401k Plan data: SWECO 401(K) PLAN plan

SWECO 401(K) PLAN 401k Plan overview

Plan Name	SWECO 401(K) PLAN
Plan identification number	001

SWECO 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Plan covering Self-Employed individuals.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

SUZLON WIND ENERGY CORP has sponsored the creation of one or more 401k plans.

Company Name: SUZLON WIND ENERGY CORP

Employer identification number (EIN): 330985150

NAIC Classification: 333610

Additional information about SUZLON WIND ENERGY CORP

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 3441598

More information about SUZLON WIND ENERGY CORP

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SWECO 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2019-04-01
001 2018-04-01
001 2018-01-01 JESSE D CAMPBELL JESSE D CAMPBELL 2018-12-13
001 2017-01-01 JESSE D CAMPBELL JESSE D CAMPBELL 2018-10-02
001 2016-01-01 CLAUDIA MANN CLAUDIA MANN 2017-08-03
001 2015-01-01 CLAUDIA MANN CLAUDIA MANN 2016-08-16
001 2014-01-01 CLAUDIA MANN CLAUDIA MANN 2015-10-06
001 2013-01-01 CLAUDIA MANN
001 2012-01-01 JOSEPH SIPRUT
001 2011-01-01 JOSEPH SIPRUT
001 2009-01-01 LOIS VANDERBOK LOIS VANDERBOK 2010-07-02

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2019-04-01
001	2018-04-01
001	2018-01-01	JESSE D CAMPBELL	JESSE D CAMPBELL	2018-12-13
001	2017-01-01	JESSE D CAMPBELL	JESSE D CAMPBELL	2018-10-02
001	2016-01-01	CLAUDIA MANN	CLAUDIA MANN	2017-08-03
001	2015-01-01	CLAUDIA MANN	CLAUDIA MANN	2016-08-16
001	2014-01-01	CLAUDIA MANN	CLAUDIA MANN	2015-10-06
001	2013-01-01	CLAUDIA MANN
001	2012-01-01	JOSEPH SIPRUT
001	2011-01-01	JOSEPH SIPRUT
001	2009-01-01	LOIS VANDERBOK	LOIS VANDERBOK	2010-07-02

