WALTER AND HAVERFIELD LLP has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan WALTER & HAVERFIELD LLP PROFIT SHARING RETIREMENT PLAN AND TRUST
401k plan membership statisitcs for WALTER & HAVERFIELD LLP PROFIT SHARING RETIREMENT PLAN AND TRUST
Measure | Date | Value |
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2022 : WALTER & HAVERFIELD LLP PROFIT SHARING RETIREMENT PLAN AND TRUST 2022 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2022-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
Total income from all sources (including contributions) | 2022-12-31 | $-3,221,026 |
Total loss/gain on sale of assets | 2022-12-31 | $0 |
Total of all expenses incurred | 2022-12-31 | $4,275,586 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $4,122,411 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $3,089,804 |
Value of total assets at end of year | 2022-12-31 | $35,917,254 |
Value of total assets at beginning of year | 2022-12-31 | $43,413,866 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $153,175 |
Total interest from all sources | 2022-12-31 | $116,515 |
Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
Value of fidelity bond cover | 2022-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
Contributions received from participants | 2022-12-31 | $1,560,462 |
Participant contributions at end of year | 2022-12-31 | $287,067 |
Participant contributions at beginning of year | 2022-12-31 | $241,573 |
Participant contributions at end of year | 2022-12-31 | $221,636 |
Participant contributions at beginning of year | 2022-12-31 | $277,127 |
Assets. Other investments not covered elsewhere at end of year | 2022-12-31 | $2,034,405 |
Assets. Other investments not covered elsewhere at beginning of year | 2022-12-31 | $2,900,625 |
Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $103,002 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2022-12-31 | $140 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-12-31 | $0 |
Administrative expenses (other) incurred | 2022-12-31 | $109,721 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Value of net income/loss | 2022-12-31 | $-7,496,612 |
Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $35,917,254 |
Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $43,413,866 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
Investment advisory and management fees | 2022-12-31 | $43,454 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $27,420,393 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $33,537,016 |
Interest on participant loans | 2022-12-31 | $11,505 |
Interest earned on other investments | 2022-12-31 | $105,010 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $4,530,048 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $5,074,653 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-6,427,345 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
Contributions received in cash from employer | 2022-12-31 | $1,426,340 |
Employer contributions (assets) at end of year | 2022-12-31 | $1,423,565 |
Employer contributions (assets) at beginning of year | 2022-12-31 | $1,382,872 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $4,122,411 |
Did the plan have assets held for investment | 2022-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
Accountancy firm name | 2022-12-31 | HOBE & LUCAS CPA'S INC. |
Accountancy firm EIN | 2022-12-31 | 311488076 |
2021 : WALTER & HAVERFIELD LLP PROFIT SHARING RETIREMENT PLAN AND TRUST 2021 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
Total income from all sources (including contributions) | 2021-12-31 | $8,416,050 |
Total loss/gain on sale of assets | 2021-12-31 | $0 |
Total of all expenses incurred | 2021-12-31 | $1,657,994 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $1,510,644 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $3,204,552 |
Value of total assets at end of year | 2021-12-31 | $43,413,866 |
Value of total assets at beginning of year | 2021-12-31 | $36,655,810 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $147,350 |
Total interest from all sources | 2021-12-31 | $127,159 |
Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
Value of fidelity bond cover | 2021-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
Contributions received from participants | 2021-12-31 | $1,434,577 |
Participant contributions at end of year | 2021-12-31 | $241,573 |
Participant contributions at beginning of year | 2021-12-31 | $301,664 |
Participant contributions at end of year | 2021-12-31 | $277,127 |
Participant contributions at beginning of year | 2021-12-31 | $308,226 |
Assets. Other investments not covered elsewhere at end of year | 2021-12-31 | $2,900,625 |
Assets. Other investments not covered elsewhere at beginning of year | 2021-12-31 | $2,424,378 |
Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $387,103 |
Administrative expenses (other) incurred | 2021-12-31 | $108,547 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Value of net income/loss | 2021-12-31 | $6,758,056 |
Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $43,413,866 |
Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $36,655,810 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
Investment advisory and management fees | 2021-12-31 | $38,803 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $33,537,016 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $27,333,427 |
Interest on participant loans | 2021-12-31 | $15,268 |
