401k Plan data: CARBONITE, INC. 401(K) PLAN plan

CARBONITE, INC. 401(K) PLAN 401k Plan overview

Plan Name	CARBONITE, INC. 401(K) PLAN
Plan identification number	001

CARBONITE, INC. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.

401k Sponsoring company profile

CARBONITE INC has sponsored the creation of one or more 401k plans.

Company Name: CARBONITE INC

Employer identification number (EIN): 331111329

NAIC Classification: 541519
NAIC Description: Other Computer Related Services

Additional information about CARBONITE INC

Jurisdiction of Incorporation: State of Delaware Division of Corporations

Incorporation Date:

Company Identification Number: 3924335

More information about CARBONITE INC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CARBONITE, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2019-01-01
001 2018-01-01
001 2017-01-01 CASSANDRA HUDSON
001 2016-01-01 CASSANDRA HUDSON CASSANDRA HUDSON 2017-10-16
001 2015-01-01 DANIELLE SMITH DANIELLE SMITH 2016-10-19
001 2014-01-01 DANIELLE SMITH DANIELLE SMITH 2015-10-15
001 2013-01-01 ANTHONY FOLGER ANTHONY FOLGER 2014-10-16
001 2012-01-01 DANIELLE MURPHY
001 2011-01-01 CHRISTINE M PHANEUF CHRISTINE M PHANEUF 2012-10-31
001 2010-01-01 DANA CONSTANTINEAU 2011-06-28
001 2009-01-01 LISA MOODY

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2021-01-01
001	2020-01-01
001	2019-01-01
001	2019-01-01
001	2018-01-01
001	2017-01-01	CASSANDRA HUDSON
001	2016-01-01	CASSANDRA HUDSON		CASSANDRA HUDSON	2017-10-16
001	2015-01-01	DANIELLE SMITH		DANIELLE SMITH	2016-10-19
001	2014-01-01	DANIELLE SMITH		DANIELLE SMITH	2015-10-15
001	2013-01-01	ANTHONY FOLGER		ANTHONY FOLGER	2014-10-16
001	2012-01-01	DANIELLE MURPHY
001	2011-01-01	CHRISTINE M PHANEUF		CHRISTINE M PHANEUF	2012-10-31
001	2010-01-01	DANA CONSTANTINEAU	2011-06-28
001	2009-01-01	LISA MOODY