Plan Statistics for SWECO 401(K) PLAN

401k plan membership statisitcs for SWECO 401(K) PLAN

Measure Date Value
2019: SWECO 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-04-01 410
Total number of active participants reported on line 7a of the Form 5500 2019-04-01 187
Number of retired or separated participants receiving benefits 2019-04-01 0
Number of other retired or separated participants entitled to future benefits 2019-04-01 222
Total of all active and inactive participants 2019-04-01 409
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-04-01 0
Total participants 2019-04-01 409
Number of participants with account balances 2019-04-01 409
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-04-01 0
2018: SWECO 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-04-01 397
Total number of active participants reported on line 7a of the Form 5500 2018-04-01 237
Number of retired or separated participants receiving benefits 2018-04-01 0
Number of other retired or separated participants entitled to future benefits 2018-04-01 170
Total of all active and inactive participants 2018-04-01 407
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-04-01 0
Total participants 2018-04-01 407
Number of participants with account balances 2018-04-01 407
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-04-01 0
Total participants, beginning-of-year 2018-01-01 388
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 232
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 159
Total of all active and inactive participants 2018-01-01 391
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 391
Number of participants with account balances 2018-01-01 372
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: SWECO 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 407
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 230
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 158
Total of all active and inactive participants 2017-01-01 388
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 388
Number of participants with account balances 2017-01-01 375
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: SWECO 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 420
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 247
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 158
Total of all active and inactive participants 2016-01-01 405
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 405
Number of participants with account balances 2016-01-01 403
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: SWECO 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 411
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 296
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 116
Total of all active and inactive participants 2015-01-01 412
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 412
Number of participants with account balances 2015-01-01 412
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 38
2014: SWECO 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 511
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 286
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 125
Total of all active and inactive participants 2014-01-01 411
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 411
Number of participants with account balances 2014-01-01 411
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 20
2013: SWECO 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 526
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 277
Number of retired or separated participants receiving benefits 2013-01-01 28
Number of other retired or separated participants entitled to future benefits 2013-01-01 206
Total of all active and inactive participants 2013-01-01 511
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 511
Number of participants with account balances 2013-01-01 511
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 2
2012: SWECO 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 507
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 307
Number of retired or separated participants receiving benefits 2012-01-01 24
Number of other retired or separated participants entitled to future benefits 2012-01-01 191
Total of all active and inactive participants 2012-01-01 522
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 523
Number of participants with account balances 2012-01-01 523
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: SWECO 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 515
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 323
Number of retired or separated participants receiving benefits 2011-01-01 21
Number of other retired or separated participants entitled to future benefits 2011-01-01 162
Total of all active and inactive participants 2011-01-01 506
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 507
Number of participants with account balances 2011-01-01 504
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 2
2009: SWECO 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 331
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 407
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 117
Total of all active and inactive participants 2009-01-01 524
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 1
Total participants 2009-01-01 525
Number of participants with account balances 2009-01-01 524
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2019: SWECO 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-04-01	410
Total number of active participants reported on line 7a of the Form 5500	2019-04-01	187
Number of retired or separated participants receiving benefits	2019-04-01	0
Number of other retired or separated participants entitled to future benefits	2019-04-01	222
Total of all active and inactive participants	2019-04-01	409
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-04-01	0
Total participants	2019-04-01	409
Number of participants with account balances	2019-04-01	409
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-04-01	0
2018: SWECO 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-04-01	397
Total number of active participants reported on line 7a of the Form 5500	2018-04-01	237
Number of retired or separated participants receiving benefits	2018-04-01	0
Number of other retired or separated participants entitled to future benefits	2018-04-01	170
Total of all active and inactive participants	2018-04-01	407
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-04-01	0
Total participants	2018-04-01	407
Number of participants with account balances	2018-04-01	407
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-04-01	0
Total participants, beginning-of-year	2018-01-01	388
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	232
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	159
Total of all active and inactive participants	2018-01-01	391
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	391
Number of participants with account balances	2018-01-01	372
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: SWECO 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	407
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	230
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	158
Total of all active and inactive participants	2017-01-01	388
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	388
Number of participants with account balances	2017-01-01	375
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: SWECO 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	420
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	247
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	158
Total of all active and inactive participants	2016-01-01	405
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	405
Number of participants with account balances	2016-01-01	403
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: SWECO 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	411
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	296
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	116
Total of all active and inactive participants	2015-01-01	412
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	412
Number of participants with account balances	2015-01-01	412
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	38
2014: SWECO 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	511
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	286
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	125
Total of all active and inactive participants	2014-01-01	411
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	411
Number of participants with account balances	2014-01-01	411
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	20
2013: SWECO 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	526
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	277
Number of retired or separated participants receiving benefits	2013-01-01	28
Number of other retired or separated participants entitled to future benefits	2013-01-01	206
Total of all active and inactive participants	2013-01-01	511
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	511
Number of participants with account balances	2013-01-01	511
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	2
2012: SWECO 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	507
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	307
Number of retired or separated participants receiving benefits	2012-01-01	24
Number of other retired or separated participants entitled to future benefits	2012-01-01	191
Total of all active and inactive participants	2012-01-01	522
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	523
Number of participants with account balances	2012-01-01	523
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: SWECO 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	515
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	323
Number of retired or separated participants receiving benefits	2011-01-01	21
Number of other retired or separated participants entitled to future benefits	2011-01-01	162
Total of all active and inactive participants	2011-01-01	506
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	507
Number of participants with account balances	2011-01-01	504
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	2
2009: SWECO 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	331
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	407
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	117
Total of all active and inactive participants	2009-01-01	524
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	1
Total participants	2009-01-01	525
Number of participants with account balances	2009-01-01	524
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on SWECO 401(K) PLAN

