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WAXMAN INDUSTRIES, INC. 401K RETIREMENT PLAN 401k Plan overview

Plan NameWAXMAN INDUSTRIES, INC. 401K RETIREMENT PLAN
Plan identification number 001

WAXMAN INDUSTRIES, INC. 401K RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

WAXMAN INDUSTRIES INC has sponsored the creation of one or more 401k plans.

Company Name:WAXMAN INDUSTRIES INC
Employer identification number (EIN):340899894
NAIC Classification:423700

Additional information about WAXMAN INDUSTRIES INC

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 2211888

More information about WAXMAN INDUSTRIES INC

Form 5500 Filing Information

Submission information for form 5500 for 401k plan WAXMAN INDUSTRIES, INC. 401K RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01MARK WESTER
0012017-01-01MARK WESTER
0012016-01-01MARK WESTER
0012015-01-01MARK WESTER
0012014-01-01MARK WESTER
0012013-01-01MARK WESTER
0012012-01-01MARK WESTER
0012011-01-01MARK WESTER
0012009-01-01MARK WESTER

Plan Statistics for WAXMAN INDUSTRIES, INC. 401K RETIREMENT PLAN

401k plan membership statisitcs for WAXMAN INDUSTRIES, INC. 401K RETIREMENT PLAN

Measure Date Value
2022: WAXMAN INDUSTRIES, INC. 401K RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01171
Total number of active participants reported on line 7a of the Form 55002022-01-010
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-010
Total of all active and inactive participants2022-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-010
Number of participants with account balances2022-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: WAXMAN INDUSTRIES, INC. 401K RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01157
Total number of active participants reported on line 7a of the Form 55002021-01-01118
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0147
Total of all active and inactive participants2021-01-01165
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01165
Number of participants with account balances2021-01-01136
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: WAXMAN INDUSTRIES, INC. 401K RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01167
Total number of active participants reported on line 7a of the Form 55002020-01-01120
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0133
Total of all active and inactive participants2020-01-01153
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01153
Number of participants with account balances2020-01-01124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: WAXMAN INDUSTRIES, INC. 401K RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01160
Total number of active participants reported on line 7a of the Form 55002019-01-01131
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0136
Total of all active and inactive participants2019-01-01167
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01167
Number of participants with account balances2019-01-01135
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: WAXMAN INDUSTRIES, INC. 401K RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01154
Total number of active participants reported on line 7a of the Form 55002018-01-01125
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0129
Total of all active and inactive participants2018-01-01154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01154
Number of participants with account balances2018-01-01120
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: WAXMAN INDUSTRIES, INC. 401K RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01160
Total number of active participants reported on line 7a of the Form 55002017-01-01121
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0131
Total of all active and inactive participants2017-01-01152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01152
Number of participants with account balances2017-01-01116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: WAXMAN INDUSTRIES, INC. 401K RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01157
Total number of active participants reported on line 7a of the Form 55002016-01-01137
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0121
Total of all active and inactive participants2016-01-01158
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01158
Number of participants with account balances2016-01-01109
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: WAXMAN INDUSTRIES, INC. 401K RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01162
Total number of active participants reported on line 7a of the Form 55002015-01-01130
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0127
Total of all active and inactive participants2015-01-01157
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01157
Number of participants with account balances2015-01-01115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: WAXMAN INDUSTRIES, INC. 401K RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01176
Total number of active participants reported on line 7a of the Form 55002014-01-01133
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0128
Total of all active and inactive participants2014-01-01161
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01161
Number of participants with account balances2014-01-01118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: WAXMAN INDUSTRIES, INC. 401K RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01172
Total number of active participants reported on line 7a of the Form 55002013-01-01138
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0134
Total of all active and inactive participants2013-01-01172
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01172
Number of participants with account balances2013-01-01130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: WAXMAN INDUSTRIES, INC. 401K RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01172
Total number of active participants reported on line 7a of the Form 55002012-01-01146
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0126
Total of all active and inactive participants2012-01-01172
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01172
Number of participants with account balances2012-01-01129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: WAXMAN INDUSTRIES, INC. 401K RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01179
Total number of active participants reported on line 7a of the Form 55002011-01-01160
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0112
Total of all active and inactive participants2011-01-01172
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01172
Number of participants with account balances2011-01-01130
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: WAXMAN INDUSTRIES, INC. 401K RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01173
Total number of active participants reported on line 7a of the Form 55002009-01-01182
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-018
Total of all active and inactive participants2009-01-01190
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01190
Number of participants with account balances2009-01-01137
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on WAXMAN INDUSTRIES, INC. 401K RETIREMENT PLAN