Plan Statistics for CARBONITE, INC. 401(K) PLAN

401k plan membership statisitcs for CARBONITE, INC. 401(K) PLAN

Measure Date Value
2021: CARBONITE, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 978
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 0
Number of retired or separated participants receiving benefits 2021-01-01 0
Number of other retired or separated participants entitled to future benefits 2021-01-01 0
Total of all active and inactive participants 2021-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 0
Total participants 2021-01-01 0
Number of participants with account balances 2021-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 0
2020: CARBONITE, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 978
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 632
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 299
Total of all active and inactive participants 2020-01-01 931
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 931
Number of participants with account balances 2020-01-01 721
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: CARBONITE, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 1,058
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 742
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 236
Total of all active and inactive participants 2019-01-01 978
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 978
Number of participants with account balances 2019-01-01 785
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: CARBONITE, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 1,075
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 853
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 205
Total of all active and inactive participants 2018-01-01 1,058
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 1,058
Number of participants with account balances 2018-01-01 776
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: CARBONITE, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 968
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 850
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 225
Total of all active and inactive participants 2017-01-01 1,075
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 1,075
Number of participants with account balances 2017-01-01 745
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: CARBONITE, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 754
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 794
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 174
Total of all active and inactive participants 2016-01-01 968
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 968
Number of participants with account balances 2016-01-01 557
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: CARBONITE, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 699
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 641
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 113
Total of all active and inactive participants 2015-01-01 754
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 0
Total participants 2015-01-01 754
Number of participants with account balances 2015-01-01 403
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: CARBONITE, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 524
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 614
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 85
Total of all active and inactive participants 2014-01-01 699
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 699
Number of participants with account balances 2014-01-01 334
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: CARBONITE, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 442
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 469
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 55
Total of all active and inactive participants 2013-01-01 524
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 524
Number of participants with account balances 2013-01-01 256
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 17
2012: CARBONITE, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 368
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 405
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 37
Total of all active and inactive participants 2012-01-01 442
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 442
Number of participants with account balances 2012-01-01 210
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: CARBONITE, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 139
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 354
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 14
Total of all active and inactive participants 2011-01-01 368
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 368
Number of participants with account balances 2011-01-01 133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: CARBONITE, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 73
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 98
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 1
Total of all active and inactive participants 2009-01-01 99
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 99
Number of participants with account balances 2009-01-01 41
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2021: CARBONITE, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	978
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	0
Number of retired or separated participants receiving benefits	2021-01-01	0
Number of other retired or separated participants entitled to future benefits	2021-01-01	0
Total of all active and inactive participants	2021-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	0
Total participants	2021-01-01	0
Number of participants with account balances	2021-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	0
2020: CARBONITE, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	978
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	632
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	299
Total of all active and inactive participants	2020-01-01	931
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	931
Number of participants with account balances	2020-01-01	721
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: CARBONITE, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	1,058
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	742
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	236
Total of all active and inactive participants	2019-01-01	978
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	978
Number of participants with account balances	2019-01-01	785
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: CARBONITE, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	1,075
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	853
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	205
Total of all active and inactive participants	2018-01-01	1,058
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	1,058
Number of participants with account balances	2018-01-01	776
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: CARBONITE, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	968
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	850
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	225
Total of all active and inactive participants	2017-01-01	1,075
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	1,075
Number of participants with account balances	2017-01-01	745
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: CARBONITE, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	754
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	794
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	174
Total of all active and inactive participants	2016-01-01	968
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	968
Number of participants with account balances	2016-01-01	557
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: CARBONITE, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	699
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	641
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	113
Total of all active and inactive participants	2015-01-01	754
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	0
Total participants	2015-01-01	754
Number of participants with account balances	2015-01-01	403
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: CARBONITE, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	524
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	614
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	85
Total of all active and inactive participants	2014-01-01	699
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	699
Number of participants with account balances	2014-01-01	334
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: CARBONITE, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	442
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	469
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	55
Total of all active and inactive participants	2013-01-01	524
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	524
Number of participants with account balances	2013-01-01	256
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	17
2012: CARBONITE, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	368
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	405
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	37
Total of all active and inactive participants	2012-01-01	442
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	442
Number of participants with account balances	2012-01-01	210
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: CARBONITE, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	139
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	354
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	14
Total of all active and inactive participants	2011-01-01	368
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	368
Number of participants with account balances	2011-01-01	133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: CARBONITE, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	73
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	98
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	1
Total of all active and inactive participants	2009-01-01	99
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	99
Number of participants with account balances	2009-01-01	41
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on CARBONITE, INC. 401(K) PLAN

