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OHIO CAT INCENTIVE SAVINGS PLAN 401k Plan overview

Plan NameOHIO CAT INCENTIVE SAVINGS PLAN
Plan identification number 003

OHIO CAT INCENTIVE SAVINGS PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

OHIO MACHINERY CO. has sponsored the creation of one or more 401k plans.

Company Name:OHIO MACHINERY CO.
Employer identification number (EIN):340672363
NAIC Classification:811310
NAIC Description:Commercial and Industrial Machinery and Equipment (except Automotive and Electronic) Repair and Maintenance

Additional information about OHIO MACHINERY CO.

Jurisdiction of Incorporation: Ohio Secretary of State Business Services Division
Incorporation Date: 1946-01-15
Company Identification Number: 192481
Legal Registered Office Address: 3993 EAST ROYALTON ROAD
-
BROADVIEW HEIGHTS
United States of America (USA)
44147

More information about OHIO MACHINERY CO.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan OHIO CAT INCENTIVE SAVINGS PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032022-01-01
0032021-01-01
0032020-01-01
0032019-01-01
0032018-01-01
0032017-01-01SONJA METZLER
0032017-01-01
0032016-01-01SONJA METZLER
0032015-01-01SONJA METZLER
0032014-01-01SONJA METZLER
0032013-01-01SONJA METZLER DAVID J. BLOCKSOM2014-10-15
0032012-01-01SONJA METZLER DAVID BLOCKSOM2013-10-06
0032011-01-01DAVID BLOCKSOM SONJA METZLER2012-10-11
0032009-01-01SONJA METZLER DAVID J. BLOCKSOM2010-10-07

Plan Statistics for OHIO CAT INCENTIVE SAVINGS PLAN

401k plan membership statisitcs for OHIO CAT INCENTIVE SAVINGS PLAN

Measure Date Value
2022: OHIO CAT INCENTIVE SAVINGS PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-011,232
Total number of active participants reported on line 7a of the Form 55002022-01-011,104
Number of retired or separated participants receiving benefits2022-01-0110
Number of other retired or separated participants entitled to future benefits2022-01-01185
Total of all active and inactive participants2022-01-011,299
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-016
Total participants2022-01-011,305
Number of participants with account balances2022-01-011,296
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-01107
2021: OHIO CAT INCENTIVE SAVINGS PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-011,215
Total number of active participants reported on line 7a of the Form 55002021-01-011,061
Number of retired or separated participants receiving benefits2021-01-019
Number of other retired or separated participants entitled to future benefits2021-01-01157
Total of all active and inactive participants2021-01-011,227
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-015
Total participants2021-01-011,232
Number of participants with account balances2021-01-011,221
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0188
2020: OHIO CAT INCENTIVE SAVINGS PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-011,192
Total number of active participants reported on line 7a of the Form 55002020-01-011,033
Number of retired or separated participants receiving benefits2020-01-016
Number of other retired or separated participants entitled to future benefits2020-01-01172
Total of all active and inactive participants2020-01-011,211
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-014
Total participants2020-01-011,215
Number of participants with account balances2020-01-011,209
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-01114
2019: OHIO CAT INCENTIVE SAVINGS PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01966
Total number of active participants reported on line 7a of the Form 55002019-01-011,050
Number of retired or separated participants receiving benefits2019-01-0111
Number of other retired or separated participants entitled to future benefits2019-01-01130
Total of all active and inactive participants2019-01-011,191
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-011,192
Number of participants with account balances2019-01-011,192
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0142
2018: OHIO CAT INCENTIVE SAVINGS PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01942
Total number of active participants reported on line 7a of the Form 55002018-01-01851
Number of retired or separated participants receiving benefits2018-01-017
Number of other retired or separated participants entitled to future benefits2018-01-01108
Total of all active and inactive participants2018-01-01966
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01966
Number of participants with account balances2018-01-01907
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0135
2017: OHIO CAT INCENTIVE SAVINGS PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01709
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-015
Number of other retired or separated participants entitled to future benefits2017-01-01101
Total of all active and inactive participants2017-01-01106
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01106
Number of participants with account balances2017-01-01712
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0134
2016: OHIO CAT INCENTIVE SAVINGS PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01737
Total number of active participants reported on line 7a of the Form 55002016-01-01626
Number of retired or separated participants receiving benefits2016-01-014
Number of other retired or separated participants entitled to future benefits2016-01-0179
Total of all active and inactive participants2016-01-01709
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01709
Number of participants with account balances2016-01-01689
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0139
2015: OHIO CAT INCENTIVE SAVINGS PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01697
Total number of active participants reported on line 7a of the Form 55002015-01-01661
Number of retired or separated participants receiving benefits2015-01-011
Number of other retired or separated participants entitled to future benefits2015-01-0161
Total of all active and inactive participants2015-01-01723
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01724
Number of participants with account balances2015-01-01677
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0134
2014: OHIO CAT INCENTIVE SAVINGS PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01649
Total number of active participants reported on line 7a of the Form 55002014-01-01627
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-0153
