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Plan Name | THE JAMES B. OSWALD COMPANY EMPLOYEE STOCK OWNERSHIP PLAN |
Plan identification number | 002 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
|
Company Name: | JAMES B. OSWALD COMPANY |
Employer identification number (EIN): | 340445620 |
NAIC Classification: | 524210 |
NAIC Description: | Insurance Agencies and Brokerages |
Additional information about JAMES B. OSWALD COMPANY
Jurisdiction of Incorporation: | Ohio Secretary of State Business Services Division |
Incorporation Date: | 1915-08-16 |
Company Identification Number: | 44583 |
Legal Registered Office Address: |
1100 SUPERIOR AVENUE SUITE 1100 CLEVELAND United States of America (USA) 44114 |
More information about JAMES B. OSWALD COMPANY
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
002 | 2019-01-01 | ||||
002 | 2018-01-01 | ||||
002 | 2017-01-01 | DENISE TAPP | |||
002 | 2016-01-01 | DENISE TAPP | |||
002 | 2015-01-01 | DENISE TAPP | |||
002 | 2014-01-01 | DENISE TAPP | |||
002 | 2013-01-01 | DENISE TAPP | |||
002 | 2012-01-01 | DENISE TAPP | |||
002 | 2011-01-01 | DENISE TAPP | DENISE TAPP | 2012-10-15 | |
002 | 2010-01-01 | DENISE TAPP | DENISE TAPP | 2011-10-17 |
Measure | Date | Value |
---|---|---|
2019: THE JAMES B. OSWALD COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k membership | ||
Total participants, beginning-of-year | 2019-01-01 | 428 |
Total number of active participants reported on line 7a of the Form 5500 | 2019-01-01 | 0 |
Number of retired or separated participants receiving benefits | 2019-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2019-01-01 | 0 |
Total of all active and inactive participants | 2019-01-01 | 0 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-01-01 | 0 |
Total participants | 2019-01-01 | 0 |
Number of participants with account balances | 2019-01-01 | 0 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-01-01 | 21 |
2018: THE JAMES B. OSWALD COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k membership | ||
Total participants, beginning-of-year | 2018-01-01 | 407 |
Total number of active participants reported on line 7a of the Form 5500 | 2018-01-01 | 345 |
Number of retired or separated participants receiving benefits | 2018-01-01 | 1 |
Number of other retired or separated participants entitled to future benefits | 2018-01-01 | 81 |
Total of all active and inactive participants | 2018-01-01 | 427 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-01-01 | 1 |
Total participants | 2018-01-01 | 428 |
Number of participants with account balances | 2018-01-01 | 375 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-01-01 | 15 |
2017: THE JAMES B. OSWALD COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k membership | ||
Total participants, beginning-of-year | 2017-01-01 | 382 |
Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 342 |
Number of retired or separated participants receiving benefits | 2017-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 65 |
Total of all active and inactive participants | 2017-01-01 | 407 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 0 |
Total participants | 2017-01-01 | 407 |
Number of participants with account balances | 2017-01-01 | 399 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 25 |
2016: THE JAMES B. OSWALD COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k membership | ||
Total participants, beginning-of-year | 2016-01-01 | 365 |
Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 335 |
Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 47 |
Total of all active and inactive participants | 2016-01-01 | 382 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
Total participants | 2016-01-01 | 382 |
Number of participants with account balances | 2016-01-01 | 371 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 13 |
2015: THE JAMES B. OSWALD COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k membership | ||
Total participants, beginning-of-year | 2015-01-01 | 372 |
Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 326 |
Number of retired or separated participants receiving benefits | 2015-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 39 |
Total of all active and inactive participants | 2015-01-01 | 365 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
Total participants | 2015-01-01 | 365 |
Number of participants with account balances | 2015-01-01 | 355 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 8 |
2014: THE JAMES B. OSWALD COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k membership | ||
Total participants, beginning-of-year | 2014-01-01 | 363 |
Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 330 |
Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 42 |
Total of all active and inactive participants | 2014-01-01 | 372 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
Total participants | 2014-01-01 | 372 |
Number of participants with account balances | 2014-01-01 | 363 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 16 |
2013: THE JAMES B. OSWALD COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k membership | ||
Total participants, beginning-of-year | 2013-01-01 | 344 |
Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 315 |
Number of retired or separated participants receiving benefits | 2013-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 48 |
Total of all active and inactive participants | 2013-01-01 | 363 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-01-01 | 0 |
Total participants | 2013-01-01 | 363 |
Number of participants with account balances | 2013-01-01 | 357 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 12 |
2012: THE JAMES B. OSWALD COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k membership | ||
Total participants, beginning-of-year | 2012-01-01 | 330 |
Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 288 |
Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 56 |
Total of all active and inactive participants | 2012-01-01 | 344 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
Total participants | 2012-01-01 | 344 |
Number of participants with account balances | 2012-01-01 | 339 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 21 |
2011: THE JAMES B. OSWALD COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k membership | ||