Interest earned on other investments | 2021-12-31 | $111,891 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $5,074,653 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $4,933,440 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $5,084,339 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
Contributions received in cash from employer | 2021-12-31 | $1,382,872 |
Employer contributions (assets) at end of year | 2021-12-31 | $1,382,872 |
Employer contributions (assets) at beginning of year | 2021-12-31 | $1,354,675 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $1,510,644 |
Did the plan have assets held for investment | 2021-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Unqualified |
Accountancy firm name | 2021-12-31 | HOBE & LUCAS CPA'S INC. |
Accountancy firm EIN | 2021-12-31 | 311488076 |
2020 : WALTER & HAVERFIELD LLP PROFIT SHARING RETIREMENT PLAN AND TRUST 2020 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2020-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $0 |
Total income from all sources (including contributions) | 2020-12-31 | $8,188,596 |
Total loss/gain on sale of assets | 2020-12-31 | $0 |
Total of all expenses incurred | 2020-12-31 | $3,856,469 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $3,739,091 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $3,660,889 |
Value of total assets at end of year | 2020-12-31 | $36,655,810 |
Value of total assets at beginning of year | 2020-12-31 | $32,323,683 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $117,378 |
Total interest from all sources | 2020-12-31 | $149,433 |
Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
Value of fidelity bond cover | 2020-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
Contributions received from participants | 2020-12-31 | $1,300,606 |
Participant contributions at end of year | 2020-12-31 | $301,664 |
Participant contributions at beginning of year | 2020-12-31 | $379,257 |
Participant contributions at end of year | 2020-12-31 | $308,226 |
Participant contributions at beginning of year | 2020-12-31 | $234,633 |
Assets. Other investments not covered elsewhere at end of year | 2020-12-31 | $2,424,378 |
Assets. Other investments not covered elsewhere at beginning of year | 2020-12-31 | $2,142,231 |
Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $1,005,608 |
Administrative expenses (other) incurred | 2020-12-31 | $90,623 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Value of net income/loss | 2020-12-31 | $4,332,127 |
Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $36,655,810 |
Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $32,323,683 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
Investment advisory and management fees | 2020-12-31 | $26,755 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $27,333,427 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $23,710,031 |
Interest on participant loans | 2020-12-31 | $19,220 |
Interest earned on other investments | 2020-12-31 | $130,213 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $4,933,440 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $4,751,257 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $4,378,274 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
Contributions received in cash from employer | 2020-12-31 | $1,354,675 |
Employer contributions (assets) at end of year | 2020-12-31 | $1,354,675 |
Employer contributions (assets) at beginning of year | 2020-12-31 | $1,106,274 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $3,739,091 |
Did the plan have assets held for investment | 2020-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Unqualified |
Accountancy firm name | 2020-12-31 | REA & ASSOCIATES, INC. |
Accountancy firm EIN | 2020-12-31 | 341310124 |
2019 : WALTER & HAVERFIELD LLP PROFIT SHARING RETIREMENT PLAN AND TRUST 2019 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
Total income from all sources (including contributions) | 2019-12-31 | $7,192,392 |
Total income from all sources (including contributions) | 2019-12-31 | $7,192,392 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total loss/gain on sale of assets | 2019-12-31 | $0 |
Total of all expenses incurred | 2019-12-31 | $1,495,540 |
Total of all expenses incurred | 2019-12-31 | $1,495,540 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $1,449,634 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $1,449,634 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $2,361,689 |
Value of total assets at end of year | 2019-12-31 | $32,323,683 |
Value of total assets at end of year | 2019-12-31 | $32,323,683 |
Value of total assets at beginning of year | 2019-12-31 | $26,626,831 |
Value of total assets at beginning of year | 2019-12-31 | $26,626,831 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $45,906 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $45,906 |
Total interest from all sources | 2019-12-31 | $168,434 |
Total interest from all sources | 2019-12-31 | $168,434 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $0 |
Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
Value of fidelity bond cover | 2019-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
Contributions received from participants | 2019-12-31 | $1,059,572 |
Contributions received from participants | 2019-12-31 | $1,059,572 |
Participant contributions at end of year | 2019-12-31 | $379,257 |
Participant contributions at end of year | 2019-12-31 | $379,257 |
Participant contributions at beginning of year | 2019-12-31 | $390,287 |
Participant contributions at beginning of year | 2019-12-31 | $390,287 |
Participant contributions at end of year | 2019-12-31 | $234,633 |
Participant contributions at end of year | 2019-12-31 | $234,633 |
