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OHIO CAT UNION 401K PLAN 401k Plan overview

Plan NameOHIO CAT UNION 401K PLAN
Plan identification number 004

OHIO CAT UNION 401K PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

OHIO MACHINERY CO. has sponsored the creation of one or more 401k plans.

Company Name:OHIO MACHINERY CO.
Employer identification number (EIN):340672363
NAIC Classification:811310
NAIC Description:Commercial and Industrial Machinery and Equipment (except Automotive and Electronic) Repair and Maintenance

Form 5500 Filing Information

Submission information for form 5500 for 401k plan OHIO CAT UNION 401K PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0042024-01-01SONJA METZLER
0042023-01-01
0042023-01-01SONJA METZLER
0042022-01-01
0042022-01-01SONJA METZLER
0042021-01-01
0042021-01-01SONJA METZLER
0042020-01-01
0042019-01-01
0042017-01-01SONJA METZLER
0042016-01-01SONJA METZLER
0042015-01-01SONJA METZLER
0042014-01-01SONJA METZLER
0042013-01-01SONJA METZLER DAVID J. BLOCKSOM2014-10-15
0042012-01-01SONJA METZLER DAVID BLOCKSOM2013-10-06
0042011-01-01DAVID BLOCKSOM SONJA METZLER2012-10-11
0042010-01-01SONJA METZLER DAVID J. BLOCKSOM2011-10-10
0042009-01-01SONJA METZLER DAVID J. BLOCKSOM2010-10-07

Plan Statistics for OHIO CAT UNION 401K PLAN

401k plan membership statisitcs for OHIO CAT UNION 401K PLAN

Measure Date Value
2023: OHIO CAT UNION 401K PLAN 2023 401k membership
Total participants, beginning-of-year2023-01-01530
Total number of active participants reported on line 7a of the Form 55002023-01-01543
Number of retired or separated participants receiving benefits2023-01-013
Number of other retired or separated participants entitled to future benefits2023-01-0150
Total of all active and inactive participants2023-01-01596
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2023-01-010
Total participants2023-01-01596
Number of participants with account balances2023-01-01375
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2023-01-012
2022: OHIO CAT UNION 401K PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01554
Total number of active participants reported on line 7a of the Form 55002022-01-01478
Number of retired or separated participants receiving benefits2022-01-013
Number of other retired or separated participants entitled to future benefits2022-01-0149
Total of all active and inactive participants2022-01-01530
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01530
Number of participants with account balances2022-01-01329
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: OHIO CAT UNION 401K PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01560
Total number of active participants reported on line 7a of the Form 55002021-01-01490
Number of retired or separated participants receiving benefits2021-01-014
Number of other retired or separated participants entitled to future benefits2021-01-0159
Total of all active and inactive participants2021-01-01553
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-01554
Number of participants with account balances2021-01-01341
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-012
2020: OHIO CAT UNION 401K PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01587
Total number of active participants reported on line 7a of the Form 55002020-01-01509
Number of retired or separated participants receiving benefits2020-01-013
Number of other retired or separated participants entitled to future benefits2020-01-0147
Total of all active and inactive participants2020-01-01559
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-01560
Number of participants with account balances2020-01-01351
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-011
2019: OHIO CAT UNION 401K PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01539
Total number of active participants reported on line 7a of the Form 55002019-01-01542
Number of retired or separated participants receiving benefits2019-01-012
Number of other retired or separated participants entitled to future benefits2019-01-0142
Total of all active and inactive participants2019-01-01586
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-01587
Number of participants with account balances2019-01-01355
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2017: OHIO CAT UNION 401K PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01484
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0136
Total of all active and inactive participants2017-01-0136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0136
Number of participants with account balances2017-01-01314
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-011
2016: OHIO CAT UNION 401K PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01508
Total number of active participants reported on line 7a of the Form 55002016-01-01462
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0122
Total of all active and inactive participants2016-01-01484
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01484
Number of participants with account balances2016-01-01293
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-011
2015: OHIO CAT UNION 401K PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01506
Total number of active participants reported on line 7a of the Form 55002015-01-01475
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0119
Total of all active and inactive participants2015-01-01494
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01494
Number of participants with account balances2015-01-01280
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: OHIO CAT UNION 401K PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01447
Total number of active participants reported on line 7a of the Form 55002014-01-01484
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0114
Total of all active and inactive participants2014-01-01498
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01498
Number of participants with account balances2014-01-01250
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: OHIO CAT UNION 401K PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01419
Total number of active participants reported on line 7a of the Form 55002013-01-01426
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0112
Total of all active and inactive participants2013-01-01438
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01438
Number of participants with account balances2013-01-01219
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: OHIO CAT UNION 401K PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01368
Total number of active participants reported on line 7a of the Form 55002012-01-01401
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0110
Total of all active and inactive participants2012-01-01411
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01411
Number of participants with account balances2012-01-01204