Total participants, beginning-of-year | 2011-01-01 | 294 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 262 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 67 |
Total of all active and inactive participants | 2011-01-01 | 329 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 1 |
Total participants | 2011-01-01 | 330 |
Number of participants with account balances | 2011-01-01 | 325 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 20 |
2010: THE JAMES B. OSWALD COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k membership | ||
Total participants, beginning-of-year | 2010-01-01 | 278 |
Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 220 |
Number of retired or separated participants receiving benefits | 2010-01-01 | 4 |
Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 70 |
Total of all active and inactive participants | 2010-01-01 | 294 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-01-01 | 0 |
Total participants | 2010-01-01 | 294 |
Number of participants with account balances | 2010-01-01 | 290 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-01-01 | 31 |
Measure | Date | Value |
---|---|---|
2019 : THE JAMES B. OSWALD COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2019 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2019-12-31 | $5,317,489 |
Unrealized appreciation/depreciation of other (non real estate) assets | 2019-12-31 | $5,317,489 |
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $5,317,489 |
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $5,317,489 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $690,000 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $690,000 |
Total income from all sources (including contributions) | 2019-12-31 | $6,003,485 |
Total income from all sources (including contributions) | 2019-12-31 | $6,003,485 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $47,736,664 |
Total of all expenses incurred | 2019-12-31 | $47,736,664 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $47,736,664 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $47,736,664 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $0 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $0 |
Value of total assets at end of year | 2019-12-31 | $0 |
Value of total assets at end of year | 2019-12-31 | $0 |
Value of total assets at beginning of year | 2019-12-31 | $42,423,179 |
Value of total assets at beginning of year | 2019-12-31 | $42,423,179 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $0 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $0 |
Total interest from all sources | 2019-12-31 | $56,130 |
Total interest from all sources | 2019-12-31 | $56,130 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $610,634 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $610,634 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | Yes |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | Yes |
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2019-12-31 | $0 |
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2019-12-31 | $0 |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $7,744 |
Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $7,744 |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $1,000,000 |
Value of fidelity bond cover | 2019-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2019-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2019-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2019-12-31 | $690,000 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2019-12-31 | $690,000 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $-41,733,179 |
Value of net income/loss | 2019-12-31 | $-41,733,179 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $0 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $0 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $41,733,179 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $41,733,179 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $471,148 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $471,148 |
Income. Interest from US Government securities | 2019-12-31 | $6,008 |
Income. Interest from US Government securities | 2019-12-31 | $6,008 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $0 |
Value of interest in common/collective trusts at end of year | 2019-12-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $0 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-12-31 | $50,122 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-12-31 | $50,122 |
Asset value of US Government securities at end of year | 2019-12-31 | $0 |
Asset value of US Government securities at end of year | 2019-12-31 | $0 |
Asset value of US Government securities at beginning of year | 2019-12-31 | $50,122 |
Asset value of US Government securities at beginning of year | 2019-12-31 | $50,122 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $19,232 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $19,232 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Assets. Invements in employer securities at end of year | 2019-12-31 | $0 |
Assets. Invements in employer securities at end of year | 2019-12-31 | $0 |
Assets. Invements in employer securities at beginning of year | 2019-12-31 | $40,800,188 |
Assets. Invements in employer securities at beginning of year | 2019-12-31 | $40,800,188 |
Employer contributions (assets) at end of year | 2019-12-31 | $0 |
Employer contributions (assets) at end of year | 2019-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $1,101,721 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $1,101,721 |
Income. Dividends from common stock | 2019-12-31 | $602,890 |
Income. Dividends from common stock | 2019-12-31 | $602,890 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $47,736,664 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $47,736,664 |
Did the plan have assets held for investment | 2019-12-31 | No |
Did the plan have assets held for investment | 2019-12-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | Yes |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | MALONEY & NOVOTNY |
Accountancy firm name | 2019-12-31 | MALONEY & NOVOTNY |
Accountancy firm EIN | 2019-12-31 | 340677006 |
Accountancy firm EIN | 2019-12-31 | 340677006 |
2018 : THE JAMES B. OSWALD COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2018 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2018-12-31 | $2,606,355 |
