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PLUM HEALTHCARE GROUP 401(K) PLAN 401k Plan overview

Plan NamePLUM HEALTHCARE GROUP 401(K) PLAN
Plan identification number 001

PLUM HEALTHCARE GROUP 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

PLUM HEALTHCARE GROUP, LLC has sponsored the creation of one or more 401k plans.

Company Name:PLUM HEALTHCARE GROUP, LLC
Employer identification number (EIN):330855158
NAIC Classification:623000
NAIC Description: Nursing and Residential Care Facilities

Additional information about PLUM HEALTHCARE GROUP, LLC

Jurisdiction of Incorporation: California Department of State
Incorporation Date:
Company Identification Number: 199912610114

More information about PLUM HEALTHCARE GROUP, LLC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PLUM HEALTHCARE GROUP 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01KATIE TANNER2022-10-17
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01LINDA RODRIGUEZ LINDA RODRIGUEZ2018-10-12
0012016-01-01VICTORIA BERNHOLZ VICTORIA BERNHOLZ2017-11-16
0012015-01-01VICTORIA BERNHOLZ VICTORIA BERNHOLZ2016-10-14
0012014-01-01VICTORIA BERNHOLZ VICTORIA BERNHOLZ2015-11-30
0012013-01-01VICTORIA BERNHOLZ VICTORIA BERNHOLZ2015-02-17
0012012-01-01LORI CUSHENBERRY
0012011-01-01LORI CUSHENBERRY
0012010-01-01LORI CUSHENBERRY
0012009-01-01LORI CUSHENBERRY

Plan Statistics for PLUM HEALTHCARE GROUP 401(K) PLAN

401k plan membership statisitcs for PLUM HEALTHCARE GROUP 401(K) PLAN

Measure Date Value
2022: PLUM HEALTHCARE GROUP 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-019,779
Total number of active participants reported on line 7a of the Form 55002022-01-0110,324
Number of retired or separated participants receiving benefits2022-01-0117
Number of other retired or separated participants entitled to future benefits2022-01-01922
Total of all active and inactive participants2022-01-0111,263
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-011
Total participants2022-01-0111,264
Number of participants with account balances2022-01-012,744
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-01239
2021: PLUM HEALTHCARE GROUP 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-0110,011
Total number of active participants reported on line 7a of the Form 55002021-01-019,339
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01672
Total of all active and inactive participants2021-01-0110,011
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-0110,011
Number of participants with account balances2021-01-012,720
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-01183
2020: PLUM HEALTHCARE GROUP 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-0110,832
Total number of active participants reported on line 7a of the Form 55002020-01-019,339
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01672
Total of all active and inactive participants2020-01-0110,011
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-0110,011
Number of participants with account balances2020-01-012,720
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-01183
2019: PLUM HEALTHCARE GROUP 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-0110,635
Total number of active participants reported on line 7a of the Form 55002019-01-0110,212
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01619
Total of all active and inactive participants2019-01-0110,831
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-0110,832
Number of participants with account balances2019-01-012,583
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-01147
2018: PLUM HEALTHCARE GROUP 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0110,853
Total number of active participants reported on line 7a of the Form 55002018-01-0110,205
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01436
Total of all active and inactive participants2018-01-0110,641
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-0110,642
Number of participants with account balances2018-01-012,391
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0115
2017: PLUM HEALTHCARE GROUP 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0111,102
Total number of active participants reported on line 7a of the Form 55002017-01-0110,587
Number of retired or separated participants receiving benefits2017-01-014
Number of other retired or separated participants entitled to future benefits2017-01-01262
Total of all active and inactive participants2017-01-0110,853
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0110,853
Number of participants with account balances2017-01-012,194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-01145
2016: PLUM HEALTHCARE GROUP 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0112,593
Total number of active participants reported on line 7a of the Form 55002016-01-0110,923
Number of retired or separated participants receiving benefits2016-01-012
Number of other retired or separated participants entitled to future benefits2016-01-01177
Total of all active and inactive participants2016-01-0111,102
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0111,102
Number of participants with account balances2016-01-012,026
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-01103
2015: PLUM HEALTHCARE GROUP 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0112,009
Total number of active participants reported on line 7a of the Form 55002015-01-018,870
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01112
Total of all active and inactive participants2015-01-018,982
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-018,982
Number of participants with account balances2015-01-011,803
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0123
2014: PLUM HEALTHCARE GROUP 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,742
Total number of active participants reported on line 7a of the Form 55002014-01-016,283
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-01124
Total of all active and inactive participants2014-01-016,408
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-016,408
Number of participants with account balances2014-01-011,681
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0148
2013: PLUM HEALTHCARE GROUP 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-017,048
Total number of active participants reported on line 7a of the Form 55002013-01-016,668
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-016,668
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-016,668
Number of participants with account balances2013-01-011,711
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-014
2012: PLUM HEALTHCARE GROUP 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-016,648
Total number of active participants reported on line 7a of the Form 55002012-01-016,649
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01399
Total of all active and inactive participants2012-01-017,048
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-017,048
Number of participants with account balances2012-01-011,610
