401k Plan data: FRANCISCAN UNIVERSITY OF STEUBENVILLE TAX DEFERRED ANNUITY PLAN plan

FRANCISCAN UNIVERSITY OF STEUBENVILLE TAX DEFERRED ANNUITY PLAN 401k Plan overview

Plan Name	FRANCISCAN UNIVERSITY OF STEUBENVILLE TAX DEFERRED ANNUITY PLAN
Plan identification number	002

FRANCISCAN UNIVERSITY OF STEUBENVILLE TAX DEFERRED ANNUITY PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.

401k Sponsoring company profile

FRANCISCAN UNIVERSITY OF STEUBENVILLE has sponsored the creation of one or more 401k plans.

Company Name: FRANCISCAN UNIVERSITY OF STEUBENVILLE

Employer identification number (EIN): 340714818

NAIC Classification: 611000

Additional information about FRANCISCAN UNIVERSITY OF STEUBENVILLE

Jurisdiction of Incorporation: Ohio Secretary of State Business Services Division

Incorporation Date: 1948-06-01

Company Identification Number: 208392

Legal Registered Office Address: 1235 UNIVERSITY BLVD
-
STEUBENVILLE
United States of America (USA)
43952

More information about FRANCISCAN UNIVERSITY OF STEUBENVILLE

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FRANCISCAN UNIVERSITY OF STEUBENVILLE TAX DEFERRED ANNUITY PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2016-01-01 DAVID M. SKIVIAT, SR. DAVID M. SKIVIAT, SR. 2017-01-24
002 2015-01-01 DAVID M. SKIVIAT, SR. DAVID M. SKIVIAT, SR. 2016-10-11
002 2014-01-01 DAVID M. SKIVIAT, SR. DAVID M. SKIVIAT, SR. 2015-09-24
002 2013-01-01 DAVID M. SKIVIAT, SR. DAVID M. SKIVIAT, SR. 2014-09-22
002 2012-01-01 DAVID M. SKIVIAT, SR. DAVID M. SKIVIAT, SR. 2013-10-08
002 2011-01-01 DAVID M. SKIVIAT, SR. DAVID M. SKIVIAT, SR. 2012-10-15
002 2009-01-01 DAVID M. SKIVIAT, SR. DAVID M. SKIVIAT, SR. 2010-10-14

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2016-01-01	DAVID M. SKIVIAT, SR.	DAVID M. SKIVIAT, SR.	2017-01-24
002	2015-01-01	DAVID M. SKIVIAT, SR.	DAVID M. SKIVIAT, SR.	2016-10-11
002	2014-01-01	DAVID M. SKIVIAT, SR.	DAVID M. SKIVIAT, SR.	2015-09-24
002	2013-01-01	DAVID M. SKIVIAT, SR.	DAVID M. SKIVIAT, SR.	2014-09-22
002	2012-01-01	DAVID M. SKIVIAT, SR.	DAVID M. SKIVIAT, SR.	2013-10-08
002	2011-01-01	DAVID M. SKIVIAT, SR.	DAVID M. SKIVIAT, SR.	2012-10-15
002	2009-01-01	DAVID M. SKIVIAT, SR.	DAVID M. SKIVIAT, SR.	2010-10-14

Plan Statistics for FRANCISCAN UNIVERSITY OF STEUBENVILLE TAX DEFERRED ANNUITY PLAN

401k plan membership statisitcs for FRANCISCAN UNIVERSITY OF STEUBENVILLE TAX DEFERRED ANNUITY PLAN

