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SMITH DAIRY 401(K) SAVINGS PLAN 401k Plan overview

Plan NameSMITH DAIRY 401(K) SAVINGS PLAN
Plan identification number 005

SMITH DAIRY 401(K) SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

SMITHFOODS INC. has sponsored the creation of one or more 401k plans.

Company Name:SMITHFOODS INC.
Employer identification number (EIN):340536210
NAIC Classification:311500
NAIC Description: Dairy Product Manufacturing

Additional information about SMITHFOODS INC.

Jurisdiction of Incorporation: Ohio Secretary of State Business Services Division
Incorporation Date: 1930-03-04
Company Identification Number: 140607
Legal Registered Office Address: PO BOX 87
-
ORRVILLE
United States of America (USA)
44667

More information about SMITHFOODS INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SMITH DAIRY 401(K) SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0052016-01-01AMY MILLER
0052015-01-01DONNA CRANDALL
0052014-01-01DONNA CRANDALL
0052013-01-01AMY MILLER
0052012-01-01AMY MILLER
0052012-01-01AMY MILLER
0052011-01-01AMY MILLER
0052010-01-01STEPHEN HINES
0052009-01-01STEPHEN HINES

Plan Statistics for SMITH DAIRY 401(K) SAVINGS PLAN

401k plan membership statisitcs for SMITH DAIRY 401(K) SAVINGS PLAN

Measure Date Value
2016: SMITH DAIRY 401(K) SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01313
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-010
Number of participants with account balances2016-01-010
2015: SMITH DAIRY 401(K) SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01406
Total number of active participants reported on line 7a of the Form 55002015-01-01482
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-011
Total of all active and inactive participants2015-01-01483
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01483
Number of participants with account balances2015-01-01242
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: SMITH DAIRY 401(K) SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01337
Total number of active participants reported on line 7a of the Form 55002014-01-01289
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0124
Total of all active and inactive participants2014-01-01313
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01313
Number of participants with account balances2014-01-01252
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-015
2013: SMITH DAIRY 401(K) SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01362
Total number of active participants reported on line 7a of the Form 55002013-01-01295
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0129
Total of all active and inactive participants2013-01-01324
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01324
Number of participants with account balances2013-01-01267
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-011
2012: SMITH DAIRY 401(K) SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01366
Total number of active participants reported on line 7a of the Form 55002012-01-01327
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0135
Total of all active and inactive participants2012-01-01362
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01362
Number of participants with account balances2012-01-01268
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: SMITH DAIRY 401(K) SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01421
Total number of active participants reported on line 7a of the Form 55002011-01-01338
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0127
Total of all active and inactive participants2011-01-01365
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01365
Number of participants with account balances2011-01-01365
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: SMITH DAIRY 401(K) SAVINGS PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01547
Total number of active participants reported on line 7a of the Form 55002010-01-01410
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0111
Total of all active and inactive participants2010-01-01421
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01421
Number of participants with account balances2010-01-01421
2009: SMITH DAIRY 401(K) SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01541
Total number of active participants reported on line 7a of the Form 55002009-01-01501
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0146
Total of all active and inactive participants2009-01-01547
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01547
Number of participants with account balances2009-01-01422
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on SMITH DAIRY 401(K) SAVINGS PLAN

