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A.J. AMER AGENCY, INC. 401(K) RETIREMENT PLAN 401k Plan overview

Plan NameA.J. AMER AGENCY, INC. 401(K) RETIREMENT PLAN
Plan identification number 002

A.J. AMER AGENCY, INC. 401(K) RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

A.J. AMER AGENCY, INC. has sponsored the creation of one or more 401k plans.

Company Name:A.J. AMER AGENCY, INC.
Employer identification number (EIN):340962612
NAIC Classification:524210
NAIC Description:Insurance Agencies and Brokerages

Form 5500 Filing Information

Submission information for form 5500 for 401k plan A.J. AMER AGENCY, INC. 401(K) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022018-01-01HAMILTON AMER
0022017-01-01HAMILTON AMER
0022017-01-01HAMILTON AMER
0022016-01-01HAMILTON AMER
0022015-01-01HAMILTON AMER
0022014-01-01HAMILTON AMER
0022013-01-01HAMILTON AMER
0022012-01-01HAMILTON AMER2013-07-26 HAMILTON AMER2013-07-26
0022011-01-01HAMILTON AMER2012-07-12 HAMILTON AMER2012-07-12
0022010-01-01HAMILTON AMER2011-07-07 HAMILTON AMER2011-07-07

Plan Statistics for A.J. AMER AGENCY, INC. 401(K) RETIREMENT PLAN

401k plan membership statisitcs for A.J. AMER AGENCY, INC. 401(K) RETIREMENT PLAN

Measure Date Value
2018: A.J. AMER AGENCY, INC. 401(K) RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0128
Total number of active participants reported on line 7a of the Form 55002018-01-010
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-010
Total of all active and inactive participants2018-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-010
Number of participants with account balances2018-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: A.J. AMER AGENCY, INC. 401(K) RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0130
Total number of active participants reported on line 7a of the Form 55002017-01-0121
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-017
Total of all active and inactive participants2017-01-0128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0128
Number of participants with account balances2017-01-0126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-011
2016: A.J. AMER AGENCY, INC. 401(K) RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-0127
Total number of active participants reported on line 7a of the Form 55002016-01-0122
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-018
Total of all active and inactive participants2016-01-0130
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-0130
Number of participants with account balances2016-01-0127
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-011
2015: A.J. AMER AGENCY, INC. 401(K) RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0124
Total number of active participants reported on line 7a of the Form 55002015-01-0121
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-016
Total of all active and inactive participants2015-01-0127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-0127
Number of participants with account balances2015-01-0124
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-011
2014: A.J. AMER AGENCY, INC. 401(K) RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0125
Total number of active participants reported on line 7a of the Form 55002014-01-0117
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-017
Total of all active and inactive participants2014-01-0124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-0124
Number of participants with account balances2014-01-0122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-011
2013: A.J. AMER AGENCY, INC. 401(K) RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0123
Total number of active participants reported on line 7a of the Form 55002013-01-0119
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-016
Total of all active and inactive participants2013-01-0125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-0125
Number of participants with account balances2013-01-0122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010