Measure	Date	Value
2021 : CARBONITE, INC. 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets	2021-04-06	$0
Total transfer of assets from this plan	2021-04-06	$49,539,240
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-04-06	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2021-04-06	$0
Total income from all sources (including contributions)	2021-04-06	$3,423,359
Total loss/gain on sale of assets	2021-04-06	$0
Total of all expenses incurred	2021-04-06	$5,481,231
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-04-06	$5,473,703
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-04-06	$19,591
Value of total assets at end of year	2021-04-06	$0
Value of total assets at beginning of year	2021-04-06	$51,597,112
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-04-06	$7,528
Total interest from all sources	2021-04-06	$54,993
Total dividends received (eg from common stock, registered investment company shares)	2021-04-06	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-04-06	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2021-04-06	$0
Was this plan covered by a fidelity bond	2021-04-06	Yes
Value of fidelity bond cover	2021-04-06	$3,000,000
If this is an individual account plan, was there a blackout period	2021-04-06	No
Were there any nonexempt tranactions with any party-in-interest	2021-04-06	No
Participant contributions at end of year	2021-04-06	$0
Participant contributions at beginning of year	2021-04-06	$414,270
Income. Received or receivable in cash from other sources (including rollovers)	2021-04-06	$19,314
Other income not declared elsewhere	2021-04-06	$966
Administrative expenses (other) incurred	2021-04-06	$7,528
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-04-06	No
Value of net income/loss	2021-04-06	$-2,057,872
Value of net assets at end of year (total assets less liabilities)	2021-04-06	$0
Value of net assets at beginning of year (total assets less liabilities)	2021-04-06	$51,597,112
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-04-06	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-04-06	No
Were any leases to which the plan was party in default or uncollectible	2021-04-06	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-04-06	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-04-06	$49,241,634
Interest on participant loans	2021-04-06	$3,876
Interest earned on other investments	2021-04-06	$51,117
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-04-06	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-04-06	$1,941,208
Net investment gain/loss from pooled separate accounts	2021-04-06	$3,347,809
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-04-06	No
Was there a failure to transmit to the plan any participant contributions	2021-04-06	No
Has the plan failed to provide any benefit when due under the plan	2021-04-06	No
Contributions received in cash from employer	2021-04-06	$277
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-04-06	$5,473,703
Did the plan have assets held for investment	2021-04-06	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-04-06	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-04-06	Yes
Opinion of an independent qualified public accountant for this plan	2021-04-06	Disclaimer
Accountancy firm name	2021-04-06	GRANT THORNTON LLP
Accountancy firm EIN	2021-04-06	366055558
2020 : CARBONITE, INC. 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-12-31	$0
Total income from all sources (including contributions)	2020-12-31	$13,342,076
Total loss/gain on sale of assets	2020-12-31	$0
Total of all expenses incurred	2020-12-31	$8,434,685
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$8,391,288
Value of total corrective distributions	2020-12-31	$6,012
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$5,609,843
Value of total assets at end of year	2020-12-31	$51,597,112
Value of total assets at beginning of year	2020-12-31	$46,689,721
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$37,385
Total interest from all sources	2020-12-31	$68,834
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$4,182,439
Participant contributions at end of year	2020-12-31	$414,270
Participant contributions at beginning of year	2020-12-31	$461,319
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$452,168
Other income not declared elsewhere	2020-12-31	$14,524
Administrative expenses (other) incurred	2020-12-31	$37,385
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$4,907,391
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$51,597,112
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$46,689,721
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$49,241,634
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$44,511,710
Interest on participant loans	2020-12-31	$22,234
Interest earned on other investments	2020-12-31	$46,600
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$1,941,208
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$1,716,692
Net investment gain/loss from pooled separate accounts	2020-12-31	$7,648,875
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$975,236
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$8,391,288
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Disclaimer
Accountancy firm name	2020-12-31	GRANT THORNTON LLP
Accountancy firm EIN	2020-12-31	366055558
2019 : CARBONITE, INC. 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$17,418,718
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$3,339,295
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$3,314,849
Value of total corrective distributions	2019-12-31	$181
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$8,950,172
Value of total assets at end of year	2019-12-31	$46,689,721
Value of total assets at beginning of year	2019-12-31	$32,610,298
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$24,265
Total interest from all sources	2019-12-31	$67,911
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$5,765,018
Participant contributions at end of year	2019-12-31	$461,319
Participant contributions at beginning of year	2019-12-31	$420,524
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$508,420
Other income not declared elsewhere	2019-12-31	$6,099
Administrative expenses (other) incurred	2019-12-31	$24,265
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$14,079,423
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$46,689,721
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$32,610,298
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$44,511,710
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$30,746,217
Interest on participant loans	2019-12-31	$28,241
Interest earned on other investments	2019-12-31	$39,670
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$1,716,692
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$1,443,557
Net investment gain/loss from pooled separate accounts	2019-12-31	$8,394,536
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	No
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$2,676,734
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$3,314,849
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	GRANT THORNTON LLC
Accountancy firm EIN	2019-12-31	366055558
2018 : CARBONITE, INC. 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$6,388,196
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$2,171,511
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$2,072,332
Expenses. Certain deemed distributions of participant loans	2018-12-31	$6,138
Value of total corrective distributions	2018-12-31	$76,861
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$8,787,512
Value of total assets at end of year	2018-12-31	$32,610,298
Value of total assets at beginning of year	2018-12-31	$28,393,613
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$16,180
Total interest from all sources	2018-12-31	$32,858
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$3,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$5,238,213
