401k Plan data: VOLCANO CORPORATION 401(K) PLAN plan

VOLCANO CORPORATION 401(K) PLAN 401k Plan overview

Plan Name	VOLCANO CORPORATION 401(K) PLAN
Plan identification number	001

VOLCANO CORPORATION 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

VOLCANO CORPORATION has sponsored the creation of one or more 401k plans.

Company Name: VOLCANO CORPORATION

Employer identification number (EIN): 330928885

NAIC Classification: 339110

Additional information about VOLCANO CORPORATION

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 3155105

More information about VOLCANO CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan VOLCANO CORPORATION 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2015-01-01 TERRI RICE
001 2014-01-01 TERRI RICE
001 2013-01-01 TERRI RICE
001 2012-01-01 TERRI RICE
001 2011-01-01 TERRI RICE
001 2009-01-01 TERRI RICE TERRI RICE 2010-10-13

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2015-01-01	TERRI RICE
001	2014-01-01	TERRI RICE
001	2013-01-01	TERRI RICE
001	2012-01-01	TERRI RICE
001	2011-01-01	TERRI RICE
001	2009-01-01	TERRI RICE	TERRI RICE	2010-10-13

Plan Statistics for VOLCANO CORPORATION 401(K) PLAN

401k plan membership statisitcs for VOLCANO CORPORATION 401(K) PLAN

Measure Date Value
2015: VOLCANO CORPORATION 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 1,287
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 0
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 0
Total of all active and inactive participants 2015-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 0
Number of participants with account balances 2015-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: VOLCANO CORPORATION 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 1,174
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 944
Number of retired or separated participants receiving benefits 2014-01-01 2
Number of other retired or separated participants entitled to future benefits 2014-01-01 326
Total of all active and inactive participants 2014-01-01 1,272
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 5
Total participants 2014-01-01 1,277
Number of participants with account balances 2014-01-01 1,200
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 118
2013: VOLCANO CORPORATION 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 1,135
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 982
Number of retired or separated participants receiving benefits 2013-01-01 2
Number of other retired or separated participants entitled to future benefits 2013-01-01 171
Total of all active and inactive participants 2013-01-01 1,155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 2
Total participants 2013-01-01 1,157
Number of participants with account balances 2013-01-01 1,070
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 91
2012: VOLCANO CORPORATION 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 1,108
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 984
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 127
Total of all active and inactive participants 2012-01-01 1,111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 1,112
Number of participants with account balances 2012-01-01 1,014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 95
2011: VOLCANO CORPORATION 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 1,106
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 992
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 109
Total of all active and inactive participants 2011-01-01 1,101
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 1,102
Number of participants with account balances 2011-01-01 985
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 46
2009: VOLCANO CORPORATION 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 829
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 827
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 157
Total of all active and inactive participants 2009-01-01 984
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 984
Number of participants with account balances 2009-01-01 785
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 80

Measure	Date	Value
2015: VOLCANO CORPORATION 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	1,287
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	0
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	0
Total of all active and inactive participants	2015-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	0
Number of participants with account balances	2015-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: VOLCANO CORPORATION 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	1,174
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	944
Number of retired or separated participants receiving benefits	2014-01-01	2
Number of other retired or separated participants entitled to future benefits	2014-01-01	326
Total of all active and inactive participants	2014-01-01	1,272
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	5
Total participants	2014-01-01	1,277
Number of participants with account balances	2014-01-01	1,200
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	118
2013: VOLCANO CORPORATION 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	1,135
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	982
Number of retired or separated participants receiving benefits	2013-01-01	2
Number of other retired or separated participants entitled to future benefits	2013-01-01	171
Total of all active and inactive participants	2013-01-01	1,155
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	2
Total participants	2013-01-01	1,157
Number of participants with account balances	2013-01-01	1,070
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	91
2012: VOLCANO CORPORATION 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	1,108
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	984
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	127
Total of all active and inactive participants	2012-01-01	1,111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	1,112
Number of participants with account balances	2012-01-01	1,014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	95
2011: VOLCANO CORPORATION 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	1,106
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	992
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	109
Total of all active and inactive participants	2011-01-01	1,101
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	1,102
Number of participants with account balances	2011-01-01	985
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	46
2009: VOLCANO CORPORATION 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	829
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	827
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	157
Total of all active and inactive participants	2009-01-01	984
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	984
Number of participants with account balances	2009-01-01	785
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	80

