2019-01-0167
Total of all active and inactive participants2019-01-01567
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-01568
Number of participants with account balances2019-01-01354
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0123
2018: MCCARTHY & HOLTHUS, LLP 401(K) RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01681
Total number of active participants reported on line 7a of the Form 55002018-01-01581
Number of retired or separated participants receiving benefits2018-01-015
Number of other retired or separated participants entitled to future benefits2018-01-0155
Total of all active and inactive participants2018-01-01641
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01641
Number of participants with account balances2018-01-01322
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0119
2017: MCCARTHY & HOLTHUS, LLP 401(K) RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01725
Total number of active participants reported on line 7a of the Form 55002017-01-01588
Number of retired or separated participants receiving benefits2017-01-014
Number of other retired or separated participants entitled to future benefits2017-01-0159
Total of all active and inactive participants2017-01-01651
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01651
Number of participants with account balances2017-01-01331
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0112
2016: MCCARTHY & HOLTHUS, LLP 401(K) RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01678
Total number of active participants reported on line 7a of the Form 55002016-01-01635
Number of retired or separated participants receiving benefits2016-01-011
Number of other retired or separated participants entitled to future benefits2016-01-0153
Total of all active and inactive participants2016-01-01689
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01690
Number of participants with account balances2016-01-01330
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0111
2015: MCCARTHY & HOLTHUS, LLP 401(K) RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01646
Total number of active participants reported on line 7a of the Form 55002015-01-01621
Number of retired or separated participants receiving benefits2015-01-011
Number of other retired or separated participants entitled to future benefits2015-01-0156
Total of all active and inactive participants2015-01-01678
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01678
Number of participants with account balances2015-01-01311
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0123
2014: MCCARTHY & HOLTHUS, LLP 401(K) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01709
Total number of active participants reported on line 7a of the Form 55002014-01-01600
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-0145
Total of all active and inactive participants2014-01-01646
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01646
Number of participants with account balances2014-01-01294
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0127
2013: MCCARTHY & HOLTHUS, LLP 401(K) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01856
Total number of active participants reported on line 7a of the Form 55002013-01-01668
Number of retired or separated participants receiving benefits2013-01-013
Number of other retired or separated participants entitled to future benefits2013-01-0138
Total of all active and inactive participants2013-01-01709
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01709
Number of participants with account balances2013-01-01309
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0146
2012: MCCARTHY & HOLTHUS, LLP 401(K) RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01814
Total number of active participants reported on line 7a of the Form 55002012-01-01806
Number of retired or separated participants receiving benefits2012-01-013
Number of other retired or separated participants entitled to future benefits2012-01-0147
Total of all active and inactive participants2012-01-01856
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01856
Number of participants with account balances2012-01-01365
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0145
2011: MCCARTHY & HOLTHUS, LLP 401(K) RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01692
Total number of active participants reported on line 7a of the Form 55002011-01-01778
Number of retired or separated participants receiving benefits2011-01-011
Number of other retired or separated participants entitled to future benefits2011-01-0135
Total of all active and inactive participants2011-01-01814
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01814
Number of participants with account balances2011-01-01373
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0130
2010: MCCARTHY & HOLTHUS, LLP 401(K) RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01648
Total number of active participants reported on line 7a of the Form 55002010-01-01671
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0121
Total of all active and inactive participants2010-01-01692
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01692
Number of participants with account balances2010-01-01294
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-017
2009: MCCARTHY & HOLTHUS, LLP 401(K) RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01380
Total number of active participants reported on line 7a of the Form 55002009-01-01632
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0116
Total of all active and inactive participants2009-01-01648
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01648
Number of participants with account balances2009-01-01285
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-014

Financial Data on MCCARTHY & HOLTHUS, LLP 401(K) RETIREMENT PLAN

Measure Date Value
2022 : MCCARTHY & HOLTHUS, LLP 401(K) RETIREMENT PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$-2,205,665
Total of all expenses incurred2022-12-31$895,828
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$884,448
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,085,691
Value of total assets at end of year2022-12-31$14,196,274
Value of total assets at beginning of year2022-12-31$17,297,767
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$11,380
Total interest from all sources2022-12-31$11,160
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$375,249
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$375,249