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-01169
2011: PLUM HEALTHCARE GROUP 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-013,802
Total number of active participants reported on line 7a of the Form 55002011-01-016,194
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01245
Total of all active and inactive participants2011-01-016,439
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-016,439
Number of participants with account balances2011-01-011,440
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0179
2010: PLUM HEALTHCARE GROUP 401(K) PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-013,194
Total number of active participants reported on line 7a of the Form 55002010-01-013,495
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-01198
Total of all active and inactive participants2010-01-013,693
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-013,693
Number of participants with account balances2010-01-01807
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0131
2009: PLUM HEALTHCARE GROUP 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-012,716
Total number of active participants reported on line 7a of the Form 55002009-01-013,217
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01200
Total of all active and inactive participants2009-01-013,417
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-013,417
Number of participants with account balances2009-01-01677
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0132

Financial Data on PLUM HEALTHCARE GROUP 401(K) PLAN

Measure Date Value
2022 : PLUM HEALTHCARE GROUP 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-4,102,948
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$10,181,890
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$10,031,874
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$12,414,410
Value of total assets at end of year2022-12-31$85,525,604
Value of total assets at beginning of year2022-12-31$99,810,442
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$150,016
Total interest from all sources2022-12-31$92,450
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,059,035
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,059,035
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$10,557,064
Participant contributions at end of year2022-12-31$1,855,824
Participant contributions at beginning of year2022-12-31$1,639,969
Participant contributions at end of year2022-12-31$352,790
Participant contributions at beginning of year2022-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$527,312
Administrative expenses (other) incurred2022-12-31$119,389
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-14,284,838
Value of net assets at end of year (total assets less liabilities)2022-12-31$85,525,604
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$99,810,442
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$30,627
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$25,408,934
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$31,209,697
Interest on participant loans2022-12-31$92,450
Value of interest in common/collective trusts at end of year2022-12-31$57,873,868
Value of interest in common/collective trusts at beginning of year2022-12-31$66,960,776
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-7,071,749
Net investment gain or loss from common/collective trusts2022-12-31$-10,597,094
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,330,034
Employer contributions (assets) at end of year2022-12-31$34,188
Employer contributions (assets) at beginning of year2022-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$10,031,874
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31WIPFLI LLP
Accountancy firm EIN2022-12-31390758449
2021 : PLUM HEALTHCARE GROUP 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$25,235,615
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$9,415,651
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$9,128,798
Expenses. Certain deemed distributions of participant loans2021-12-31$16,352
Value of total corrective distributions2021-12-31$213,371
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$12,928,268
Value of total assets at end of year2021-12-31$99,810,442
Value of total assets at beginning of year2021-12-31$83,990,478
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$270,501
Total interest from all sources2021-12-31$97,417
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$1,326,834
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$1,326,834
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$10,880,856
Participant contributions at end of year2021-12-31$1,639,969
Participant contributions at beginning of year2021-12-31$1,627,005
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$640,609
Other income not declared elsewhere2021-12-31$-121,530
Administrative expenses (other) incurred2021-12-31$270,501
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$15,819,964
Value of net assets at end of year (total assets less liabilities)2021-12-31$99,810,442
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$83,990,478
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$27,500
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$31,209,697
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$26,342,168
Interest on participant loans2021-12-31$97,417
Value of interest in common/collective trusts at end of year2021-12-31$66,960,776
Value of interest in common/collective trusts at beginning of year2021-12-31$56,021,305
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$11,004,626
Net investment gain or loss from common/collective trusts2021-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,406,803
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$9,128,798
Contract administrator fees2021-12-31$242,979
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31WIPFLI LLP
Accountancy firm EIN2021-12-31390758449
2020 : PLUM HEALTHCARE GROUP 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$22,813,141
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$8,311,441
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$7,842,201
Expenses. Certain deemed distributions of participant loans2020-12-31$34,790
Value of total corrective distributions2020-12-31$235,805
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$11,727,634
Value of total assets at end of year2020-12-31$83,990,478
Value of total assets at beginning of year2020-12-31$69,488,778
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$198,645
Total interest from all sources2020-12-31$80,777
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$629,538
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$629,538
Administrative expenses professional fees incurred2020-12-31$13,750
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$9,704,715
Participant contributions at end of year2020-12-31$1,627,005
Participant contributions at beginning of year2020-12-31$1,498,242