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: OHIO CAT UNION 401K PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01350
Total number of active participants reported on line 7a of the Form 55002011-01-01343
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0110
Total of all active and inactive participants2011-01-01353
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01353
Number of participants with account balances2011-01-01190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: OHIO CAT UNION 401K PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01189
Total number of active participants reported on line 7a of the Form 55002010-01-01339
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-0110
Total of all active and inactive participants2010-01-01349
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01349
Number of participants with account balances2010-01-01190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: OHIO CAT UNION 401K PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01233
Total number of active participants reported on line 7a of the Form 55002009-01-01178
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0111
Total of all active and inactive participants2009-01-01189
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01189
Number of participants with account balances2009-01-01189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-012

Financial Data on OHIO CAT UNION 401K PLAN

Measure Date Value
2023 : OHIO CAT UNION 401K PLAN 2023 401k financial data
Total transfer of assets to this plan2023-12-31$147,310
Total transfer of assets from this plan2023-12-31$156,145
Total income from all sources (including contributions)2023-12-31$4,619,806
Total of all expenses incurred2023-12-31$896,838
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-12-31$876,563
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-12-31$1,728,052
Value of total assets at end of year2023-12-31$20,530,313
Value of total assets at beginning of year2023-12-31$16,816,180
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-12-31$20,275
Total interest from all sources2023-12-31$93,439
Total dividends received (eg from common stock, registered investment company shares)2023-12-31$343,127
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2023-12-31$343,127
Was this plan covered by a fidelity bond2023-12-31Yes
Value of fidelity bond cover2023-12-31$500,000
If this is an individual account plan, was there a blackout period2023-12-31No
Were there any nonexempt tranactions with any party-in-interest2023-12-31No
Contributions received from participants2023-12-31$1,695,635
Participant contributions at end of year2023-12-31$361,088
Participant contributions at beginning of year2023-12-31$418,289
Income. Received or receivable in cash from other sources (including rollovers)2023-12-31$32,417
Value of other receiveables (less allowance for doubtful accounts) at end of year2023-12-31$624
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2023-12-31$165
Total non interest bearing cash at end of year2023-12-31$6,854
Total non interest bearing cash at beginning of year2023-12-31$6,527
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Value of net income/loss2023-12-31$3,722,968
Value of net assets at end of year (total assets less liabilities)2023-12-31$20,530,313
Value of net assets at beginning of year (total assets less liabilities)2023-12-31$16,816,180
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2023-12-31No
Were any leases to which the plan was party in default or uncollectible2023-12-31No
Investment advisory and management fees2023-12-31$8,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-12-31$18,298,147
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-12-31$14,622,202
Interest on participant loans2023-12-31$23,439
Interest earned on other investments2023-12-31$69,850
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2023-12-31$3
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2023-12-31$5,305
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2023-12-31$5,305
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2023-12-31$150
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-12-31$1,863,597
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-12-31$1,763,692
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-12-31$2,455,188
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-12-31No
Was there a failure to transmit to the plan any participant contributions2023-12-31No
Has the plan failed to provide any benefit when due under the plan2023-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-12-31$876,563
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32023-12-31No
Did the plan have assets held for investment2023-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-12-31No
Opinion of an independent qualified public accountant for this plan2023-12-31Unqualified
Accountancy firm name2023-12-31PLANTE & MORAN, PLLC
Accountancy firm EIN2023-12-31381357951
Total transfer of assets to this plan2023-01-01$147,310
Total transfer of assets from this plan2023-01-01$156,145
Total income from all sources (including contributions)2023-01-01$4,619,806
Total of all expenses incurred2023-01-01$896,838
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2023-01-01$876,563
Total contributions o plan (from employers,participants, others, non cash contrinutions)2023-01-01$1,728,052
Value of total assets at end of year2023-01-01$20,530,313
Value of total assets at beginning of year2023-01-01$16,816,180
Total of administrative expenses incurred including professional, contract, advisory and management fees2023-01-01$20,275
Total interest from all sources2023-01-01$93,439
Total dividends received (eg from common stock, registered investment company shares)2023-01-01$343,127
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2023-01-01No
Total dividends received from registered investment company shares (eg mutual funds)2023-01-01$343,127
Was this plan covered by a fidelity bond2023-01-01Yes
Value of fidelity bond cover2023-01-01$500,000
If this is an individual account plan, was there a blackout period2023-01-01No
Were there any nonexempt tranactions with any party-in-interest2023-01-01No
Contributions received from participants2023-01-01$1,695,635
Participant contributions at end of year2023-01-01$361,088
Participant contributions at beginning of year2023-01-01$418,289
Income. Received or receivable in cash from other sources (including rollovers)2023-01-01$32,417
Value of other receiveables (less allowance for doubtful accounts) at end of year2023-01-01$624
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2023-01-01$165
Total non interest bearing cash at end of year2023-01-01$6,854
Total non interest bearing cash at beginning of year2023-01-01$6,527
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2023-01-01No
Value of net income/loss2023-01-01$3,722,968