Administrative expenses professional fees incurred2022-12-31$5,920
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$914,212
Participant contributions at end of year2022-12-31$223,944
Participant contributions at beginning of year2022-12-31$232,626
Administrative expenses (other) incurred2022-12-31$5,460
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-3,101,493
Value of net assets at end of year (total assets less liabilities)2022-12-31$14,196,274
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$17,297,767
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$13,841,266
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$16,944,287
Interest on participant loans2022-12-31$11,160
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-3,677,765
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$171,479
Employer contributions (assets) at end of year2022-12-31$131,063
Employer contributions (assets) at beginning of year2022-12-31$120,310
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$884,448
Assets. Corporate common stocks other than exployer securities at end of year2022-12-31$1
Assets. Corporate common stocks other than exployer securities at beginning of year2022-12-31$544
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31HOCKING & SCHULENBERG, LLC
Accountancy firm EIN2022-12-31470806082
2021 : MCCARTHY & HOLTHUS, LLP 401(K) RETIREMENT PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$3,411,092
Total of all expenses incurred2021-12-31$825,590
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$813,753
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$868,178
Value of total assets at end of year2021-12-31$17,297,767
Value of total assets at beginning of year2021-12-31$14,712,265
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$11,837
Total interest from all sources2021-12-31$12,727
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,261,952
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,261,952
Administrative expenses professional fees incurred2021-12-31$7,157
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$747,868
Participant contributions at end of year2021-12-31$232,626
Participant contributions at beginning of year2021-12-31$245,118
Administrative expenses (other) incurred2021-12-31$4,680
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$2,585,502
Value of net assets at end of year (total assets less liabilities)2021-12-31$17,297,767
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$14,712,265
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$16,944,287
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$14,465,668
Interest on participant loans2021-12-31$12,727
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,268,235
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$120,310
Employer contributions (assets) at end of year2021-12-31$120,310
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$813,753
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$544
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$1,479
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31HOCKING & SCHULENBERG, LLC
Accountancy firm EIN2021-12-31470806082
2020 : MCCARTHY & HOLTHUS, LLP 401(K) RETIREMENT PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$3,269,642
Total of all expenses incurred2020-12-31$1,289,324
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,277,751
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$809,631
Value of total assets at end of year2020-12-31$14,712,265
Value of total assets at beginning of year2020-12-31$12,731,947
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$11,573
Total interest from all sources2020-12-31$15,534
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$334,346
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$334,346
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$50,000
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$777,878
Participant contributions at end of year2020-12-31$245,118
Participant contributions at beginning of year2020-12-31$340,776
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$31,753
Administrative expenses (other) incurred2020-12-31$7,373
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,980,318
Value of net assets at end of year (total assets less liabilities)2020-12-31$14,712,265
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$12,731,947
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$14,465,668
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$12,241,242
Interest on participant loans2020-12-31$15,534
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$2,110,131
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Employer contributions (assets) at beginning of year2020-12-31$147,889
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,277,751
Contract administrator fees2020-12-31$4,200
Assets. Corporate common stocks other than exployer securities at end of year2020-12-31$1,479
Assets. Corporate common stocks other than exployer securities at beginning of year2020-12-31$2,040
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31HOCKING & SCHULENBERG, LLC
Accountancy firm EIN2020-12-31470806082
2019 : MCCARTHY & HOLTHUS, LLP 401(K) RETIREMENT PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$3,688,518
Total of all expenses incurred2019-12-31$604,502
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$590,264
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,279,940
Value of total assets at end of year2019-12-31$12,731,947
Value of total assets at beginning of year2019-12-31$9,647,931
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$14,238
Total interest from all sources2019-12-31$19,768
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$410,770
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$410,770
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$50,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,011,973
Participant contributions at end of year2019-12-31$340,776
Participant contributions at beginning of year2019-12-31$325,641
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$118,839
Administrative expenses (other) incurred2019-12-31$11,010
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$3,084,016
Value of net assets at end of year (total assets less liabilities)2019-12-31$12,731,947
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$9,647,931
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$12,241,242
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$9,164,841