Total of all active and inactive participants2014-01-01681
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01682
Number of participants with account balances2014-01-01652
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-015
2013: OHIO CAT INCENTIVE SAVINGS PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01588
Total number of active participants reported on line 7a of the Form 55002013-01-01596
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0134
Total of all active and inactive participants2013-01-01630
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01630
Number of participants with account balances2013-01-01584
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0117
2012: OHIO CAT INCENTIVE SAVINGS PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01497
Total number of active participants reported on line 7a of the Form 55002012-01-01532
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0129
Total of all active and inactive participants2012-01-01561
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01561
Number of participants with account balances2012-01-01528
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0112
2011: OHIO CAT INCENTIVE SAVINGS PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01456
Total number of active participants reported on line 7a of the Form 55002011-01-01433
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0134
Total of all active and inactive participants2011-01-01467
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01467
Number of participants with account balances2011-01-01467
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-015
2009: OHIO CAT INCENTIVE SAVINGS PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01490
Total number of active participants reported on line 7a of the Form 55002009-01-01418
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0146
Total of all active and inactive participants2009-01-01464
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01464
Number of participants with account balances2009-01-01464
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0134

Financial Data on OHIO CAT INCENTIVE SAVINGS PLAN

Measure Date Value
2022 : OHIO CAT INCENTIVE SAVINGS PLAN 2022 401k financial data
Total transfer of assets to this plan2022-12-31$501,567
Total transfer of assets from this plan2022-12-31$48,275
Total income from all sources (including contributions)2022-12-31$-8,231,125
Total of all expenses incurred2022-12-31$8,471,709
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$8,330,317
Expenses. Certain deemed distributions of participant loans2022-12-31$35
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$11,020,356
Value of total assets at end of year2022-12-31$105,710,079
Value of total assets at beginning of year2022-12-31$121,959,621
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$141,357
Total interest from all sources2022-12-31$543,640
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$1,588,832
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$1,588,832
Administrative expenses professional fees incurred2022-12-31$6,525
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$6,836,964
Participant contributions at end of year2022-12-31$1,696,114
Participant contributions at beginning of year2022-12-31$1,473,164
Participant contributions at end of year2022-12-31$9,935
Participant contributions at beginning of year2022-12-31$45,582
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$514,766
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$3,248
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$2,262
Administrative expenses (other) incurred2022-12-31$100,915
Total non interest bearing cash at end of year2022-12-31$47,597
Total non interest bearing cash at beginning of year2022-12-31$51,626
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-16,702,834
Value of net assets at end of year (total assets less liabilities)2022-12-31$105,710,079
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$121,959,621
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$33,917
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$90,533,989
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$106,466,268
Interest on participant loans2022-12-31$89,699
Interest earned on other investments2022-12-31$453,580
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$116,428
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$119,966
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$119,966
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$361
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$12,341,757
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$13,061,974
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-21,383,953
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$3,668,626
Employer contributions (assets) at end of year2022-12-31$961,011
Employer contributions (assets) at beginning of year2022-12-31$738,779
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$8,330,317
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31PLANTE & MORAN, PLLC
Accountancy firm EIN2022-12-31381357951
2021 : OHIO CAT INCENTIVE SAVINGS PLAN 2021 401k financial data
Total transfer of assets to this plan2021-12-31$129,434
Total transfer of assets from this plan2021-12-31$176,089
Total income from all sources (including contributions)2021-12-31$25,791,371
Total of all expenses incurred2021-12-31$8,961,265
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$8,713,170
Value of total corrective distributions2021-12-31$37,961
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$10,037,396
Value of total assets at end of year2021-12-31$121,959,621
Value of total assets at beginning of year2021-12-31$105,176,170
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$210,134
Total interest from all sources2021-12-31$509,908
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$2,431,443
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$2,431,443
Administrative expenses professional fees incurred2021-12-31$6,400
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$6,373,106
Participant contributions at end of year2021-12-31$1,473,164
Participant contributions at beginning of year2021-12-31$1,386,423
Participant contributions at end of year2021-12-31$45,582
Participant contributions at beginning of year2021-12-31$15,945
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$484,160
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$2,262