Total unrealized appreciation/depreciation of assets | 2018-12-31 | $2,606,355 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $690,000 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $4,564,544 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $2,227,344 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $2,227,344 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $1,101,721 |
Value of total assets at end of year | 2018-12-31 | $42,423,179 |
Value of total assets at beginning of year | 2018-12-31 | $39,395,979 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $0 |
Total interest from all sources | 2018-12-31 | $4,222 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $888,725 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $14,829 |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2018-12-31 | $690,000 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2018-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $2,337,200 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $41,733,179 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $39,395,979 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $471,148 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $752,797 |
Income. Interest from US Government securities | 2018-12-31 | $4,222 |
Value of interest in common/collective trusts at end of year | 2018-12-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $0 |
Asset value of US Government securities at end of year | 2018-12-31 | $50,122 |
Asset value of US Government securities at beginning of year | 2018-12-31 | $178,934 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-36,479 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Assets. Invements in employer securities at end of year | 2018-12-31 | $40,800,188 |
Assets. Invements in employer securities at beginning of year | 2018-12-31 | $38,193,833 |
Contributions received in cash from employer | 2018-12-31 | $1,101,721 |
Employer contributions (assets) at end of year | 2018-12-31 | $1,101,721 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $270,415 |
Income. Dividends from common stock | 2018-12-31 | $873,896 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $2,227,344 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | MALONEY & NOVOTNY |
Accountancy firm EIN | 2018-12-31 | 340677006 |
2017 : THE JAMES B. OSWALD COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2017 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2017-12-31 | $7,135,893 |
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $7,135,893 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $69,000 |
Total income from all sources (including contributions) | 2017-12-31 | $8,875,664 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $2,655,249 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $2,655,249 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $1,070,415 |
Value of total assets at end of year | 2017-12-31 | $39,395,979 |
Value of total assets at beginning of year | 2017-12-31 | $33,244,564 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $0 |
Total interest from all sources | 2017-12-31 | $2,141 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $569,200 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $17,266 |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2017-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-12-31 | $69,000 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $6,220,415 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $39,395,979 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $33,175,564 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $752,797 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $0 |
Income. Interest from US Government securities | 2017-12-31 | $2,141 |
Value of interest in common/collective trusts at end of year | 2017-12-31 | $0 |
Value of interest in common/collective trusts at beginning of year | 2017-12-31 | $959,629 |
Asset value of US Government securities at end of year | 2017-12-31 | $178,934 |
Asset value of US Government securities at beginning of year | 2017-12-31 | $192,652 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $66,707 |
Net investment gain or loss from common/collective trusts | 2017-12-31 | $31,308 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Assets. Invements in employer securities at end of year | 2017-12-31 | $38,193,833 |
Assets. Invements in employer securities at beginning of year | 2017-12-31 | $31,126,815 |
Contributions received in cash from employer | 2017-12-31 | $1,070,415 |
Employer contributions (assets) at end of year | 2017-12-31 | $270,415 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $965,468 |
Income. Dividends from common stock | 2017-12-31 | $551,934 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $2,655,249 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | MALONEY & NOVOTNY |
Accountancy firm EIN | 2017-12-31 | 340677006 |
2016 : THE JAMES B. OSWALD COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2016 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2016-12-31 | $2,896,089 |
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $2,896,089 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $69,000 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $4,365,148 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $1,399,135 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $1,399,135 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $965,468 |
Value of total assets at end of year | 2016-12-31 | $33,244,564 |
Value of total assets at beginning of year | 2016-12-31 | $30,209,551 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $0 |
Total interest from all sources | 2016-12-31 | $481 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $462,353 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-12-31 | $69,000 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $2,966,013 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $33,175,564 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $30,209,551 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Income. Interest from US Government securities | 2016-12-31 | $481 |
Value of interest in common/collective trusts at end of year | 2016-12-31 | $959,629 |