Interest on participant loans2019-12-31$19,768
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,978,040
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$149,128
Employer contributions (assets) at end of year2019-12-31$147,889
Employer contributions (assets) at beginning of year2019-12-31$155,749
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$590,264
Contract administrator fees2019-12-31$3,228
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$2,040
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$1,700
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31HOCKING & SCHULENBERG, LLC
Accountancy firm EIN2019-12-31470806082
2018 : MCCARTHY & HOLTHUS, LLP 401(K) RETIREMENT PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$1,185,831
Total of all expenses incurred2018-12-31$922,018
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$910,205
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,781,298
Value of total assets at end of year2018-12-31$9,647,931
Value of total assets at beginning of year2018-12-31$9,384,118
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$11,813
Total interest from all sources2018-12-31$16,004
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$459,135
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$459,135
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$50,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$960,156
Participant contributions at end of year2018-12-31$325,641
Participant contributions at beginning of year2018-12-31$376,602
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$665,393
Administrative expenses (other) incurred2018-12-31$9,080
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$263,813
Value of net assets at end of year (total assets less liabilities)2018-12-31$9,647,931
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$9,384,118
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$9,164,841
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$8,851,058
Interest on participant loans2018-12-31$16,004
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,070,606
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$155,749
Employer contributions (assets) at end of year2018-12-31$155,749
Employer contributions (assets) at beginning of year2018-12-31$153,738
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$910,205
Contract administrator fees2018-12-31$2,733
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$1,700
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$2,720
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31HOCKING & SCHULENBERG, LLC
Accountancy firm EIN2018-12-31470806082
2017 : MCCARTHY & HOLTHUS, LLP 401(K) RETIREMENT PLAN 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$2,585,910
Total of all expenses incurred2017-12-31$613,254
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$601,318
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,076,826
Value of total assets at end of year2017-12-31$9,384,118
Value of total assets at beginning of year2017-12-31$7,411,462
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$11,936
Total interest from all sources2017-12-31$15,401
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$310,640
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$310,640
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$50,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$887,277
Participant contributions at end of year2017-12-31$376,602
Participant contributions at beginning of year2017-12-31$261,919
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$35,811
Other income not declared elsewhere2017-12-31$4,369
Administrative expenses (other) incurred2017-12-31$9,890
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,972,656
Value of net assets at end of year (total assets less liabilities)2017-12-31$9,384,118
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$7,411,462
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$8,851,058
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$7,008,224
Interest on participant loans2017-12-31$15,401
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,178,674
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$153,738
Employer contributions (assets) at end of year2017-12-31$153,738
Employer contributions (assets) at beginning of year2017-12-31$137,237
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$601,318
Contract administrator fees2017-12-31$2,046
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$2,720
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$4,082
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31HOCKING & SCHULENBERG, LLC
Accountancy firm EIN2017-12-31470806082
2016 : MCCARTHY & HOLTHUS, LLP 401(K) RETIREMENT PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$1,636,008
Total of all expenses incurred2016-12-31$756,736
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$747,132
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,064,770
Value of total assets at end of year2016-12-31$7,411,462
Value of total assets at beginning of year2016-12-31$6,532,190
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$9,604
Total interest from all sources2016-12-31$10,044
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$220,878
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$220,878
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$50,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$790,661
Participant contributions at end of year2016-12-31$261,919
Participant contributions at beginning of year2016-12-31$278,286
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$136,872
Administrative expenses (other) incurred2016-12-31$7,665
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$879,272
Value of net assets at end of year (total assets less liabilities)2016-12-31$7,411,462
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$6,532,190
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$7,008,224
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$6,126,640
Interest on participant loans2016-12-31$10,044
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$340,316
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$137,237
Employer contributions (assets) at end of year2016-12-31$137,237
Employer contributions (assets) at beginning of year2016-12-31$123,694
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$747,132
Contract administrator fees2016-12-31$1,939
