SUN TRADING LLC has sponsored the creation of one or more 401k plans.
| Measure | Date | Value |
|---|
| 2018 : SUN TRADING LLC 401(K) PLAN 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-11-06 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-11-06 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-11-06 | $0 |
| Total income from all sources (including contributions) | 2018-11-06 | $413,090 |
| Total loss/gain on sale of assets | 2018-11-06 | $0 |
| Total of all expenses incurred | 2018-11-06 | $14,091,723 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-11-06 | $14,058,374 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-11-06 | $96,361 |
| Value of total assets at end of year | 2018-11-06 | $0 |
| Value of total assets at beginning of year | 2018-11-06 | $13,678,633 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-11-06 | $33,349 |
| Total interest from all sources | 2018-11-06 | $2,609 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-11-06 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-11-06 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2018-11-06 | $0 |
| Was this plan covered by a fidelity bond | 2018-11-06 | Yes |
| Value of fidelity bond cover | 2018-11-06 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2018-11-06 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-11-06 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-11-06 | No |
| Contributions received from participants | 2018-11-06 | $76,266 |
| Participant contributions at end of year | 2018-11-06 | $0 |
| Participant contributions at beginning of year | 2018-11-06 | $126,286 |
| Assets. Other investments not covered elsewhere at end of year | 2018-11-06 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2018-11-06 | $4,502,372 |
| Other income not declared elsewhere | 2018-11-06 | $84,560 |
| Total non interest bearing cash at end of year | 2018-11-06 | $0 |
| Total non interest bearing cash at beginning of year | 2018-11-06 | $70,880 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-11-06 | No |
| Value of net income/loss | 2018-11-06 | $-13,678,633 |
| Value of net assets at end of year (total assets less liabilities) | 2018-11-06 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-11-06 | $13,678,633 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-11-06 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-11-06 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-11-06 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-11-06 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-11-06 | $8,565,386 |
| Interest on participant loans | 2018-11-06 | $2,609 |
| Value of interest in common/collective trusts at end of year | 2018-11-06 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2018-11-06 | $325,150 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-11-06 | $225,949 |
| Net investment gain/loss from pooled separate accounts | 2018-11-06 | $727 |
| Net investment gain or loss from common/collective trusts | 2018-11-06 | $2,884 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-11-06 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-11-06 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-11-06 | No |
| Contributions received in cash from employer | 2018-11-06 | $20,095 |
| Employer contributions (assets) at end of year | 2018-11-06 | $0 |
| Employer contributions (assets) at beginning of year | 2018-11-06 | $88,559 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-11-06 | $14,058,374 |
| Contract administrator fees | 2018-11-06 | $33,349 |
| Did the plan have assets held for investment | 2018-11-06 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-11-06 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-11-06 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-11-06 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-11-06 | Disclaimer |
| Accountancy firm name | 2018-11-06 | FGMK |
| Accountancy firm EIN | 2018-11-06 | 362929601 |
| 2017 : SUN TRADING LLC 401(K) PLAN 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
| Total income from all sources (including contributions) | 2017-12-31 | $3,652,666 |
| Total loss/gain on sale of assets | 2017-12-31 | $0 |
| Total of all expenses incurred | 2017-12-31 | $655,697 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $614,414 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $1,681,736 |
| Value of total assets at end of year | 2017-12-31 | $13,678,633 |
| Value of total assets at beginning of year | 2017-12-31 | $10,681,664 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $41,283 |
| Total interest from all sources | 2017-12-31 | $4,343 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $1,192,103 |
| Participant contributions at end of year | 2017-12-31 | $126,286 |
| Participant contributions at beginning of year | 2017-12-31 | $60,791 |
| Assets. Other investments not covered elsewhere at end of year | 2017-12-31 | $4,502,372 |
| Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $3,881,120 |
| Other income not declared elsewhere | 2017-12-31 | $583,059 |
| Total non interest bearing cash at end of year | 2017-12-31 | $70,880 |
| Total non interest bearing cash at beginning of year | 2017-12-31 | $55,671 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $2,996,969 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $13,678,633 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $10,681,664 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $8,565,386 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $6,360,164 |
| Interest on participant loans | 2017-12-31 | $4,343 |