Financial Data on A.J. AMER AGENCY, INC. 401(K) RETIREMENT PLAN

Measure Date Value
2018 : A.J. AMER AGENCY, INC. 401(K) RETIREMENT PLAN 2018 401k financial data
Transfers to/from the plan2018-10-04$0
Total plan liabilities at end of year2018-10-04$0
Total plan liabilities at beginning of year2018-10-04$0
Total income from all sources2018-10-04$159,657
Expenses. Total of all expenses incurred2018-10-04$2,279,203
Benefits paid (including direct rollovers)2018-10-04$2,278,197
Total plan assets at end of year2018-10-04$0
Total plan assets at beginning of year2018-10-04$2,119,546
Value of fidelity bond covering the plan2018-10-04$300,000
Total contributions received or receivable from participants2018-10-04$22,805
Expenses. Other expenses not covered elsewhere2018-10-04$0
Contributions received from other sources (not participants or employers)2018-10-04$0
Other income received2018-10-04$28,670
Noncash contributions received2018-10-04$0
Net income (gross income less expenses)2018-10-04$-2,119,546
Net plan assets at end of year (total assets less liabilities)2018-10-04$0
Net plan assets at beginning of year (total assets less liabilities)2018-10-04$2,119,546
Assets. Value of participant loans2018-10-04$0
Total contributions received or receivable from employer(s)2018-10-04$108,182
Value of certain deemed distributions of participant loans2018-10-04$0
Value of corrective distributions2018-10-04$0
Expenses. Administrative service providers (salaries,fees and commissions)2018-10-04$1,006
2017 : A.J. AMER AGENCY, INC. 401(K) RETIREMENT PLAN 2017 401k financial data
Transfers to/from the plan2017-12-31$0
Total plan liabilities at end of year2017-12-31$0
Total plan liabilities at beginning of year2017-12-31$0
Total income from all sources2017-12-31$425,841
Expenses. Total of all expenses incurred2017-12-31$114,445
Benefits paid (including direct rollovers)2017-12-31$113,572
Total plan assets at end of year2017-12-31$2,119,546
Total plan assets at beginning of year2017-12-31$1,808,150
Value of fidelity bond covering the plan2017-12-31$300,000
Assets. Value of tangible personal property2017-12-31$0
Total contributions received or receivable from participants2017-12-31$58,998
Assets. Value of loans (other than to participants)2017-12-31$0
Expenses. Other expenses not covered elsewhere2017-12-31$0
Contributions received from other sources (not participants or employers)2017-12-31$11,417
Other income received2017-12-31$249,732
Noncash contributions received2017-12-31$0
Net income (gross income less expenses)2017-12-31$311,396
Net plan assets at end of year (total assets less liabilities)2017-12-31$2,119,546
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$1,808,150
Assets. Value of participant loans2017-12-31$13,005
Assets. Value of assets in partnership/joint-venture interests2017-12-31$0
Assets. Value of real-estate (other than employer real property)2017-12-31$0
Assets. Value of employer securities2017-12-31$0
Assets. Value of employer real property2017-12-31$0
Total contributions received or receivable from employer(s)2017-12-31$105,694
Value of certain deemed distributions of participant loans2017-12-31$0
Value of corrective distributions2017-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$873
2016 : A.J. AMER AGENCY, INC. 401(K) RETIREMENT PLAN 2016 401k financial data
Transfers to/from the plan2016-12-31$0
Total plan liabilities at end of year2016-12-31$0
Total plan liabilities at beginning of year2016-12-31$0
Total income from all sources2016-12-31$350,980
Expenses. Total of all expenses incurred2016-12-31$761,821
Benefits paid (including direct rollovers)2016-12-31$758,507
Total plan assets at end of year2016-12-31$1,808,150
Total plan assets at beginning of year2016-12-31$2,218,991
Value of fidelity bond covering the plan2016-12-31$300,000
Total contributions received or receivable from participants2016-12-31$64,279
Expenses. Other expenses not covered elsewhere2016-12-31$0
Contributions received from other sources (not participants or employers)2016-12-31$51,615
Other income received2016-12-31$135,461
Noncash contributions received2016-12-31$0
Net income (gross income less expenses)2016-12-31$-410,841
Net plan assets at end of year (total assets less liabilities)2016-12-31$1,808,150
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$2,218,991
Assets. Value of participant loans2016-12-31$22,396
Total contributions received or receivable from employer(s)2016-12-31$99,625
Value of certain deemed distributions of participant loans2016-12-31$0
Value of corrective distributions2016-12-31$2,519
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$795
2015 : A.J. AMER AGENCY, INC. 401(K) RETIREMENT PLAN 2015 401k financial data
Transfers to/from the plan2015-12-31$0
Total plan liabilities at end of year2015-12-31$0
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$187,251
Expenses. Total of all expenses incurred2015-12-31$42,436
Benefits paid (including direct rollovers)2015-12-31$41,610
Total plan assets at end of year2015-12-31$2,218,991
Total plan assets at beginning of year2015-12-31$2,074,176
Value of fidelity bond covering the plan2015-12-31$300,000
Total contributions received or receivable from participants2015-12-31$60,527
Expenses. Other expenses not covered elsewhere2015-12-31$0
Contributions received from other sources (not participants or employers)2015-12-31$25,761
Other income received2015-12-31$-7,752
Noncash contributions received2015-12-31$0
Net income (gross income less expenses)2015-12-31$144,815
Net plan assets at end of year (total assets less liabilities)2015-12-31$2,218,991
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$2,074,176
Assets. Value of participant loans2015-12-31$32,950
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022015-12-31$0
Total contributions received or receivable from employer(s)2015-12-31$108,715
Value of certain deemed distributions of participant loans2015-12-31$0
Value of corrective distributions2015-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$826
2014 : A.J. AMER AGENCY, INC. 401(K) RETIREMENT PLAN 2014 401k financial data
Transfers to/from the plan2014-12-31$-36,742
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$322,694
Expenses. Total of all expenses incurred2014-12-31$127,662
Benefits paid (including direct rollovers)2014-12-31$126,886
Total plan assets at end of year2014-12-31$2,074,176
Total plan assets at beginning of year2014-12-31$1,915,886
Value of fidelity bond covering the plan2014-12-31$200,000
Total contributions received or receivable from participants2014-12-31$62,841
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$148,981
Noncash contributions received2014-12-31$0
Net income (gross income less expenses)2014-12-31$195,032
Net plan assets at end of year (total assets less liabilities)2014-12-31$2,074,176
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,915,886
Assets. Value of participant loans2014-12-31$43,115
Total contributions received or receivable from employer(s)2014-12-31$110,872
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$776
2013 : A.J. AMER AGENCY, INC. 401(K) RETIREMENT PLAN 2013 401k financial data
Transfers to/from the plan2013-12-31$0
Total plan liabilities at end of year2013-12-31$0
Total plan liabilities at beginning of year2013-12-31$0
Total income from all sources2013-12-31$402,286
Expenses. Total of all expenses incurred2013-12-31$301
Benefits paid (including direct rollovers)2013-12-31$301
Total plan assets at end of year2013-12-31$1,915,886
Total plan assets at beginning of year2013-12-31$1,513,901
Value of fidelity bond covering the plan2013-12-31$200,000
Total contributions received or receivable from participants2013-12-31$71,740
Expenses. Other expenses not covered elsewhere2013-12-31$0
Contributions received from other sources (not participants or employers)2013-12-31$13,352
Other income received2013-12-31$231,339
Noncash contributions received2013-12-31$0
Net income (gross income less expenses)2013-12-31$401,985
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,915,886
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$1,513,901
Assets. Value of participant loans2013-12-31$3,543
Total contributions received or receivable from employer(s)2013-12-31$85,855
Value of certain deemed distributions of participant loans2013-12-31$0
Value of corrective distributions2013-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$0

Form 5500 Responses for A.J. AMER AGENCY, INC. 401(K) RETIREMENT PLAN

2018: A.J. AMER AGENCY, INC. 401(K) RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingYes
2018-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: A.J. AMER AGENCY, INC. 401(K) RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: A.J. AMER AGENCY, INC. 401(K) RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: A.J. AMER AGENCY, INC. 401(K) RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: A.J. AMER AGENCY, INC. 401(K) RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: A.J. AMER AGENCY, INC. 401(K) RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes

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