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$670,453
Other income not declared elsewhere2020-12-31$30,528
Administrative expenses (other) incurred2020-12-31$184,895
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$14,501,700
Value of net assets at end of year (total assets less liabilities)2020-12-31$83,990,478
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$69,488,778
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$26,342,168
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$23,482,767
Interest on participant loans2020-12-31$80,777
Value of interest in common/collective trusts at end of year2020-12-31$56,021,305
Value of interest in common/collective trusts at beginning of year2020-12-31$44,507,769
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$3,153,159
Net investment gain or loss from common/collective trusts2020-12-31$7,191,505
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,352,466
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$7,842,201
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31EIDE BAILLY LLP
Accountancy firm EIN2020-12-31450250958
2019 : PLUM HEALTHCARE GROUP 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$22,890,103
Total income from all sources (including contributions)2019-12-31$22,890,103
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$4,885,898
Total of all expenses incurred2019-12-31$4,885,898
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$4,359,898
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$4,359,898
Expenses. Certain deemed distributions of participant loans2019-12-31$20,531
Expenses. Certain deemed distributions of participant loans2019-12-31$20,531
Value of total corrective distributions2019-12-31$321,474
Value of total corrective distributions2019-12-31$321,474
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$10,916,669
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$10,916,669
Value of total assets at end of year2019-12-31$69,488,778
Value of total assets at end of year2019-12-31$69,488,778
Value of total assets at beginning of year2019-12-31$51,484,573
Value of total assets at beginning of year2019-12-31$51,484,573
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$183,995
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$183,995
Total interest from all sources2019-12-31$82,852
Total interest from all sources2019-12-31$82,852
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,379,190
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,379,190
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,379,190
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,379,190
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$8,704,518
Contributions received from participants2019-12-31$8,704,518
Participant contributions at end of year2019-12-31$1,498,242
Participant contributions at end of year2019-12-31$1,498,242
Participant contributions at beginning of year2019-12-31$1,529,323
Participant contributions at beginning of year2019-12-31$1,529,323
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$974,393
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$974,393
Administrative expenses (other) incurred2019-12-31$163,370
Administrative expenses (other) incurred2019-12-31$163,370
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$18,004,205
Value of net income/loss2019-12-31$18,004,205
Value of net assets at end of year (total assets less liabilities)2019-12-31$69,488,778
Value of net assets at end of year (total assets less liabilities)2019-12-31$69,488,778
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$51,484,573
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$51,484,573
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$20,625
Investment advisory and management fees2019-12-31$20,625
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$23,482,767
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$23,482,767
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$16,679,548
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$16,679,548
Interest on participant loans2019-12-31$82,852
Interest on participant loans2019-12-31$82,852
Value of interest in common/collective trusts at end of year2019-12-31$44,507,769
Value of interest in common/collective trusts at end of year2019-12-31$44,507,769
Value of interest in common/collective trusts at beginning of year2019-12-31$33,275,702
Value of interest in common/collective trusts at beginning of year2019-12-31$33,275,702
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$3,187,799
Net investment gain or loss from common/collective trusts2019-12-31$7,323,593
Net investment gain or loss from common/collective trusts2019-12-31$7,323,593
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,237,758
Contributions received in cash from employer2019-12-31$1,237,758
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$4,359,898
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$4,359,898
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31EIDE BAILLY LLP
Accountancy firm name2019-12-31EIDE BAILLY LLP
Accountancy firm EIN2019-12-31450250958
Accountancy firm EIN2019-12-31450250958
2018 : PLUM HEALTHCARE GROUP 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$6,545,581
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$6,916,667
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$6,668,713
Expenses. Certain deemed distributions of participant loans2018-12-31$63,445
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$9,825,067
Value of total assets at end of year2018-12-31$51,484,573
Value of total assets at beginning of year2018-12-31$51,855,659
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$184,509
Total interest from all sources2018-12-31$64,736
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$947,087
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$947,087
Administrative expenses professional fees incurred2018-12-31$20,605
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$7,978,936
Participant contributions at end of year2018-12-31$1,529,323
Participant contributions at beginning of year2018-12-31$1,284,747
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$678,778
Administrative expenses (other) incurred2018-12-31$65,986
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-371,086
Value of net assets at end of year (total assets less liabilities)2018-12-31$51,484,573
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$51,855,659
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$97,918
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$16,679,548
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$47,433,562
Interest on participant loans2018-12-31$64,736
Value of interest in common/collective trusts at end of year2018-12-31$33,275,702
Value of interest in common/collective trusts at beginning of year2018-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$3,137,350
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-2,752,666