Measure	Date	Value
2020 : SWECO 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-03-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-03-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-03-31	$0
Total income from all sources (including contributions)	2020-03-31	$665,168
Total loss/gain on sale of assets	2020-03-31	$0
Total of all expenses incurred	2020-03-31	$1,395,778
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-03-31	$1,321,498
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-03-31	$1,718,360
Value of total assets at end of year	2020-03-31	$13,985,953
Value of total assets at beginning of year	2020-03-31	$14,716,563
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-03-31	$74,280
Total interest from all sources	2020-03-31	$27,837
Total dividends received (eg from common stock, registered investment company shares)	2020-03-31	$336,532
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-03-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-03-31	$336,532
Was this plan covered by a fidelity bond	2020-03-31	Yes
Value of fidelity bond cover	2020-03-31	$500,000
If this is an individual account plan, was there a blackout period	2020-03-31	No
Were there any nonexempt tranactions with any party-in-interest	2020-03-31	No
Contributions received from participants	2020-03-31	$950,279
Participant contributions at end of year	2020-03-31	$365,372
Participant contributions at beginning of year	2020-03-31	$349,515
Assets. Other investments not covered elsewhere at end of year	2020-03-31	$31,699
Assets. Other investments not covered elsewhere at beginning of year	2020-03-31	$22,594
Income. Received or receivable in cash from other sources (including rollovers)	2020-03-31	$187,294
Other income not declared elsewhere	2020-03-31	$3,249
Administrative expenses (other) incurred	2020-03-31	$7
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-03-31	No
Value of net income/loss	2020-03-31	$-730,610
Value of net assets at end of year (total assets less liabilities)	2020-03-31	$13,985,953
Value of net assets at beginning of year (total assets less liabilities)	2020-03-31	$14,716,563
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-03-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-03-31	No
Were any leases to which the plan was party in default or uncollectible	2020-03-31	No
Investment advisory and management fees	2020-03-31	$38,262
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-03-31	$13,251,292
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-03-31	$14,070,676
Interest on participant loans	2020-03-31	$23,101
Income. Interest from loans (other than to participants)	2020-03-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2020-03-31	$337,590
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2020-03-31	$273,778
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2020-03-31	$273,778
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2020-03-31	$4,736
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-03-31	$-1,420,810
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-03-31	No
Was there a failure to transmit to the plan any participant contributions	2020-03-31	No
Has the plan failed to provide any benefit when due under the plan	2020-03-31	No
Contributions received in cash from employer	2020-03-31	$580,787
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-03-31	$1,321,498
Contract administrator fees	2020-03-31	$36,011
Did the plan have assets held for investment	2020-03-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-03-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-03-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2020-03-31	No
Opinion of an independent qualified public accountant for this plan	2020-03-31	Qualified
Accountancy firm name	2020-03-31	PORTE BROWN, LLC
Accountancy firm EIN	2020-03-31	362663358
2019 : SWECO 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-03-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-03-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-03-31	$0
Total income from all sources (including contributions)	2019-03-31	$2,458,039
Total loss/gain on sale of assets	2019-03-31	$0
Total of all expenses incurred	2019-03-31	$1,068,233
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-03-31	$1,001,964
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-03-31	$1,884,599
Value of total assets at end of year	2019-03-31	$14,716,563
Value of total assets at beginning of year	2019-03-31	$13,326,757
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-03-31	$66,269
Total interest from all sources	2019-03-31	$26,168
Total dividends received (eg from common stock, registered investment company shares)	2019-03-31	$276,515
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-03-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-03-31	$276,515
Was this plan covered by a fidelity bond	2019-03-31	Yes
Value of fidelity bond cover	2019-03-31	$500,000
If this is an individual account plan, was there a blackout period	2019-03-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2019-03-31	$0
Were there any nonexempt tranactions with any party-in-interest	2019-03-31	No
Contributions received from participants	2019-03-31	$1,106,831
Participant contributions at end of year	2019-03-31	$349,515
Participant contributions at beginning of year	2019-03-31	$401,468
Participant contributions at end of year	2019-03-31	$0
Participant contributions at beginning of year	2019-03-31	$33,034
Assets. Other investments not covered elsewhere at end of year	2019-03-31	$22,594
Assets. Other investments not covered elsewhere at beginning of year	2019-03-31	$10,088
Income. Received or receivable in cash from other sources (including rollovers)	2019-03-31	$152,603
Other income not declared elsewhere	2019-03-31	$-340
Administrative expenses (other) incurred	2019-03-31	$3
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-03-31	No
Value of net income/loss	2019-03-31	$1,389,806
Value of net assets at end of year (total assets less liabilities)	2019-03-31	$14,716,563
Value of net assets at beginning of year (total assets less liabilities)	2019-03-31	$13,326,757
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-03-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-03-31	No
Were any leases to which the plan was party in default or uncollectible	2019-03-31	No
Investment advisory and management fees	2019-03-31	$32,687
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-03-31	$14,070,676
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-03-31	$12,642,734
Interest on participant loans	2019-03-31	$21,109
Income. Interest from loans (other than to participants)	2019-03-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2019-03-31	$273,778
