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STEICO 401K AND PROFIT SHARING PLAN 401k Plan overview

Plan NameSTEICO 401K AND PROFIT SHARING PLAN
Plan identification number 001

STEICO 401K AND PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

STEICO INDUSTRIES INC has sponsored the creation of one or more 401k plans.

Company Name:STEICO INDUSTRIES INC
Employer identification number (EIN):330961148
NAIC Classification:333900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan STEICO 401K AND PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012020-01-01JON MILLER2020-10-14
0012019-01-01JON MILLER2020-10-14
0012019-01-01JON MILLER2020-10-15
0012018-01-01ED GUARJARDO2019-07-07
0012018-01-01JON MILLER2019-10-29
0012017-01-01
0012016-01-01PAM PETERS
0012015-01-01SUSAN STUDINSKI
0012014-01-01KAYLA BRISSI
0012013-01-01ROSE RAJKOWSKI2014-07-16
0012012-01-01RACHEL BOSWORTH2013-06-20
0012011-01-01RACHEL BOSWORTH2012-07-05
0012010-01-01NATASHA BAILEY2011-05-13 NATASHA BAILEY2011-05-13

Plan Statistics for STEICO 401K AND PROFIT SHARING PLAN

401k plan membership statisitcs for STEICO 401K AND PROFIT SHARING PLAN

Measure Date Value
2020: STEICO 401K AND PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01281
Total number of active participants reported on line 7a of the Form 55002020-01-010
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-010
Total of all active and inactive participants2020-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-010
Number of participants with account balances2020-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: STEICO 401K AND PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01237
Total number of active participants reported on line 7a of the Form 55002019-01-01256
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0125
Total of all active and inactive participants2019-01-01281
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01281
Number of participants with account balances2019-01-01135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-011
2018: STEICO 401K AND PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01196
Total number of active participants reported on line 7a of the Form 55002018-01-01198
Number of retired or separated participants receiving benefits2018-01-013
Number of other retired or separated participants entitled to future benefits2018-01-0122
Total of all active and inactive participants2018-01-01223
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01223
Number of participants with account balances2018-01-01131
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-012
2017: STEICO 401K AND PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01193
Total number of active participants reported on line 7a of the Form 55002017-01-01173
Number of retired or separated participants receiving benefits2017-01-012
Number of other retired or separated participants entitled to future benefits2017-01-0115
Total of all active and inactive participants2017-01-01190
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-01191
Number of participants with account balances2017-01-01129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-013
2016: STEICO 401K AND PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01176
Total number of active participants reported on line 7a of the Form 55002016-01-01177
Number of retired or separated participants receiving benefits2016-01-011
Number of other retired or separated participants entitled to future benefits2016-01-0112
Total of all active and inactive participants2016-01-01190
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01191
Number of participants with account balances2016-01-01136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-017
2015: STEICO 401K AND PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01172
Total number of active participants reported on line 7a of the Form 55002015-01-01166
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-018
Total of all active and inactive participants2015-01-01174
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01174
Number of participants with account balances2015-01-01136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-014
2014: STEICO 401K AND PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01135
Total number of active participants reported on line 7a of the Form 55002014-01-01160
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-019
Total of all active and inactive participants2014-01-01169
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01169
Number of participants with account balances2014-01-01124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-016