Participant contributions at end of year	2018-12-31	$420,524
Participant contributions at beginning of year	2018-12-31	$374,097
Income. Received or receivable in cash from other sources (including rollovers)	2018-12-31	$1,092,349
Other income not declared elsewhere	2018-12-31	$54,867
Administrative expenses (other) incurred	2018-12-31	$16,180
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$4,216,685
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$32,610,298
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$28,393,613
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$30,746,217
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$26,859,389
Interest on participant loans	2018-12-31	$18,494
Interest earned on other investments	2018-12-31	$14,364
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$1,443,557
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$1,160,127
Net investment gain/loss from pooled separate accounts	2018-12-31	$-2,487,041
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	No
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$2,456,950
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$2,072,332
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	MOODY, FAMIGLIETTI & ANDRONICO
Accountancy firm EIN	2018-12-31	043077056
2017 : CARBONITE, INC. 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total transfer of assets to this plan	2017-12-31	$97,998
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$13,042,355
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$1,902,079
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$1,894,883
Expenses. Certain deemed distributions of participant loans	2017-12-31	$47
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$9,157,398
Value of total assets at end of year	2017-12-31	$28,393,613
Value of total assets at beginning of year	2017-12-31	$17,155,339
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$7,149
Total interest from all sources	2017-12-31	$23,638
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$182,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$4,430,358
Participant contributions at end of year	2017-12-31	$374,097
Participant contributions at beginning of year	2017-12-31	$143,659
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$2,605,495
Other income not declared elsewhere	2017-12-31	$524
Administrative expenses (other) incurred	2017-12-31	$7,149
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$11,140,276
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$28,393,613
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$17,155,339
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$26,859,389
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$16,268,896
Interest on participant loans	2017-12-31	$12,807
Interest earned on other investments	2017-12-31	$10,831
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$1,160,127
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$742,784
Net investment gain/loss from pooled separate accounts	2017-12-31	$3,860,795
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$2,121,545
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$1,894,883
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	MOODY, FAMIGLIETTI & ANDRONICO
Accountancy firm EIN	2017-12-31	043077056
2016 : CARBONITE, INC. 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$7,739,719
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$2,183,886
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$2,177,568
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$6,520,649
Value of total assets at end of year	2016-12-31	$17,155,339
Value of total assets at beginning of year	2016-12-31	$11,599,506
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$6,318
Total interest from all sources	2016-12-31	$13,562
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$182,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$3,102,260
Participant contributions at end of year	2016-12-31	$143,659
Participant contributions at beginning of year	2016-12-31	$127,716
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$1,948,862
Other income not declared elsewhere	2016-12-31	$1,036
Administrative expenses (other) incurred	2016-12-31	$6,318
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$5,555,833
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$17,155,339
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$11,599,506
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$16,268,896
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$10,844,898
Interest on participant loans	2016-12-31	$5,546
Interest earned on other investments	2016-12-31	$8,016
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$742,784
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$626,892
Net investment gain/loss from pooled separate accounts	2016-12-31	$1,204,472
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$1,469,527
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$2,177,568
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	MOODY, FAMIGLIETTI & ANDRONICO
Accountancy firm EIN	2016-12-31	043077056
2015 : CARBONITE, INC. 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets	2015-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$0
Total income from all sources (including contributions)	2015-12-31	$3,822,485
Total loss/gain on sale of assets	2015-12-31	$0
Total of all expenses incurred	2015-12-31	$1,302,888
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,292,722
Value of total corrective distributions	2015-12-31	$5,390
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$3,996,041
Value of total assets at end of year	2015-12-31	$11,599,506
Value of total assets at beginning of year	2015-12-31	$9,079,909
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$4,776
Total interest from all sources	2015-12-31	$11,894
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$182,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$2,358,164
Participant contributions at end of year	2015-12-31	$127,716
Participant contributions at beginning of year	2015-12-31	$80,874
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$525,991
Other income not declared elsewhere	2015-12-31	$167
Administrative expenses (other) incurred	2015-12-31	$4,776
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$2,519,597
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$11,599,506
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$9,079,909
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$10,844,898
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$8,295,231
Interest on participant loans	2015-12-31	$3,652
Interest earned on other investments	2015-12-31	$8,242
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$626,892
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$703,804
Net investment gain/loss from pooled separate accounts	2015-12-31	$-185,617
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$1,111,886
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$1,292,722
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	MOODY, FAMIGLIETTI & ANDRONICO
Accountancy firm EIN	2015-12-31	043077056
2014 : CARBONITE, INC. 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$3,556,169
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$947,193
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$943,202
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$3,071,479
Value of total assets at end of year	2014-12-31	$9,079,909
Value of total assets at beginning of year	2014-12-31	$6,470,933
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$3,991
Total interest from all sources	2014-12-31	$10,511
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$182,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$1,732,590
Participant contributions at end of year	2014-12-31	$80,874
Participant contributions at beginning of year	2014-12-31	$38,175
