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HAROLD JAFFE JEWELRY, INC. 401(K) PLAN 401k Plan overview

Plan NameHAROLD JAFFE JEWELRY, INC. 401(K) PLAN
Plan identification number 001

HAROLD JAFFE JEWELRY, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

HAROLD JAFFE JEWELRY, INC. has sponsored the creation of one or more 401k plans.

Company Name:HAROLD JAFFE JEWELRY, INC.
Employer identification number (EIN):340970418
NAIC Classification:448310
NAIC Description:Jewelry Stores

Additional information about HAROLD JAFFE JEWELRY, INC.

Jurisdiction of Incorporation: Ohio Secretary of State Business Services Division
Incorporation Date: 1965-06-19
Company Identification Number: 341304
Legal Registered Office Address: ONE SEAGATE
-
TOLEDO
United States of America (USA)
43604

More information about HAROLD JAFFE JEWELRY, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan HAROLD JAFFE JEWELRY, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01LOWELL J. JAFFE2019-09-30 LOWELL J. JAFFE2019-09-30
0012017-01-01
0012016-01-01
0012016-01-01LOWELL J. JAFFE2017-10-16
0012015-01-01
0012015-01-01
0012014-01-01
0012014-01-01
0012013-01-01
0012012-01-01LOWELL J. JAFFE LOWELL J. JAFFE2014-02-19
0012011-01-01LOWELL J. JAFFE LOWELL J. JAFFE2012-10-16
0012009-01-01LOWELL J. JAFFE LOWELL J. JAFFE2010-10-01

Financial Data on HAROLD JAFFE JEWELRY, INC. 401(K) PLAN

Measure Date Value
2024 : HAROLD JAFFE JEWELRY, INC. 401(K) PLAN 2024 401k financial data
Total expenses incurred by plan in this plan year2024-07-2395949
Net assets as of the end of the plan year2024-07-231832784
Total assets as of the beginning of the plan year2024-07-231597031
Value of plan covered by a fidelity bond2024-07-23500000
Participant contributions to plan in this plan year2024-07-2373607
Value of participant loans at end of plan year2024-07-237184
Other income to plan in this plan year2024-07-23224205
Plan net income in this plan year2024-07-23235753
Net assets as of the end of the plan year2024-07-231832784
Net assets as of the beginning of the plan year2024-07-231597031
Employer contributions to plan in this plan year2024-07-2333890
Fees paid to broker by Benefit Provider2024-07-232434
Expensese paid to adminstrative service provicers from plan in this plan year2024-07-2312716
2022 : HAROLD JAFFE JEWELRY, INC. 401(K) PLAN 2022 401k financial data
Total expenses incurred by plan in this plan year2022-09-3054789
Net assets as of the end of the plan year2022-09-301820148
Total assets as of the beginning of the plan year2022-09-301549370
Value of plan covered by a fidelity bond2022-09-30500000
Participant contributions to plan in this plan year2022-09-3053312
Value of participant loans at end of plan year2022-09-3051054
Other income to plan in this plan year2022-09-30244992
Plan net income in this plan year2022-09-30270778
Net assets as of the end of the plan year2022-09-301820148
Net assets as of the beginning of the plan year2022-09-301549370
Employer contributions to plan in this plan year2022-09-3027263
Fees paid to broker by Benefit Provider2022-09-305986
Expensese paid to adminstrative service provicers from plan in this plan year2022-09-3023482
2018 : HAROLD JAFFE JEWELRY, INC. 401(K) PLAN 2018 401k financial data
Total plan liabilities at beginning of year2018-12-31$7,018
Total income from all sources2018-12-31$-14,520
Expenses. Total of all expenses incurred2018-12-31$80,086
Benefits paid (including direct rollovers)2018-12-31$63,423
Total plan assets at end of year2018-12-31$1,084,832
Total plan assets at beginning of year2018-12-31$1,186,456
Value of fidelity bond covering the plan2018-12-31$500,000
Total contributions received or receivable from participants2018-12-31$33,027
Other income received2018-12-31$-62,726
Net income (gross income less expenses)2018-12-31$-94,606
Net plan assets at end of year (total assets less liabilities)2018-12-31$1,084,832
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$1,179,438
Assets. Value of participant loans2018-12-31$51,299
Assets. Value of assets in partnership/joint-venture interests2018-12-31$18,111
Total contributions received or receivable from employer(s)2018-12-31$15,179
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$16,663
2017 : HAROLD JAFFE JEWELRY, INC. 401(K) PLAN 2017 401k financial data
Total plan liabilities at end of year2017-12-31$7,018
Total plan liabilities at beginning of year2017-12-31$9,563
Total income from all sources2017-12-31$216,196
Expenses. Total of all expenses incurred2017-12-31$110,688
Benefits paid (including direct rollovers)2017-12-31$95,622
Total plan assets at end of year2017-12-31$1,186,456
Total plan assets at beginning of year2017-12-31$1,083,493
Value of fidelity bond covering the plan2017-12-31$500,000
Total contributions received or receivable from participants2017-12-31$33,418
Other income received2017-12-31$167,228
Net income (gross income less expenses)2017-12-31$105,508
Net plan assets at end of year (total assets less liabilities)2017-12-31$1,179,438
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$1,073,930
Assets. Value of participant loans2017-12-31$4,473
Assets. Value of assets in partnership/joint-venture interests2017-12-31$17,135
Total contributions received or receivable from employer(s)2017-12-31$15,550
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$15,066
2016 : HAROLD JAFFE JEWELRY, INC. 401(K) PLAN 2016 401k financial data
Total plan liabilities at end of year2016-12-31$9,563
Total income from all sources2016-12-31$125,325
Expenses. Total of all expenses incurred2016-12-31$15,108
Total plan assets at end of year2016-12-31$1,113,532
Total plan assets at beginning of year2016-12-31$1,003,315
Value of fidelity bond covering the plan2016-12-31$500,000
Total contributions received or receivable from participants2016-12-31$20,462
Other income received2016-12-31$91,861
Net income (gross income less expenses)2016-12-31$110,217
Net plan assets at end of year (total assets less liabilities)2016-12-31$1,113,532
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$1,003,315
Assets. Value of participant loans2016-12-31$983
Total contributions received or receivable from employer(s)2016-12-31$13,002
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$15,108
2015 : HAROLD JAFFE JEWELRY, INC. 401(K) PLAN 2015 401k financial data
Total income from all sources2015-12-31$9,398
Expenses. Total of all expenses incurred2015-12-31$4,869
Benefits paid (including direct rollovers)2015-12-31$0
Total plan assets at end of year2015-12-31$1,011,393
Total plan assets at beginning of year2015-12-31$1,006,864
Value of fidelity bond covering the plan2015-12-31$500,000
Total contributions received or receivable from participants2015-12-31$14,758
Other income received2015-12-31$-15,362
Net income (gross income less expenses)2015-12-31$4,529
Net plan assets at end of year (total assets less liabilities)2015-12-31$1,011,393
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$1,006,864
Assets. Value of participant loans2015-12-31$983
Total contributions received or receivable from employer(s)2015-12-31$10,002
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$4,869
2014 : HAROLD JAFFE JEWELRY, INC. 401(K) PLAN 2014 401k financial data
Total income from all sources2014-12-31$45,525
Expenses. Total of all expenses incurred2014-12-31$67,392
Benefits paid (including direct rollovers)2014-12-31$59,364
Total plan assets at end of year2014-12-31$1,015,535
Total plan assets at beginning of year2014-12-31$1,037,402
Value of fidelity bond covering the plan2014-12-31$500,000
Total contributions received or receivable from participants2014-12-31$9,380
Other income received2014-12-31$36,145
Net income (gross income less expenses)2014-12-31$-21,867
Net plan assets at end of year (total assets less liabilities)2014-12-31$1,015,535
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,037,402
Assets. Value of participant loans2014-12-31$15,839
Value of corrective distributions2014-12-31$61,740
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$8,028
2013 : HAROLD JAFFE JEWELRY, INC. 401(K) PLAN 2013 401k financial data
Total income from all sources2013-12-31$176,717
Expenses. Total of all expenses incurred2013-12-31$108,917
Benefits paid (including direct rollovers)2013-12-31$99,368
Total plan assets at end of year2013-12-31$1,037,402
Total plan assets at beginning of year2013-12-31$969,602
Value of fidelity bond covering the plan2013-12-31$500,000
Total contributions received or receivable from participants2013-12-31$10,867
Other income received2013-12-31$165,850
Net income (gross income less expenses)2013-12-31$67,800
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,037,402
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$969,602
Assets. Value of participant loans2013-12-31$18,215
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$9,549
2012 : HAROLD JAFFE JEWELRY, INC. 401(K) PLAN 2012 401k financial data
Total income from all sources2012-12-31$86,518
Expenses. Total of all expenses incurred2012-12-31$156,037
Benefits paid (including direct rollovers)2012-12-31$142,490
Total plan assets at end of year2012-12-31$969,730
Total plan assets at beginning of year2012-12-31$1,039,249
Value of fidelity bond covering the plan2012-12-31$500,000
Total contributions received or receivable from participants2012-12-31$14,261
Other income received2012-12-31$72,257
Net income (gross income less expenses)2012-12-31$-69,519
Net plan assets at end of year (total assets less liabilities)2012-12-31$969,730
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$1,039,249
Assets. Value of participant loans2012-12-31$25,593
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022012-12-31$14,261
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$13,547
2011 : HAROLD JAFFE JEWELRY, INC. 401(K) PLAN 2011 401k financial data
Total income from all sources2011-12-31$-10,568
Expenses. Total of all expenses incurred2011-12-31$19,188
Benefits paid (including direct rollovers)2011-12-31$13,820
Total plan assets at end of year2011-12-31$1,039,249
Total plan assets at beginning of year2011-12-31$1,069,005
Value of fidelity bond covering the plan2011-12-31$500,000
Total contributions received or receivable from participants2011-12-31$17,265
Other income received2011-12-31$-38,609
Net income (gross income less expenses)2011-12-31$-29,756
Net plan assets at end of year (total assets less liabilities)2011-12-31$1,039,249
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$1,069,005
Assets. Value of participant loans2011-12-31$34,963
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022011-12-31$27,862
Total contributions received or receivable from employer(s)2011-12-31$10,776
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$5,368
2010 : HAROLD JAFFE JEWELRY, INC. 401(K) PLAN 2010 401k financial data
Total income from all sources2010-12-31$175,975
Expenses. Total of all expenses incurred2010-12-31$46,009
Benefits paid (including direct rollovers)2010-12-31$41,304
Total plan assets at end of year2010-12-31$1,069,005
Total plan assets at beginning of year2010-12-31$939,039
Value of fidelity bond covering the plan2010-12-31$500,000
Total contributions received or receivable from participants2010-12-31$57,833
Other income received2010-12-31$98,695
Net income (gross income less expenses)2010-12-31$129,966
Net plan assets at end of year (total assets less liabilities)2010-12-31$1,069,005
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$939,039
Assets. Value of participant loans2010-12-31$33,466
Value of participant contributions where there was a failure to transmit these to the plan within the time period described in 29 CFR 2510.3-1022010-12-31$32,854
Total contributions received or receivable from employer(s)2010-12-31$19,447
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$4,705

Form 5500 Responses for HAROLD JAFFE JEWELRY, INC. 401(K) PLAN

2018: HAROLD JAFFE JEWELRY, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: HAROLD JAFFE JEWELRY, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: HAROLD JAFFE JEWELRY, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedYes
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: HAROLD JAFFE JEWELRY, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: HAROLD JAFFE JEWELRY, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedYes
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: HAROLD JAFFE JEWELRY, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: HAROLD JAFFE JEWELRY, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedYes
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: HAROLD JAFFE JEWELRY, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: HAROLD JAFFE JEWELRY, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number119266
Policy instance 2
JACKSON NATIONAL (National Association of Insurance Commissioners NAIC id number: 65056 )
Policy contract number32671190-1200
Policy instance 1
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number119266
Policy instance 2
JACKSON NATIONAL (National Association of Insurance Commissioners NAIC id number: 65056 )
Policy contract number32671190-1200
Policy instance 1
UNION CENTRAL LIFE INSURANCE CO. (National Association of Insurance Commissioners NAIC id number: 80837 )
Policy contract numberE70 6131
Policy instance 1
JACKSON NATIONAL (National Association of Insurance Commissioners NAIC id number: 65056 )
Policy contract number32671190-1200
Policy instance 2
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number119266
Policy instance 3
UNION CENTRAL LIFE INSURANCE CO. (National Association of Insurance Commissioners NAIC id number: 80837 )
Policy contract numberE70 6131
Policy instance 1
JACKSON NATIONAL (National Association of Insurance Commissioners NAIC id number: 65056 )
Policy contract number32671190-1200
Policy instance 2
JACKSON NATIONAL (National Association of Insurance Commissioners NAIC id number: 65056 )
Policy contract number32671190-1200
Policy instance 2
UNION CENTRAL LIFE INSURANCE CO. (National Association of Insurance Commissioners NAIC id number: 80837 )
Policy contract numberE70 6131
Policy instance 1
JACKSON NATIONAL (National Association of Insurance Commissioners NAIC id number: 65056 )
Policy contract number32671190/1200
Policy instance 1
UNION CENTRAL LIFE INSURANCE CO. (National Association of Insurance Commissioners NAIC id number: 80837 )
Policy contract numberE70-6131
Policy instance 2
JACKSON NATIONAL (National Association of Insurance Commissioners NAIC id number: 65056 )
Policy contract number32671190/1200
Policy instance 1
UNION CENTRAL LIFE INSURANCE CO. (National Association of Insurance Commissioners NAIC id number: 80837 )
Policy contract numberE70-6131
Policy instance 2
UNION CENTRAL LIFE INSURANCE CO. (National Association of Insurance Commissioners NAIC id number: 80837 )
Policy contract numberESP-A613
Policy instance 3
UNION CENTRAL LIFE INSURANCE CO. (National Association of Insurance Commissioners NAIC id number: 80837 )
Policy contract numberA00003473V
Policy instance 2
JACKSON NATIONAL (National Association of Insurance Commissioners NAIC id number: 65056 )
Policy contract number32671190/1200
Policy instance 1

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