Financial Data on VOLCANO CORPORATION 401(K) PLAN

Measure	Date	Value
2015 : VOLCANO CORPORATION 401(K) PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-07-31	$4,258,320
Total of all expenses incurred	2015-07-31	$63,395,732
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-07-31	$63,198,520
Expenses. Certain deemed distributions of participant loans	2015-07-31	$12
Value of total corrective distributions	2015-07-31	$147,647
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-07-31	$1,988,126
Value of total assets at end of year	2015-07-31	$0
Value of total assets at beginning of year	2015-07-31	$59,137,412
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-07-31	$49,553
Total interest from all sources	2015-07-31	$20,306
Total dividends received (eg from common stock, registered investment company shares)	2015-07-31	$81,927
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-07-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2015-07-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2015-07-31	$81,927
Administrative expenses professional fees incurred	2015-07-31	$15,000
Was this plan covered by a fidelity bond	2015-07-31	Yes
Value of fidelity bond cover	2015-07-31	$500,000
If this is an individual account plan, was there a blackout period	2015-07-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-07-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-07-31	No
Contributions received from participants	2015-07-31	$1,546,601
Participant contributions at end of year	2015-07-31	$0
Participant contributions at beginning of year	2015-07-31	$946,990
Participant contributions at end of year	2015-07-31	$0
Participant contributions at beginning of year	2015-07-31	$6,784
Income. Received or receivable in cash from other sources (including rollovers)	2015-07-31	$82,580
Administrative expenses (other) incurred	2015-07-31	$34,553
Total non interest bearing cash at end of year	2015-07-31	$0
Total non interest bearing cash at beginning of year	2015-07-31	$320
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-07-31	No
Value of net income/loss	2015-07-31	$-59,137,412
Value of net assets at end of year (total assets less liabilities)	2015-07-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2015-07-31	$59,137,412
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-07-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-07-31	No
Were any leases to which the plan was party in default or uncollectible	2015-07-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-07-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-07-31	$56,130,616
Interest on participant loans	2015-07-31	$20,303
Value of interest in common/collective trusts at end of year	2015-07-31	$0
Value of interest in common/collective trusts at beginning of year	2015-07-31	$1,934,494
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-07-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-07-31	$117,628
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-07-31	$117,628
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-07-31	$3
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-07-31	$2,162,401
Net investment gain or loss from common/collective trusts	2015-07-31	$5,560
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-07-31	No
Was there a failure to transmit to the plan any participant contributions	2015-07-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-07-31	No
Contributions received in cash from employer	2015-07-31	$358,945
Employer contributions (assets) at end of year	2015-07-31	$0
Employer contributions (assets) at beginning of year	2015-07-31	$580
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-07-31	$63,198,520
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-07-31	No
Did the plan have assets held for investment	2015-07-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-07-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-07-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-07-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-07-31	Disclaimer
Accountancy firm name	2015-07-31	HAFLINGER & ASSOCIATES, CPA'S
Accountancy firm EIN	2015-07-31	522207502
2014 : VOLCANO CORPORATION 401(K) PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$11,285,717
Total of all expenses incurred	2014-12-31	$6,835,866
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$6,802,439
Value of total corrective distributions	2014-12-31	$2,121
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$8,199,882
Value of total assets at end of year	2014-12-31	$59,137,412
Value of total assets at beginning of year	2014-12-31	$54,687,561
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$31,306
Total interest from all sources	2014-12-31	$38,539
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$843,647
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$843,647
Administrative expenses professional fees incurred	2014-12-31	$9,528
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$6,487,856
Participant contributions at end of year	2014-12-31	$946,990
Participant contributions at beginning of year	2014-12-31	$981,462
Participant contributions at end of year	2014-12-31	$6,784
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$681,184
Administrative expenses (other) incurred	2014-12-31	$21,778
Total non interest bearing cash at end of year	2014-12-31	$320
Total non interest bearing cash at beginning of year	2014-12-31	$320
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$4,449,851
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$59,137,412
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$54,687,561
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$56,130,616
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$51,482,551
Interest on participant loans	2014-12-31	$38,531
Value of interest in common/collective trusts at end of year	2014-12-31	$1,934,494
Value of interest in common/collective trusts at beginning of year	2014-12-31	$2,149,531
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$117,628
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$73,697
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$73,697
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$8
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$2,192,406
Net investment gain or loss from common/collective trusts	2014-12-31	$11,243
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$1,030,842
Employer contributions (assets) at end of year	2014-12-31	$580
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$6,802,439
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	No