Participant contributions at beginning of year | 2019-12-31 | $208,957 |
Participant contributions at beginning of year | 2019-12-31 | $208,957 |
Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $2,142,231 |
Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $2,142,231 |
Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $959,325 |
Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $959,325 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $195,843 |
Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $195,843 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Value of net income/loss | 2019-12-31 | $5,696,852 |
Value of net income/loss | 2019-12-31 | $5,696,852 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $32,323,683 |
Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $32,323,683 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $26,626,831 |
Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $26,626,831 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
Investment advisory and management fees | 2019-12-31 | $45,906 |
Investment advisory and management fees | 2019-12-31 | $45,906 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $23,710,031 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $23,710,031 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $18,771,705 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $18,771,705 |
Interest on participant loans | 2019-12-31 | $21,530 |
Interest on participant loans | 2019-12-31 | $21,530 |
Interest earned on other investments | 2019-12-31 | $146,904 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $4,751,257 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $4,751,257 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $5,245,882 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $5,245,882 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $4,662,269 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $4,662,269 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
Contributions received in cash from employer | 2019-12-31 | $1,106,274 |
Contributions received in cash from employer | 2019-12-31 | $1,106,274 |
Employer contributions (assets) at end of year | 2019-12-31 | $1,106,274 |
Employer contributions (assets) at end of year | 2019-12-31 | $1,106,274 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $1,050,675 |
Employer contributions (assets) at beginning of year | 2019-12-31 | $1,050,675 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $1,449,634 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $1,449,634 |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan have assets held for investment | 2019-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
Accountancy firm name | 2019-12-31 | REA & ASSOCIATES, INC. |
Accountancy firm name | 2019-12-31 | REA & ASSOCIATES, INC. |
Accountancy firm EIN | 2019-12-31 | 341310124 |
Accountancy firm EIN | 2019-12-31 | 341310124 |
2018 : WALTER & HAVERFIELD LLP PROFIT SHARING RETIREMENT PLAN AND TRUST 2018 401k financial data |
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Total unrealized appreciation/depreciation of assets | 2018-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $0 |
Total income from all sources (including contributions) | 2018-12-31 | $1,277,893 |
Total loss/gain on sale of assets | 2018-12-31 | $0 |
Total of all expenses incurred | 2018-12-31 | $3,105,329 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $3,033,159 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $2,118,614 |
Value of total assets at end of year | 2018-12-31 | $26,626,831 |
Value of total assets at beginning of year | 2018-12-31 | $28,454,267 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $72,170 |
Total interest from all sources | 2018-12-31 | $148,357 |
Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
Value of fidelity bond cover | 2018-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
Contributions received from participants | 2018-12-31 | $941,334 |
Participant contributions at end of year | 2018-12-31 | $390,287 |
Participant contributions at beginning of year | 2018-12-31 | $378,285 |
Participant contributions at end of year | 2018-12-31 | $208,957 |
Participant contributions at beginning of year | 2018-12-31 | $161,526 |
Assets. Other investments not covered elsewhere at end of year | 2018-12-31 | $959,325 |
Assets. Other investments not covered elsewhere at beginning of year | 2018-12-31 | $2,154,706 |
Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $126,605 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Value of net income/loss | 2018-12-31 | $-1,827,436 |
Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $26,626,831 |
Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $28,454,267 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
Investment advisory and management fees | 2018-12-31 | $72,170 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $18,771,705 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $20,628,684 |
Interest on participant loans | 2018-12-31 | $18,390 |
Interest earned on other investments | 2018-12-31 | $129,967 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $5,245,882 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $4,117,368 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-989,078 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
Contributions received in cash from employer | 2018-12-31 | $1,050,675 |
Employer contributions (assets) at end of year | 2018-12-31 | $1,050,675 |