Measure Date Value
2016: FRANCISCAN UNIVERSITY OF STEUBENVILLE TAX DEFERRED ANNUITY PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 85
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 0
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 0
Number of participants with account balances 2016-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 0
2015: FRANCISCAN UNIVERSITY OF STEUBENVILLE TAX DEFERRED ANNUITY PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 91
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 62
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 22
Total of all active and inactive participants 2015-01-01 84
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 1
Total participants 2015-01-01 85
Number of participants with account balances 2015-01-01 77
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 0
2014: FRANCISCAN UNIVERSITY OF STEUBENVILLE TAX DEFERRED ANNUITY PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 127
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 69
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 22
Total of all active and inactive participants 2014-01-01 91
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 91
Number of participants with account balances 2014-01-01 83
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: FRANCISCAN UNIVERSITY OF STEUBENVILLE TAX DEFERRED ANNUITY PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 143
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 102
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 25
Total of all active and inactive participants 2013-01-01 127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 127
Number of participants with account balances 2013-01-01 88
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: FRANCISCAN UNIVERSITY OF STEUBENVILLE TAX DEFERRED ANNUITY PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 151
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 135
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 8
Total of all active and inactive participants 2012-01-01 143
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 143
Number of participants with account balances 2012-01-01 95
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: FRANCISCAN UNIVERSITY OF STEUBENVILLE TAX DEFERRED ANNUITY PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 153
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 148
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 3
Total of all active and inactive participants 2011-01-01 151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 151
Number of participants with account balances 2011-01-01 101
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: FRANCISCAN UNIVERSITY OF STEUBENVILLE TAX DEFERRED ANNUITY PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 162
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 149
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 2
Total of all active and inactive participants 2009-01-01 151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 151
Number of participants with account balances 2009-01-01 105
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2016: FRANCISCAN UNIVERSITY OF STEUBENVILLE TAX DEFERRED ANNUITY PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	85
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	0
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	0
Number of participants with account balances	2016-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	0
2015: FRANCISCAN UNIVERSITY OF STEUBENVILLE TAX DEFERRED ANNUITY PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	91
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	62
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	22
Total of all active and inactive participants	2015-01-01	84
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	1
Total participants	2015-01-01	85
Number of participants with account balances	2015-01-01	77
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	0
2014: FRANCISCAN UNIVERSITY OF STEUBENVILLE TAX DEFERRED ANNUITY PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	127
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	69
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	22
Total of all active and inactive participants	2014-01-01	91
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	91
Number of participants with account balances	2014-01-01	83
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: FRANCISCAN UNIVERSITY OF STEUBENVILLE TAX DEFERRED ANNUITY PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	143
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	102
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	25
Total of all active and inactive participants	2013-01-01	127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	127
Number of participants with account balances	2013-01-01	88
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: FRANCISCAN UNIVERSITY OF STEUBENVILLE TAX DEFERRED ANNUITY PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	151
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	135
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	8
Total of all active and inactive participants	2012-01-01	143
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	143
Number of participants with account balances	2012-01-01	95
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: FRANCISCAN UNIVERSITY OF STEUBENVILLE TAX DEFERRED ANNUITY PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	153
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	148
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	3
Total of all active and inactive participants	2011-01-01	151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	151
Number of participants with account balances	2011-01-01	101
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: FRANCISCAN UNIVERSITY OF STEUBENVILLE TAX DEFERRED ANNUITY PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	162
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	149
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	2
Total of all active and inactive participants	2009-01-01	151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	151
Number of participants with account balances	2009-01-01	105
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on FRANCISCAN UNIVERSITY OF STEUBENVILLE TAX DEFERRED ANNUITY PLAN