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$4,082
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$3,570
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31HOCKING & SCHULENBERG, LLC
Accountancy firm EIN2016-12-31470806082
2015 : MCCARTHY & HOLTHUS, LLP 401(K) RETIREMENT PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$1,011,830
Total of all expenses incurred2015-12-31$538,259
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$527,961
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$958,176
Value of total assets at end of year2015-12-31$6,532,190
Value of total assets at beginning of year2015-12-31$6,058,619
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$10,298
Total interest from all sources2015-12-31$10,347
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$275,989
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$275,989
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$50,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$687,581
Participant contributions at end of year2015-12-31$278,286
Participant contributions at beginning of year2015-12-31$203,438
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$146,901
Administrative expenses (other) incurred2015-12-31$10,298
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$473,571
Value of net assets at end of year (total assets less liabilities)2015-12-31$6,532,190
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$6,058,619
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$6,126,640
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$5,723,418
Interest on participant loans2015-12-31$10,347
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-232,682
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$123,694
Employer contributions (assets) at end of year2015-12-31$123,694
Employer contributions (assets) at beginning of year2015-12-31$115,273
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$527,961
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$3,570
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$16,490
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31HOCKING & REID, LLC
Accountancy firm EIN2015-12-31470806082
2014 : MCCARTHY & HOLTHUS, LLP 401(K) RETIREMENT PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$1,262,392
Total of all expenses incurred2014-12-31$442,178
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$442,178
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$844,846
Value of total assets at end of year2014-12-31$6,058,619
Value of total assets at beginning of year2014-12-31$5,238,405
Total interest from all sources2014-12-31$7,597
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$312,811
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$312,811
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$50,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$641,039
Participant contributions at end of year2014-12-31$203,438
Participant contributions at beginning of year2014-12-31$181,731
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$88,534
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$820,214
Value of net assets at end of year (total assets less liabilities)2014-12-31$6,058,619
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$5,238,405
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$5,723,418
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$4,931,537
Interest on participant loans2014-12-31$7,597
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$97,138
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$115,273
Employer contributions (assets) at end of year2014-12-31$115,273
Employer contributions (assets) at beginning of year2014-12-31$121,397
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$442,178
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$16,490
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$3,740
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31HOCKING & REID, LLC
Accountancy firm EIN2014-12-31470806082
2013 : MCCARTHY & HOLTHUS, LLP 401(K) RETIREMENT PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$1,760,647
Total of all expenses incurred2013-12-31$525,969
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$525,969
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$784,073
Value of total assets at end of year2013-12-31$5,238,405
Value of total assets at beginning of year2013-12-31$4,003,727
Total interest from all sources2013-12-31$7,238
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$262,011
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$262,011
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$50,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$632,465
Participant contributions at end of year2013-12-31$181,731
Participant contributions at beginning of year2013-12-31$144,393
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$30,211
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,234,678
Value of net assets at end of year (total assets less liabilities)2013-12-31$5,238,405
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$4,003,727
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$4,931,537
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$3,717,695
Interest on participant loans2013-12-31$7,238
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$707,325
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$121,397
Employer contributions (assets) at end of year2013-12-31$121,397
Employer contributions (assets) at beginning of year2013-12-31$135,689
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$525,969
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$3,740
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$5,950
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31HOCKING & REID, LLC
Accountancy firm EIN2013-12-31470806082
2012 : MCCARTHY & HOLTHUS, LLP 401(K) RETIREMENT PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$1,196,319
Total of all expenses incurred2012-12-31$274,278
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$274,278
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$764,272
Value of total assets at end of year2012-12-31$4,003,727
Value of total assets at beginning of year2012-12-31$3,081,686
Total interest from all sources2012-12-31$105,642
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$50,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$625,282
Participant contributions at end of year2012-12-31$144,393