Financial Data on STEICO 401K AND PROFIT SHARING PLAN

Measure Date Value
2020 : STEICO 401K AND PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-01-09$0
Total unrealized appreciation/depreciation of assets2020-01-09$0
Total transfer of assets from this plan2020-01-09$4,017,293
Total transfer of assets from this plan2020-01-09$4,017,293
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-01-09$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-01-09$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-01-09$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-01-09$0
Total income from all sources (including contributions)2020-01-09$11,882
Total income from all sources (including contributions)2020-01-09$11,882
Total loss/gain on sale of assets2020-01-09$0
Total loss/gain on sale of assets2020-01-09$0
Total of all expenses incurred2020-01-09$0
Total of all expenses incurred2020-01-09$0
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-01-09$0
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-01-09$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-01-09$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-01-09$0
Value of total assets at end of year2020-01-09$0
Value of total assets at end of year2020-01-09$0
Value of total assets at beginning of year2020-01-09$4,005,411
Value of total assets at beginning of year2020-01-09$4,005,411
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-01-09$0
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-01-09$0
Total interest from all sources2020-01-09$210
Total interest from all sources2020-01-09$210
Total dividends received (eg from common stock, registered investment company shares)2020-01-09$0
Total dividends received (eg from common stock, registered investment company shares)2020-01-09$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-01-09Yes
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-01-09Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2020-01-09$0
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2020-01-09$0
Was this plan covered by a fidelity bond2020-01-09No
Was this plan covered by a fidelity bond2020-01-09No
If this is an individual account plan, was there a blackout period2020-01-09No
If this is an individual account plan, was there a blackout period2020-01-09No
Were there any nonexempt tranactions with any party-in-interest2020-01-09No
Were there any nonexempt tranactions with any party-in-interest2020-01-09No
Participant contributions at end of year2020-01-09$0
Participant contributions at end of year2020-01-09$0
Participant contributions at beginning of year2020-01-09$112,408
Participant contributions at beginning of year2020-01-09$112,408
Participant contributions at beginning of year2020-01-09$0
Participant contributions at beginning of year2020-01-09$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-01-09No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-01-09No
Value of net income/loss2020-01-09$11,882
Value of net income/loss2020-01-09$11,882
Value of net assets at end of year (total assets less liabilities)2020-01-09$0
Value of net assets at end of year (total assets less liabilities)2020-01-09$0
Value of net assets at beginning of year (total assets less liabilities)2020-01-09$4,005,411
Value of net assets at beginning of year (total assets less liabilities)2020-01-09$4,005,411
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-01-09No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-01-09No
Were any loans by the plan or fixed income obligations due to the plan in default2020-01-09No
Were any loans by the plan or fixed income obligations due to the plan in default2020-01-09No
Were any leases to which the plan was party in default or uncollectible2020-01-09No
Were any leases to which the plan was party in default or uncollectible2020-01-09No
Value of interest in pooled separate accounts at end of year2020-01-09$0
Value of interest in pooled separate accounts at end of year2020-01-09$0
Value of interest in pooled separate accounts at beginning of year2020-01-09$3,421,384
Value of interest in pooled separate accounts at beginning of year2020-01-09$3,421,384
Interest earned on other investments2020-01-09$210
Interest earned on other investments2020-01-09$210
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-01-09$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-01-09$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-01-09$471,619
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-01-09$471,619
Net investment gain/loss from pooled separate accounts2020-01-09$11,672
Net investment gain/loss from pooled separate accounts2020-01-09$11,672
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-01-09No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-01-09No
Was there a failure to transmit to the plan any participant contributions2020-01-09No
Was there a failure to transmit to the plan any participant contributions2020-01-09No
Has the plan failed to provide any benefit when due under the plan2020-01-09No
Has the plan failed to provide any benefit when due under the plan2020-01-09No
Employer contributions (assets) at beginning of year2020-01-09$0
Employer contributions (assets) at beginning of year2020-01-09$0
Did the plan have assets held for investment2020-01-09No
Did the plan have assets held for investment2020-01-09No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-01-09No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-01-09No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-01-09Yes
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-01-09Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-01-09Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-01-09Yes
Opinion of an independent qualified public accountant for this plan2020-01-09Disclaimer
Opinion of an independent qualified public accountant for this plan2020-01-09Disclaimer
Accountancy firm name2020-01-09PKF, LLP
Accountancy firm name2020-01-09PKF, LLP
Accountancy firm EIN2020-01-09813391684
Accountancy firm EIN2020-01-09813391684
2019 : STEICO 401K AND PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$1,262,101
Total income from all sources (including contributions)2019-12-31$1,262,101
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$375,168
Total of all expenses incurred2019-12-31$375,168
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$370,412
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$370,412
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$620,776
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$620,776
Value of total assets at end of year2019-12-31$4,005,411
Value of total assets at end of year2019-12-31$4,005,411
Value of total assets at beginning of year2019-12-31$3,118,478
Value of total assets at beginning of year2019-12-31$3,118,478
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$4,756
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$4,756
Total interest from all sources2019-12-31$17,590
Total interest from all sources2019-12-31$17,590
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Administrative expenses professional fees incurred2019-12-31$0
Administrative expenses professional fees incurred2019-12-31$0
Was this plan covered by a fidelity bond2019-12-31No
Was this plan covered by a fidelity bond2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$363,801
Contributions received from participants2019-12-31$363,801
Participant contributions at end of year2019-12-31$112,408
Participant contributions at end of year2019-12-31$112,408
Participant contributions at beginning of year2019-12-31$134,649
Participant contributions at beginning of year2019-12-31$134,649
Participant contributions at beginning of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$19,067
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$19,067
Other income not declared elsewhere2019-12-31$7
Other income not declared elsewhere2019-12-31$7
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$886,933
Value of net income/loss2019-12-31$886,933
Value of net assets at end of year (total assets less liabilities)2019-12-31$4,005,411
Value of net assets at end of year (total assets less liabilities)2019-12-31$4,005,411
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$3,118,478
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$3,118,478
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$62
Investment advisory and management fees2019-12-31$62
Value of interest in pooled separate accounts at end of year2019-12-31$3,421,384
Value of interest in pooled separate accounts at end of year2019-12-31$3,421,384
Value of interest in pooled separate accounts at beginning of year2019-12-31$2,562,973
Value of interest in pooled separate accounts at beginning of year2019-12-31$2,562,973
Interest on participant loans2019-12-31$8,449
Interest on participant loans2019-12-31$8,449
Interest earned on other investments2019-12-31$9,141
Interest earned on other investments2019-12-31$9,141
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$471,619
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$471,619
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$420,856
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$420,856
Net investment gain/loss from pooled separate accounts2019-12-31$623,728
Net investment gain/loss from pooled separate accounts2019-12-31$623,728
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$237,908
Contributions received in cash from employer2019-12-31$237,908
Employer contributions (assets) at beginning of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$370,412
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$370,412
Contract administrator fees2019-12-31$4,694
Contract administrator fees2019-12-31$4,694
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31PKF, LLP
Accountancy firm name2019-12-31PKF, LLP
Accountancy firm EIN2019-12-31813391684
Accountancy firm EIN2019-12-31813391684