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$501,857
Other income not declared elsewhere	2014-12-31	$6,192
Administrative expenses (other) incurred	2014-12-31	$3,991
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$2,608,976
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$9,079,909
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$6,470,933
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$8,295,231
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$5,888,849
Interest on participant loans	2014-12-31	$2,945
Interest earned on other investments	2014-12-31	$7,566
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$703,804
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$543,909
Net investment gain/loss from pooled separate accounts	2014-12-31	$467,987
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$837,032
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$943,202
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	MOODY, FAMIGLIETTI & ANDRONICO
Accountancy firm EIN	2014-12-31	043077056
2013 : CARBONITE, INC. 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$3,431,894
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$768,159
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$755,169
Expenses. Certain deemed distributions of participant loans	2013-12-31	$5,121
Value of total corrective distributions	2013-12-31	$5,544
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$2,555,863
Value of total assets at end of year	2013-12-31	$6,470,933
Value of total assets at beginning of year	2013-12-31	$3,807,198
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$2,325
Total interest from all sources	2013-12-31	$3,186
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$28,286
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$28,286
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$182,000
If this is an individual account plan, was there a blackout period	2013-12-31	Yes
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$1,535,022
Participant contributions at end of year	2013-12-31	$38,175
Participant contributions at beginning of year	2013-12-31	$39,928
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$315,991
Other income not declared elsewhere	2013-12-31	$-34
Administrative expenses (other) incurred	2013-12-31	$2,325
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$2,663,735
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$6,470,933
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$3,807,198
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$5,888,849
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$2,793,591
Interest on participant loans	2013-12-31	$1,951
Interest earned on other investments	2013-12-31	$1,235
Value of interest in common/collective trusts at end of year	2013-12-31	$0
Value of interest in common/collective trusts at beginning of year	2013-12-31	$602,907
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$370,772
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$370,772
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$543,909
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$517,550
Net investment gain/loss from pooled separate accounts	2013-12-31	$180,107
Net investment gain or loss from common/collective trusts	2013-12-31	$146,936
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$704,850
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$755,169
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	Yes
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	MOODY, FAMIGLIETTI & ANDRONICO
Accountancy firm EIN	2013-12-31	043077056
2012 : CARBONITE, INC. 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$2,209,511
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$243,845
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$226,183
Value of total corrective distributions	2012-12-31	$16,262
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,918,317
Value of total assets at end of year	2012-12-31	$3,807,198
Value of total assets at beginning of year	2012-12-31	$1,841,532
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$1,400
Total interest from all sources	2012-12-31	$1,582
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$55,137
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$55,137
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$185,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$1,234,357
Participant contributions at end of year	2012-12-31	$39,928
Participant contributions at beginning of year	2012-12-31	$33,722
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$122,744
Administrative expenses (other) incurred	2012-12-31	$1,400
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,965,666
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$3,807,198
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$1,841,532
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$2,793,591
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$1,296,852
Interest on participant loans	2012-12-31	$1,582
Value of interest in common/collective trusts at end of year	2012-12-31	$602,907
Value of interest in common/collective trusts at beginning of year	2012-12-31	$290,982
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$370,772
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$219,976
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$219,976
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$177,669
Net investment gain or loss from common/collective trusts	2012-12-31	$56,806
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$561,216
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$226,183
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	MOODY, FAMIGLIETTI AND ANDRONICO
Accountancy firm EIN	2012-12-31	043077056
2011 : CARBONITE, INC. 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$729,141
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$85,566
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$84,003
Value of total corrective distributions	2011-12-31	$713
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$805,230
Value of total assets at end of year	2011-12-31	$1,841,532
Value of total assets at beginning of year	2011-12-31	$1,197,957
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$850
Total interest from all sources	2011-12-31	$757
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$44,225
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$44,225
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$120,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$709,070
Participant contributions at end of year	2011-12-31	$33,722
Participant contributions at beginning of year	2011-12-31	$9,006
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$96,160
Administrative expenses (other) incurred	2011-12-31	$850
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$643,575
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$1,841,532
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$1,197,957
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$1,296,852
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$861,107
Interest on participant loans	2011-12-31	$757
Value of interest in common/collective trusts at end of year	2011-12-31	$290,982
Value of interest in common/collective trusts at beginning of year	2011-12-31	$178,973
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$219,976
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$148,871
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$148,871
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-125,788
Net investment gain or loss from common/collective trusts	2011-12-31	$4,717
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$84,003
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	MOODY, FAMIGLIETTI AND ANDRONICO
Accountancy firm EIN	2011-12-31	043077056
2009 : CARBONITE, INC. 401(K) PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for CARBONITE, INC. 401(K) PLAN