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$3,148
Administrative expenses (other) incurred2021-12-31$157,234
Total non interest bearing cash at end of year2021-12-31$51,626
Total non interest bearing cash at beginning of year2021-12-31$103,749
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$16,830,106
Value of net assets at end of year (total assets less liabilities)2021-12-31$121,959,621
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$105,176,170
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$46,500
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$106,466,268
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$90,110,003
Interest on participant loans2021-12-31$81,492
Interest earned on other investments2021-12-31$428,416
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$119,966
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$82,424
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$82,424
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$13,061,974
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$13,463,898
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$12,812,624
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$3,180,130
Employer contributions (assets) at end of year2021-12-31$738,779
Employer contributions (assets) at beginning of year2021-12-31$10,580
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$8,713,170
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31PLANTE & MORAN, PLLC
Accountancy firm EIN2021-12-31381357951
2020 : OHIO CAT INCENTIVE SAVINGS PLAN 2020 401k financial data
Total transfer of assets to this plan2020-12-31$42,192
Total transfer of assets from this plan2020-12-31$102,154
Total income from all sources (including contributions)2020-12-31$21,166,723
Total of all expenses incurred2020-12-31$5,839,047
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$5,663,083
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$8,658,854
Value of total assets at end of year2020-12-31$105,176,170
Value of total assets at beginning of year2020-12-31$89,908,456
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$175,964
Total interest from all sources2020-12-31$465,492
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$1,329,594
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$1,329,594
Administrative expenses professional fees incurred2020-12-31$9,600
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$5,885,922
Participant contributions at end of year2020-12-31$1,386,423
Participant contributions at beginning of year2020-12-31$1,285,595
Participant contributions at end of year2020-12-31$15,945
Participant contributions at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$435,358
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$3,148
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$3,149
Administrative expenses (other) incurred2020-12-31$131,114
Total non interest bearing cash at end of year2020-12-31$103,749
Total non interest bearing cash at beginning of year2020-12-31$83,422
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$15,327,676
Value of net assets at end of year (total assets less liabilities)2020-12-31$105,176,170
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$89,908,456
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$35,250
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$90,110,003
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$77,629,646
Interest on participant loans2020-12-31$83,079
Interest earned on other investments2020-12-31$382,403
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$82,424
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$9,498
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$9,498
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$10
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$13,463,898
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$10,130,795
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$10,712,783
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$2,337,574
Employer contributions (assets) at end of year2020-12-31$10,580
Employer contributions (assets) at beginning of year2020-12-31$766,351
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$5,663,083
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31PLANTE & MORAN, PLLC
Accountancy firm EIN2020-12-31381357951
2019 : OHIO CAT INCENTIVE SAVINGS PLAN 2019 401k financial data
Total transfer of assets to this plan2019-12-31$137,788
Total transfer of assets from this plan2019-12-31$6,092
Total income from all sources (including contributions)2019-12-31$24,645,332
Total income from all sources (including contributions)2019-12-31$24,645,332
Total of all expenses incurred2019-12-31$5,775,936
Total of all expenses incurred2019-12-31$5,775,936
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$5,583,802
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$5,583,802
Value of total corrective distributions2019-12-31$23,787
Value of total corrective distributions2019-12-31$23,787
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$9,147,474
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$9,147,474
Value of total assets at end of year2019-12-31$89,908,456
Value of total assets at end of year2019-12-31$89,908,456
Value of total assets at beginning of year2019-12-31$70,907,364
Value of total assets at beginning of year2019-12-31$70,907,364
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$168,347
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$168,347
Total interest from all sources2019-12-31$389,961
Total interest from all sources2019-12-31$389,961
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,333,214
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$1,333,214
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,333,214
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$1,333,214
Administrative expenses professional fees incurred2019-12-31$3,801
Administrative expenses professional fees incurred2019-12-31$3,801
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$5,287,820
Contributions received from participants2019-12-31$5,287,820
Participant contributions at end of year2019-12-31$1,285,595
Participant contributions at end of year2019-12-31$1,285,595
Participant contributions at beginning of year2019-12-31$1,284,357
Participant contributions at beginning of year2019-12-31$1,284,357
Participant contributions at end of year2019-12-31$0
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$52,171