Participant contributions at beginning of year2012-12-31$129,628
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$3,301
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$922,041
Value of net assets at end of year (total assets less liabilities)2012-12-31$4,003,727
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$3,081,686
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$3,717,695
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$2,788,256
Interest on participant loans2012-12-31$5,359
Interest earned on other investments2012-12-31$100,283
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$326,405
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$135,689
Employer contributions (assets) at end of year2012-12-31$135,689
Employer contributions (assets) at beginning of year2012-12-31$138,302
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$274,278
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$5,950
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$25,500
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31HOCKING & REID, LLC
Accountancy firm EIN2012-12-31470806082
2011 : MCCARTHY & HOLTHUS, LLP 401(K) RETIREMENT PLAN 2011 401k financial data
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$337
Total income from all sources (including contributions)2011-12-31$596,470
Total of all expenses incurred2011-12-31$106,428
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$106,428
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$738,376
Value of total assets at end of year2011-12-31$3,081,686
Value of total assets at beginning of year2011-12-31$2,591,981
Total interest from all sources2011-12-31$64,160
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$50,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$571,704
Participant contributions at end of year2011-12-31$129,628
Participant contributions at beginning of year2011-12-31$93,821
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$28,370
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$337
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$490,042
Value of net assets at end of year (total assets less liabilities)2011-12-31$3,081,686
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$2,591,644
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$2,788,256
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$2,366,584
Interest on participant loans2011-12-31$4,707
Interest earned on other investments2011-12-31$59,453
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-206,066
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$138,302
Employer contributions (assets) at end of year2011-12-31$138,302
Employer contributions (assets) at beginning of year2011-12-31$87,376
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$106,428
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$25,500
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$44,200
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31HOCKING & REID, LLC
Accountancy firm EIN2011-12-31470806082
2010 : MCCARTHY & HOLTHUS, LLP 401(K) RETIREMENT PLAN 2010 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$337
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$209
Total income from all sources (including contributions)2010-12-31$900,232
Total of all expenses incurred2010-12-31$126,612
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$111,824
Value of total corrective distributions2010-12-31$14,451
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$597,775
Value of total assets at end of year2010-12-31$2,591,981
Value of total assets at beginning of year2010-12-31$1,818,233
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$337
Total interest from all sources2010-12-31$43,705
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$50,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$509,228
Participant contributions at end of year2010-12-31$93,821
Participant contributions at beginning of year2010-12-31$72,258
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$1,172
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$337
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$209
Administrative expenses (other) incurred2010-12-31$337
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$773,620
Value of net assets at end of year (total assets less liabilities)2010-12-31$2,591,644
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$1,818,024
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$2,366,584
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$1,659,715
Interest earned on other investments2010-12-31$43,705
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$258,752
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$87,375
Employer contributions (assets) at end of year2010-12-31$87,376
Employer contributions (assets) at beginning of year2010-12-31$62,885
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$111,824
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$44,200
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$23,375
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31HOCKING & REID, LLC
Accountancy firm EIN2010-12-31470806082

Form 5500 Responses for MCCARTHY & HOLTHUS, LLP 401(K) RETIREMENT PLAN

2022: MCCARTHY & HOLTHUS, LLP 401(K) RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: MCCARTHY & HOLTHUS, LLP 401(K) RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: MCCARTHY & HOLTHUS, LLP 401(K) RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: MCCARTHY & HOLTHUS, LLP 401(K) RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: MCCARTHY & HOLTHUS, LLP 401(K) RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: MCCARTHY & HOLTHUS, LLP 401(K) RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: MCCARTHY & HOLTHUS, LLP 401(K) RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: MCCARTHY & HOLTHUS, LLP 401(K) RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: MCCARTHY & HOLTHUS, LLP 401(K) RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: MCCARTHY & HOLTHUS, LLP 401(K) RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: MCCARTHY & HOLTHUS, LLP 401(K) RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: MCCARTHY & HOLTHUS, LLP 401(K) RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: MCCARTHY & HOLTHUS, LLP 401(K) RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: MCCARTHY & HOLTHUS, LLP 401(K) RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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