Employer contributions (assets) at beginning of year | 2018-12-31 | $1,013,698 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $3,033,159 |
Did the plan have assets held for investment | 2018-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
Accountancy firm name | 2018-12-31 | REA & ASSOCIATES, INC. |
Accountancy firm EIN | 2018-12-31 | 341310124 |
2017 : WALTER & HAVERFIELD LLP PROFIT SHARING RETIREMENT PLAN AND TRUST 2017 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2017-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $0 |
Total income from all sources (including contributions) | 2017-12-31 | $5,928,829 |
Total loss/gain on sale of assets | 2017-12-31 | $0 |
Total of all expenses incurred | 2017-12-31 | $2,805,192 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $2,767,809 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $2,309,475 |
Value of total assets at end of year | 2017-12-31 | $28,454,267 |
Value of total assets at beginning of year | 2017-12-31 | $25,330,630 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $37,383 |
Total interest from all sources | 2017-12-31 | $15,932 |
Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
Value of fidelity bond cover | 2017-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
Contributions received from participants | 2017-12-31 | $870,239 |
Participant contributions at end of year | 2017-12-31 | $378,285 |
Participant contributions at beginning of year | 2017-12-31 | $330,384 |
Participant contributions at end of year | 2017-12-31 | $161,526 |
Participant contributions at beginning of year | 2017-12-31 | $245,026 |
Assets. Other investments not covered elsewhere at end of year | 2017-12-31 | $2,154,706 |
Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $1,916,093 |
Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $425,538 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Value of net income/loss | 2017-12-31 | $3,123,637 |
Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $28,454,267 |
Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $25,330,630 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
Investment advisory and management fees | 2017-12-31 | $37,383 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $20,628,684 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $20,459,419 |
Interest on participant loans | 2017-12-31 | $15,932 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $4,117,368 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $1,518,826 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $3,603,422 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
Contributions received in cash from employer | 2017-12-31 | $1,013,698 |
Employer contributions (assets) at end of year | 2017-12-31 | $1,013,698 |
Employer contributions (assets) at beginning of year | 2017-12-31 | $860,882 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $2,767,809 |
Did the plan have assets held for investment | 2017-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
Accountancy firm name | 2017-12-31 | REA & ASSOCIATES, INC. |
Accountancy firm EIN | 2017-12-31 | 341310124 |
2016 : WALTER & HAVERFIELD LLP PROFIT SHARING RETIREMENT PLAN AND TRUST 2016 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $0 |
Total income from all sources (including contributions) | 2016-12-31 | $3,505,893 |
Total loss/gain on sale of assets | 2016-12-31 | $0 |
Total of all expenses incurred | 2016-12-31 | $524,013 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $493,576 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $1,917,909 |
Value of total assets at end of year | 2016-12-31 | $25,330,630 |
Value of total assets at beginning of year | 2016-12-31 | $22,348,750 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $30,437 |
Total interest from all sources | 2016-12-31 | $13,936 |
Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
Value of fidelity bond cover | 2016-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
Contributions received from participants | 2016-12-31 | $842,280 |
Participant contributions at end of year | 2016-12-31 | $330,384 |
Participant contributions at beginning of year | 2016-12-31 | $391,466 |
Participant contributions at end of year | 2016-12-31 | $245,026 |
Participant contributions at beginning of year | 2016-12-31 | $271,493 |
Assets. Other investments not covered elsewhere at end of year | 2016-12-31 | $1,916,093 |
Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $1,786,930 |
Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $216,838 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Value of net income/loss | 2016-12-31 | $2,981,880 |
Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $25,330,630 |
Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $22,348,750 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
Investment advisory and management fees | 2016-12-31 | $30,437 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $20,459,419 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $17,507,900 |
Interest on participant loans | 2016-12-31 | $13,936 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $1,518,826 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $1,524,850 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $1,574,048 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
Contributions received in cash from employer | 2016-12-31 | $858,791 |
Employer contributions (assets) at end of year | 2016-12-31 | $860,882 |
Employer contributions (assets) at beginning of year | 2016-12-31 | $866,111 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $493,576 |