Measure Date Value
2022 : WAXMAN INDUSTRIES, INC. 401K RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-10-20$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-10-20$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-10-20$0
Total income from all sources (including contributions)2022-10-20$-2,162,257
Total loss/gain on sale of assets2022-10-20$0
Total of all expenses incurred2022-10-20$12,347,648
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-10-20$12,243,479
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-10-20$187,372
Value of total assets at end of year2022-10-20$0
Value of total assets at beginning of year2022-10-20$14,509,905
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-10-20$104,169
Total interest from all sources2022-10-20$10,261
Total dividends received (eg from common stock, registered investment company shares)2022-10-20$118,864
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-10-20Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2022-10-20$0
Total dividends received from registered investment company shares (eg mutual funds)2022-10-20$118,864
Was this plan covered by a fidelity bond2022-10-20Yes
Value of fidelity bond cover2022-10-20$3,000,000
If this is an individual account plan, was there a blackout period2022-10-20No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2022-10-20$0
Were there any nonexempt tranactions with any party-in-interest2022-10-20No
Contributions received from participants2022-10-20$187,372
Participant contributions at end of year2022-10-20$0
Participant contributions at beginning of year2022-10-20$65,995
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-10-20No
Value of net income/loss2022-10-20$-14,509,905
Value of net assets at end of year (total assets less liabilities)2022-10-20$0
Value of net assets at beginning of year (total assets less liabilities)2022-10-20$14,509,905
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-10-20No
Were any loans by the plan or fixed income obligations due to the plan in default2022-10-20No
Were any leases to which the plan was party in default or uncollectible2022-10-20No
Investment advisory and management fees2022-10-20$104,169
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-10-20$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-10-20$13,351,850
Interest on participant loans2022-10-20$1,391
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-10-20$8,870
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-10-20$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-10-20$1,092,060
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-10-20$-2,478,754
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-10-20No
Was there a failure to transmit to the plan any participant contributions2022-10-20No
Has the plan failed to provide any benefit when due under the plan2022-10-20No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-10-20$12,243,479
Did the plan have assets held for investment2022-10-20No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-10-20No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-10-20Yes
Opinion of an independent qualified public accountant for this plan2022-10-20Unqualified
Accountancy firm name2022-10-20MEADEN & MOORE
Accountancy firm EIN2022-10-20341818258
2021 : WAXMAN INDUSTRIES, INC. 401K RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$2,798,133
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$2,318,345
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,228,578
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,137,694
Value of total assets at end of year2021-12-31$14,509,905
Value of total assets at beginning of year2021-12-31$14,030,117
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$89,767
Total interest from all sources2021-12-31$24,679
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$500,493
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$500,493
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$3,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$661,566
Participant contributions at end of year2021-12-31$65,995
Participant contributions at beginning of year2021-12-31$82,266
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$182,791
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$479,788
Value of net assets at end of year (total assets less liabilities)2021-12-31$14,509,905
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$14,030,117
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$89,767
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$13,351,850
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$12,890,306
Interest on participant loans2021-12-31$4,169
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$20,510
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$1,092,060
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$1,057,545
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,135,267
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$293,337
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,228,578
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31MEADEN & MOORE
Accountancy firm EIN2021-12-31341818258
2020 : WAXMAN INDUSTRIES, INC. 401K RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$36,729
Total income from all sources (including contributions)2020-12-31$2,848,171
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,679,596
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,600,509
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$932,189
Value of total assets at end of year2020-12-31$14,030,117
Value of total assets at beginning of year2020-12-31$12,898,271
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$79,087
Total interest from all sources2020-12-31$29,360
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$426,430
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$426,430
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$2,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$660,380
Participant contributions at end of year2020-12-31$82,266
Participant contributions at beginning of year2020-12-31$118,070
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2020-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2020-12-31$36,729
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,168,575
Value of net assets at end of year (total assets less liabilities)2020-12-31$14,030,117
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$12,861,542
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$79,087
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$12,890,306
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$11,581,837
Interest on participant loans2020-12-31$5,935
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$23,425
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$1,057,545
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$1,198,364
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,460,192
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$271,809
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,600,509
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31MEADEN & MOORE
Accountancy firm EIN2020-12-31341818258
2019 : WAXMAN INDUSTRIES, INC. 401K RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$36,729
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$3,144,366
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,082,786
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,015,060
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$970,518
Value of total assets at end of year2019-12-31$12,898,271
Value of total assets at beginning of year2019-12-31$10,799,962
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$67,726
Total interest from all sources2019-12-31$27,397
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$348,590
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$348,590
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$2,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$678,811
Participant contributions at end of year2019-12-31$118,070
Participant contributions at beginning of year2019-12-31$120,737
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$36,729
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,061,580
Value of net assets at end of year (total assets less liabilities)2019-12-31$12,861,542
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$10,799,962
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$67,726
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$11,581,837
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$9,529,653
Interest on participant loans2019-12-31$6,320
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$21,077
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$1,198,364
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$1,149,572
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,797,861
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$291,707
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,015,060
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MEADEN & MOORE
Accountancy firm EIN2019-12-31341818258
2018 : WAXMAN INDUSTRIES, INC. 401K RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$398,717
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$916,049
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$861,450
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,060,903