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
2013 : VOLCANO CORPORATION 401(K) PLAN 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$17,249,453
Total of all expenses incurred	2013-12-31	$3,157,861
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$3,117,974
Value of total corrective distributions	2013-12-31	$7,488
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$8,457,310
Value of total assets at end of year	2013-12-31	$54,687,561
Value of total assets at beginning of year	2013-12-31	$40,595,969
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$32,399
Total interest from all sources	2013-12-31	$40,030
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$668,020
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$668,020
Administrative expenses professional fees incurred	2013-12-31	$8,925
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$6,404,160
Participant contributions at end of year	2013-12-31	$981,462
Participant contributions at beginning of year	2013-12-31	$936,840
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$1,027,600
Administrative expenses (other) incurred	2013-12-31	$23,474
Total non interest bearing cash at end of year	2013-12-31	$320
Total non interest bearing cash at beginning of year	2013-12-31	$4,265
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$14,091,592
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$54,687,561
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$40,595,969
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$51,482,551
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$38,321,934
Interest on participant loans	2013-12-31	$40,030
Value of interest in common/collective trusts at end of year	2013-12-31	$2,149,531
Value of interest in common/collective trusts at beginning of year	2013-12-31	$1,273,178
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$73,697
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$59,752
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$59,752
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$8,070,036
Net investment gain or loss from common/collective trusts	2013-12-31	$14,057
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$1,025,550
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$3,117,974
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	HAFLINGER & ASSOCIATES, CPA'S
Accountancy firm EIN	2013-12-31	522207502
2012 : VOLCANO CORPORATION 401(K) PLAN 2012 401k financial data
Total income from all sources (including contributions)	2012-12-31	$12,508,548
Total of all expenses incurred	2012-12-31	$3,029,309
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$3,014,289
Value of total corrective distributions	2012-12-31	$688
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$7,895,579
Value of total assets at end of year	2012-12-31	$40,595,969
Value of total assets at beginning of year	2012-12-31	$31,116,730
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$14,332
Total interest from all sources	2012-12-31	$34,644
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$597,256
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$597,256
Administrative expenses professional fees incurred	2012-12-31	$8,614
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$5,966,041
Participant contributions at end of year	2012-12-31	$936,840
Participant contributions at beginning of year	2012-12-31	$706,187
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$979,938
Administrative expenses (other) incurred	2012-12-31	$5,718
Total non interest bearing cash at end of year	2012-12-31	$4,265
Total non interest bearing cash at beginning of year	2012-12-31	$710
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$9,479,239
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$40,595,969
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$31,116,730
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$38,321,934
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$29,347,696
Interest on participant loans	2012-12-31	$34,641
Value of interest in common/collective trusts at end of year	2012-12-31	$1,273,178
Value of interest in common/collective trusts at beginning of year	2012-12-31	$1,051,960
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$59,752
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$10,177
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$10,177
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$3
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$3,968,727
Net investment gain or loss from common/collective trusts	2012-12-31	$12,342
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$949,600
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$3,014,289
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	HAFLINGER & ASSOCIATES, CPA'S
Accountancy firm EIN	2012-12-31	522207502
2011 : VOLCANO CORPORATION 401(K) PLAN 2011 401k financial data
Total transfer of assets to this plan	2011-12-31	$116,650
Total income from all sources (including contributions)	2011-12-31	$6,616,401
Total of all expenses incurred	2011-12-31	$1,766,931
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,751,671
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$6,402,293
Value of total assets at end of year	2011-12-31	$31,116,730
Value of total assets at beginning of year	2011-12-31	$26,150,610
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$15,260
Total interest from all sources	2011-12-31	$13,702
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$424,278
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$424,278
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$4,997,049
Participant contributions at end of year	2011-12-31	$706,187
Participant contributions at beginning of year	2011-12-31	$699,580
Participant contributions at end of year	2011-12-31	$0
Participant contributions at beginning of year	2011-12-31	$12
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$598,940
Administrative expenses (other) incurred	2011-12-31	$15,260
Total non interest bearing cash at end of year	2011-12-31	$710
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$4,849,470
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$31,116,730
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$26,150,610
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$29,347,696
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$6,198,408
Value of interest in pooled separate accounts at end of year	2011-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$18,295,639
Interest on participant loans	2011-12-31	$6,975