Value of interest in common/collective trusts at beginning of year | 2016-12-31 | $637,906 |
Asset value of US Government securities at end of year | 2016-12-31 | $192,652 |
Asset value of US Government securities at beginning of year | 2016-12-31 | $305,955 |
Net investment gain or loss from common/collective trusts | 2016-12-31 | $40,757 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Assets. Invements in employer securities at end of year | 2016-12-31 | $31,126,815 |
Assets. Invements in employer securities at beginning of year | 2016-12-31 | $28,419,506 |
Contributions received in cash from employer | 2016-12-31 | $965,468 |
Employer contributions (assets) at end of year | 2016-12-31 | $965,468 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $846,184 |
Income. Dividends from common stock | 2016-12-31 | $462,353 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $1,399,135 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | MALONEY & NOVOTNY |
Accountancy firm EIN | 2016-12-31 | 340677006 |
2015 : THE JAMES B. OSWALD COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2015 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2015-12-31 | $2,213,815 |
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $2,213,815 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $3,446,952 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $3,158,809 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $3,158,809 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $846,184 |
Value of total assets at end of year | 2015-12-31 | $30,209,551 |
Value of total assets at beginning of year | 2015-12-31 | $29,921,408 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $0 |
Total interest from all sources | 2015-12-31 | $338 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $435,428 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $288,143 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $30,209,551 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $29,921,408 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Income. Interest from US Government securities | 2015-12-31 | $338 |
Value of interest in common/collective trusts at end of year | 2015-12-31 | $637,906 |
Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $986,720 |
Asset value of US Government securities at end of year | 2015-12-31 | $305,955 |
Asset value of US Government securities at beginning of year | 2015-12-31 | $223,751 |
Net investment gain or loss from common/collective trusts | 2015-12-31 | $-48,813 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Assets. Invements in employer securities at end of year | 2015-12-31 | $28,419,506 |
Assets. Invements in employer securities at beginning of year | 2015-12-31 | $27,948,558 |
Contributions received in cash from employer | 2015-12-31 | $846,184 |
Employer contributions (assets) at end of year | 2015-12-31 | $846,184 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $762,379 |
Income. Dividends from common stock | 2015-12-31 | $435,428 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $3,158,809 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | MALONEY & NOVOTNY |
Accountancy firm EIN | 2015-12-31 | 340677006 |
2014 : THE JAMES B. OSWALD COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2014 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2014-12-31 | $5,719,180 |
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $5,719,180 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $125,000 |
Total income from all sources (including contributions) | 2014-12-31 | $6,919,755 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $865,967 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $865,967 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $762,379 |
Value of total assets at end of year | 2014-12-31 | $29,921,408 |
Value of total assets at beginning of year | 2014-12-31 | $23,992,620 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $0 |
Total interest from all sources | 2014-12-31 | $100 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $395,928 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-12-31 | $0 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-12-31 | $125,000 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $6,053,788 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $29,921,408 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $23,867,620 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Income. Interest from US Government securities | 2014-12-31 | $100 |
Value of interest in common/collective trusts at end of year | 2014-12-31 | $986,720 |
Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $897,540 |
Asset value of US Government securities at end of year | 2014-12-31 | $223,751 |
Asset value of US Government securities at beginning of year | 2014-12-31 | $47,012 |
Net investment gain or loss from common/collective trusts | 2014-12-31 | $42,168 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Assets. Invements in employer securities at end of year | 2014-12-31 | $27,948,558 |
Assets. Invements in employer securities at beginning of year | 2014-12-31 | $22,354,356 |
Contributions received in cash from employer | 2014-12-31 | $762,379 |
Employer contributions (assets) at end of year | 2014-12-31 | $762,379 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $693,712 |
Income. Dividends from common stock | 2014-12-31 | $395,928 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $865,967 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | MALONEY & NOVOTNY |
Accountancy firm EIN | 2014-12-31 | 340677006 |
2013 : THE JAMES B. OSWALD COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2013 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2013-12-31 | $3,517,027 |
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $3,517,027 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $125,000 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $4,635,712 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $1,296,627 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $1,296,627 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $693,712 |
Value of total assets at end of year | 2013-12-31 | $23,992,620 |
Value of total assets at beginning of year | 2013-12-31 | $20,528,535 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $0 |