Measure Date Value
2016 : SMITH DAIRY 401(K) SAVINGS PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-01-06$0
Total transfer of assets from this plan2016-01-06$12,560,132
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-01-06$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-01-06$0
Total income from all sources (including contributions)2016-01-06$-570,187
Total loss/gain on sale of assets2016-01-06$0
Total of all expenses incurred2016-01-06$19,176
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-01-06$19,076
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-01-06$34,323
Value of total assets at end of year2016-01-06$0
Value of total assets at beginning of year2016-01-06$13,149,495
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-01-06$100
Total interest from all sources2016-01-06$571
Total dividends received (eg from common stock, registered investment company shares)2016-01-06$743
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-01-06Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2016-01-06$0
Total dividends received from registered investment company shares (eg mutual funds)2016-01-06$743
Was this plan covered by a fidelity bond2016-01-06Yes
Value of fidelity bond cover2016-01-06$500,000
If this is an individual account plan, was there a blackout period2016-01-06Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-01-06$0
Were there any nonexempt tranactions with any party-in-interest2016-01-06No
Contributions received from participants2016-01-06$26,339
Participant contributions at end of year2016-01-06$0
Participant contributions at beginning of year2016-01-06$367,326
Administrative expenses (other) incurred2016-01-06$100
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-01-06No
Value of net income/loss2016-01-06$-589,363
Value of net assets at end of year (total assets less liabilities)2016-01-06$0
Value of net assets at beginning of year (total assets less liabilities)2016-01-06$13,149,495
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-01-06No
Were any loans by the plan or fixed income obligations due to the plan in default2016-01-06No
Were any leases to which the plan was party in default or uncollectible2016-01-06No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-01-06$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-01-06$12,447,206
Interest earned on other investments2016-01-06$571
Value of interest in common/collective trusts at end of year2016-01-06$0
Value of interest in common/collective trusts at beginning of year2016-01-06$334,963
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-01-06$-605,824
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-01-06No
Was there a failure to transmit to the plan any participant contributions2016-01-06No
Has the plan failed to provide any benefit when due under the plan2016-01-06No
Contributions received in cash from employer2016-01-06$7,984
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-01-06$19,076
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-01-06Yes
Did the plan have assets held for investment2016-01-06No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-01-06No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-01-06Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-01-06Yes
Opinion of an independent qualified public accountant for this plan2016-01-06Disclaimer
Accountancy firm name2016-01-06CLIFTONLARSONALLEN LLP
Accountancy firm EIN2016-01-06410746749
2015 : SMITH DAIRY 401(K) SAVINGS PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total transfer of assets to this plan2015-12-31$0
Total transfer of assets from this plan2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,036,699
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$1,659,066
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$1,630,602
Expenses. Certain deemed distributions of participant loans2015-12-31$1,057
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,016,574
Value of total assets at end of year2015-12-31$13,149,495
Value of total assets at beginning of year2015-12-31$13,771,862
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$27,407
Total interest from all sources2015-12-31$14,673
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$600,438
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$600,438
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$720,339
Participant contributions at end of year2015-12-31$367,326
Participant contributions at beginning of year2015-12-31$306,192
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$74,000
Other income not declared elsewhere2015-12-31$16,350
Administrative expenses (other) incurred2015-12-31$27,407
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-622,367
Value of net assets at end of year (total assets less liabilities)2015-12-31$13,149,495
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$13,771,862
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$12,447,206
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$13,149,824
Interest on participant loans2015-12-31$14,673
Value of interest in common/collective trusts at end of year2015-12-31$334,963
Value of interest in common/collective trusts at beginning of year2015-12-31$315,846
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-614,690
Net investment gain or loss from common/collective trusts2015-12-31$3,354
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$222,235
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$1,630,602
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
2014 : SMITH DAIRY 401(K) SAVINGS PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total transfer of assets from this plan2014-12-31$614,057
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,591,613
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,784,379
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,736,343
Expenses. Certain deemed distributions of participant loans2014-12-31$11,662
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$856,870
Value of total assets at end of year2014-12-31$13,771,862
Value of total assets at beginning of year2014-12-31$14,578,685
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$36,374
Total interest from all sources2014-12-31$11,476
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$507,892
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$507,892
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$661,903
Participant contributions at end of year2014-12-31$306,192
Participant contributions at beginning of year2014-12-31$330,913
Administrative expenses (other) incurred2014-12-31$36,374
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-192,766
Value of net assets at end of year (total assets less liabilities)2014-12-31$13,771,862
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$14,578,685
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$13,149,824
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$12,940,738
Interest on participant loans2014-12-31$11,476
Value of interest in common/collective trusts at end of year2014-12-31$315,846
Value of interest in common/collective trusts at beginning of year2014-12-31$1,302,120
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$4,914
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$4,914
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$213,549
Net investment gain or loss from common/collective trusts2014-12-31$1,826
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$194,967
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,736,343
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31Yes
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BRUNER COX LLP
Accountancy firm EIN2014-12-31340641962
2013 : SMITH DAIRY 401(K) SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$2,394,851
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$597,652
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$592,434
Expenses. Certain deemed distributions of participant loans2013-12-31$0
Value of total corrective distributions2013-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,024,984
Value of total assets at end of year2013-12-31$14,578,685
Value of total assets at beginning of year2013-12-31$12,781,486
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$5,218
Total interest from all sources2013-12-31$16,549
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$576,232
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$576,232
Administrative expenses professional fees incurred2013-12-31$0
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$615,733
Participant contributions at end of year2013-12-31$330,913
Participant contributions at beginning of year2013-12-31$371,045
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$209,527
Other income not declared elsewhere2013-12-31$9
Administrative expenses (other) incurred2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,797,199
Value of net assets at end of year (total assets less liabilities)2013-12-31$14,578,685
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$12,781,486
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$12,940,738
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$10,863,569
Interest on participant loans2013-12-31$16,549
Interest earned on other investments2013-12-31$0
Value of interest in common/collective trusts at end of year2013-12-31$1,302,120
Value of interest in common/collective trusts at beginning of year2013-12-31$1,386,726
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$4,914
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$5,402