2018 : STEICO 401K AND PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$383,121
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$298,665
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$293,394
Value of total corrective distributions2018-12-31$495
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$598,328
Value of total assets at end of year2018-12-31$3,118,478
Value of total assets at beginning of year2018-12-31$3,034,022
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$4,776
Total interest from all sources2018-12-31$15,877
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$355,762
Participant contributions at end of year2018-12-31$134,649
Participant contributions at beginning of year2018-12-31$125,748
Participant contributions at end of year2018-12-31$0
Participant contributions at beginning of year2018-12-31$12,395
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$2,146
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$84,456
Value of net assets at end of year (total assets less liabilities)2018-12-31$3,118,478
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$3,034,022
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$6
Value of interest in pooled separate accounts at end of year2018-12-31$2,562,973
Value of interest in pooled separate accounts at beginning of year2018-12-31$2,508,198
Interest on participant loans2018-12-31$7,343
Interest earned on other investments2018-12-31$8,534
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$420,856
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$379,241
Net investment gain/loss from pooled separate accounts2018-12-31$-231,084
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$240,420
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$8,440
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$293,394
Contract administrator fees2018-12-31$4,770
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31PKF, LLP
Accountancy firm EIN2018-12-31813391684
2017 : STEICO 401K AND PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$871,602
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$786,220
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$781,345
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$571,249
Value of total assets at end of year2017-12-31$3,034,022
Value of total assets at beginning of year2017-12-31$2,948,640
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$4,875
Total interest from all sources2017-12-31$19,274
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$333,491
Participant contributions at end of year2017-12-31$125,748
Participant contributions at beginning of year2017-12-31$107,137
Participant contributions at end of year2017-12-31$12,395
Participant contributions at beginning of year2017-12-31$14,252
Other income not declared elsewhere2017-12-31$172
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$85,382
Value of net assets at end of year (total assets less liabilities)2017-12-31$3,034,022
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$2,948,640
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$2,508,198
Value of interest in pooled separate accounts at beginning of year2017-12-31$2,190,156
Interest on participant loans2017-12-31$5,786
Interest earned on other investments2017-12-31$13,488
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$379,241
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$626,245
Net investment gain/loss from pooled separate accounts2017-12-31$280,907
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$237,758
Employer contributions (assets) at end of year2017-12-31$8,440
Employer contributions (assets) at beginning of year2017-12-31$10,850
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$781,345
Contract administrator fees2017-12-31$4,875
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31PKF, LLP
Accountancy firm EIN2017-12-31813391684
2016 : STEICO 401K AND PROFIT SHARING PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$829,526
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$145,623
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$139,490
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$606,982
Value of total assets at end of year2016-12-31$2,948,640
Value of total assets at beginning of year2016-12-31$2,264,737
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$6,133
Total interest from all sources2016-12-31$16,080
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$362,876
Participant contributions at end of year2016-12-31$107,137
Participant contributions at beginning of year2016-12-31$68,441
Participant contributions at end of year2016-12-31$14,252
Participant contributions at beginning of year2016-12-31$15,925
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$647
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$683,903
Value of net assets at end of year (total assets less liabilities)2016-12-31$2,948,640
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$2,264,737
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$283
Value of interest in pooled separate accounts at end of year2016-12-31$2,190,156
Value of interest in pooled separate accounts at beginning of year2016-12-31$1,788,103
Interest on participant loans2016-12-31$4,334
Interest earned on other investments2016-12-31$11,746
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$626,245
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$382,904
Net investment gain/loss from pooled separate accounts2016-12-31$206,464
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$243,459
Employer contributions (assets) at end of year2016-12-31$10,850
Employer contributions (assets) at beginning of year2016-12-31$9,364
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$139,490
Contract administrator fees2016-12-31$5,850
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31PKF, LLP
Accountancy firm EIN2016-12-31813391684
2015 : STEICO 401K AND PROFIT SHARING PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$502,233
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$93,095
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$88,705
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$527,335
Value of total assets at end of year2015-12-31$2,264,737
Value of total assets at beginning of year2015-12-31$1,855,599
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$4,390
Total interest from all sources2015-12-31$10,641
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$315,131
Participant contributions at end of year2015-12-31$68,441
Participant contributions at beginning of year2015-12-31$35,795
Participant contributions at end of year2015-12-31$15,925
Participant contributions at beginning of year2015-12-31$11,361
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$9,442
Other income not declared elsewhere2015-12-31$240
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$409,138
Value of net assets at end of year (total assets less liabilities)2015-12-31$2,264,737
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$1,855,599
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$197
Value of interest in pooled separate accounts at end of year2015-12-31$1,788,103
Value of interest in pooled separate accounts at beginning of year2015-12-31$1,575,113
Interest on participant loans2015-12-31$2,491
Interest earned on other investments2015-12-31$8,150
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$382,904
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$226,689
Net investment gain/loss from pooled separate accounts2015-12-31$-35,983
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$202,762
Employer contributions (assets) at end of year2015-12-31$9,364
Employer contributions (assets) at beginning of year2015-12-31$6,641
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$88,705
Contract administrator fees2015-12-31$4,193
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31PKF
Accountancy firm EIN2015-12-31954354850
2014 : STEICO 401K AND PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$533,866
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$24,588
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$20,584
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$444,268
Value of total assets at end of year2014-12-31$1,855,599
Value of total assets at beginning of year2014-12-31$1,346,321
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$4,004
Total interest from all sources2014-12-31$7,311
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$50,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$260,077
Participant contributions at end of year2014-12-31$35,795
Participant contributions at beginning of year2014-12-31$28,862
Participant contributions at end of year2014-12-31$11,361
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$25,296
Other income not declared elsewhere2014-12-31$423
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$509,278
Value of net assets at end of year (total assets less liabilities)2014-12-31$1,855,599
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$1,346,321
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in pooled separate accounts at end of year2014-12-31$1,575,113
Value of interest in pooled separate accounts at beginning of year2014-12-31$1,092,408
Interest on participant loans2014-12-31$1,376
Interest earned on other investments2014-12-31$5,935
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$226,689
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$225,051
Net investment gain/loss from pooled separate accounts2014-12-31$81,864
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$158,895
Employer contributions (assets) at end of year2014-12-31$6,641
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$20,584
Contract administrator fees2014-12-31$4,004
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31PKF
Accountancy firm EIN2014-12-31954354850