Value of net assets at end of year (total assets less liabilities)2023-01-01$20,530,313
Value of net assets at beginning of year (total assets less liabilities)2023-01-01$16,816,180
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2023-01-01No
Were any loans by the plan or fixed income obligations due to the plan in default2023-01-01No
Were any leases to which the plan was party in default or uncollectible2023-01-01No
Investment advisory and management fees2023-01-01$8,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2023-01-01$18,298,147
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2023-01-01$14,622,202
Interest on participant loans2023-01-01$23,439
Interest earned on other investments2023-01-01$69,850
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2023-01-01$3
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2023-01-01$150
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2023-01-01$1,863,597
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2023-01-01$1,763,692
Net investment gain/loss from registered investment companies (e.g. mutual funds)2023-01-01$2,455,188
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2023-01-01No
Was there a failure to transmit to the plan any participant contributions2023-01-01No
Has the plan failed to provide any benefit when due under the plan2023-01-01No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2023-01-01$876,563
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32023-01-01No
Did the plan have assets held for investment2023-01-01Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2023-01-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2023-01-01No
Opinion of an independent qualified public accountant for this plan2023-01-011
Accountancy firm name2023-01-01PLANTE & MORAN, PLLC
Accountancy firm EIN2023-01-01381357951
2022 : OHIO CAT UNION 401K PLAN 2022 401k financial data
Total transfer of assets to this plan2022-12-31$48,667
Total transfer of assets from this plan2022-12-31$491,721
Total income from all sources (including contributions)2022-12-31$-1,777,180
Total of all expenses incurred2022-12-31$2,540,151
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$2,502,204
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,459,579
Value of total assets at end of year2022-12-31$16,816,180
Value of total assets at beginning of year2022-12-31$21,576,565
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$37,947
Total interest from all sources2022-12-31$86,391
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$252,178
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$252,178
Administrative expenses professional fees incurred2022-12-31$6,525
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,400,704
Participant contributions at end of year2022-12-31$418,289
Participant contributions at beginning of year2022-12-31$338,924
Participant contributions at end of year2022-12-31$0
Participant contributions at beginning of year2022-12-31$135
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$58,875
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$165
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$88
Administrative expenses (other) incurred2022-12-31$24,089
Total non interest bearing cash at end of year2022-12-31$6,527
Total non interest bearing cash at beginning of year2022-12-31$16,078
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-4,317,331
Value of net assets at end of year (total assets less liabilities)2022-12-31$16,816,180
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$21,576,565
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$7,333
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$14,622,202
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$19,318,047
Interest on participant loans2022-12-31$22,743
Interest earned on other investments2022-12-31$63,629
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$5,305
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$5,286
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$5,286
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$19
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$1,763,692
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$1,898,007
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-3,575,328
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$2,502,204
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31PLANTE & MORAN, PLLC
Accountancy firm EIN2022-12-31381357951
Total transfer of assets to this plan2022-01-01$48,667
Total transfer of assets from this plan2022-01-01$491,721
Total income from all sources (including contributions)2022-01-01$-1,777,180
Total of all expenses incurred2022-01-01$2,540,151
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-01-01$2,502,204
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-01-01$1,459,579
Value of total assets at end of year2022-01-01$16,816,180
Value of total assets at beginning of year2022-01-01$21,576,565
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-01-01$37,947
Total interest from all sources2022-01-01$86,391
Total dividends received (eg from common stock, registered investment company shares)2022-01-01$252,178
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-01-01No
Total dividends received from registered investment company shares (eg mutual funds)2022-01-01$252,178
Administrative expenses professional fees incurred2022-01-01$6,525
Was this plan covered by a fidelity bond2022-01-01Yes
Value of fidelity bond cover2022-01-01$500,000
If this is an individual account plan, was there a blackout period2022-01-01No
Were there any nonexempt tranactions with any party-in-interest2022-01-01No
Contributions received from participants2022-01-01$1,400,704
Participant contributions at end of year2022-01-01$418,289
Participant contributions at beginning of year2022-01-01$338,924
Participant contributions at end of year2022-01-01$0
Participant contributions at beginning of year2022-01-01$135
Income. Received or receivable in cash from other sources (including rollovers)2022-01-01$58,875
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-01-01$165
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-01-01$88
Administrative expenses (other) incurred2022-01-01$24,089
Total non interest bearing cash at end of year2022-01-01$6,527
Total non interest bearing cash at beginning of year2022-01-01$16,078
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-01No
Value of net income/loss2022-01-01$-4,317,331
Value of net assets at end of year (total assets less liabilities)2022-01-01$16,816,180
Value of net assets at beginning of year (total assets less liabilities)2022-01-01$21,576,565
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-01-01No
Were any loans by the plan or fixed income obligations due to the plan in default2022-01-01No
Were any leases to which the plan was party in default or uncollectible2022-01-01No
Investment advisory and management fees2022-01-01$7,333