| Value of interest in common/collective trusts at end of year | 2017-12-31 | $325,150 |
| Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $323,918 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $1,378,230 |
| Net investment gain or loss from common/collective trusts | 2017-12-31 | $5,298 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $489,633 |
| Employer contributions (assets) at end of year | 2017-12-31 | $88,559 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $614,414 |
| Contract administrator fees | 2017-12-31 | $41,283 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | FGMK |
| Accountancy firm EIN | 2017-12-31 | 362929601 |
| 2016 : SUN TRADING LLC 401(K) PLAN 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
| Total income from all sources (including contributions) | 2016-12-31 | $2,866,749 |
| Total loss/gain on sale of assets | 2016-12-31 | $0 |
| Total of all expenses incurred | 2016-12-31 | $940,185 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $900,908 |
| Value of total corrective distributions | 2016-12-31 | $3,098 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $1,967,033 |
| Value of total assets at end of year | 2016-12-31 | $10,681,664 |
| Value of total assets at beginning of year | 2016-12-31 | $8,755,100 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $36,179 |
| Total interest from all sources | 2016-12-31 | $1,611 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $0 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $1,399,428 |
| Participant contributions at end of year | 2016-12-31 | $60,791 |
| Participant contributions at beginning of year | 2016-12-31 | $10,374 |
| Participant contributions at beginning of year | 2016-12-31 | $90,860 |
| Assets. Other investments not covered elsewhere at end of year | 2016-12-31 | $3,881,120 |
| Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $3,283,429 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $285,504 |
| Total non interest bearing cash at end of year | 2016-12-31 | $55,671 |
| Total non interest bearing cash at beginning of year | 2016-12-31 | $1 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $1,926,564 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $10,681,664 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $8,755,100 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $6,360,164 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $4,949,643 |
| Interest on participant loans | 2016-12-31 | $1,611 |
| Value of interest in common/collective trusts at end of year | 2016-12-31 | $323,918 |
| Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $325,875 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $892,999 |
| Net investment gain or loss from common/collective trusts | 2016-12-31 | $5,106 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $282,101 |
| Employer contributions (assets) at beginning of year | 2016-12-31 | $94,918 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $900,908 |
| Contract administrator fees | 2016-12-31 | $36,179 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | FGMK |
| Accountancy firm EIN | 2016-12-31 | 362929601 |
| 2015 : SUN TRADING LLC 401(K) PLAN 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total income from all sources (including contributions) | 2015-12-31 | $1,966,767 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $359,357 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $335,642 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $2,182,091 |
| Value of total assets at end of year | 2015-12-31 | $8,755,100 |
| Value of total assets at beginning of year | 2015-12-31 | $7,147,690 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $23,715 |
| Total interest from all sources | 2015-12-31 | $2,152 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $0 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $1,448,726 |
| Participant contributions at end of year | 2015-12-31 | $10,374 |
| Participant contributions at beginning of year | 2015-12-31 | $37,305 |
| Participant contributions at end of year | 2015-12-31 | $90,860 |
| Participant contributions at beginning of year | 2015-12-31 | $81,831 |
| Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $3,283,429 |
| Assets. Other investments not covered elsewhere at beginning of year | 2015-12-31 | $2,940,650 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $230,801 |
| Total non interest bearing cash at end of year | 2015-12-31 | $1 |
| Total non interest bearing cash at beginning of year | 2015-12-31 | $528 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $1,607,410 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $8,755,100 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $7,147,690 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $4,949,643 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $3,711,701 |
| Interest on participant loans | 2015-12-31 | $2,152 |
| Value of interest in common/collective trusts at end of year | 2015-12-31 | $325,875 |
| Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $353,031 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-221,738 |
| Net investment gain or loss from common/collective trusts | 2015-12-31 | $4,262 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $502,564 |
| Employer contributions (assets) at end of year | 2015-12-31 | $94,918 |
| Employer contributions (assets) at beginning of year | 2015-12-31 | $22,644 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $335,642 |
| Contract administrator fees | 2015-12-31 | $23,715 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | FGMK |
| Accountancy firm EIN | 2015-12-31 | 362929601 |