Value of total assets at end of year2018-12-31$10,799,962
Value of total assets at beginning of year2018-12-31$11,317,294
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$54,599
Total interest from all sources2018-12-31$18,177
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$424,795
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$424,795
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$2,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$629,435
Participant contributions at end of year2018-12-31$120,737
Participant contributions at beginning of year2018-12-31$159,127
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$168,624
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-517,332
Value of net assets at end of year (total assets less liabilities)2018-12-31$10,799,962
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$11,317,294
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$54,599
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$9,529,653
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$10,121,487
Interest on participant loans2018-12-31$6,750
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$11,427
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$1,149,572
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$1,036,680
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,105,158
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$262,844
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$861,450
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MEADEN & MOORE
Accountancy firm EIN2018-12-31341818258
2017 : WAXMAN INDUSTRIES, INC. 401K RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$2,491,954
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,175,009
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,134,841
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,075,594
Value of total assets at end of year2017-12-31$11,317,294
Value of total assets at beginning of year2017-12-31$10,000,349
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$40,168
Total interest from all sources2017-12-31$17,429
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$349,530
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$349,530
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$2,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$530,261
Participant contributions at end of year2017-12-31$159,127
Participant contributions at beginning of year2017-12-31$104,725
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$307,253
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,316,945
Value of net assets at end of year (total assets less liabilities)2017-12-31$11,317,294
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$10,000,349
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$40,168
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$10,121,487
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$8,935,753
Interest on participant loans2017-12-31$5,671
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$11,758
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$1,036,680
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$959,871
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,049,401
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$238,080
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,134,841
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MEADEN & MOORE
Accountancy firm EIN2017-12-31341818258
2016 : WAXMAN INDUSTRIES, INC. 401K RETIREMENT PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,469,464
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,654,875
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,606,330
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$744,066
Value of total assets at end of year2016-12-31$10,000,349
Value of total assets at beginning of year2016-12-31$10,185,760
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$48,545
Total interest from all sources2016-12-31$16,165
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$295,555
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$295,555
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$2,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$514,275
Participant contributions at end of year2016-12-31$104,725
Participant contributions at beginning of year2016-12-31$137,228
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-185,411
Value of net assets at end of year (total assets less liabilities)2016-12-31$10,000,349
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$10,185,760
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$48,545
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$8,935,753
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$9,157,782
Interest on participant loans2016-12-31$5,017
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$11,148
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$959,871
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$890,750
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$413,678
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$229,791
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,606,330
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MEADEN & MOORE
Accountancy firm EIN2016-12-31341818258
2015 : WAXMAN INDUSTRIES, INC. 401K RETIREMENT PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$813,479
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$921,943
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$868,479
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$881,739
Value of total assets at end of year2015-12-31$10,185,760
Value of total assets at beginning of year2015-12-31$10,294,224
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$53,464
Total interest from all sources2015-12-31$15,350
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$599,496
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$599,496
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$2,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$495,493
Participant contributions at end of year2015-12-31$137,228
Participant contributions at beginning of year2015-12-31$165,951
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$165,325
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-108,464
Value of net assets at end of year (total assets less liabilities)2015-12-31$10,185,760
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$10,294,224
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$53,464
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$9,157,782
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$9,598,405
Interest on participant loans2015-12-31$6,798
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$8,552
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$890,750
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$529,868
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-683,106
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$220,921
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$868,479
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MEADEN & MOORE
Accountancy firm EIN2015-12-31341818258
2014 : WAXMAN INDUSTRIES, INC. 401K RETIREMENT PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,316,024
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,228,804
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,176,649
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$731,556
Value of total assets at end of year2014-12-31$10,294,224
Value of total assets at beginning of year2014-12-31$10,207,004
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$52,155
Total interest from all sources2014-12-31$15,444
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$410,897
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$410,897
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$1,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$494,149
Participant contributions at end of year2014-12-31$165,951
Participant contributions at beginning of year2014-12-31$200,296
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$9,568
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$87,220
Value of net assets at end of year (total assets less liabilities)2014-12-31$10,294,224
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$10,207,004
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$52,155
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$9,598,405
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$9,393,465
Interest on participant loans2014-12-31$8,149
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$7,295
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$529,868
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$613,243
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$158,127
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$227,839
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,176,649
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MEADEN & MOORE
Accountancy firm EIN2014-12-31341818258
2013 : WAXMAN INDUSTRIES, INC. 401K RETIREMENT PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$2,345,532
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,239,206
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,210,658
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$780,975
Value of total assets at end of year2013-12-31$10,207,004
Value of total assets at beginning of year2013-12-31$9,100,678