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-01-01$14,622,202
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-01-01$19,318,047
Interest on participant loans2022-01-01$22,743
Interest earned on other investments2022-01-01$63,629
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-01-01$5,305
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-01-01$19
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-01-01$1,763,692
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-01-01$1,898,007
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-01-01$-3,575,328
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-01-01No
Was there a failure to transmit to the plan any participant contributions2022-01-01No
Has the plan failed to provide any benefit when due under the plan2022-01-01No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-01-01$2,502,204
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-01-01No
Did the plan have assets held for investment2022-01-01Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-01-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-01-01No
Opinion of an independent qualified public accountant for this plan2022-01-011
Accountancy firm name2022-01-01PLANTE & MORAN, PLLC
Accountancy firm EIN2022-01-01381357951
2021 : OHIO CAT UNION 401K PLAN 2021 401k financial data
Total transfer of assets to this plan2021-12-31$176,382
Total transfer of assets from this plan2021-12-31$126,130
Total income from all sources (including contributions)2021-12-31$4,485,871
Total of all expenses incurred2021-12-31$2,083,240
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,000,851
Value of total corrective distributions2021-12-31$15,035
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,672,616
Value of total assets at end of year2021-12-31$21,576,565
Value of total assets at beginning of year2021-12-31$19,123,682
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$67,354
Total interest from all sources2021-12-31$82,307
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$435,742
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$435,742
Administrative expenses professional fees incurred2021-12-31$6,400
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,454,393
Participant contributions at end of year2021-12-31$338,924
Participant contributions at beginning of year2021-12-31$283,863
Participant contributions at end of year2021-12-31$135
Participant contributions at beginning of year2021-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$218,223
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$88
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$86
Administrative expenses (other) incurred2021-12-31$52,954
Total non interest bearing cash at end of year2021-12-31$16,078
Total non interest bearing cash at beginning of year2021-12-31$30,797
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$2,402,631
Value of net assets at end of year (total assets less liabilities)2021-12-31$21,576,565
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$19,123,682
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$8,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$19,318,047
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$16,864,308
Interest on participant loans2021-12-31$19,116
Interest earned on other investments2021-12-31$63,191
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$5,286
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$2,028
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$2,028
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$1,898,007
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$1,942,600
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$2,295,206
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,000,851
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31PLANTE & MORAN, PLLC
Accountancy firm EIN2021-12-31381357951
2020 : OHIO CAT UNION 401K PLAN 2020 401k financial data
Total transfer of assets to this plan2020-12-31$102,154
Total transfer of assets from this plan2020-12-31$42,192
Total income from all sources (including contributions)2020-12-31$3,957,680
Total of all expenses incurred2020-12-31$2,058,922
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$2,011,995
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,606,735
Value of total assets at end of year2020-12-31$19,123,682
Value of total assets at beginning of year2020-12-31$17,164,962
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$46,927
Total interest from all sources2020-12-31$79,110
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$253,236
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$253,236
Administrative expenses professional fees incurred2020-12-31$6,400
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,501,176
Participant contributions at end of year2020-12-31$283,863
Participant contributions at beginning of year2020-12-31$292,170
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$105,521
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$86
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$6
Administrative expenses (other) incurred2020-12-31$34,527
Total non interest bearing cash at end of year2020-12-31$30,797
Total non interest bearing cash at beginning of year2020-12-31$27,664
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,898,758
Value of net assets at end of year (total assets less liabilities)2020-12-31$19,123,682
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$17,164,962
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$6,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$16,864,308
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$15,077,037
Interest on participant loans2020-12-31$19,346
Interest earned on other investments2020-12-31$59,764
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$2,028
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$1,942,600
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$1,768,085
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$2,018,599
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$38
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$2,011,995
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31PLANTE & MORAN, PLLC
Accountancy firm EIN2020-12-31381357951
2019 : OHIO CAT UNION 401K PLAN 2019 401k financial data
Total transfer of assets to this plan2019-12-31$5,044
Total transfer of assets to this plan2019-12-31$5,044
Total transfer of assets from this plan2019-12-31$137,788
Total transfer of assets from this plan2019-12-31$137,788
Total income from all sources (including contributions)2019-12-31$4,752,429
Total income from all sources (including contributions)2019-12-31$4,752,429
Total of all expenses incurred2019-12-31$1,227,145
Total of all expenses incurred2019-12-31$1,227,145
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,180,088