Participant contributions at beginning of year2019-12-31$52,171
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,097,256
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$1,097,256
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$3,149
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$3,149
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$3,496
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$3,496
Administrative expenses (other) incurred2019-12-31$117,546
Administrative expenses (other) incurred2019-12-31$117,546
Total non interest bearing cash at end of year2019-12-31$83,422
Total non interest bearing cash at end of year2019-12-31$83,422
Total non interest bearing cash at beginning of year2019-12-31$45,386
Total non interest bearing cash at beginning of year2019-12-31$45,386
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$18,869,396
Value of net income/loss2019-12-31$18,869,396
Value of net assets at end of year (total assets less liabilities)2019-12-31$89,908,456
Value of net assets at end of year (total assets less liabilities)2019-12-31$89,908,456
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$70,907,364
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$70,907,364
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$47,000
Investment advisory and management fees2019-12-31$47,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$77,629,646
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$77,629,646
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$59,312,277
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$59,312,277
Interest on participant loans2019-12-31$80,150
Interest on participant loans2019-12-31$80,150
Interest earned on other investments2019-12-31$309,675
Interest earned on other investments2019-12-31$309,675
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$9,498
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$9,498
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$41,785
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$41,785
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$41,785
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$41,785
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$136
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$136
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$10,130,795
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$10,130,795
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$9,503,761
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$9,503,761
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$13,774,683
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$13,774,683
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$2,762,398
Contributions received in cash from employer2019-12-31$2,762,398
Employer contributions (assets) at end of year2019-12-31$766,351
Employer contributions (assets) at end of year2019-12-31$766,351
Employer contributions (assets) at beginning of year2019-12-31$664,131
Employer contributions (assets) at beginning of year2019-12-31$664,131
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$5,583,802
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$5,583,802
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31PLANTE & MORAN, PLLC
Accountancy firm name2019-12-31PLANTE & MORAN, PLLC
Accountancy firm EIN2019-12-31381357951
Accountancy firm EIN2019-12-31381357951
2018 : OHIO CAT INCENTIVE SAVINGS PLAN 2018 401k financial data
Total transfer of assets from this plan2018-12-31$20,556
Total income from all sources (including contributions)2018-12-31$3,666,973
Total of all expenses incurred2018-12-31$6,574,430
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$6,376,698
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$8,497,685
Value of total assets at end of year2018-12-31$70,907,364
Value of total assets at beginning of year2018-12-31$73,835,377
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$197,732
Total interest from all sources2018-12-31$358,519
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$1,370,467
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,370,467
Administrative expenses professional fees incurred2018-12-31$6,250
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$4,477,023
Participant contributions at end of year2018-12-31$1,284,357
Participant contributions at beginning of year2018-12-31$1,119,152
Participant contributions at end of year2018-12-31$52,171
Participant contributions at beginning of year2018-12-31$35,144
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$1,591,945
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$3,496
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$2,706
Administrative expenses (other) incurred2018-12-31$144,482
Total non interest bearing cash at end of year2018-12-31$45,386
Total non interest bearing cash at beginning of year2018-12-31$45,449
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-2,907,457
Value of net assets at end of year (total assets less liabilities)2018-12-31$70,907,364
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$73,835,377
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$47,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$59,312,277
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$62,585,488
Interest on participant loans2018-12-31$72,131
Interest earned on other investments2018-12-31$286,302
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$41,785
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$38,381
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$38,381
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$86
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$9,503,761
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$9,504,550
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-6,559,698
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$2,428,717
Employer contributions (assets) at end of year2018-12-31$664,131
Employer contributions (assets) at beginning of year2018-12-31$504,507
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$6,376,698
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31PLANTE & MORAN PLLC
Accountancy firm EIN2018-12-31381357951
2017 : OHIO CAT INCENTIVE SAVINGS PLAN 2017 401k financial data
Total transfer of assets to this plan2017-12-31$68,656
Total income from all sources (including contributions)2017-12-31$16,573,231
Total of all expenses incurred2017-12-31$4,671,599