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$28,548
Total interest from all sources2013-12-31$16,117
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$282,778
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$282,778
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$526,982
Participant contributions at end of year2013-12-31$200,296
Participant contributions at beginning of year2013-12-31$162,591
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$2,363
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$10,007
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,106,326
Value of net assets at end of year (total assets less liabilities)2013-12-31$10,207,004
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$9,100,678
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$28,548
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$9,393,465
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$8,303,309
Interest on participant loans2013-12-31$8,618
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$7,499
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$613,243
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$632,415
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,265,662
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$243,986
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,210,658
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MEADEN & MOORE
Accountancy firm EIN2013-12-31341818258
2012 : WAXMAN INDUSTRIES, INC. 401K RETIREMENT PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$2,796
Total income from all sources (including contributions)2012-12-31$1,775,354
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$846,786
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$810,839
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$760,623
Value of total assets at end of year2012-12-31$9,100,678
Value of total assets at beginning of year2012-12-31$8,174,906
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$35,947
Total interest from all sources2012-12-31$7,374
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$194,671
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$194,671
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
If this is an individual account plan, was there a blackout period2012-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$517,099
Participant contributions at end of year2012-12-31$162,591
Participant contributions at beginning of year2012-12-31$175,085
Participant contributions at end of year2012-12-31$2,363
Participant contributions at beginning of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$47,053
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$2,796
Total non interest bearing cash at end of year2012-12-31$0
Total non interest bearing cash at beginning of year2012-12-31$5,296
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$928,568
Value of net assets at end of year (total assets less liabilities)2012-12-31$9,100,678
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$8,172,110
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$35,947
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$8,303,309
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$7,356,579
Interest on participant loans2012-12-31$7,374
Value of interest in common/collective trusts at end of year2012-12-31$0
Value of interest in common/collective trusts at beginning of year2012-12-31$590,893
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$632,415
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$783,712
Net investment gain or loss from common/collective trusts2012-12-31$28,974
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$243,524
Employer contributions (assets) at end of year2012-12-31$0
Employer contributions (assets) at beginning of year2012-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$810,839
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31Yes
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MEADEN & MOORE
Accountancy firm EIN2012-12-31341818258
2011 : WAXMAN INDUSTRIES, INC. 401K RETIREMENT PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$2,796
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$6,325
Total income from all sources (including contributions)2011-12-31$694,500
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$653,515
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$624,240
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$794,849
Value of total assets at end of year2011-12-31$8,174,906
Value of total assets at beginning of year2011-12-31$8,137,450
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$29,275
Total interest from all sources2011-12-31$5,716
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$235,362
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$235,362
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$545,955
Participant contributions at end of year2011-12-31$175,085
Participant contributions at beginning of year2011-12-31$113,252
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$9,194
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$292
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$47,053
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$106,030
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$2,796
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$6,325
Total non interest bearing cash at end of year2011-12-31$5,296
Total non interest bearing cash at beginning of year2011-12-31$3,021
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$40,985
Value of net assets at end of year (total assets less liabilities)2011-12-31$8,172,110
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$8,131,125
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$26,765
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$7,356,579
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$7,676,753
Interest on participant loans2011-12-31$5,716
Value of interest in common/collective trusts at end of year2011-12-31$590,893
Value of interest in common/collective trusts at beginning of year2011-12-31$228,886
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-349,980
Net investment gain or loss from common/collective trusts2011-12-31$8,553
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$248,602
Employer contributions (assets) at end of year2011-12-31$0
Employer contributions (assets) at beginning of year2011-12-31$314
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$624,240
Contract administrator fees2011-12-31$2,510
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MEADEN & MOORE
Accountancy firm EIN2011-12-31341818258
2010 : WAXMAN INDUSTRIES, INC. 401K RETIREMENT PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$6,325
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$26,179
Total income from all sources (including contributions)2010-12-31$1,738,626
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$296,540
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$273,001
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$818,565
Value of total assets at end of year2010-12-31$8,137,450
Value of total assets at beginning of year2010-12-31$6,715,218
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$23,539
Total interest from all sources2010-12-31$6,365
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$234,457
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$234,457
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$552,080
Participant contributions at end of year2010-12-31$113,252
Participant contributions at beginning of year2010-12-31$128,527
Participant contributions at end of year2010-12-31$9,194
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$13,400
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$106,030
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$6,325
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$26,179
Administrative expenses (other) incurred2010-12-31$260
Total non interest bearing cash at end of year2010-12-31$3,021
Total non interest bearing cash at beginning of year2010-12-31$30,940
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,442,086
Value of net assets at end of year (total assets less liabilities)2010-12-31$8,131,125
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$6,689,039
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$20,500
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$7,676,753
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$6,331,295
Interest on participant loans2010-12-31$6,365
Value of interest in common/collective trusts at end of year2010-12-31$228,886
Value of interest in common/collective trusts at beginning of year2010-12-31$224,456
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$673,685
Net investment gain or loss from common/collective trusts2010-12-31$5,554
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$253,085
Employer contributions (assets) at end of year2010-12-31$314
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$273,001
Contract administrator fees2010-12-31$2,779
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31Yes
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MEADEN & MOORE
Accountancy firm EIN2010-12-31341818258
2009 : WAXMAN INDUSTRIES, INC. 401K RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for WAXMAN INDUSTRIES, INC. 401K RETIREMENT PLAN