Measure	Date	Value
2016 : FRANCISCAN UNIVERSITY OF STEUBENVILLE TAX DEFERRED ANNUITY PLAN 2016 401k financial data
Transfers to/from the plan	2016-05-31	$-3,577,259
Total income from all sources	2016-05-31	$61,415
Expenses. Total of all expenses incurred	2016-05-31	$125,777
Benefits paid (including direct rollovers)	2016-05-31	$125,777
Total plan assets at end of year	2016-05-31	$0
Total plan assets at beginning of year	2016-05-31	$3,641,621
Value of fidelity bond covering the plan	2016-05-31	$500,000
Other income received	2016-05-31	$61,415
Net income (gross income less expenses)	2016-05-31	$-64,362
Net plan assets at end of year (total assets less liabilities)	2016-05-31	$0
Net plan assets at beginning of year (total assets less liabilities)	2016-05-31	$3,641,621
2015 : FRANCISCAN UNIVERSITY OF STEUBENVILLE TAX DEFERRED ANNUITY PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$43,649
Total of all expenses incurred	2015-12-31	$198,620
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$198,620
Value of total assets at end of year	2015-12-31	$3,641,621
Value of total assets at beginning of year	2015-12-31	$3,796,592
Total interest from all sources	2015-12-31	$26,980
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$28,618
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$28,618
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$500,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-154,971
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$3,641,621
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$3,796,592
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$2,451,446
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$2,744,696
Value of interest in pooled separate accounts at end of year	2015-12-31	$254,620
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$268,394
Interest earned on other investments	2015-12-31	$26,980
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$935,555
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$783,502
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-31,148
Net investment gain/loss from pooled separate accounts	2015-12-31	$19,199
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$198,620
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	SCHNEIDER DOWNS & CO., INC.
Accountancy firm EIN	2015-12-31	251408703
2014 : FRANCISCAN UNIVERSITY OF STEUBENVILLE TAX DEFERRED ANNUITY PLAN 2014 401k financial data
Total transfer of assets from this plan	2014-12-31	$7,390
Total income from all sources (including contributions)	2014-12-31	$228,074
Total of all expenses incurred	2014-12-31	$66,526
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$66,526
Value of total assets at end of year	2014-12-31	$3,796,592
Value of total assets at beginning of year	2014-12-31	$3,642,434
Total interest from all sources	2014-12-31	$28,588
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$25,024
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$25,024
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$161,548
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$3,796,592
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$3,642,434
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$2,744,696
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$2,580,739
Value of interest in pooled separate accounts at end of year	2014-12-31	$268,394
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$223,904
Interest earned on other investments	2014-12-31	$28,588
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$783,502
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$837,791
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$146,413
Net investment gain/loss from pooled separate accounts	2014-12-31	$28,049
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$66,526
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	SCHNEIDER DOWNS & CO., INC
Accountancy firm EIN	2014-12-31	251408703
2013 : FRANCISCAN UNIVERSITY OF STEUBENVILLE TAX DEFERRED ANNUITY PLAN 2013 401k financial data
Total transfer of assets from this plan	2013-12-31	$4,344
Total income from all sources (including contributions)	2013-12-31	$478,339
Total of all expenses incurred	2013-12-31	$301,834
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$301,834
Value of total assets at end of year	2013-12-31	$3,642,434
Value of total assets at beginning of year	2013-12-31	$3,470,273
Total interest from all sources	2013-12-31	$30,320
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$19,828
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$19,828
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$176,505
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$3,642,434
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$3,470,273
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$2,580,739
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$2,416,915
Value of interest in pooled separate accounts at end of year	2013-12-31	$223,904
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$190,923
Interest earned on other investments	2013-12-31	$30,320
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$837,791
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$862,435
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$409,082
Net investment gain/loss from pooled separate accounts	2013-12-31	$19,109
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$301,834
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	SCHNEIDER DOWNS & CO., INC.
Accountancy firm EIN	2013-12-31	251408703
2012 : FRANCISCAN UNIVERSITY OF STEUBENVILLE TAX DEFERRED ANNUITY PLAN 2012 401k financial data
Total transfer of assets from this plan	2012-12-31	$98,252
Total income from all sources (including contributions)	2012-12-31	$379,461
Total of all expenses incurred	2012-12-31	$126,002
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$126,002
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$46,872
Value of total assets at end of year	2012-12-31	$3,470,273
Value of total assets at beginning of year	2012-12-31	$3,315,066
Total interest from all sources	2012-12-31	$28,909
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$7,140
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$7,140
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$46,872
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$253,459
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$3,470,273
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$3,315,066
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$2,416,915
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$2,245,542
Value of interest in pooled separate accounts at end of year	2012-12-31	$190,923
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$140,640
Interest earned on other investments	2012-12-31	$28,909
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$862,435
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$928,884
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$280,906
Net investment gain/loss from pooled separate accounts	2012-12-31	$15,634
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$126,002
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	SCHNEIDER DOWNS & CO., INC.
Accountancy firm EIN	2012-12-31	251408703
2011 : FRANCISCAN UNIVERSITY OF STEUBENVILLE TAX DEFERRED ANNUITY PLAN 2011 401k financial data
Total income from all sources (including contributions)	2011-12-31	$355,742
Total of all expenses incurred	2011-12-31	$329,173
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$329,173
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$328,123
Value of total assets at end of year	2011-12-31	$3,315,066
Value of total assets at beginning of year	2011-12-31	$3,288,497
Total interest from all sources	2011-12-31	$31,695
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$4,670
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$4,670
Was this plan covered by a fidelity bond	2011-12-31	No
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$300,191
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$27,932
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$26,569
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$3,315,066
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$3,288,497
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$2,245,542
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$2,213,154
Value of interest in pooled separate accounts at end of year	2011-12-31	$140,640
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$121,458
Interest earned on other investments	2011-12-31	$31,695
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$928,884
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$953,885
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-25,246
Net investment gain/loss from pooled separate accounts	2011-12-31	$16,500
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$329,173
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	SCHNEIDER DOWNS & CO., INC.
Accountancy firm EIN	2011-12-31	251408703
2010 : FRANCISCAN UNIVERSITY OF STEUBENVILLE TAX DEFERRED ANNUITY PLAN 2010 401k financial data
Total income from all sources (including contributions)	2010-12-31	$659,297
Total of all expenses incurred	2010-12-31	$140,336
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$140,336
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$381,062
Value of total assets at end of year	2010-12-31	$3,288,497
Value of total assets at beginning of year	2010-12-31	$2,769,536
Total interest from all sources	2010-12-31	$2,046
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$1,890
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$1,890
Was this plan covered by a fidelity bond	2010-12-31	No
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$300,872
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$80,190
Other income not declared elsewhere	2010-12-31	$28,461
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$518,961
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$3,288,497
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$2,769,536
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$2,213,154
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$2,647,785
Value of interest in pooled separate accounts at end of year	2010-12-31	$121,458
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$121,751
Interest earned on other investments	2010-12-31	$2,046
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$953,885
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$232,524
Net investment gain/loss from pooled separate accounts	2010-12-31	$13,314
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$140,336
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	SCHNEIDER DOWNS & CO., INC.
Accountancy firm EIN	2010-12-31	251408703