Did the plan have assets held for investment | 2016-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
Accountancy firm name | 2016-12-31 | WALTHALL, LLP |
Accountancy firm EIN | 2016-12-31 | 340644631 |
2015 : WALTER & HAVERFIELD LLP PROFIT SHARING RETIREMENT PLAN AND TRUST 2015 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
Total income from all sources (including contributions) | 2015-12-31 | $1,572,648 |
Total loss/gain on sale of assets | 2015-12-31 | $0 |
Total of all expenses incurred | 2015-12-31 | $596,032 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $570,454 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $1,763,861 |
Value of total assets at end of year | 2015-12-31 | $22,348,750 |
Value of total assets at beginning of year | 2015-12-31 | $21,372,134 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $25,578 |
Total interest from all sources | 2015-12-31 | $16,518 |
Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
Value of fidelity bond cover | 2015-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
Contributions received from participants | 2015-12-31 | $842,193 |
Participant contributions at end of year | 2015-12-31 | $391,466 |
Participant contributions at beginning of year | 2015-12-31 | $383,931 |
Participant contributions at end of year | 2015-12-31 | $271,493 |
Participant contributions at beginning of year | 2015-12-31 | $207,138 |
Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $1,786,930 |
Assets. Other investments not covered elsewhere at beginning of year | 2015-12-31 | $1,836,091 |
Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $47,830 |
Other income not declared elsewhere | 2015-12-31 | $26,387 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Value of net income/loss | 2015-12-31 | $976,616 |
Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $22,348,750 |
Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $21,372,134 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
Investment advisory and management fees | 2015-12-31 | $25,578 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $17,507,900 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $16,740,357 |
Interest on participant loans | 2015-12-31 | $16,518 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $1,524,850 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $1,346,726 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-234,118 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
Contributions received in cash from employer | 2015-12-31 | $873,838 |
Employer contributions (assets) at end of year | 2015-12-31 | $866,111 |
Employer contributions (assets) at beginning of year | 2015-12-31 | $857,891 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $570,454 |
Did the plan have assets held for investment | 2015-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
Accountancy firm name | 2015-12-31 | WALTHALL, LLP |
Accountancy firm EIN | 2015-12-31 | 340644631 |
2014 : WALTER & HAVERFIELD LLP PROFIT SHARING RETIREMENT PLAN AND TRUST 2014 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
Total income from all sources (including contributions) | 2014-12-31 | $2,777,407 |
Total loss/gain on sale of assets | 2014-12-31 | $0 |
Total of all expenses incurred | 2014-12-31 | $175,878 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $154,144 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $1,703,411 |
Value of total assets at end of year | 2014-12-31 | $21,372,134 |
Value of total assets at beginning of year | 2014-12-31 | $18,770,605 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $21,734 |
Total interest from all sources | 2014-12-31 | $15,310 |
Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
Administrative expenses professional fees incurred | 2014-12-31 | $0 |
Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
Value of fidelity bond cover | 2014-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
Contributions received from participants | 2014-12-31 | $769,731 |
Participant contributions at end of year | 2014-12-31 | $383,931 |
Participant contributions at beginning of year | 2014-12-31 | $322,481 |
Participant contributions at end of year | 2014-12-31 | $207,138 |
Participant contributions at beginning of year | 2014-12-31 | $123,894 |
Assets. Other investments not covered elsewhere at end of year | 2014-12-31 | $1,836,091 |
Assets. Other investments not covered elsewhere at beginning of year | 2014-12-31 | $1,771,656 |
Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $50,544 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Value of net income/loss | 2014-12-31 | $2,601,529 |
Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $21,372,134 |
Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $18,770,605 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
Investment advisory and management fees | 2014-12-31 | $21,734 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $16,740,357 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $14,604,844 |
Interest on participant loans | 2014-12-31 | $15,310 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $1,346,726 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $1,238,764 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $1,058,686 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
Contributions received in cash from employer | 2014-12-31 | $883,136 |
Employer contributions (assets) at end of year | 2014-12-31 | $857,891 |
Employer contributions (assets) at beginning of year | 2014-12-31 | $708,966 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $154,144 |
Contract administrator fees | 2014-12-31 | $0 |