2021: CARBONITE, INC. 401(K) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Submission has been amended	No
2021-01-01	This submission is the final filing	Yes
2021-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2021-01-01	Plan is a collectively bargained plan	No
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: CARBONITE, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	No
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: CARBONITE, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	Yes
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: CARBONITE, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: CARBONITE, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: CARBONITE, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	No
2016-01-01	This submission is the final filing	No
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2016-01-01	Plan is a collectively bargained plan	No
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: CARBONITE, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Submission has been amended	No
2015-01-01	This submission is the final filing	No
2015-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2015-01-01	Plan is a collectively bargained plan	No
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: CARBONITE, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: CARBONITE, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: CARBONITE, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	Yes
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: CARBONITE, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: CARBONITE, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

ZH9744

Policy instance

Insurance contract or identification number	ZH9744
Number of Individuals Covered	0
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $80,324
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $80,324
Insurance broker organization code?	3

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

ZH9744

Policy instance

Insurance contract or identification number	ZH9744
Number of Individuals Covered	931
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $80,324
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $80,324
Insurance broker organization code?	3

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

ZH9744

Policy instance

Insurance contract or identification number	ZH9744
Number of Individuals Covered	978
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $71,795
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $71,795
Insurance broker organization code?	3

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

ZH9744

Policy instance

Insurance contract or identification number	ZH9744
Number of Individuals Covered	1058
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $58,926
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $58,926
Insurance broker organization code?	3

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

ZH9744

Policy instance

Insurance contract or identification number	ZH9744
Number of Individuals Covered	1075
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $57,349
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $57,349
Insurance broker organization code?	3
Insurance broker name	KESTRA INVESTMENT SERVICES, LLC

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

ZH9744

Policy instance

Insurance contract or identification number	ZH9744
Number of Individuals Covered	754
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $26,487
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $26,487
Insurance broker organization code?	3
Insurance broker name	NFP ADVISOR SERVICES, LLC

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

ZH9744

Policy instance

Insurance contract or identification number	ZH9744
Number of Individuals Covered	699
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $16,000
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $8,472
Insurance broker organization code?	3
Insurance broker name	LPL FINANCIAL CORPORATION

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

ZH9744

Policy instance

Insurance contract or identification number	ZH9744
Number of Individuals Covered	524
Insurance policy start date	2013-11-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $30,859
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $30,859
Insurance broker organization code?	3
Insurance broker name	LPL FINANCIAL CORPORATION

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Company Name:	CARBONITE INC
Employer identification number (EIN):	331111329
NAIC Classification:	541519
NAIC Description:	Other Computer Related Services

Jurisdiction of Incorporation:	State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number:	3924335