Interest earned on other investments	2011-12-31	$6,727
Value of interest in common/collective trusts at end of year	2011-12-31	$1,051,960
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$10,177
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$956,971
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$1,718,669
Net investment gain/loss from pooled separate accounts	2011-12-31	$-1,945,953
Net investment gain or loss from common/collective trusts	2011-12-31	$3,412
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$806,304
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,751,671
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	Yes
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	HAFLINGER & ASSOCIATES, CPA'S
Accountancy firm EIN	2011-12-31	522207502
2010 : VOLCANO CORPORATION 401(K) PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets	2010-12-31	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$0
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total transfer of assets to this plan	2010-12-31	$0
Total transfer of assets from this plan	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$8,529,784
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$1,516,218
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$1,482,402
Expenses. Certain deemed distributions of participant loans	2010-12-31	$0
Value of total corrective distributions	2010-12-31	$26,715
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$5,617,730
Value of total assets at end of year	2010-12-31	$26,150,610
Value of total assets at beginning of year	2010-12-31	$19,137,044
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$7,101
Total income from rents	2010-12-31	$0
Total interest from all sources	2010-12-31	$49,719
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$97,049
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$97,049
Administrative expenses professional fees incurred	2010-12-31	$0
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Amount of non-exempt transactions with any party-in-interest	2010-12-31	$0
Contributions received from participants	2010-12-31	$4,584,775
Participant contributions at end of year	2010-12-31	$699,580
Participant contributions at beginning of year	2010-12-31	$417,810
Participant contributions at end of year	2010-12-31	$12
Participant contributions at beginning of year	2010-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$274,778
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2010-12-31	$2,054
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$0
Other income not declared elsewhere	2010-12-31	$750
Administrative expenses (other) incurred	2010-12-31	$45
Liabilities. Value of operating payables at beginning of year	2010-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$7,013,566
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$26,150,610
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$19,137,044
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2010-12-31	$0
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2010-12-31	$0
Investment advisory and management fees	2010-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$6,198,408
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$3,809,017
Value of interest in pooled separate accounts at end of year	2010-12-31	$18,295,639
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$14,168,961
Interest on participant loans	2010-12-31	$27,953
Income. Interest from loans (other than to participants)	2010-12-31	$0
Interest earned on other investments	2010-12-31	$21,766
Income. Interest from US Government securities	2010-12-31	$0
Income. Interest from corporate debt instruments	2010-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$956,971
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$741,256
Expenses. Payments to insurance carriers foe the provision of benefits	2010-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$544,612
Net investment gain/loss from pooled separate accounts	2010-12-31	$2,219,924
Net investment gain or loss from common/collective trusts	2010-12-31	$0
Net gain/loss from 103.12 investment entities	2010-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$758,177
Employer contributions (assets) at end of year	2010-12-31	$0
Employer contributions (assets) at beginning of year	2010-12-31	$0
Income. Dividends from preferred stock	2010-12-31	$0
Income. Dividends from common stock	2010-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$1,480,348
Contract administrator fees	2010-12-31	$7,056
Liabilities. Value of benefit claims payable at beginning of year	2010-12-31	$0
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2010-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	BFBA
Accountancy firm EIN	2010-12-31	680000424
2009 : VOLCANO CORPORATION 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for VOLCANO CORPORATION 401(K) PLAN

2015: VOLCANO CORPORATION 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	This submission is the final filing	Yes
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: VOLCANO CORPORATION 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: VOLCANO CORPORATION 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: VOLCANO CORPORATION 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: VOLCANO CORPORATION 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: VOLCANO CORPORATION 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

520098

Policy instance

Insurance contract or identification number	520098
Number of Individuals Covered	0
Insurance policy start date	2011-01-01
Insurance policy end date	2011-09-30
Total amount of commissions paid to insurance broker	USD $25,604
Total amount of fees paid to insurance company	USD $21,529
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

520098

Policy instance

Insurance contract or identification number	520098
Number of Individuals Covered	1055
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $67,410
Total amount of fees paid to insurance company	USD $16,628
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $67,410
Amount paid for insurance broker fees	16628
Additional information about fees paid to insurance broker	REFERRAL/SERVICE FEE AND PRORATED INCENTIVE, NOT DEDUCTED FROM PLAN
Insurance broker organization code?	3
Insurance broker name	JHW FINANCIAL SERVICES INC

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Company Name:	VOLCANO CORPORATION
Employer identification number (EIN):	330928885
NAIC Classification:	339110

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	3155105