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$4,516,805
Value of total corrective distributions2017-12-31$4,116
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$5,898,563
Value of total assets at end of year2017-12-31$73,835,377
Value of total assets at beginning of year2017-12-31$61,865,089
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$150,678
Total interest from all sources2017-12-31$323,755
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,181,074
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,181,074
Administrative expenses professional fees incurred2017-12-31$6,125
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$3,556,306
Participant contributions at end of year2017-12-31$1,119,152
Participant contributions at beginning of year2017-12-31$1,145,110
Participant contributions at end of year2017-12-31$35,144
Participant contributions at beginning of year2017-12-31$22,922
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$487,951
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$2,706
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$2,817
Administrative expenses (other) incurred2017-12-31$97,553
Total non interest bearing cash at end of year2017-12-31$45,449
Total non interest bearing cash at beginning of year2017-12-31$25,505
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$11,901,632
Value of net assets at end of year (total assets less liabilities)2017-12-31$73,835,377
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$61,865,089
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$47,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$62,585,488
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$50,160,021
Interest on participant loans2017-12-31$60,990
Interest earned on other investments2017-12-31$262,732
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$38,381
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$70,595
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$70,595
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$33
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$9,504,550
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$10,426,797
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$9,169,839
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,854,306
Employer contributions (assets) at end of year2017-12-31$504,507
Employer contributions (assets) at beginning of year2017-12-31$11,322
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$4,516,805
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31PLANTE & MORAN PLLC
Accountancy firm EIN2017-12-31381357951
2016 : OHIO CAT INCENTIVE SAVINGS PLAN 2016 401k financial data
Total transfer of assets to this plan2016-12-31$8,434
Total income from all sources (including contributions)2016-12-31$9,256,470
Total of all expenses incurred2016-12-31$2,074,756
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,942,423
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$4,923,251
Value of total assets at end of year2016-12-31$61,865,089
Value of total assets at beginning of year2016-12-31$54,674,941
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$132,333
Total interest from all sources2016-12-31$281,486
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$762,800
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$762,800
Administrative expenses professional fees incurred2016-12-31$6,000
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$3,452,543
Participant contributions at end of year2016-12-31$1,145,110
Participant contributions at beginning of year2016-12-31$1,122,085
Participant contributions at end of year2016-12-31$22,922
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$107,246
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$2,817
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$2,142
Administrative expenses (other) incurred2016-12-31$79,333
Total non interest bearing cash at end of year2016-12-31$25,505
Total non interest bearing cash at beginning of year2016-12-31$5,722
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$7,181,714
Value of net assets at end of year (total assets less liabilities)2016-12-31$61,865,089
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$54,674,941
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$47,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$50,160,021
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$44,083,746
Interest on participant loans2016-12-31$60,332
Interest earned on other investments2016-12-31$221,154
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$70,595
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$86,762
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$86,762
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$10,426,797
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$8,987,011
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$3,288,933
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,363,462
Employer contributions (assets) at end of year2016-12-31$11,322
Employer contributions (assets) at beginning of year2016-12-31$387,473
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,942,423
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31PLANTE & MORAN PLLC
Accountancy firm EIN2016-12-31381357951
2015 : OHIO CAT INCENTIVE SAVINGS PLAN 2015 401k financial data
Total transfer of assets from this plan2015-12-31$5,101
Total income from all sources (including contributions)2015-12-31$5,650,470
Total of all expenses incurred2015-12-31$3,236,174
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$3,099,090
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$5,728,819
Value of total assets at end of year2015-12-31$54,674,941
Value of total assets at beginning of year2015-12-31$52,265,746
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$137,084
Total interest from all sources2015-12-31$267,512
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$727,116
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$727,116
Administrative expenses professional fees incurred2015-12-31$19,335
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$3,424,957
Participant contributions at end of year2015-12-31$1,122,085
Participant contributions at beginning of year2015-12-31$898,987
Participant contributions at beginning of year2015-12-31$4,894
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$542,158
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$2,142
Administrative expenses (other) incurred2015-12-31$70,749