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,180,088
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,770,338
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,770,338
Value of total assets at end of year2019-12-31$17,164,962
Value of total assets at end of year2019-12-31$17,164,962
Value of total assets at beginning of year2019-12-31$13,772,422
Value of total assets at beginning of year2019-12-31$13,772,422
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$47,057
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$47,057
Total interest from all sources2019-12-31$72,477
Total interest from all sources2019-12-31$72,477
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$278,760
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$278,760
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$278,760
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$278,760
Administrative expenses professional fees incurred2019-12-31$6,400
Administrative expenses professional fees incurred2019-12-31$6,400
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,552,905
Contributions received from participants2019-12-31$1,552,905
Participant contributions at end of year2019-12-31$292,170
Participant contributions at end of year2019-12-31$292,170
Participant contributions at beginning of year2019-12-31$295,967
Participant contributions at beginning of year2019-12-31$295,967
Participant contributions at end of year2019-12-31$0
Participant contributions at end of year2019-12-31$0
Participant contributions at beginning of year2019-12-31$47,692
Participant contributions at beginning of year2019-12-31$47,692
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$217,433
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$217,433
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$6
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$6
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$315
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$315
Administrative expenses (other) incurred2019-12-31$32,657
Administrative expenses (other) incurred2019-12-31$32,657
Total non interest bearing cash at end of year2019-12-31$27,664
Total non interest bearing cash at end of year2019-12-31$27,664
Total non interest bearing cash at beginning of year2019-12-31$14,101
Total non interest bearing cash at beginning of year2019-12-31$14,101
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$3,525,284
Value of net income/loss2019-12-31$3,525,284
Value of net assets at end of year (total assets less liabilities)2019-12-31$17,164,962
Value of net assets at end of year (total assets less liabilities)2019-12-31$17,164,962
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$13,772,422
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$13,772,422
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$8,000
Investment advisory and management fees2019-12-31$8,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$15,077,037
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$15,077,037
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$11,795,838
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$11,795,838
Interest on participant loans2019-12-31$20,018
Interest on participant loans2019-12-31$20,018
Interest earned on other investments2019-12-31$52,459
Interest earned on other investments2019-12-31$52,459
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$1,768,085
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$1,768,085
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$1,618,509
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$1,618,509
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,630,854
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$2,630,854
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,180,088
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,180,088
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31PLANTE & MORAN, PLLC
Accountancy firm name2019-12-31PLANTE & MORAN, PLLC
Accountancy firm EIN2019-12-31381357951
Accountancy firm EIN2019-12-31381357951
2018 : OHIO CAT UNION 401K PLAN 2018 401k financial data
Total transfer of assets to this plan2018-12-31$20,556
Total income from all sources (including contributions)2018-12-31$515,893
Total of all expenses incurred2018-12-31$906,940
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$846,731
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,473,770
Value of total assets at end of year2018-12-31$13,772,422
Value of total assets at beginning of year2018-12-31$14,142,913
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$60,209
Total interest from all sources2018-12-31$64,470
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$280,915
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$280,915
Administrative expenses professional fees incurred2018-12-31$6,250
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,438,941
Participant contributions at end of year2018-12-31$295,967
Participant contributions at beginning of year2018-12-31$266,388
Participant contributions at end of year2018-12-31$47,692
Participant contributions at beginning of year2018-12-31$43,802
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$34,829
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$315
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$190
Administrative expenses (other) incurred2018-12-31$45,959
Total non interest bearing cash at end of year2018-12-31$14,101
Total non interest bearing cash at beginning of year2018-12-31$15,765
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-391,047
Value of net assets at end of year (total assets less liabilities)2018-12-31$13,772,422
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$14,142,913
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$8,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$11,795,838
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$12,178,816
Interest on participant loans2018-12-31$14,597
Interest earned on other investments2018-12-31$49,872
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$3,136
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$3,136
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$1
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$1,618,509
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$1,634,816
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,303,262
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$846,731
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31PLANTE & MORAN PLLC
Accountancy firm EIN2018-12-31381357951
2017 : OHIO CAT UNION 401K PLAN 2017 401k financial data
Total transfer of assets from this plan2017-12-31$68,526
Total income from all sources (including contributions)2017-12-31$3,319,507
Total of all expenses incurred2017-12-31$466,955
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$425,963
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,283,289
