FERRIOT, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan FERRIOT INC HOURLY RATED EMPLOYEES 401K PLAN
| Measure | Date | Value |
|---|
| 2011: FERRIOT INC HOURLY RATED EMPLOYEES 401K PLAN 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-12-01 | 104 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-12-01 | 88 |
| Number of other retired or separated participants entitled to future benefits | 2011-12-01 | 6 |
| Total of all active and inactive participants | 2011-12-01 | 94 |
| Total participants | 2011-12-01 | 94 |
| Number of participants with account balances | 2011-12-01 | 94 |
| 2010: FERRIOT INC HOURLY RATED EMPLOYEES 401K PLAN 2010 401k membership |
|---|
| Total participants, beginning-of-year | 2010-12-01 | 105 |
| Total number of active participants reported on line 7a of the Form 5500 | 2010-12-01 | 94 |
| Number of other retired or separated participants entitled to future benefits | 2010-12-01 | 10 |
| Total of all active and inactive participants | 2010-12-01 | 104 |
| Total participants | 2010-12-01 | 104 |
| Number of participants with account balances | 2010-12-01 | 95 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-12-01 | 0 |
| 2009: FERRIOT INC HOURLY RATED EMPLOYEES 401K PLAN 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-12-01 | 110 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-12-01 | 98 |
| Number of retired or separated participants receiving benefits | 2009-12-01 | 1 |
| Number of other retired or separated participants entitled to future benefits | 2009-12-01 | 15 |
| Total of all active and inactive participants | 2009-12-01 | 114 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-12-01 | 0 |
| Total participants | 2009-12-01 | 114 |
| Number of participants with account balances | 2009-12-01 | 100 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-12-01 | 3 |
| Measure | Date | Value |
|---|
| 2012 : FERRIOT INC HOURLY RATED EMPLOYEES 401K PLAN 2012 401k financial data |
|---|
| Total income from all sources (including contributions) | 2012-11-30 | $462,129 |
| Total of all expenses incurred | 2012-11-30 | $98,846 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-11-30 | $91,312 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-11-30 | $179,000 |
| Value of total assets at end of year | 2012-11-30 | $3,590,499 |
| Value of total assets at beginning of year | 2012-11-30 | $3,227,216 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-11-30 | $7,534 |
| Total interest from all sources | 2012-11-30 | $87,801 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-11-30 | No |
| Was this plan covered by a fidelity bond | 2012-11-30 | Yes |
| Value of fidelity bond cover | 2012-11-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2012-11-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2012-11-30 | No |
| Contributions received from participants | 2012-11-30 | $88,360 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-11-30 | No |
| Value of net income/loss | 2012-11-30 | $363,283 |
| Value of net assets at end of year (total assets less liabilities) | 2012-11-30 | $3,590,499 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-11-30 | $3,227,216 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-11-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-11-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-11-30 | No |
| Investment advisory and management fees | 2012-11-30 | $7,534 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-11-30 | $2,932,944 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-11-30 | $2,603,685 |
| Interest earned on other investments | 2012-11-30 | $87,801 |
| Value of interest in common/collective trusts at end of year | 2012-11-30 | $617,534 |
| Value of interest in common/collective trusts at beginning of year | 2012-11-30 | $584,588 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-11-30 | $195,328 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-11-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-11-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-11-30 | No |
| Contributions received in cash from employer | 2012-11-30 | $90,640 |
| Employer contributions (assets) at end of year | 2012-11-30 | $40,021 |
| Employer contributions (assets) at beginning of year | 2012-11-30 | $38,943 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-11-30 | $91,312 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2012-11-30 | No |
| Did the plan have assets held for investment | 2012-11-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-11-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-11-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-11-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-11-30 | Disclaimer |
| Accountancy firm name | 2012-11-30 | BRUNER-COX LLP |
| Accountancy firm EIN | 2012-11-30 | 340641962 |
| 2011 : FERRIOT INC HOURLY RATED EMPLOYEES 401K PLAN 2011 401k financial data |
|---|
| Total income from all sources (including contributions) | 2011-11-30 | $323,620 |
| Total of all expenses incurred | 2011-11-30 | $347,723 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-11-30 | $333,365 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-11-30 | $178,453 |
| Value of total assets at end of year | 2011-11-30 | $3,227,216 |
| Value of total assets at beginning of year | 2011-11-30 | $3,251,319 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-11-30 | $14,358 |
| Total interest from all sources | 2011-11-30 | $60,807 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-11-30 | No |
| Was this plan covered by a fidelity bond | 2011-11-30 | Yes |
| Value of fidelity bond cover | 2011-11-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2011-11-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2011-11-30 | No |
| Contributions received from participants | 2011-11-30 | $89,044 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-11-30 | No |
| Value of net income/loss | 2011-11-30 | $-24,103 |
| Value of net assets at end of year (total assets less liabilities) | 2011-11-30 | $3,227,216 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-11-30 | $3,251,319 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-11-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-11-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-11-30 | No |
| Investment advisory and management fees | 2011-11-30 | $14,358 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-11-30 | $2,603,685 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-11-30 | $2,643,162 |
| Interest earned on other investments | 2011-11-30 | $60,807 |
| Value of interest in common/collective trusts at end of year | 2011-11-30 | $584,588 |
| Value of interest in common/collective trusts at beginning of year | 2011-11-30 | $564,565 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-11-30 | $84,360 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-11-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-11-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-11-30 | No |
| Contributions received in cash from employer | 2011-11-30 | $89,409 |
| Employer contributions (assets) at end of year | 2011-11-30 | $38,943 |
| Employer contributions (assets) at beginning of year | 2011-11-30 | $43,592 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-11-30 | $333,365 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-11-30 | No |
| Did the plan have assets held for investment | 2011-11-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-11-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-11-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-11-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-11-30 | Disclaimer |
| Accountancy firm name | 2011-11-30 | BRUNER-COX LLP |
| Accountancy firm EIN | 2011-11-30 | 340641962 |
| 2010 : FERRIOT INC HOURLY RATED EMPLOYEES 401K PLAN 2010 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-11-30 | $0 |