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2019-03-31	$239,433
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2019-03-31	$239,433
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2019-03-31	$5,059
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-03-31	$271,097
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-03-31	No
Was there a failure to transmit to the plan any participant contributions	2019-03-31	No
Has the plan failed to provide any benefit when due under the plan	2019-03-31	No
Contributions received in cash from employer	2019-03-31	$625,165
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-03-31	$1,001,964
Contract administrator fees	2019-03-31	$33,579
Did the plan have assets held for investment	2019-03-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-03-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-03-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-03-31	No
Opinion of an independent qualified public accountant for this plan	2019-03-31	Qualified
Accountancy firm name	2019-03-31	PORTE BROWN, LLC
Accountancy firm EIN	2019-03-31	362663358
2018 : SWECO 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-03-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-03-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-03-31	$0
Total income from all sources (including contributions)	2018-03-31	$189,422
Total loss/gain on sale of assets	2018-03-31	$0
Total of all expenses incurred	2018-03-31	$116,018
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-03-31	$99,240
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-03-31	$211,313
Value of total assets at end of year	2018-03-31	$13,326,757
Value of total assets at beginning of year	2018-03-31	$13,253,353
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-03-31	$16,778
Total interest from all sources	2018-03-31	$5,440
Total dividends received (eg from common stock, registered investment company shares)	2018-03-31	$9,519
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-03-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-03-31	$9,519
Was this plan covered by a fidelity bond	2018-03-31	Yes
Value of fidelity bond cover	2018-03-31	$500,000
If this is an individual account plan, was there a blackout period	2018-03-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-03-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-03-31	No
Contributions received from participants	2018-03-31	$211,313
Participant contributions at end of year	2018-03-31	$401,468
Participant contributions at beginning of year	2018-03-31	$343,959
Participant contributions at end of year	2018-03-31	$33,034
Assets. Other investments not covered elsewhere at end of year	2018-03-31	$10,088
Assets. Other investments not covered elsewhere at beginning of year	2018-03-31	$9,930
Other income not declared elsewhere	2018-03-31	$159
Administrative expenses (other) incurred	2018-03-31	$3
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-03-31	No
Value of net income/loss	2018-03-31	$73,404
Value of net assets at end of year (total assets less liabilities)	2018-03-31	$13,326,757
Value of net assets at beginning of year (total assets less liabilities)	2018-03-31	$13,253,353
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-03-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-03-31	No
Were any leases to which the plan was party in default or uncollectible	2018-03-31	No
Investment advisory and management fees	2018-03-31	$8,076
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-03-31	$12,642,734
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-03-31	$12,658,605
Interest on participant loans	2018-03-31	$4,632
Income. Interest from loans (other than to participants)	2018-03-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2018-03-31	$239,433
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2018-03-31	$240,859
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2018-03-31	$240,859
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2018-03-31	$808
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-03-31	$-37,009
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-03-31	No
Was there a failure to transmit to the plan any participant contributions	2018-03-31	No
Has the plan failed to provide any benefit when due under the plan	2018-03-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-03-31	$99,240
Contract administrator fees	2018-03-31	$8,699
Did the plan have assets held for investment	2018-03-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-03-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-03-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-03-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-03-31	Disclaimer
Accountancy firm name	2018-03-31	PORTE BROWN, LLC
Accountancy firm EIN	2018-03-31	362663358
2017 : SWECO 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$3,369,934
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$1,509,034
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$1,443,551
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,242,839
Value of total assets at end of year	2017-12-31	$13,253,353
Value of total assets at beginning of year	2017-12-31	$11,392,453
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$65,483
Total interest from all sources	2017-12-31	$15,634
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$227,435
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$227,435
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$500,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$923,842
Participant contributions at end of year	2017-12-31	$343,959
Participant contributions at beginning of year	2017-12-31	$292,415
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$9,930
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$8,856
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$59,540
Other income not declared elsewhere	2017-12-31	$1,073
Administrative expenses (other) incurred	2017-12-31	$40
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$1,860,900
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$13,253,353
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$11,392,453
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Investment advisory and management fees	2017-12-31	$21,657
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$12,658,605
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$11,026,161
Interest on participant loans	2017-12-31	$14,143
Income. Interest from loans (other than to participants)	2017-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2017-12-31	$240,859
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2017-12-31	$65,021
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2017-12-31	$65,021
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2017-12-31	$1,491
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$1,882,953
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$259,457
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$1,443,551
Contract administrator fees	2017-12-31	$43,786
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	PORTE BROWN, LLC
Accountancy firm EIN	2017-12-31	362663358
2016 : SWECO 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$2,916,458
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$1,303,643
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$1,274,364
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,951,022
Value of total assets at end of year	2016-12-31	$11,392,453
Value of total assets at beginning of year	2016-12-31	$9,779,638
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$29,279
Total interest from all sources	2016-12-31	$10,329
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$215,852
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$215,852
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$500,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$1,120,863
Participant contributions at end of year	2016-12-31	$292,415
Participant contributions at beginning of year	2016-12-31	$232,338
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$8,856
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$98,564
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$153,279
Other income not declared elsewhere	2016-12-31	$-816
Administrative expenses (other) incurred	2016-12-31	$1,308
Total non interest bearing cash at end of year	2016-12-31	$0
Total non interest bearing cash at beginning of year	2016-12-31	$275
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$1,612,815
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$11,392,453
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$9,779,638
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Investment advisory and management fees	2016-12-31	$10,946
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$11,026,161
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$9,319,456
Interest on participant loans	2016-12-31	$10,281
Income. Interest from loans (other than to participants)	2016-12-31	$0
Value of interest in common/collective trusts at end of year	2016-12-31	$0
Value of interest in common/collective trusts at beginning of year	2016-12-31	$128,069
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$65,021
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$936
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$936
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2016-12-31	$48
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$739,971
Net investment gain or loss from common/collective trusts	2016-12-31	$100
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$676,880
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$1,274,364
Contract administrator fees	2016-12-31	$17,025
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	PORTE BROWN, LLC
Accountancy firm EIN	2016-12-31	362663358
2015 : SWECO 401(K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2015-12-31	$0
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total transfer of assets to this plan	2015-12-31	$0
Total transfer of assets from this plan	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Expenses. Interest paid	2015-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$1,456,415
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$1,497,294
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,467,610
Expenses. Certain deemed distributions of participant loans	2015-12-31	$25,453
Value of total corrective distributions	2015-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,761,602
Value of total assets at end of year	2015-12-31	$9,779,638
Value of total assets at beginning of year	2015-12-31	$9,820,517
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$4,231
Total interest from all sources	2015-12-31	$9,793
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$456,855
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$456,855
Assets. Real estate other than employer real property at end of year	2015-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at end of year	2015-12-31	$0
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$966,990
Participant contributions at end of year	2015-12-31	$232,338
Participant contributions at beginning of year	2015-12-31	$248,880
Assets. Other investments not covered elsewhere at end of year	2015-12-31	$98,564
Assets. Other investments not covered elsewhere at beginning of year	2015-12-31	$9,938
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$128,259
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2015-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$0
Assets. Loans (other than to participants) at end of year	2015-12-31	$0
Other income not declared elsewhere	2015-12-31	$2,449
Administrative expenses (other) incurred	2015-12-31	$4,231
Total non interest bearing cash at end of year	2015-12-31	$275
Total non interest bearing cash at beginning of year	2015-12-31	$325
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Income. Non cash contributions	2015-12-31	$0
Value of net income/loss	2015-12-31	$-40,879
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$9,779,638
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$9,820,517
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Assets. partnership/joint venture interests at end of year	2015-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$9,319,456
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$9,483,558
Interest on participant loans	2015-12-31	$9,793
Interest earned on other investments	2015-12-31	$0
Income. Interest from US Government securities	2015-12-31	$0
Income. Interest from corporate debt instruments	2015-12-31	$0
Value of interest in common/collective trusts at end of year	2015-12-31	$128,069
Value of interest in common/collective trusts at beginning of year	2015-12-31	$77,706
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2015-12-31	$936
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2015-12-31	$110
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2015-12-31	$110
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2015-12-31	$0
Asset value of US Government securities at end of year	2015-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-774,699
Net investment gain/loss from pooled separate accounts	2015-12-31	$0
Net investment gain or loss from common/collective trusts	2015-12-31	$415
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Assets. Invements in employer securities at end of year	2015-12-31	$0
Assets. Invements in employer securities at beginning of year	2015-12-31	$0