Form 5500 Responses for STEICO 401K AND PROFIT SHARING PLAN

2020: STEICO 401K AND PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingYes
2020-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: STEICO 401K AND PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: STEICO 401K AND PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: STEICO 401K AND PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: STEICO 401K AND PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: STEICO 401K AND PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: STEICO 401K AND PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

SENTRY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68810 )
Policy contract number01-08516-01
Policy instance 1
Insurance contract or identification number01-08516-01
Number of Individuals Covered0
Insurance policy start date2020-01-01
Insurance policy end date2020-01-09
Total amount of commissions paid to insurance brokerUSD $259
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $259
Amount paid for insurance broker fees0
Insurance broker organization code?3
SENTRY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68810 )
Policy contract number01-08516-01
Policy instance 1
Insurance contract or identification number01-08516-01
Number of Individuals Covered281
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $2,708
Total amount of fees paid to insurance companyUSD $217
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,708
Amount paid for insurance broker fees217
Additional information about fees paid to insurance brokerINCENTIVES
Insurance broker organization code?3
SENTRY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68810 )
Policy contract number01-08516-01
Policy instance 1
Insurance contract or identification number01-08516-01
Number of Individuals Covered223
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $2,463
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,463
Insurance broker organization code?3
SENTRY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68810 )
Policy contract number01-08516-01
Policy instance 1
Insurance contract or identification number01-08516-01
Number of Individuals Covered191
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $1,353
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,353
Insurance broker organization code?3
Insurance broker nameALYSSA NEWCOMER
SENTRY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68810 )
Policy contract number01-08516-01
Policy instance 1
Insurance contract or identification number01-08516-01
Number of Individuals Covered174
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $2,458
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,458
Insurance broker organization code?3
Insurance broker nameGARETT HOUSEAL
SENTRY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68810 )
Policy contract number01-08516-01
Policy instance 1
Insurance contract or identification number01-08516-01
Number of Individuals Covered169
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $2,027
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $2,027
Insurance broker organization code?3
Insurance broker nameCLINT NOLD

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