Did the plan have assets held for investment | 2014-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
Accountancy firm name | 2014-12-31 | WALTHALL, LLP |
Accountancy firm EIN | 2014-12-31 | 340644631 |
2013 : WALTER & HAVERFIELD LLP PROFIT SHARING RETIREMENT PLAN AND TRUST 2013 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
Total income from all sources (including contributions) | 2013-12-31 | $3,878,367 |
Total loss/gain on sale of assets | 2013-12-31 | $0 |
Total of all expenses incurred | 2013-12-31 | $1,072,781 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $1,056,043 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $1,494,286 |
Value of total assets at end of year | 2013-12-31 | $18,770,605 |
Value of total assets at beginning of year | 2013-12-31 | $15,965,019 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $16,738 |
Total interest from all sources | 2013-12-31 | $15,160 |
Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
Value of fidelity bond cover | 2013-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
Contributions received from participants | 2013-12-31 | $649,345 |
Participant contributions at end of year | 2013-12-31 | $322,481 |
Participant contributions at beginning of year | 2013-12-31 | $375,728 |
Participant contributions at end of year | 2013-12-31 | $123,894 |
Participant contributions at beginning of year | 2013-12-31 | $118,984 |
Assets. Other investments not covered elsewhere at end of year | 2013-12-31 | $1,771,656 |
Assets. Other investments not covered elsewhere at beginning of year | 2013-12-31 | $2,156,317 |
Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $134,989 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Value of net income/loss | 2013-12-31 | $2,805,586 |
Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $18,770,605 |
Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $15,965,019 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
Investment advisory and management fees | 2013-12-31 | $16,738 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $14,604,844 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $11,647,028 |
Interest on participant loans | 2013-12-31 | $15,160 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $1,238,764 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $1,066,163 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $2,368,921 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
Contributions received in cash from employer | 2013-12-31 | $709,952 |
Employer contributions (assets) at end of year | 2013-12-31 | $708,966 |
Employer contributions (assets) at beginning of year | 2013-12-31 | $600,799 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $1,056,043 |
Did the plan have assets held for investment | 2013-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
Accountancy firm name | 2013-12-31 | WALTHALL, LLP |
Accountancy firm EIN | 2013-12-31 | 340644631 |
2012 : WALTER & HAVERFIELD LLP PROFIT SHARING RETIREMENT PLAN AND TRUST 2012 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
Total income from all sources (including contributions) | 2012-12-31 | $3,015,113 |
Total loss/gain on sale of assets | 2012-12-31 | $0 |
Total of all expenses incurred | 2012-12-31 | $3,763,396 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $3,727,774 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $1,333,816 |
Value of total assets at end of year | 2012-12-31 | $15,965,019 |
Value of total assets at beginning of year | 2012-12-31 | $16,713,302 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $35,622 |
Total interest from all sources | 2012-12-31 | $15,762 |
Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
Value of fidelity bond cover | 2012-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
Contributions received from participants | 2012-12-31 | $580,892 |
Participant contributions at end of year | 2012-12-31 | $375,728 |
Participant contributions at beginning of year | 2012-12-31 | $342,442 |
Participant contributions at end of year | 2012-12-31 | $118,984 |
Participant contributions at beginning of year | 2012-12-31 | $135,375 |
Assets. Other investments not covered elsewhere at end of year | 2012-12-31 | $2,156,317 |
Assets. Other investments not covered elsewhere at beginning of year | 2012-12-31 | $4,312,497 |
Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $152,125 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Value of net income/loss | 2012-12-31 | $-748,283 |
Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $15,965,019 |
Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $16,713,302 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
Investment advisory and management fees | 2012-12-31 | $35,622 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $11,647,028 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $10,262,160 |
Interest on participant loans | 2012-12-31 | $15,762 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $1,066,163 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $1,055,118 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $1,665,535 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
Contributions received in cash from employer | 2012-12-31 | $600,799 |
Employer contributions (assets) at end of year | 2012-12-31 | $600,799 |
Employer contributions (assets) at beginning of year | 2012-12-31 | $605,710 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $3,727,774 |
Did the plan have assets held for investment | 2012-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
Accountancy firm name | 2012-12-31 | WALTHALL, DRAKE & WALLACE |