Net investment gain or loss from common/collective trusts2018-12-31$-1,538,643
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,167,353
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$6,668,713
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31Yes
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31EIDE BAILLY LLP
Accountancy firm EIN2018-12-31450250958
2017 : PLUM HEALTHCARE GROUP 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$15,854,469
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$4,741,452
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$4,051,764
Expenses. Certain deemed distributions of participant loans2017-12-31$44,107
Value of total corrective distributions2017-12-31$521,642
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$9,342,609
Value of total assets at end of year2017-12-31$51,855,659
Value of total assets at beginning of year2017-12-31$40,742,642
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$123,939
Total interest from all sources2017-12-31$104,711
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$2,514,992
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$2,514,992
Administrative expenses professional fees incurred2017-12-31$0
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$7,356,244
Participant contributions at end of year2017-12-31$1,284,747
Participant contributions at beginning of year2017-12-31$1,199,675
Assets. Other investments not covered elsewhere at end of year2017-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$911,656
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2017-12-31$0
Other income not declared elsewhere2017-12-31$0
Administrative expenses (other) incurred2017-12-31$250
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$11,113,017
Value of net assets at end of year (total assets less liabilities)2017-12-31$51,855,659
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$40,742,642
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$86,244
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$47,433,562
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$36,860,032
Value of interest in pooled separate accounts at end of year2017-12-31$0
Value of interest in pooled separate accounts at beginning of year2017-12-31$0
Interest on participant loans2017-12-31$54,974
Interest earned on other investments2017-12-31$49,737
Value of interest in common/collective trusts at end of year2017-12-31$0
Value of interest in common/collective trusts at beginning of year2017-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$3,137,350
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$2,682,935
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$3,892,157
Net investment gain/loss from pooled separate accounts2017-12-31$0
Net investment gain or loss from common/collective trusts2017-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$0
Assets. Invements in employer securities at beginning of year2017-12-31$0
Contributions received in cash from employer2017-12-31$1,074,709
Income. Dividends from common stock2017-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$4,051,764
Contract administrator fees2017-12-31$37,445
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31EIDE BAILLY LLP
Accountancy firm EIN2017-12-31450250958
2016 : PLUM HEALTHCARE GROUP 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$11,682,640
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$2,635,777
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,404,860
Expenses. Certain deemed distributions of participant loans2016-12-31$11,719
Value of total corrective distributions2016-12-31$98,933
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$8,576,024
Value of total assets at end of year2016-12-31$40,742,642
Value of total assets at beginning of year2016-12-31$31,695,779
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$120,265
Total interest from all sources2016-12-31$89,131
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$1,591,665
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$1,591,665
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$3,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$6,407,368
Participant contributions at end of year2016-12-31$1,199,675
Participant contributions at beginning of year2016-12-31$1,108,151
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$1,133,576
Administrative expenses (other) incurred2016-12-31$26,243
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$9,046,863
Value of net assets at end of year (total assets less liabilities)2016-12-31$40,742,642
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$31,695,779
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$67,058
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$36,860,032
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$28,753,029
Interest on participant loans2016-12-31$47,820
Interest earned on other investments2016-12-31$41,311
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$2,682,935
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$1,834,599
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,425,820
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,035,080
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,404,860
Contract administrator fees2016-12-31$26,964
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31EIDE BAILLY
Accountancy firm EIN2016-12-31455025958
2015 : PLUM HEALTHCARE GROUP 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$5,171,446
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$3,084,220
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,581,732
Expenses. Certain deemed distributions of participant loans2015-12-31$44,119
Value of total corrective distributions2015-12-31$362,689
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$5,949,800
Value of total assets at end of year2015-12-31$31,695,779
Value of total assets at beginning of year2015-12-31$29,608,553
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$95,680
Total interest from all sources2015-12-31$69,872
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$1,288,932
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$1,288,932
Administrative expenses professional fees incurred2015-12-31$0
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$3,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$5,261,055
Participant contributions at end of year2015-12-31$1,108,151
Participant contributions at beginning of year2015-12-31$846,365
Assets. Other investments not covered elsewhere at end of year2015-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$527,653
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2015-12-31$0
Other income not declared elsewhere2015-12-31$0
Administrative expenses (other) incurred2015-12-31$2,741
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$2,087,226
Value of net assets at end of year (total assets less liabilities)2015-12-31$31,695,779
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$29,608,553
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$58,153
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$28,753,029
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$27,110,965
Value of interest in pooled separate accounts at end of year2015-12-31$0
Value of interest in pooled separate accounts at beginning of year2015-12-31$0
Interest on participant loans2015-12-31$38,541
Interest earned on other investments2015-12-31$31,331
Value of interest in common/collective trusts at end of year2015-12-31$0
Value of interest in common/collective trusts at beginning of year2015-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$1,834,599
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$1,651,223
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-2,137,158
Net investment gain/loss from pooled separate accounts2015-12-31$0
Net investment gain or loss from common/collective trusts2015-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$0
Assets. Invements in employer securities at beginning of year2015-12-31$0
Contributions received in cash from employer2015-12-31$161,092
Income. Dividends from common stock2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,581,732
Contract administrator fees2015-12-31$34,786
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31EIDE BAILLY
Accountancy firm EIN2015-12-31455025958
2014 : PLUM HEALTHCARE GROUP 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$7,241,820
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$2,981,196
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,613,796
Expenses. Certain deemed distributions of participant loans2014-12-31$12,117
Value of total corrective distributions2014-12-31$275,773
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$5,622,198
Value of total assets at end of year2014-12-31$29,608,553
Value of total assets at beginning of year2014-12-31$25,347,929
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$79,510
Total interest from all sources2014-12-31$54,302
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$871,576
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$871,576
Administrative expenses professional fees incurred2014-12-31$0
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$3,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$5,126,894
Participant contributions at end of year2014-12-31$846,365
Participant contributions at beginning of year2014-12-31$704,408
Assets. Other investments not covered elsewhere at end of year2014-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$289,837
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2014-12-31$0
Other income not declared elsewhere2014-12-31$0
Administrative expenses (other) incurred2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$4,260,624
Value of net assets at end of year (total assets less liabilities)2014-12-31$29,608,553
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$25,347,929
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$51,980
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$27,110,965
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$23,537,048
Value of interest in pooled separate accounts at end of year2014-12-31$0
Value of interest in pooled separate accounts at beginning of year2014-12-31$0
Interest on participant loans2014-12-31$31,810
Interest earned on other investments2014-12-31$22,492
Value of interest in common/collective trusts at end of year2014-12-31$0
Value of interest in common/collective trusts at beginning of year2014-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$1,651,223
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$1,106,473
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$693,744
Net investment gain/loss from pooled separate accounts2014-12-31$0
Net investment gain or loss from common/collective trusts2014-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$0
Assets. Invements in employer securities at beginning of year2014-12-31$0
Contributions received in cash from employer2014-12-31$205,467
Income. Dividends from common stock2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,613,796
Contract administrator fees2014-12-31$27,530
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31EIDE BAILLY
Accountancy firm EIN2014-12-31450250958
2013 : PLUM HEALTHCARE GROUP 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$38,033
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$161,110
Total income from all sources (including contributions)2013-12-31$8,161,530
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$2,326,857
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,300,412
Expenses. Certain deemed distributions of participant loans2013-12-31$0
Value of total corrective distributions2013-12-31$1,015
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$5,221,387
Value of total assets at end of year2013-12-31$25,347,929
Value of total assets at beginning of year2013-12-31$19,636,333
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$25,430
Total interest from all sources2013-12-31$20,838
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$178,505
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$178,505
Administrative expenses professional fees incurred2013-12-31$17,129
Was this plan covered by a fidelity bond2013-12-31No
Value of fidelity bond cover2013-12-31$3,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$4,282,179
Participant contributions at end of year2013-12-31$704,408
Participant contributions at beginning of year2013-12-31$225,591
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$174,154
Assets. Other investments not covered elsewhere at end of year2013-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$1,183,160
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$539,947
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$14,950
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$38,033
Other income not declared elsewhere2013-12-31$0
Administrative expenses (other) incurred2013-12-31$130
Total non interest bearing cash at end of year2013-12-31$0
Total non interest bearing cash at beginning of year2013-12-31$15,111
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$5,834,673
Value of net assets at end of year (total assets less liabilities)2013-12-31$25,309,896
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$19,475,223
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$3,853
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$23,537,048
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$18,023,367
Value of interest in pooled separate accounts at end of year2013-12-31$0
Value of interest in pooled separate accounts at beginning of year2013-12-31$0
Interest on participant loans2013-12-31$18,090
Interest earned on other investments2013-12-31$2,748
Value of interest in common/collective trusts at end of year2013-12-31$0
Value of interest in common/collective trusts at beginning of year2013-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$1,106,473