Total non interest bearing cash at end of year2015-12-31$5,722
Total non interest bearing cash at beginning of year2015-12-31$61,969
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$2,414,296
Value of net assets at end of year (total assets less liabilities)2015-12-31$54,674,941
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$52,265,746
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$47,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$44,083,746
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$42,679,887
Interest on participant loans2015-12-31$49,317
Interest earned on other investments2015-12-31$218,192
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$86,762
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$19,293
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$19,293
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$3
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$8,987,011
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$8,159,273
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,072,977
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,761,704
Employer contributions (assets) at end of year2015-12-31$387,473
Employer contributions (assets) at beginning of year2015-12-31$441,443
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$3,099,090
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31PLANTE & MORAN PLLC
Accountancy firm EIN2015-12-31381357951
2014 : OHIO CAT INCENTIVE SAVINGS PLAN 2014 401k financial data
Total transfer of assets from this plan2014-12-31$17,093
Total income from all sources (including contributions)2014-12-31$8,032,724
Total of all expenses incurred2014-12-31$1,680,728
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,580,142
Expenses. Certain deemed distributions of participant loans2014-12-31$9,328
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$5,421,932
Value of total assets at end of year2014-12-31$52,265,746
Value of total assets at beginning of year2014-12-31$45,930,843
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$91,258
Total interest from all sources2014-12-31$208,708
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$583,761
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$583,761
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$3,078,836
Participant contributions at end of year2014-12-31$898,987
Participant contributions at beginning of year2014-12-31$654,014
Participant contributions at end of year2014-12-31$4,894
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$633,525
Other income not declared elsewhere2014-12-31$115,526
Administrative expenses (other) incurred2014-12-31$6,574
Total non interest bearing cash at end of year2014-12-31$61,969
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$6,351,996
Value of net assets at end of year (total assets less liabilities)2014-12-31$52,265,746
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$45,930,843
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$48,813
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$42,679,887
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$2,161,871
Value of interest in pooled separate accounts at beginning of year2014-12-31$34,801,677
Interest on participant loans2014-12-31$38,120
Interest earned on other investments2014-12-31$170,587
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$19,293
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$1
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$8,159,273
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$7,903,437
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$29,223
Net investment gain/loss from pooled separate accounts2014-12-31$1,673,574
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,709,571
Employer contributions (assets) at end of year2014-12-31$441,443
Employer contributions (assets) at beginning of year2014-12-31$409,844
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,580,142
Contract administrator fees2014-12-31$35,871
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31Yes
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BARNES WENDLING CPAS, INC
Accountancy firm EIN2014-12-31341463411
2013 : OHIO CAT INCENTIVE SAVINGS PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets to this plan2013-12-31$161,657
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$12,214,881
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,900,231
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,861,427
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$4,395,549
Value of total assets at end of year2013-12-31$45,930,843
Value of total assets at beginning of year2013-12-31$35,454,536
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$38,804
Total interest from all sources2013-12-31$181,695
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$67,028
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$67,028
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$2,738,567
Participant contributions at end of year2013-12-31$654,014
Participant contributions at beginning of year2013-12-31$581,874
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$63,253
Other income not declared elsewhere2013-12-31$26,494
Administrative expenses (other) incurred2013-12-31$38,804
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$10,314,650
Value of net assets at end of year (total assets less liabilities)2013-12-31$45,930,843
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$35,454,536
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$2,161,871
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$2,130,658
Value of interest in pooled separate accounts at end of year2013-12-31$34,801,677
Value of interest in pooled separate accounts at beginning of year2013-12-31$25,864,518
Interest on participant loans2013-12-31$33,196
Interest earned on other investments2013-12-31$148,499
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$7,903,437
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$6,516,475
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$-100,705
Net investment gain/loss from pooled separate accounts2013-12-31$7,644,820
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,593,729
Employer contributions (assets) at end of year2013-12-31$409,844
Employer contributions (assets) at beginning of year2013-12-31$361,011
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,861,427
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BARNES WENDLING CPAS, INC.