Accountancy firm EIN | 2012-12-31 | 340644631 |
2011 : WALTER & HAVERFIELD LLP PROFIT SHARING RETIREMENT PLAN AND TRUST 2011 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total income from all sources (including contributions) | 2011-12-31 | $1,227,571 |
Total loss/gain on sale of assets | 2011-12-31 | $0 |
Total of all expenses incurred | 2011-12-31 | $986,812 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $954,556 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $1,283,843 |
Value of total assets at end of year | 2011-12-31 | $16,713,302 |
Value of total assets at beginning of year | 2011-12-31 | $16,472,543 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $32,256 |
Total interest from all sources | 2011-12-31 | $15,911 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $606,238 |
Participant contributions at end of year | 2011-12-31 | $342,442 |
Participant contributions at beginning of year | 2011-12-31 | $328,094 |
Participant contributions at end of year | 2011-12-31 | $135,375 |
Participant contributions at beginning of year | 2011-12-31 | $180,250 |
Assets. Other investments not covered elsewhere at end of year | 2011-12-31 | $4,312,497 |
Assets. Other investments not covered elsewhere at beginning of year | 2011-12-31 | $3,879,998 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $71,895 |
Total non interest bearing cash at beginning of year | 2011-12-31 | $0 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $240,759 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $16,713,302 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $16,472,543 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Investment advisory and management fees | 2011-12-31 | $32,256 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $10,262,160 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $9,793,701 |
Interest on participant loans | 2011-12-31 | $15,911 |
Value of interest in common/collective trusts at beginning of year | 2011-12-31 | $1,036,672 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $1,055,118 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $595,943 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-72,183 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $605,710 |
Employer contributions (assets) at end of year | 2011-12-31 | $605,710 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $657,885 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $954,556 |
Did the plan have assets held for investment | 2011-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | WALTHALL, DRAKE & WALLACE LLP |
Accountancy firm EIN | 2011-12-31 | 340644631 |
2010 : WALTER & HAVERFIELD LLP PROFIT SHARING RETIREMENT PLAN AND TRUST 2010 401k financial data |
---|
Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
Total income from all sources (including contributions) | 2010-12-31 | $2,370,311 |
Total loss/gain on sale of assets | 2010-12-31 | $0 |
Total of all expenses incurred | 2010-12-31 | $1,198,499 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $1,147,040 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $1,286,075 |
Value of total assets at end of year | 2010-12-31 | $16,472,543 |
Value of total assets at beginning of year | 2010-12-31 | $15,300,731 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $51,459 |
Total interest from all sources | 2010-12-31 | $19,569 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $628,190 |
Participant contributions at end of year | 2010-12-31 | $328,094 |
Participant contributions at beginning of year | 2010-12-31 | $365,008 |
Participant contributions at end of year | 2010-12-31 | $180,250 |
Participant contributions at beginning of year | 2010-12-31 | $131,200 |
Assets. Other investments not covered elsewhere at end of year | 2010-12-31 | $3,879,998 |
Assets. Other investments not covered elsewhere at beginning of year | 2010-12-31 | $3,986,845 |
Total non interest bearing cash at end of year | 2010-12-31 | $0 |
Total non interest bearing cash at beginning of year | 2010-12-31 | $2,288 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $1,171,812 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $16,472,543 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $15,300,731 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Investment advisory and management fees | 2010-12-31 | $51,459 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $9,793,701 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $8,400,886 |
Interest on participant loans | 2010-12-31 | $19,569 |
Value of interest in common/collective trusts at end of year | 2010-12-31 | $1,036,672 |
Value of interest in common/collective trusts at beginning of year | 2010-12-31 | $1,732,955 |
Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $595,943 |
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $0 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $1,062,235 |
Net investment gain or loss from common/collective trusts | 2010-12-31 | $2,432 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $657,885 |
Employer contributions (assets) at end of year | 2010-12-31 | $657,885 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $681,549 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $1,147,040 |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | WALTHALL, DRAKE & WALLACE LLP |
Accountancy firm EIN | 2010-12-31 | 340644631 |
2009 : WALTER & HAVERFIELD LLP PROFIT SHARING RETIREMENT PLAN AND TRUST 2009 401k financial data |
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Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |