401k Plan data: PITE DUNCAN, LLP PROFIT SHARING

PITE DUNCAN, LLP PROFIT SHARING - 401(K) PLAN 401k Plan overview

Plan Name	PITE DUNCAN, LLP PROFIT SHARING - 401(K) PLAN
Plan identification number	001

PITE DUNCAN, LLP PROFIT SHARING - 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

PITE DUNCAN, LLP has sponsored the creation of one or more 401k plans.

Company Name: PITE DUNCAN, LLP

Employer identification number (EIN): 330881441

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Additional information about PITE DUNCAN, LLP

Jurisdiction of Incorporation: Washington Secretary of State Corporations Division

Incorporation Date: 2009-08-31

Company Identification Number: 602951643

Legal Registered Office Address: 9311 SE 36TH ST #100

MERCER ISLAND
United States of America (USA)
98040

More information about PITE DUNCAN, LLP

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PITE DUNCAN, LLP PROFIT SHARING - 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2015-01-01 DAVID DALLAL
001 2014-01-01 DAVID DALLAL
001 2013-01-01 JOHN DUNCAN
001 2012-01-01 JOHN DUNCAN
001 2011-01-01 JOHN DUNCAN
001 2009-01-01 JOHN DUNCAN

Plan id#	Filing Submission Date	Name of Administrator
001	2015-01-01	DAVID DALLAL
001	2014-01-01	DAVID DALLAL
001	2013-01-01	JOHN DUNCAN
001	2012-01-01	JOHN DUNCAN
001	2011-01-01	JOHN DUNCAN
001	2009-01-01	JOHN DUNCAN

Plan Statistics for PITE DUNCAN, LLP PROFIT SHARING - 401(K) PLAN

401k plan membership statisitcs for PITE DUNCAN, LLP PROFIT SHARING - 401(K) PLAN

Measure Date Value
2015: PITE DUNCAN, LLP PROFIT SHARING - 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 465
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 0
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 0
Number of participants with account balances 2015-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: PITE DUNCAN, LLP PROFIT SHARING - 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 546
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 319
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 146
Total of all active and inactive participants 2014-01-01 465
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 465
Number of participants with account balances 2014-01-01 404
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 9
2013: PITE DUNCAN, LLP PROFIT SHARING - 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 319
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 386
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 160
Total of all active and inactive participants 2013-01-01 546
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 546
Number of participants with account balances 2013-01-01 447
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: PITE DUNCAN, LLP PROFIT SHARING - 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 333
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 244
Number of retired or separated participants receiving benefits 2012-01-01 3
Number of other retired or separated participants entitled to future benefits 2012-01-01 72
Total of all active and inactive participants 2012-01-01 319
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 319
Number of participants with account balances 2012-01-01 249
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 4
2011: PITE DUNCAN, LLP PROFIT SHARING - 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 287
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 304
Number of retired or separated participants receiving benefits 2011-01-01 22
Number of other retired or separated participants entitled to future benefits 2011-01-01 7
Total of all active and inactive participants 2011-01-01 333
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 333
Number of participants with account balances 2011-01-01 202
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 13
2009: PITE DUNCAN, LLP PROFIT SHARING - 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 133
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 103
Number of retired or separated participants receiving benefits 2009-01-01 4
Number of other retired or separated participants entitled to future benefits 2009-01-01 18
Total of all active and inactive participants 2009-01-01 125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 125
Number of participants with account balances 2009-01-01 102
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 6

Measure	Date	Value
2015: PITE DUNCAN, LLP PROFIT SHARING - 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	465
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	0
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	0
Number of participants with account balances	2015-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: PITE DUNCAN, LLP PROFIT SHARING - 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	546
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	319
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	146
Total of all active and inactive participants	2014-01-01	465
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	465
Number of participants with account balances	2014-01-01	404
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	9
2013: PITE DUNCAN, LLP PROFIT SHARING - 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	319
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	386
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	160
Total of all active and inactive participants	2013-01-01	546
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	546
Number of participants with account balances	2013-01-01	447
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: PITE DUNCAN, LLP PROFIT SHARING - 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	333
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	244
Number of retired or separated participants receiving benefits	2012-01-01	3
Number of other retired or separated participants entitled to future benefits	2012-01-01	72
Total of all active and inactive participants	2012-01-01	319
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	319
Number of participants with account balances	2012-01-01	249
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	4
2011: PITE DUNCAN, LLP PROFIT SHARING - 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	287
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	304
Number of retired or separated participants receiving benefits	2011-01-01	22
Number of other retired or separated participants entitled to future benefits	2011-01-01	7
Total of all active and inactive participants	2011-01-01	333
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	333
Number of participants with account balances	2011-01-01	202
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	13
2009: PITE DUNCAN, LLP PROFIT SHARING - 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	133
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	103
Number of retired or separated participants receiving benefits	2009-01-01	4
Number of other retired or separated participants entitled to future benefits	2009-01-01	18
Total of all active and inactive participants	2009-01-01	125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	125
Number of participants with account balances	2009-01-01	102
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	6

Financial Data on PITE DUNCAN, LLP PROFIT SHARING - 401(K) PLAN

Measure	Date	Value
2015 : PITE DUNCAN, LLP PROFIT SHARING - 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total transfer of assets from this plan	2015-12-31	$5,309,234
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$710,669
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$897,985
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$869,013
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$497,103
Value of total assets at end of year	2015-12-31	$0
Value of total assets at beginning of year	2015-12-31	$5,496,550
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$28,972
Total interest from all sources	2015-12-31	$2,980
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$440,287
Participant contributions at end of year	2015-12-31	$0
Participant contributions at beginning of year	2015-12-31	$146,851
Participant contributions at end of year	2015-12-31	$0
Participant contributions at beginning of year	2015-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$56,816
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-187,316
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$5,496,550
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$26,662
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$5,349,699
Interest on participant loans	2015-12-31	$2,980
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$210,586
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$869,013
Contract administrator fees	2015-12-31	$2,310
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	Yes
Did the plan have assets held for investment	2015-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	MATRANGA & COMPANY CPAS
Accountancy firm EIN	2015-12-31	201147648
2014 : PITE DUNCAN, LLP PROFIT SHARING - 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$1,133,537
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$623,795
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$570,781
Expenses. Certain deemed distributions of participant loans	2014-12-31	$2,163
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$830,056
Value of total assets at end of year	2014-12-31	$5,496,550
Value of total assets at beginning of year	2014-12-31	$4,986,808
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$50,851
Total interest from all sources	2014-12-31	$6,420
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$661,515
Participant contributions at end of year	2014-12-31	$146,851
Participant contributions at beginning of year	2014-12-31	$126,461
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$21,749
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$168,541
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$509,742
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$5,496,550
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$4,986,808
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$40,911
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$5,349,699
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$4,838,598
Interest on participant loans	2014-12-31	$6,420
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$297,061
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$570,781
Contract administrator fees	2014-12-31	$9,940
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	MATRANGA & COMPANY CPAS
Accountancy firm EIN	2014-12-31	201147648
2013 : PITE DUNCAN, LLP PROFIT SHARING - 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$1,990,516
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$224,835
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$174,391
Expenses. Certain deemed distributions of participant loans	2013-12-31	$1,786
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,072,862
Value of total assets at end of year	2013-12-31	$4,986,808
Value of total assets at beginning of year	2013-12-31	$3,221,127
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$48,658
Total interest from all sources	2013-12-31	$4,485
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$601,186
Participant contributions at end of year	2013-12-31	$126,461
Participant contributions at beginning of year	2013-12-31	$39,932
Participant contributions at end of year	2013-12-31	$21,749
Participant contributions at beginning of year	2013-12-31	$12,589
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$471,676
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,765,681
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$4,986,808
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$3,221,127
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$42,632
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$4,838,598
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$3,168,606
Interest on participant loans	2013-12-31	$4,485
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$913,169
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$174,391
Contract administrator fees	2013-12-31	$6,026
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	MATRANGA & COMPANY CPAS
Accountancy firm EIN	2013-12-31	201147648
2012 : PITE DUNCAN, LLP PROFIT SHARING - 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$837,931
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$300,968
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$211,749
Value of total corrective distributions	2012-12-31	$54,206
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$430,359
Value of total assets at end of year	2012-12-31	$3,221,127
Value of total assets at beginning of year	2012-12-31	$2,684,164
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$35,013
Total interest from all sources	2012-12-31	$1,838
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$428,894
Participant contributions at end of year	2012-12-31	$39,932
Participant contributions at beginning of year	2012-12-31	$53,658
Participant contributions at end of year	2012-12-31	$12,589
Participant contributions at beginning of year	2012-12-31	$1,784
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$1,465
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$536,963
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$3,221,127
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$2,684,164
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$31,445
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$3,168,606
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$2,582,060
Interest on participant loans	2012-12-31	$1,838
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$46,662
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$405,734
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$211,749
Contract administrator fees	2012-12-31	$3,568
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	MATRANGA & COMPANY CPAS
Accountancy firm EIN	2012-12-31	201147648
2011 : PITE DUNCAN, LLP PROFIT SHARING - 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$398,249
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$104,799
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$63,778
Value of total corrective distributions	2011-12-31	$13,720
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$412,223
Value of total assets at end of year	2011-12-31	$2,684,164
Value of total assets at beginning of year	2011-12-31	$2,390,714
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$27,301
Total interest from all sources	2011-12-31	$1,181
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$1
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$388,265
Participant contributions at end of year	2011-12-31	$53,658
Participant contributions at end of year	2011-12-31	$1,784
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$23,958
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$293,450
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$2,684,164
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$2,390,714
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$21,760
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$2,582,060
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$2,354,685
Interest on participant loans	2011-12-31	$1,181
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$46,662
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$36,029
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-15,155
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$63,778
Contract administrator fees	2011-12-31	$5,541
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	MATRANGA & COMPANY CPAS
Accountancy firm EIN	2011-12-31	201147648
2010 : PITE DUNCAN, LLP PROFIT SHARING - 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$523,068
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$54,604
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$43,947
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$294,774
Value of total assets at end of year	2010-12-31	$2,390,714
Value of total assets at beginning of year	2010-12-31	$1,922,250
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$10,657
Total interest from all sources	2010-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$5,976
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$5,976
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$273,352
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$21,422
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$468,464
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$2,390,714
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$1,922,250
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$9,000
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$2,354,685
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$629,481
Value of interest in pooled separate accounts at end of year	2010-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$991,509
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$36,029
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$23,793
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$222,318
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Employer contributions (assets) at end of year	2010-12-31	$0
Employer contributions (assets) at beginning of year	2010-12-31	$277,467
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$43,947
Contract administrator fees	2010-12-31	$1,657
Did the plan have assets held for investment	2010-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	MATRANGA & RILEY CPAS
Accountancy firm EIN	2010-12-31	201147648
2009 : PITE DUNCAN, LLP PROFIT SHARING - 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$33

Form 5500 Responses for PITE DUNCAN, LLP PROFIT SHARING - 401(K) PLAN

2015: PITE DUNCAN, LLP PROFIT SHARING - 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	Yes
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: PITE DUNCAN, LLP PROFIT SHARING - 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: PITE DUNCAN, LLP PROFIT SHARING - 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: PITE DUNCAN, LLP PROFIT SHARING - 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: PITE DUNCAN, LLP PROFIT SHARING - 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: PITE DUNCAN, LLP PROFIT SHARING - 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

259-00221

Policy instance

Insurance contract or identification number	259-00221
Number of Individuals Covered	249
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

259-00221

Policy instance

Insurance contract or identification number	259-00221
Number of Individuals Covered	0
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $2,126
Total amount of fees paid to insurance company	USD $415
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

259-00221

Policy instance

Insurance contract or identification number	259-00221
Number of Individuals Covered	144
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $9,001
Total amount of fees paid to insurance company	USD $1,657
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $9,001
Insurance broker organization code?	3
Amount paid for insurance broker fees	1657
Additional information about fees paid to insurance broker	THIRD PARTY ADMINISTRATOR FEES
Insurance broker name	COMPLETE PENSION SERVICES

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The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
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Company Name:	PITE DUNCAN, LLP
Employer identification number (EIN):	330881441
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers

Jurisdiction of Incorporation:	Washington Secretary of State Corporations Division
Incorporation Date:	2009-08-31
Company Identification Number:	602951643
Legal Registered Office Address:	9311 SE 36TH ST #100 MERCER ISLAND United States of America (USA) 98040