Accountancy firm EIN2013-12-31341463411
2012 : OHIO CAT INCENTIVE SAVINGS PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets to this plan2012-12-31$110,859
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$7,716,047
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,134,994
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,115,542
Expenses. Certain deemed distributions of participant loans2012-12-31$12,662
Value of total corrective distributions2012-12-31$2,139
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$3,938,568
Value of total assets at end of year2012-12-31$35,454,536
Value of total assets at beginning of year2012-12-31$28,762,624
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$4,651
Total interest from all sources2012-12-31$179,701
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$61,777
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$61,777
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$2,322,588
Participant contributions at end of year2012-12-31$581,874
Participant contributions at beginning of year2012-12-31$528,740
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$241,290
Administrative expenses (other) incurred2012-12-31$4,651
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$6,581,053
Value of net assets at end of year (total assets less liabilities)2012-12-31$35,454,536
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$28,762,624
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$2,130,658
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$1,527,928
Value of interest in pooled separate accounts at end of year2012-12-31$25,864,518
Value of interest in pooled separate accounts at beginning of year2012-12-31$20,366,753
Interest on participant loans2012-12-31$29,707
Interest earned on other investments2012-12-31$149,994
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$6,516,475
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$6,051,701
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$76,346
Net investment gain/loss from pooled separate accounts2012-12-31$3,459,655
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,374,690
Employer contributions (assets) at end of year2012-12-31$361,011
Employer contributions (assets) at beginning of year2012-12-31$287,502
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,115,542
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BARNES WENDLING CPAS, INC.
Accountancy firm EIN2012-12-31341463411
2011 : OHIO CAT INCENTIVE SAVINGS PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$88,932
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$41,602
Total income from all sources (including contributions)2011-12-31$3,022,998
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,210,382
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,162,660
Expenses. Certain deemed distributions of participant loans2011-12-31$834
Value of total corrective distributions2011-12-31$41,643
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$3,449,795
Value of total assets at end of year2011-12-31$28,762,624
Value of total assets at beginning of year2011-12-31$26,902,678
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$5,245
Total interest from all sources2011-12-31$190,868
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$56,946
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$56,946
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,910,546
Participant contributions at end of year2011-12-31$528,740
Participant contributions at beginning of year2011-12-31$485,217
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$266,765
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$41,602
Other income not declared elsewhere2011-12-31$10,062
Administrative expenses (other) incurred2011-12-31$5,245
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,812,616
Value of net assets at end of year (total assets less liabilities)2011-12-31$28,762,624
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$26,861,076
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$1,527,928
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$1,376,453
Value of interest in pooled separate accounts at end of year2011-12-31$20,366,753
Value of interest in pooled separate accounts at beginning of year2011-12-31$19,348,747
Interest on participant loans2011-12-31$29,318
Interest earned on other investments2011-12-31$161,550
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$6,051,701
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$5,670,697
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$4,459
Net investment gain/loss from pooled separate accounts2011-12-31$-689,132
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,272,484
Employer contributions (assets) at end of year2011-12-31$287,502
Employer contributions (assets) at beginning of year2011-12-31$21,564
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,162,660
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BARNES WENDLING CPAS, INC.
Accountancy firm EIN2011-12-31341463411
2010 : OHIO CAT INCENTIVE SAVINGS PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$2,137
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$41,602
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$4,810,280
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,266,761
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,259,260
Value of total corrective distributions2010-12-31$1,024
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,969,423
Value of total assets at end of year2010-12-31$26,902,678
Value of total assets at beginning of year2010-12-31$23,315,420
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$6,477
Total interest from all sources2010-12-31$184,174
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$48,148
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$48,148
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,538,061
Participant contributions at end of year2010-12-31$485,217
Participant contributions at beginning of year2010-12-31$396,804
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$73,337
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$41,602
Other income not declared elsewhere2010-12-31$1,741
Administrative expenses (other) incurred2010-12-31$6,477
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$3,543,519
Value of net assets at end of year (total assets less liabilities)2010-12-31$26,861,076
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$23,315,420
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$1,376,453
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$1,067,781
Value of interest in pooled separate accounts at end of year2010-12-31$19,348,747
Value of interest in pooled separate accounts at beginning of year2010-12-31$16,424,436
Interest on participant loans2010-12-31$26,198
Interest earned on other investments2010-12-31$157,976
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$5,670,697
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$5,426,399
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$46,970
Net investment gain/loss from pooled separate accounts2010-12-31$2,559,824
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$358,025
Employer contributions (assets) at end of year2010-12-31$21,564
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,259,260
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BARNES WENDLING CPAS, INC.
Accountancy firm EIN2010-12-31341463411
2009 : OHIO CAT INCENTIVE SAVINGS PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for OHIO CAT INCENTIVE SAVINGS PLAN

2022: OHIO CAT INCENTIVE SAVINGS PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: OHIO CAT INCENTIVE SAVINGS PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: OHIO CAT INCENTIVE SAVINGS PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: OHIO CAT INCENTIVE SAVINGS PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: OHIO CAT INCENTIVE SAVINGS PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: OHIO CAT INCENTIVE SAVINGS PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedYes
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: OHIO CAT INCENTIVE SAVINGS PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: OHIO CAT INCENTIVE SAVINGS PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: OHIO CAT INCENTIVE SAVINGS PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: OHIO CAT INCENTIVE SAVINGS PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: OHIO CAT INCENTIVE SAVINGS PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: OHIO CAT INCENTIVE SAVINGS PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: OHIO CAT INCENTIVE SAVINGS PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberQK62891
Policy instance 1
Insurance contract or identification numberQK62891
Number of Individuals Covered1296
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberQK62891
Policy instance 1
Insurance contract or identification numberQK62891
Number of Individuals Covered1221
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberQK62891
Policy instance 1
Insurance contract or identification numberQK62891
Number of Individuals Covered1209
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberQK62891
Policy instance 1
Insurance contract or identification numberQK62891
Number of Individuals Covered1192
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberQK62891
Policy instance 1
Insurance contract or identification numberQK62891
Number of Individuals Covered907
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberQK62891
Policy instance 1
Insurance contract or identification numberQK62891
Number of Individuals Covered712
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberQK62891
Policy instance 1
Insurance contract or identification numberQK62891
Number of Individuals Covered677
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number31416
Policy instance 1
Insurance contract or identification number31416
Number of Individuals Covered0
Insurance policy start date2014-01-01
Insurance policy end date2014-06-30
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberQK62891
Policy instance 2
Insurance contract or identification numberQK62891
Number of Individuals Covered652
Insurance policy start date2014-07-01
Insurance policy end date2014-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number31416-002
Policy instance 1
Insurance contract or identification number31416-002
Number of Individuals Covered630
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $51,533
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees51533
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
Insurance broker nameJOSEPH S KOSEK
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number31416-002
Policy instance 1
Insurance contract or identification number31416-002
Number of Individuals Covered561
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $74,870
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees74870
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
Insurance broker nameJOSEPH S KOSEK
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number31416-002
Policy instance 1
Insurance contract or identification number31416-002
Number of Individuals Covered467
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $65,524
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number31416-002
Policy instance 1
Insurance contract or identification number31416-002
Number of Individuals Covered456
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $56,847
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees56847
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
Insurance broker nameJOSEPH S KOSEK

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