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$6,672
Net investment gain/loss from pooled separate accounts2013-12-31$2,734,128
Net investment gain or loss from common/collective trusts2013-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$0
Assets. Invements in employer securities at beginning of year2013-12-31$0
Contributions received in cash from employer2013-12-31$399,261
Income. Dividends from common stock2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,300,412
Contract administrator fees2013-12-31$4,318
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31Yes
Liabilities. Value of benefit claims payable at end of year2013-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$161,110
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31EIDE BAILLY, LLP
Accountancy firm EIN2013-12-31450250958
2012 : PLUM HEALTHCARE GROUP 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$161,110
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$163,946
Total income from all sources (including contributions)2012-12-31$6,486,617
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,695,199
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,520,890
Value of total corrective distributions2012-12-31$161,110
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$4,447,845
Value of total assets at end of year2012-12-31$19,636,333
Value of total assets at beginning of year2012-12-31$14,847,751
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$13,199
Total interest from all sources2012-12-31$5,274
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Assets. Real estate other than employer real property at end of year2012-12-31$0
Assets. Real estate other than employer real property at beginning of year2012-12-31$0
Administrative expenses professional fees incurred2012-12-31$12,335
Assets. Corporate prefeered stocks other than exployer securities at end of year2012-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2012-12-31$0
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$3,891,939
Participant contributions at end of year2012-12-31$225,591
Participant contributions at beginning of year2012-12-31$102,053
Participant contributions at end of year2012-12-31$14,950
Participant contributions at beginning of year2012-12-31$184,786
Assets. Other investments not covered elsewhere at end of year2012-12-31$1,183,160
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$1,048,665
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$225,058
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$0
Assets. Loans (other than to participants) at end of year2012-12-31$0
Assets. Loans (other than to participants) at beginning of year2012-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$0
Other income not declared elsewhere2012-12-31$184
Liabilities. Value of operating payables at end of year2012-12-31$0
Liabilities. Value of operating payables at beginning of year2012-12-31$0
Total non interest bearing cash at end of year2012-12-31$15,111
Total non interest bearing cash at beginning of year2012-12-31$13,790
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Income. Non cash contributions2012-12-31$0
Value of net income/loss2012-12-31$4,791,418
Value of net assets at end of year (total assets less liabilities)2012-12-31$19,475,223
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$14,683,805
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Assets. partnership/joint venture interests at end of year2012-12-31$0
Assets. partnership/joint venture interests at beginning of year2012-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$18,023,367
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$13,487,713
Value of interest in pooled separate accounts at end of year2012-12-31$0
Value of interest in pooled separate accounts at beginning of year2012-12-31$0
Interest on participant loans2012-12-31$5,274
Value of interest in master investment trust accounts at end of year2012-12-31$0
Value of interest in master investment trust accounts at beginning of year2012-12-31$0
Value of interest in common/collective trusts at end of year2012-12-31$0
Value of interest in common/collective trusts at beginning of year2012-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2012-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2012-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$0
Asset value of US Government securities at end of year2012-12-31$0
Asset value of US Government securities at beginning of year2012-12-31$0
Net investment gain/loss from pooled separate accounts2012-12-31$2,033,314
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$0
Assets. Invements in employer securities at beginning of year2012-12-31$0
Assets. Value of employer real property at end of year2012-12-31$0
Assets. Value of employer real property at beginning of year2012-12-31$0
Contributions received in cash from employer2012-12-31$330,848
Employer contributions (assets) at end of year2012-12-31$174,154
Employer contributions (assets) at beginning of year2012-12-31$10,744
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,520,890
Asset. Corporate debt instrument preferred debt at end of year2012-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2012-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2012-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2012-12-31$0
Contract administrator fees2012-12-31$864
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$0
Liabilities. Value of benefit claims payable at end of year2012-12-31$161,110
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$163,946
Assets. Value of buildings and other operty used in plan operation at end of year2012-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2012-12-31$0
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Liabilities. Value of acquisition indebtedness at end of year2012-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2012-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31EIDE BAILLY LLP
Accountancy firm EIN2012-12-31450250958
2011 : PLUM HEALTHCARE GROUP 401(K) PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets2011-12-31$-45
Total unrealized appreciation/depreciation of assets2011-12-31$-45
Total transfer of assets to this plan2011-12-31$0
Total transfer of assets from this plan2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$163,946
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$170,528
Total income from all sources (including contributions)2011-12-31$6,518,751
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,220,814
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,050,269
Value of total corrective distributions2011-12-31$165,060
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$6,758,936
Value of total assets at end of year2011-12-31$14,847,751
Value of total assets at beginning of year2011-12-31$9,556,396
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$5,485
Total income from rents2011-12-31$0
Total interest from all sources2011-12-31$823