Contributions received in cash from employer	2015-12-31	$666,353
Employer contributions (assets) at beginning of year	2015-12-31	$0
Income. Dividends from preferred stock	2015-12-31	$0
Income. Dividends from common stock	2015-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,467,610
Asset. Corporate debt instrument preferred debt at end of year	2015-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2015-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2015-12-31	$0
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Aggregate proceeds on sale of assets	2015-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2015-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	PORTE BROWN, LLC
Accountancy firm EIN	2015-12-31	362663358
2014 : SWECO 401(K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$0
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets to this plan	2014-12-31	$0
Total transfer of assets from this plan	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$1,140
Expenses. Interest paid	2014-12-31	$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-102	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$1,693,747
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$1,007,684
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$982,674
Expenses. Certain deemed distributions of participant loans	2014-12-31	$19,906
Value of total corrective distributions	2014-12-31	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,517,885
Value of total assets at end of year	2014-12-31	$9,820,517
Value of total assets at beginning of year	2014-12-31	$9,135,594
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$5,104
Total interest from all sources	2014-12-31	$57,366
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$341,861
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$341,861
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$871,353
Participant contributions at end of year	2014-12-31	$248,880
Participant contributions at beginning of year	2014-12-31	$215,942
Assets. Other investments not covered elsewhere at end of year	2014-12-31	$9,938
Assets. Other investments not covered elsewhere at beginning of year	2014-12-31	$271,187
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2014-12-31	$0
Other income not declared elsewhere	2014-12-31	$-63,959
Administrative expenses (other) incurred	2014-12-31	$5,104
Total non interest bearing cash at end of year	2014-12-31	$325
Total non interest bearing cash at beginning of year	2014-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Income. Non cash contributions	2014-12-31	$0
Value of net income/loss	2014-12-31	$686,063
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$9,820,517
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$9,134,454
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$9,483,558
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$8,642,642
Interest on participant loans	2014-12-31	$57,366
Interest earned on other investments	2014-12-31	$0
Income. Interest from US Government securities	2014-12-31	$0
Value of interest in common/collective trusts at end of year	2014-12-31	$77,706
Value of interest in common/collective trusts at beginning of year	2014-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-12-31	$110
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$-159,545
Net investment gain/loss from pooled separate accounts	2014-12-31	$0
Net investment gain or loss from common/collective trusts	2014-12-31	$139
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Assets. Invements in employer securities at end of year	2014-12-31	$0
Assets. Invements in employer securities at beginning of year	2014-12-31	$0
Contributions received in cash from employer	2014-12-31	$646,532
Employer contributions (assets) at end of year	2014-12-31	$0
Employer contributions (assets) at beginning of year	2014-12-31	$5,823
Income. Dividends from preferred stock	2014-12-31	$0
Income. Dividends from common stock	2014-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$982,674
Liabilities. Value of benefit claims payable at beginning of year	2014-12-31	$1,140
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Aggregate proceeds on sale of assets	2014-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2014-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	PORTE BROWN, LLC
Accountancy firm EIN	2014-12-31	362663358
2013 : SWECO 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$1,140
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$1,133
Total income from all sources (including contributions)	2013-12-31	$3,108,523
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$2,416,057
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$2,364,814
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,537,961
Value of total assets at end of year	2013-12-31	$9,135,594
Value of total assets at beginning of year	2013-12-31	$8,443,121
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$51,243
Total interest from all sources	2013-12-31	$8,260
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$826,264
Participant contributions at end of year	2013-12-31	$215,942
Participant contributions at beginning of year	2013-12-31	$210,394
Participant contributions at beginning of year	2013-12-31	$26,550
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$42,660
Other income not declared elsewhere	2013-12-31	$5,672
Administrative expenses (other) incurred	2013-12-31	$9,109
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$692,466
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$9,134,454
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$8,441,988
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$8,642,642
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$8,040,590
Interest on participant loans	2013-12-31	$8,260
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$271,187
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$135,400
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,556,630
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$669,037
Employer contributions (assets) at end of year	2013-12-31	$5,823
Employer contributions (assets) at beginning of year	2013-12-31	$30,187
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$2,364,814
Contract administrator fees	2013-12-31	$42,134
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Liabilities. Value of benefit claims payable at end of year	2013-12-31	$1,140
Liabilities. Value of benefit claims payable at beginning of year	2013-12-31	$1,133
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	PORTE BROWN, LLC
Accountancy firm EIN	2013-12-31	362663358
2012 : SWECO 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$1,133