2022: WAXMAN INDUSTRIES, INC. 401K RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingYes
2022-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: WAXMAN INDUSTRIES, INC. 401K RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: WAXMAN INDUSTRIES, INC. 401K RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: WAXMAN INDUSTRIES, INC. 401K RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: WAXMAN INDUSTRIES, INC. 401K RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: WAXMAN INDUSTRIES, INC. 401K RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: WAXMAN INDUSTRIES, INC. 401K RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: WAXMAN INDUSTRIES, INC. 401K RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: WAXMAN INDUSTRIES, INC. 401K RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: WAXMAN INDUSTRIES, INC. 401K RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: WAXMAN INDUSTRIES, INC. 401K RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: WAXMAN INDUSTRIES, INC. 401K RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: WAXMAN INDUSTRIES, INC. 401K RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number334853-01
Policy instance 1
Insurance contract or identification number334853-01
Number of Individuals Covered0
Insurance policy start date2022-01-01
Insurance policy end date2022-10-20
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number334853-01
Policy instance 1
Insurance contract or identification number334853-01
Number of Individuals Covered39
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number334853-01
Policy instance 1
Insurance contract or identification number334853-01
Number of Individuals Covered20
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number334853-01
Policy instance 1
Insurance contract or identification number334853-01
Number of Individuals Covered16
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number334853-01
Policy instance 1
Insurance contract or identification number334853-01
Number of Individuals Covered27
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number334853-01
Policy instance 1
Insurance contract or identification number334853-01
Number of Individuals Covered22
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $277
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $277
Insurance broker organization code?3
Insurance broker nameCBIZ FINANCIAL SOLUTIONS, INC.
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number334853-01
Policy instance 1
Insurance contract or identification number334853-01
Number of Individuals Covered16
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $3,099
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,099
Insurance broker organization code?3
Insurance broker nameCBIZ FINANCIAL SOLUTIONS, INC.
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number334853-01
Policy instance 1
Insurance contract or identification number334853-01
Number of Individuals Covered14
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $1,837
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,837
Insurance broker organization code?3
Insurance broker nameCBIZ FINANCIAL SOLUTIONS, INC.
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number334853-01
Policy instance 1
Insurance contract or identification number334853-01
Number of Individuals Covered15
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $2,019
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,019
Insurance broker organization code?3
Insurance broker nameCBIZ FINANCIAL SOLUTIONS, INC.
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number334853-01
Policy instance 1
Insurance contract or identification number334853-01
Number of Individuals Covered16
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $1,451
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,451
Insurance broker organization code?3
Insurance broker nameCBIZ FINANCIAL SOLUTIONS, INC.

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