Total interest from all sources | 2013-12-31 | $432 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $331,795 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-12-31 | $125,000 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $3,339,085 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $23,867,620 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $20,528,535 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Income. Interest from US Government securities | 2013-12-31 | $432 |
Value of interest in common/collective trusts at end of year | 2013-12-31 | $897,540 |
Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $0 |
Asset value of US Government securities at end of year | 2013-12-31 | $47,012 |
Asset value of US Government securities at beginning of year | 2013-12-31 | $1,061,206 |
Net investment gain or loss from common/collective trusts | 2013-12-31 | $92,746 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Assets. Invements in employer securities at end of year | 2013-12-31 | $22,354,356 |
Assets. Invements in employer securities at beginning of year | 2013-12-31 | $18,837,329 |
Contributions received in cash from employer | 2013-12-31 | $693,712 |
Employer contributions (assets) at end of year | 2013-12-31 | $693,712 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $630,000 |
Income. Dividends from common stock | 2013-12-31 | $331,795 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $1,296,627 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | MALONEY & NOVOTNY |
Accountancy firm EIN | 2013-12-31 | 340677006 |
2012 : THE JAMES B. OSWALD COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2012 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $3,110,910 |
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $3,110,910 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $4,542,044 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $2,142,248 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $2,142,248 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $1,230,000 |
Value of total assets at end of year | 2012-12-31 | $20,528,535 |
Value of total assets at beginning of year | 2012-12-31 | $18,128,739 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $0 |
Total interest from all sources | 2012-12-31 | $2,057 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $199,077 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $2,399,796 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $20,528,535 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $18,128,739 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Income. Interest from US Government securities | 2012-12-31 | $2,057 |
Asset value of US Government securities at end of year | 2012-12-31 | $1,061,206 |
Asset value of US Government securities at beginning of year | 2012-12-31 | $879,046 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Assets. Invements in employer securities at end of year | 2012-12-31 | $18,837,329 |
Assets. Invements in employer securities at beginning of year | 2012-12-31 | $16,249,693 |
Contributions received in cash from employer | 2012-12-31 | $1,230,000 |
Employer contributions (assets) at end of year | 2012-12-31 | $630,000 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $1,000,000 |
Income. Dividends from common stock | 2012-12-31 | $199,077 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $2,142,248 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | MALONEY & NOVOTNY |
Accountancy firm EIN | 2012-12-31 | 340677006 |
2011 : THE JAMES B. OSWALD COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2011 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $2,457,441 |
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $2,457,441 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $1,040 |
Total income from all sources (including contributions) | 2011-12-31 | $3,460,080 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $908,368 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $908,368 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $1,000,000 |
Value of total assets at end of year | 2011-12-31 | $18,128,739 |
Value of total assets at beginning of year | 2011-12-31 | $15,578,067 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $0 |
Total interest from all sources | 2011-12-31 | $2,639 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $1,040 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $2,551,712 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $18,128,739 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $15,577,027 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Income. Interest from US Government securities | 2011-12-31 | $2,639 |
Asset value of US Government securities at end of year | 2011-12-31 | $879,046 |
Asset value of US Government securities at beginning of year | 2011-12-31 | $1,647,312 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Assets. Invements in employer securities at end of year | 2011-12-31 | $16,249,693 |
Assets. Invements in employer securities at beginning of year | 2011-12-31 | $13,792,252 |
Contributions received in cash from employer | 2011-12-31 | $1,000,000 |
Employer contributions (assets) at end of year | 2011-12-31 | $1,000,000 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $138,503 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $908,368 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | MALONEY & NOVOTNY |
Accountancy firm EIN | 2011-12-31 | 340677006 |
2010 : THE JAMES B. OSWALD COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2010 401k financial data | ||
Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $1,571,074 |
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $1,571,074 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $1,040 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $1,040 |
Total income from all sources (including contributions) | 2010-12-31 | $2,682,470 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $1,497,125 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $1,497,125 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $1,100,000 |
Value of total assets at end of year | 2010-12-31 | $15,578,067 |
Value of total assets at beginning of year | 2010-12-31 | $14,392,722 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $0 |
Total interest from all sources | 2010-12-31 | $1,947 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $1,000,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $1,040 |