Value of total assets at end of year2017-12-31$14,142,913
Value of total assets at beginning of year2017-12-31$11,358,887
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$40,992
Total interest from all sources2017-12-31$57,001
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$238,329
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$238,329
Administrative expenses professional fees incurred2017-12-31$6,125
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,201,261
Participant contributions at end of year2017-12-31$266,388
Participant contributions at beginning of year2017-12-31$298,109
Participant contributions at end of year2017-12-31$43,802
Participant contributions at beginning of year2017-12-31$38,563
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$82,028
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$190
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$194
Administrative expenses (other) incurred2017-12-31$26,867
Total non interest bearing cash at end of year2017-12-31$15,765
Total non interest bearing cash at beginning of year2017-12-31$6,123
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,852,552
Value of net assets at end of year (total assets less liabilities)2017-12-31$14,142,913
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$11,358,887
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$8,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$12,178,816
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$9,510,627
Interest on participant loans2017-12-31$14,790
Interest earned on other investments2017-12-31$42,208
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$3,136
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$2,812
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$2,812
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$3
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$1,634,816
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$1,502,459
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,740,888
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$425,963
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-12-31No
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31PLANTE & MORAN PLLC
Accountancy firm EIN2017-12-31381357951
2016 : OHIO CAT UNION 401K PLAN 2016 401k financial data
Total transfer of assets from this plan2016-12-31$8,434
Total income from all sources (including contributions)2016-12-31$1,940,796
Total of all expenses incurred2016-12-31$458,249
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$413,756
Value of total corrective distributions2016-12-31$7,481
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,127,673
Value of total assets at end of year2016-12-31$11,358,887
Value of total assets at beginning of year2016-12-31$9,884,774
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$37,012
Total interest from all sources2016-12-31$44,286
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$157,028
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$157,028
Administrative expenses professional fees incurred2016-12-31$6,000
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,092,835
Participant contributions at end of year2016-12-31$298,109
Participant contributions at beginning of year2016-12-31$249,550
Participant contributions at end of year2016-12-31$38,563
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$34,838
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$194
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$111
Administrative expenses (other) incurred2016-12-31$23,012
Total non interest bearing cash at end of year2016-12-31$6,123
Total non interest bearing cash at beginning of year2016-12-31$2,375
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,482,547
Value of net assets at end of year (total assets less liabilities)2016-12-31$11,358,887
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$9,884,774
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$8,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$9,510,627
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$8,339,207
Interest on participant loans2016-12-31$12,980
Interest earned on other investments2016-12-31$31,306
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$2,812
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$1,502,459
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$1,293,531
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$611,809
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$413,756
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31PLANTE & MORAN PLLC
Accountancy firm EIN2016-12-31381357951
2015 : OHIO CAT UNION 401K PLAN 2015 401k financial data
Total transfer of assets to this plan2015-12-31$5,101
Total income from all sources (including contributions)2015-12-31$1,030,651
Total of all expenses incurred2015-12-31$607,335
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$567,070
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,066,421
Value of total assets at end of year2015-12-31$9,884,774
Value of total assets at beginning of year2015-12-31$9,456,357
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$40,265
Total interest from all sources2015-12-31$43,118
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$147,462
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$147,462
Administrative expenses professional fees incurred2015-12-31$12,375
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$988,655
Participant contributions at end of year2015-12-31$249,550
Participant contributions at beginning of year2015-12-31$260,724
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$77,766
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$111
Administrative expenses (other) incurred2015-12-31$19,890
Total non interest bearing cash at end of year2015-12-31$2,375
Total non interest bearing cash at beginning of year2015-12-31$4,045
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$423,316
Value of net assets at end of year (total assets less liabilities)2015-12-31$9,884,774
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$9,456,357
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$8,339,207
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$7,983,110
Interest on participant loans2015-12-31$12,582
Interest earned on other investments2015-12-31$30,536
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$192
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$192
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$1,293,531
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$1,208,286
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-226,350
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$567,070
Contract administrator fees2015-12-31$8,000
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31PLANTE & MORAN PLLC
Accountancy firm EIN2015-12-31381357951
2014 : OHIO CAT UNION 401K PLAN 2014 401k financial data