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Assets. Real estate other than employer real property at end of year2011-12-31$0
Assets. Real estate other than employer real property at beginning of year2011-12-31$0
Administrative expenses professional fees incurred2011-12-31$5,335
Assets. Corporate prefeered stocks other than exployer securities at end of year2011-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2011-12-31$0
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$3,001,401
Participant contributions at end of year2011-12-31$102,053
Participant contributions at beginning of year2011-12-31$0
Participant contributions at end of year2011-12-31$184,786
Participant contributions at beginning of year2011-12-31$87,587
Assets. Other investments not covered elsewhere at end of year2011-12-31$1,048,665
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$820,839
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$3,610,120
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$0
Assets. Loans (other than to participants) at end of year2011-12-31$0
Assets. Loans (other than to participants) at beginning of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$0
Administrative expenses (other) incurred2011-12-31$150
Liabilities. Value of operating payables at end of year2011-12-31$0
Liabilities. Value of operating payables at beginning of year2011-12-31$0
Total non interest bearing cash at end of year2011-12-31$13,790
Total non interest bearing cash at beginning of year2011-12-31$23,932
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$5,297,937
Value of net assets at end of year (total assets less liabilities)2011-12-31$14,683,805
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$9,385,868
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Assets. partnership/joint venture interests at end of year2011-12-31$0
Assets. partnership/joint venture interests at beginning of year2011-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$13,487,713
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$8,618,811
Value of interest in pooled separate accounts at end of year2011-12-31$0
Value of interest in pooled separate accounts at beginning of year2011-12-31$0
Interest on participant loans2011-12-31$823
Value of interest in master investment trust accounts at end of year2011-12-31$0
Value of interest in master investment trust accounts at beginning of year2011-12-31$0
Value of interest in common/collective trusts at end of year2011-12-31$0
Value of interest in common/collective trusts at beginning of year2011-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2011-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2011-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$0
Asset value of US Government securities at end of year2011-12-31$0
Asset value of US Government securities at beginning of year2011-12-31$0
Net investment gain/loss from pooled separate accounts2011-12-31$-240,963
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$0
Assets. Invements in employer securities at beginning of year2011-12-31$0
Assets. Value of employer real property at end of year2011-12-31$0
Assets. Value of employer real property at beginning of year2011-12-31$0
Contributions received in cash from employer2011-12-31$147,415
Employer contributions (assets) at end of year2011-12-31$10,744
Employer contributions (assets) at beginning of year2011-12-31$5,227
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,050,269
Asset. Corporate debt instrument preferred debt at end of year2011-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2011-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$0
Liabilities. Value of benefit claims payable at end of year2011-12-31$163,946
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$170,528
Assets. Value of buildings and other operty used in plan operation at end of year2011-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2011-12-31$0
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$0
Aggregate carrying amount (costs) on sale of assets2011-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2011-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2011-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31LAKE, HILL & MYERS
Accountancy firm EIN2011-12-31870491579
2010 : PLUM HEALTHCARE GROUP 401(K) PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets2010-12-31$531
Total unrealized appreciation/depreciation of assets2010-12-31$531
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$170,528
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$89,257
Total income from all sources (including contributions)2010-12-31$3,026,010
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$640,393
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$506,755
Value of total corrective distributions2010-12-31$130,723
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,027,202
Value of total assets at end of year2010-12-31$9,556,396
Value of total assets at beginning of year2010-12-31$7,089,508
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$2,915
Total interest from all sources2010-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Assets. Real estate other than employer real property at end of year2010-12-31$0
Assets. Real estate other than employer real property at beginning of year2010-12-31$0
Administrative expenses professional fees incurred2010-12-31$2,915
Assets. Corporate prefeered stocks other than exployer securities at end of year2010-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$104,061
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$0
Participant contributions at end of year2010-12-31$87,587
Participant contributions at beginning of year2010-12-31$76,794
Assets. Other investments not covered elsewhere at end of year2010-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$114,624
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$0
Assets. Loans (other than to participants) at end of year2010-12-31$0
Assets. Loans (other than to participants) at beginning of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$0
Liabilities. Value of operating payables at end of year2010-12-31$0
Liabilities. Value of operating payables at beginning of year2010-12-31$0
Total non interest bearing cash at end of year2010-12-31$23,932
Total non interest bearing cash at beginning of year2010-12-31$34,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,385,617
Value of net assets at end of year (total assets less liabilities)2010-12-31$9,385,868
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$7,000,251
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Assets. partnership/joint venture interests at end of year2010-12-31$0
Assets. partnership/joint venture interests at beginning of year2010-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$9,439,650
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$0
Value of interest in pooled separate accounts at end of year2010-12-31$0
Value of interest in pooled separate accounts at beginning of year2010-12-31$6,973,807