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$2,218
Total income from all sources (including contributions)	2012-12-31	$2,440,778
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$762,126
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$717,846
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,630,509
Value of total assets at end of year	2012-12-31	$8,443,121
Value of total assets at beginning of year	2012-12-31	$6,765,554
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$44,280
Total interest from all sources	2012-12-31	$6,905
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$883,845
Participant contributions at end of year	2012-12-31	$210,394
Participant contributions at beginning of year	2012-12-31	$161,431
Participant contributions at end of year	2012-12-31	$26,550
Participant contributions at beginning of year	2012-12-31	$25,471
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$14,390
Other income not declared elsewhere	2012-12-31	$2,505
Administrative expenses (other) incurred	2012-12-31	$6,743
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,678,652
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$8,441,988
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$6,763,336
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$8,040,590
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$6,464,039
Interest on participant loans	2012-12-31	$6,905
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$135,400
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$88,898
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$800,859
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$732,274
Employer contributions (assets) at end of year	2012-12-31	$30,187
Employer contributions (assets) at beginning of year	2012-12-31	$25,715
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$717,846
Contract administrator fees	2012-12-31	$37,537
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Liabilities. Value of benefit claims payable at end of year	2012-12-31	$1,133
Liabilities. Value of benefit claims payable at beginning of year	2012-12-31	$2,218
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	LWH & ASSOCIATES
Accountancy firm EIN	2012-12-31	364159715
2011 : SWECO 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$2,218
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$1,131
Total income from all sources (including contributions)	2011-12-31	$1,556,632
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$1,173,727
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$1,132,190
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,725,357
Value of total assets at end of year	2011-12-31	$6,765,554
Value of total assets at beginning of year	2011-12-31	$6,381,562
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$41,537
Total interest from all sources	2011-12-31	$6,291
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$913,949
Participant contributions at end of year	2011-12-31	$161,431
Participant contributions at beginning of year	2011-12-31	$210,556
Participant contributions at end of year	2011-12-31	$25,471
Participant contributions at beginning of year	2011-12-31	$30,686
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$65,276
Other income not declared elsewhere	2011-12-31	$1,667
Administrative expenses (other) incurred	2011-12-31	$9,017
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$382,905
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$6,763,336
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$6,380,431
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$6,464,039
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$5,993,730
Interest on participant loans	2011-12-31	$6,291
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$88,898
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$118,296
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-176,683
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$746,132
Employer contributions (assets) at end of year	2011-12-31	$25,715
Employer contributions (assets) at beginning of year	2011-12-31	$28,294
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$1,132,190
Contract administrator fees	2011-12-31	$32,520
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Liabilities. Value of benefit claims payable at end of year	2011-12-31	$2,218
Liabilities. Value of benefit claims payable at beginning of year	2011-12-31	$1,131
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	LWH & ASSOCIATES
Accountancy firm EIN	2011-12-31	364159715
2010 : SWECO 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$1,131
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total income from all sources (including contributions)	2010-12-31	$2,828,456
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$555,632
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$510,944
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$2,172,575
Value of total assets at end of year	2010-12-31	$6,381,562
Value of total assets at beginning of year	2010-12-31	$4,107,607
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$44,688
Total interest from all sources	2010-12-31	$4,691
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$1,038,895
Participant contributions at end of year	2010-12-31	$210,556
Participant contributions at beginning of year	2010-12-31	$92,037
Participant contributions at end of year	2010-12-31	$30,686
Participant contributions at beginning of year	2010-12-31	$365
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$282,552
Other income not declared elsewhere	2010-12-31	$2,413
Administrative expenses (other) incurred	2010-12-31	$15,108
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$2,272,824
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$6,380,431
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$4,107,607
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$5,993,730
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$3,939,131
Interest on participant loans	2010-12-31	$4,691
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$118,296
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$76,074
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$648,777
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$851,128
Employer contributions (assets) at end of year	2010-12-31	$28,294
Employer contributions (assets) at beginning of year	2010-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$510,944
Contract administrator fees	2010-12-31	$29,580
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Liabilities. Value of benefit claims payable at end of year	2010-12-31	$1,131
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	LHW & ASSOCIATES
Accountancy firm EIN	2010-12-31	364159715