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $1,040 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Income. Non cash contributions | 2010-12-31 | $961,497 |
Value of net income/loss | 2010-12-31 | $1,185,345 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $15,577,027 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $14,391,682 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $172,423 |
Income. Interest from US Government securities | 2010-12-31 | $1,947 |
Asset value of US Government securities at end of year | 2010-12-31 | $1,647,312 |
Asset value of US Government securities at beginning of year | 2010-12-31 | $616,852 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $9,449 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Assets. Invements in employer securities at end of year | 2010-12-31 | $13,792,252 |
Assets. Invements in employer securities at beginning of year | 2010-12-31 | $12,103,447 |
Contributions received in cash from employer | 2010-12-31 | $138,503 |
Employer contributions (assets) at end of year | 2010-12-31 | $138,503 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $1,500,000 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $1,497,125 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | MALONEY & NOVOTNY |
Accountancy firm EIN | 2010-12-31 | 340677006 |
2019: THE JAMES B. OSWALD COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2019 form 5500 responses | ||
---|---|---|
2019-01-01 | Type of plan entity | Single employer plan |
2019-01-01 | Submission has been amended | No |
2019-01-01 | This submission is the final filing | Yes |
2019-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2019-01-01 | Plan is a collectively bargained plan | No |
2019-01-01 | Plan funding arrangement – Trust | Yes |
2019-01-01 | Plan benefit arrangement - Trust | Yes |
2018: THE JAMES B. OSWALD COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2018 form 5500 responses | ||
2018-01-01 | Type of plan entity | Single employer plan |
2018-01-01 | Submission has been amended | No |
2018-01-01 | This submission is the final filing | No |
2018-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2018-01-01 | Plan is a collectively bargained plan | No |
2018-01-01 | Plan funding arrangement – Trust | Yes |
2018-01-01 | Plan benefit arrangement - Trust | Yes |
2017: THE JAMES B. OSWALD COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2017 form 5500 responses | ||
2017-01-01 | Type of plan entity | Single employer plan |
2017-01-01 | Submission has been amended | No |
2017-01-01 | This submission is the final filing | No |
2017-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2017-01-01 | Plan is a collectively bargained plan | No |
2017-01-01 | Plan funding arrangement – Trust | Yes |
2017-01-01 | Plan benefit arrangement - Trust | Yes |
2016: THE JAMES B. OSWALD COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2016 form 5500 responses | ||
2016-01-01 | Type of plan entity | Single employer plan |
2016-01-01 | Submission has been amended | No |
2016-01-01 | This submission is the final filing | No |
2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2016-01-01 | Plan is a collectively bargained plan | No |
2016-01-01 | Plan funding arrangement – Trust | Yes |
2016-01-01 | Plan benefit arrangement - Trust | Yes |
2015: THE JAMES B. OSWALD COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2015 form 5500 responses | ||
2015-01-01 | Type of plan entity | Single employer plan |
2015-01-01 | Submission has been amended | No |
2015-01-01 | This submission is the final filing | No |
2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2015-01-01 | Plan is a collectively bargained plan | No |
2015-01-01 | Plan funding arrangement – Trust | Yes |
2015-01-01 | Plan benefit arrangement - Trust | Yes |
2014: THE JAMES B. OSWALD COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2014 form 5500 responses | ||
2014-01-01 | Type of plan entity | Single employer plan |
2014-01-01 | Submission has been amended | No |
2014-01-01 | This submission is the final filing | No |
2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2014-01-01 | Plan is a collectively bargained plan | No |
2014-01-01 | Plan funding arrangement – Trust | Yes |
2014-01-01 | Plan benefit arrangement - Trust | Yes |
2013: THE JAMES B. OSWALD COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2013 form 5500 responses | ||
2013-01-01 | Type of plan entity | Single employer plan |
2013-01-01 | Submission has been amended | No |
2013-01-01 | This submission is the final filing | No |
2013-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2013-01-01 | Plan is a collectively bargained plan | No |
2013-01-01 | Plan funding arrangement – Trust | Yes |
2013-01-01 | Plan benefit arrangement - Trust | Yes |
2012: THE JAMES B. OSWALD COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2012 form 5500 responses | ||
2012-01-01 | Type of plan entity | Single employer plan |
2012-01-01 | Submission has been amended | No |
2012-01-01 | This submission is the final filing | No |
2012-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2012-01-01 | Plan is a collectively bargained plan | No |
2012-01-01 | Plan funding arrangement – Trust | Yes |
2012-01-01 | Plan benefit arrangement - Trust | Yes |
2011: THE JAMES B. OSWALD COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2011 form 5500 responses | ||
2011-01-01 | Type of plan entity | Single employer plan |
2011-01-01 | Submission has been amended | No |
2011-01-01 | This submission is the final filing | No |
2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2011-01-01 | Plan is a collectively bargained plan | No |
2011-01-01 | Plan funding arrangement – Trust | Yes |
2011-01-01 | Plan benefit arrangement - Trust | Yes |
2010: THE JAMES B. OSWALD COMPANY EMPLOYEE STOCK OWNERSHIP PLAN 2010 form 5500 responses | ||
2010-01-01 | Type of plan entity | Single employer plan |
2010-01-01 | Submission has been amended | No |
2010-01-01 | This submission is the final filing | No |
2010-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2010-01-01 | Plan is a collectively bargained plan | No |
2010-01-01 | Plan funding arrangement – Trust | Yes |
2010-01-01 | Plan benefit arrangement - Trust | Yes |