Interest on participant loans2010-12-31$0
Income. Interest from loans (other than to participants)2010-12-31$0
Interest earned on other investments2010-12-31$0
Income. Interest from US Government securities2010-12-31$0
Income. Interest from corporate debt instruments2010-12-31$0
Value of interest in master investment trust accounts at end of year2010-12-31$0
Value of interest in master investment trust accounts at beginning of year2010-12-31$0
Value of interest in common/collective trusts at end of year2010-12-31$0
Value of interest in common/collective trusts at beginning of year2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2010-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$0
Asset value of US Government securities at end of year2010-12-31$0
Asset value of US Government securities at beginning of year2010-12-31$0
Net investment gain/loss from pooled separate accounts2010-12-31$998,277
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$0
Assets. Invements in employer securities at beginning of year2010-12-31$0
Assets. Value of employer real property at end of year2010-12-31$0
Assets. Value of employer real property at beginning of year2010-12-31$0
Contributions received in cash from employer2010-12-31$1,808,517
Employer contributions (assets) at end of year2010-12-31$5,227
Employer contributions (assets) at beginning of year2010-12-31$4,907
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$506,755
Asset. Corporate debt instrument preferred debt at end of year2010-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2010-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$0
Liabilities. Value of benefit claims payable at end of year2010-12-31$170,528
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$89,257
Assets. Value of buildings and other operty used in plan operation at end of year2010-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Liabilities. Value of acquisition indebtedness at end of year2010-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2010-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31LAKE, HILL & MYERS
Accountancy firm EIN2010-12-31870491579
2009 : PLUM HEALTHCARE GROUP 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for PLUM HEALTHCARE GROUP 401(K) PLAN

2022: PLUM HEALTHCARE GROUP 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: PLUM HEALTHCARE GROUP 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: PLUM HEALTHCARE GROUP 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: PLUM HEALTHCARE GROUP 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: PLUM HEALTHCARE GROUP 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: PLUM HEALTHCARE GROUP 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: PLUM HEALTHCARE GROUP 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: PLUM HEALTHCARE GROUP 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: PLUM HEALTHCARE GROUP 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: PLUM HEALTHCARE GROUP 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: PLUM HEALTHCARE GROUP 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: PLUM HEALTHCARE GROUP 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: PLUM HEALTHCARE GROUP 401(K) PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: PLUM HEALTHCARE GROUP 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 61191
Policy instance 1
Insurance contract or identification numberMR 61191
Number of Individuals Covered0
Insurance policy start date2018-01-01
Insurance policy end date2018-11-05
Total amount of commissions paid to insurance brokerUSD $16,408
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $16,408
Insurance broker organization code?4
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 61191
Policy instance 1
Insurance contract or identification numberMR 61191
Number of Individuals Covered10853
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $7,196
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $7,196
Insurance broker organization code?4
Insurance broker nameTBS AGENCY INC
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 61191
Policy instance 1
Insurance contract or identification numberMR 61191
Number of Individuals Covered8982
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $5,800
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $5,676
Insurance broker organization code?4
Insurance broker nameJHW FINANCIAL SERVICES INC
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 61191
Policy instance 1
Insurance contract or identification numberMR 61191
Number of Individuals Covered6408
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $2,512
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,850
Insurance broker organization code?1
Insurance broker nameTBS AGENCY INC
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberMR 61191
Policy instance 1
Insurance contract or identification numberMR 61191
Number of Individuals Covered1742
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $359
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $359
Insurance broker organization code?1
Insurance broker nameJHW FINANCIAL SERVICES INC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number59551
Policy instance 2
Insurance contract or identification number59551
Number of Individuals Covered0
Insurance policy start date2013-01-01
Insurance policy end date2013-11-18
Total amount of commissions paid to insurance brokerUSD $44,328
Total amount of fees paid to insurance companyUSD $19,538
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $23,177
Insurance broker organization code?4
Amount paid for insurance broker fees19483
Additional information about fees paid to insurance brokerTPA FEES/COMPENSATION
Insurance broker nameMORGAN STANLEY SMITH BARNEY
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number59551
Policy instance 1
Insurance contract or identification number59551
Number of Individuals Covered1610
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $42,010
Total amount of fees paid to insurance companyUSD $113
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $42,010
Amount paid for insurance broker fees113
Additional information about fees paid to insurance brokerOTHER ALLOWANCES
Insurance broker organization code?3
Insurance broker nameMORGAN STANLEY INS SERVICES INC
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number59551
Policy instance 1
Insurance contract or identification number59551
Number of Individuals Covered1440
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $27,756
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number59551
Policy instance 1
Insurance contract or identification number59551
Number of Individuals Covered827
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $19,468
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $19,468
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameENERGI PENSION SYSTEMS, INC.

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