Form 5500 Responses for SWECO 401(K) PLAN

2019: SWECO 401(K) PLAN 2019 form 5500 responses
2019-04-01	Type of plan entity	Single employer plan
2019-04-01	Submission has been amended	No
2019-04-01	This submission is the final filing	No
2019-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-04-01	Plan is a collectively bargained plan	No
2019-04-01	Plan funding arrangement – Trust	Yes
2019-04-01	Plan benefit arrangement - Trust	Yes
2018: SWECO 401(K) PLAN 2018 form 5500 responses
2018-04-01	Type of plan entity	Single employer plan
2018-04-01	Submission has been amended	No
2018-04-01	This submission is the final filing	No
2018-04-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-04-01	Plan is a collectively bargained plan	No
2018-04-01	Plan funding arrangement – Trust	Yes
2018-04-01	Plan benefit arrangement - Trust	Yes
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: SWECO 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: SWECO 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: SWECO 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: SWECO 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: SWECO 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: SWECO 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: SWECO 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: SWECO 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

GAP-B2-YQ62

Policy instance

Insurance contract or identification number	GAP-B2-YQ62
Number of Individuals Covered	0
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $464
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $464
Insurance broker organization code?	3
Insurance broker name	LPL FINANCIAL, LLC

NATIONWIDE TRUST COMPANY FSB (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

523-80044

Policy instance

Insurance contract or identification number	523-80044
Number of Individuals Covered	511
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $876
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $876
Insurance broker organization code?	3
Insurance broker name	LPL FINANCIAL CORPORATION

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

523-80044

Policy instance

Insurance contract or identification number	523-80044
Number of Individuals Covered	523
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $445
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $445
Insurance broker organization code?	3
Insurance broker name	LPL FINANCIAL CORPORATION

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

523-80044

Policy instance

Insurance contract or identification number	523-80044
Number of Individuals Covered	504
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $320
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )

Policy contract number

523-80044

Policy instance

Insurance contract or identification number	523-80044
Number of Individuals Covered	513
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $154
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $154
Insurance broker organization code?	3
Insurance broker name	LPL FINANCIAL CORPORATION

Potentially related plans

SWECO 401(K) PLAN [EIN = 260230713]

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Company Name:	SUZLON WIND ENERGY CORP
Employer identification number (EIN):	330985150
NAIC Classification:	333610

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	3441598