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$5,402
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$777,077
Net investment gain/loss from pooled separate accounts2013-12-31$0
Net investment gain or loss from common/collective trusts2013-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$199,724
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$154,744
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$592,434
Contract administrator fees2013-12-31$5,218
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$0
Aggregate carrying amount (costs) on sale of assets2013-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BRUNER COX LLP
Accountancy firm EIN2013-12-31340641962
2012 : SMITH DAIRY 401(K) SAVINGS PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$0
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$2,210,816
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,328,029
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,321,825
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,017,769
Value of total assets at end of year2012-12-31$12,781,486
Value of total assets at beginning of year2012-12-31$11,898,699
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$6,204
Total interest from all sources2012-12-31$19,092
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$426,851
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$426,851
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$622,982
Participant contributions at end of year2012-12-31$371,045
Participant contributions at beginning of year2012-12-31$391,704
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$35,796
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$882,787
Value of net assets at end of year (total assets less liabilities)2012-12-31$12,781,486
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$11,898,699
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$6,204
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$10,863,569
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$9,748,455
Interest on participant loans2012-12-31$19,092
Value of interest in common/collective trusts at end of year2012-12-31$1,386,726
Value of interest in common/collective trusts at beginning of year2012-12-31$1,607,538
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$5,402
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$3,700
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$3,700
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$747,104
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$358,991
Employer contributions (assets) at end of year2012-12-31$154,744
Employer contributions (assets) at beginning of year2012-12-31$147,302
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,321,825
Contract administrator fees2012-12-31$6,204
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BRUNER COX LLP
Accountancy firm EIN2012-12-31340641962
2011 : SMITH DAIRY 401(K) SAVINGS PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$0
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets from this plan2011-12-31$7,697,711
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$20,713
Total income from all sources (including contributions)2011-12-31$1,001,732
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$639,554
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$611,423
Expenses. Certain deemed distributions of participant loans2011-12-31$13,880
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$986,343
Value of total assets at end of year2011-12-31$11,898,699
Value of total assets at beginning of year2011-12-31$19,254,945
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$14,251
Total interest from all sources2011-12-31$21,930
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$315,352
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$315,352
Administrative expenses professional fees incurred2011-12-31$0
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$636,164
Participant contributions at end of year2011-12-31$391,704
Participant contributions at beginning of year2011-12-31$558,826
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$2,677
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$1,019
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$20,713
Administrative expenses (other) incurred2011-12-31$2,030
Total non interest bearing cash at end of year2011-12-31$0
Total non interest bearing cash at beginning of year2011-12-31$20,893
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$362,178
Value of net assets at end of year (total assets less liabilities)2011-12-31$11,898,699
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$19,234,232
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$6,183
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$9,748,455
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$16,048,757
Interest on participant loans2011-12-31$21,921
Value of interest in common/collective trusts at end of year2011-12-31$1,607,538
Value of interest in common/collective trusts at beginning of year2011-12-31$2,265,242
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$3,700
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$109,245
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$109,245
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$9
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-321,893
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$349,160
Employer contributions (assets) at end of year2011-12-31$147,302
Employer contributions (assets) at beginning of year2011-12-31$249,305
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$611,423
Contract administrator fees2011-12-31$6,038
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31Yes
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BRUNER COX LLP
Accountancy firm EIN2011-12-31340641962
2010 : SMITH DAIRY 401(K) SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$20,713
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$22,137
Total income from all sources (including contributions)2010-12-31$3,649,896
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,053,320
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,035,845
Expenses. Certain deemed distributions of participant loans2010-12-31$9,677
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,583,524
Value of total assets at end of year2010-12-31$19,254,945
Value of total assets at beginning of year2010-12-31$16,659,793
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$7,798
Total interest from all sources2010-12-31$28,554
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$418,918
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$418,918
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$973,367
Participant contributions at end of year2010-12-31$558,826
Participant contributions at beginning of year2010-12-31$468,138
Participant contributions at end of year2010-12-31$2,677
Participant contributions at beginning of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$4,601
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$20,713
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$22,137
Other income not declared elsewhere2010-12-31$5,653
Total non interest bearing cash at end of year2010-12-31$20,893
Total non interest bearing cash at beginning of year2010-12-31$17,752
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,596,576
Value of net assets at end of year (total assets less liabilities)2010-12-31$19,234,232
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$16,637,656
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$16,048,757
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$13,345,235
Interest on participant loans2010-12-31$28,522
Interest earned on other investments2010-12-31$32
Value of interest in common/collective trusts at end of year2010-12-31$2,265,242
Value of interest in common/collective trusts at beginning of year2010-12-31$2,468,738
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$109,245
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$82,075
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$82,075
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,613,247
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$605,556
Employer contributions (assets) at end of year2010-12-31$249,305
Employer contributions (assets) at beginning of year2010-12-31$277,855
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,035,845
Contract administrator fees2010-12-31$7,798
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BRUNER COX LLP
Accountancy firm EIN2010-12-31340641962
2009 : SMITH DAIRY 401(K) SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for SMITH DAIRY 401(K) SAVINGS PLAN

2016: SMITH DAIRY 401(K) SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingYes
2016-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: SMITH DAIRY 401(K) SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: SMITH DAIRY 401(K) SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: SMITH DAIRY 401(K) SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: SMITH DAIRY 401(K) SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: SMITH DAIRY 401(K) SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: SMITH DAIRY 401(K) SAVINGS PLAN 2010 form 5500 responses
2010-01-01Type of plan entityMulitple employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: SMITH DAIRY 401(K) SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entityMulitple employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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