Total transfer of assets to this plan2014-12-31$17,093
Total income from all sources (including contributions)2014-12-31$1,765,052
Total of all expenses incurred2014-12-31$748,128
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$723,184
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,272,285
Value of total assets at end of year2014-12-31$9,456,357
Value of total assets at beginning of year2014-12-31$8,422,340
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$24,944
Total interest from all sources2014-12-31$38,646
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$112,315
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$112,315
Administrative expenses professional fees incurred2014-12-31$6,602
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$749,538
Participant contributions at end of year2014-12-31$260,724
Participant contributions at beginning of year2014-12-31$288,832
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$522,601
Other income not declared elsewhere2014-12-31$18,960
Administrative expenses (other) incurred2014-12-31$1,205
Total non interest bearing cash at end of year2014-12-31$4,045
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,016,924
Value of net assets at end of year (total assets less liabilities)2014-12-31$9,456,357
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$8,422,340
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$17,137
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$7,983,110
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$709,331
Value of interest in pooled separate accounts at beginning of year2014-12-31$6,319,921
Interest on participant loans2014-12-31$14,194
Interest earned on other investments2014-12-31$24,452
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$192
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$1,208,286
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$1,104,256
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$322,846
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$146
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$723,184
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31Yes
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BARNES WENDLING CPAS, INC
Accountancy firm EIN2014-12-31341463411
2013 : OHIO CAT UNION 401K PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total transfer of assets from this plan2013-12-31$161,657
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$2,179,705
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$281,799
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$275,333
Value of total corrective distributions2013-12-31$629
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$791,526
Value of total assets at end of year2013-12-31$8,422,340
Value of total assets at beginning of year2013-12-31$6,686,091
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$5,837
Total interest from all sources2013-12-31$35,476
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$18,840
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$18,840
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$749,723
Participant contributions at end of year2013-12-31$288,832
Participant contributions at beginning of year2013-12-31$270,360
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$41,582
Other income not declared elsewhere2013-12-31$3,120
Administrative expenses (other) incurred2013-12-31$5,837
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,897,906
Value of net assets at end of year (total assets less liabilities)2013-12-31$8,422,340
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$6,686,091
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$709,331
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$631,333
Value of interest in pooled separate accounts at end of year2013-12-31$6,319,921
Value of interest in pooled separate accounts at beginning of year2013-12-31$4,689,860
Interest on participant loans2013-12-31$13,150
Interest earned on other investments2013-12-31$22,326
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$1,104,256
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$1,094,538
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$-30,795
Net investment gain/loss from pooled separate accounts2013-12-31$1,361,538
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$221
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$275,333
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31BARNES WENDLING CPAS, INC
Accountancy firm EIN2013-12-31341463411
2012 : OHIO CAT UNION 401K PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total transfer of assets from this plan2012-12-31$110,859
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,486,036
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$363,165
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$360,218
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$748,797
Value of total assets at end of year2012-12-31$6,686,091
Value of total assets at beginning of year2012-12-31$5,674,079
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$2,947
Total interest from all sources2012-12-31$38,524
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$18,644
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$18,644
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$708,989
Participant contributions at end of year2012-12-31$270,360
Participant contributions at beginning of year2012-12-31$145,501
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$39,272
Administrative expenses (other) incurred2012-12-31$2,947
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,122,871
Value of net assets at end of year (total assets less liabilities)2012-12-31$6,686,091
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$5,674,079
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$631,333
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$656,220
Value of interest in pooled separate accounts at end of year2012-12-31$4,689,860
Value of interest in pooled separate accounts at beginning of year2012-12-31$3,838,761
Interest on participant loans2012-12-31$12,937
Interest earned on other investments2012-12-31$25,587
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$1,094,538
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$1,033,597
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$23,981
Net investment gain/loss from pooled separate accounts2012-12-31$656,090
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$536
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$360,218
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31BARNES WENDLING CPAS,INC
Accountancy firm EIN2012-12-31341463411
2011 : OHIO CAT UNION 401K PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets from this plan2011-12-31$88,932
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$588,072
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$95,452
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$93,676
Expenses. Certain deemed distributions of participant loans2011-12-31$7
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$634,232
Value of total assets at end of year2011-12-31$5,674,079
Value of total assets at beginning of year2011-12-31$5,270,391
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$1,769
Total interest from all sources2011-12-31$37,313
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$18,365
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$18,365
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$630,102
Participant contributions at end of year2011-12-31$145,501
Participant contributions at beginning of year2011-12-31$177,208
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$2,957
Other income not declared elsewhere2011-12-31$193
Administrative expenses (other) incurred2011-12-31$1,769
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$492,620
Value of net assets at end of year (total assets less liabilities)2011-12-31$5,674,079
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$5,270,391
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$656,220
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$488,671
Value of interest in pooled separate accounts at end of year2011-12-31$3,838,761
Value of interest in pooled separate accounts at beginning of year2011-12-31$3,644,331
Interest on participant loans2011-12-31$10,367
Interest earned on other investments2011-12-31$26,946
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$1,033,597
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$960,181
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$10,106
Net investment gain/loss from pooled separate accounts2011-12-31$-112,137
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,173
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$93,676
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31BARNES WENDLING CPAS, INC.
Accountancy firm EIN2011-12-31341463411
2010 : OHIO CAT UNION 401K PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets from this plan2010-12-31$2,137
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,128,947
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$316,013
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$314,266
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$550,932
Value of total assets at end of year2010-12-31$5,270,391
Value of total assets at beginning of year2010-12-31$4,459,594
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$1,747
Total interest from all sources2010-12-31$38,893
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$17,020
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$17,020
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$549,824
Participant contributions at end of year2010-12-31$177,208
Participant contributions at beginning of year2010-12-31$170,926
Other income not declared elsewhere2010-12-31$119
Administrative expenses (other) incurred2010-12-31$1,747
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$812,934
Value of net assets at end of year (total assets less liabilities)2010-12-31$5,270,391
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$4,459,594
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$488,671
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$431,634
Value of interest in pooled separate accounts at end of year2010-12-31$3,644,331
Value of interest in pooled separate accounts at beginning of year2010-12-31$2,897,747
Interest on participant loans2010-12-31$11,390
Interest earned on other investments2010-12-31$27,503
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$960,181
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$959,287
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$16,229
Net investment gain/loss from pooled separate accounts2010-12-31$505,754
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,108
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$314,266
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31BARNES WENDLING CPAS, INC.
Accountancy firm EIN2010-12-31341463411
2009 : OHIO CAT UNION 401K PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for OHIO CAT UNION 401K PLAN

2023: OHIO CAT UNION 401K PLAN 2023 form 5500 responses
2023-01-01Type of plan entitySingle employer plan
2023-01-01Plan funding arrangement – InsuranceYes
2023-01-01Plan funding arrangement – TrustYes
2023-01-01Plan benefit arrangement – InsuranceYes
2023-01-01Plan benefit arrangement - TrustYes
2022: OHIO CAT UNION 401K PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: OHIO CAT UNION 401K PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: OHIO CAT UNION 401K PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: OHIO CAT UNION 401K PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2017: OHIO CAT UNION 401K PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: OHIO CAT UNION 401K PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: OHIO CAT UNION 401K PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: OHIO CAT UNION 401K PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: OHIO CAT UNION 401K PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: OHIO CAT UNION 401K PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: OHIO CAT UNION 401K PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: OHIO CAT UNION 401K PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planYes
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: OHIO CAT UNION 401K PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberQK62895
Policy instance 1
Insurance contract or identification numberQK62895
Number of Individuals Covered375
Insurance policy start date2023-01-01
Insurance policy end date2023-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberQK62895
Policy instance 1
Insurance contract or identification numberQK62895
Number of Individuals Covered329
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberQK62895
Policy instance 1
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberQK62895
Policy instance 1
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberQK62895
Policy instance 1
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberQK62895
Policy instance 1
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberQK62895
Policy instance 1
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number38996
Policy instance 1
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 65935 )
Policy contract numberQK62895
Policy instance 2
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number38996-001
Policy instance 1
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number38996-001
Policy instance 1
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number38996-001
Policy instance 1
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number38996-001
Policy instance 1

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