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GLOBUS PRINTING & PACKAGING, INC. PROFIT SHARING 401(K) PLAN 401k Plan overview

Plan NameGLOBUS PRINTING & PACKAGING, INC. PROFIT SHARING 401(K) PLAN
Plan identification number 001

GLOBUS PRINTING & PACKAGING, INC. PROFIT SHARING 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

GLOBUS PRINTING & PACKAGING, INC. has sponsored the creation of one or more 401k plans.

Company Name:GLOBUS PRINTING & PACKAGING, INC.
Employer identification number (EIN):340977035
NAIC Classification:323100

Form 5500 Filing Information

Submission information for form 5500 for 401k plan GLOBUS PRINTING & PACKAGING, INC. PROFIT SHARING 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01NICOLE WILGES2023-10-09
0012021-01-01NICOLE WILGES2022-10-14
0012020-01-01NICOLE WILGES2021-10-13
0012019-01-01TIM SCHMIESING2020-07-23
0012018-01-01
0012017-01-01
0012016-01-01TIM SCHMIESING
0012015-01-01TIM SCHMIESING
0012014-01-01TIM SCHMIESING
0012013-01-01TIM SCHMIESING
0012012-01-01NICHOLAS GIBSON2013-07-22
0012011-01-01TIM SCHMIESING2012-05-25 TIM SCHMIESING2012-05-25
0012010-01-01TIMOTHY SCHMIESING2011-07-27

Plan Statistics for GLOBUS PRINTING & PACKAGING, INC. PROFIT SHARING 401(K) PLAN

401k plan membership statisitcs for GLOBUS PRINTING & PACKAGING, INC. PROFIT SHARING 401(K) PLAN

Measure Date Value
2022: GLOBUS PRINTING & PACKAGING, INC. PROFIT SHARING 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01101
Total number of active participants reported on line 7a of the Form 55002022-01-0185
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0117
Total of all active and inactive participants2022-01-01102
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01102
Number of participants with account balances2022-01-0190
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-013
2021: GLOBUS PRINTING & PACKAGING, INC. PROFIT SHARING 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01108
Total number of active participants reported on line 7a of the Form 55002021-01-0187
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0114
Total of all active and inactive participants2021-01-01101
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01101
Number of participants with account balances2021-01-0193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-011
2020: GLOBUS PRINTING & PACKAGING, INC. PROFIT SHARING 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01104
Total number of active participants reported on line 7a of the Form 55002020-01-0195
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0112
Total of all active and inactive participants2020-01-01107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01107
Number of participants with account balances2020-01-0196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-012
2019: GLOBUS PRINTING & PACKAGING, INC. PROFIT SHARING 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01111
Total number of active participants reported on line 7a of the Form 55002019-01-0193
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0111
Total of all active and inactive participants2019-01-01104
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01104
Number of participants with account balances2019-01-0195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: GLOBUS PRINTING & PACKAGING, INC. PROFIT SHARING 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01119
Total number of active participants reported on line 7a of the Form 55002018-01-0197
Number of retired or separated participants receiving benefits2018-01-011
Number of other retired or separated participants entitled to future benefits2018-01-0113
Total of all active and inactive participants2018-01-01111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01111
Number of participants with account balances2018-01-01100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-012
2017: GLOBUS PRINTING & PACKAGING, INC. PROFIT SHARING 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01128
Total number of active participants reported on line 7a of the Form 55002017-01-0199
Number of retired or separated participants receiving benefits2017-01-011
Number of other retired or separated participants entitled to future benefits2017-01-0119
Total of all active and inactive participants2017-01-01119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01119
Number of participants with account balances2017-01-01108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-012
2016: GLOBUS PRINTING & PACKAGING, INC. PROFIT SHARING 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01131
Total number of active participants reported on line 7a of the Form 55002016-01-01102
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0126
Total of all active and inactive participants2016-01-01128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01128
Number of participants with account balances2016-01-01117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-017
2015: GLOBUS PRINTING & PACKAGING, INC. PROFIT SHARING 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01137
Total number of active participants reported on line 7a of the Form 55002015-01-01112
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0119
Total of all active and inactive participants2015-01-01131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01131
Number of participants with account balances2015-01-01118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-017
2014: GLOBUS PRINTING & PACKAGING, INC. PROFIT SHARING 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01124
Total number of active participants reported on line 7a of the Form 55002014-01-01122
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0113
Total of all active and inactive participants2014-01-01135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01135
Number of participants with account balances2014-01-01118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-013
2013: GLOBUS PRINTING & PACKAGING, INC. PROFIT SHARING 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01122
Total number of active participants reported on line 7a of the Form 55002013-01-01107
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0116
Total of all active and inactive participants2013-01-01123
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01123
Number of participants with account balances2013-01-01101
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-014

Financial Data on GLOBUS PRINTING & PACKAGING, INC. PROFIT SHARING 401(K) PLAN

Measure Date Value
2022 : GLOBUS PRINTING & PACKAGING, INC. PROFIT SHARING 401(K) PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-1,001,007
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$963,408
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$893,855
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$542,014
Value of total assets at end of year2022-12-31$8,604,602
Value of total assets at beginning of year2022-12-31$10,569,017
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$69,553
Total interest from all sources2022-12-31$566
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Administrative expenses professional fees incurred2022-12-31$13,662
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$800,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$317,404
Participant contributions at end of year2022-12-31$10,089
Participant contributions at beginning of year2022-12-31$5,323
Assets. Other investments not covered elsewhere at end of year2022-12-31$732,374
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$1,054,604
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$116,286
Other income not declared elsewhere2022-12-31$-317,158
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-1,964,415
Value of net assets at end of year (total assets less liabilities)2022-12-31$8,604,602
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$10,569,017
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$29,640
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$7,824,683
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$9,472,248
Interest earned on other investments2022-12-31$566
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$33,984
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$35,021
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-1,226,429
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$108,324
Employer contributions (assets) at end of year2022-12-31$3,472
Employer contributions (assets) at beginning of year2022-12-31$1,821
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$893,855
Contract administrator fees2022-12-31$26,251
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MCDRATE,DELAET & COMPANY
Accountancy firm EIN2022-12-31341205613
2021 : GLOBUS PRINTING & PACKAGING, INC. PROFIT SHARING 401(K) PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$2,216,118
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$2,665,924
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$2,586,550
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$494,241
Value of total assets at end of year2021-12-31$10,569,017
Value of total assets at beginning of year2021-12-31$11,018,823
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$79,374
Total interest from all sources2021-12-31$717
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Administrative expenses professional fees incurred2021-12-31$16,252
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$800,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$330,611
Participant contributions at end of year2021-12-31$5,323
Participant contributions at beginning of year2021-12-31$398
Assets. Other investments not covered elsewhere at end of year2021-12-31$1,054,604
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$1,571,309
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$52,611
Other income not declared elsewhere2021-12-31$138,793
Administrative expenses (other) incurred2021-12-31$15
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$-449,806
Value of net assets at end of year (total assets less liabilities)2021-12-31$10,569,017
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$11,018,823
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$34,046
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$9,472,248
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$9,398,729
Interest earned on other investments2021-12-31$717
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$35,021
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$48,386
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$1,582,367
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$111,019
Employer contributions (assets) at end of year2021-12-31$1,821
Employer contributions (assets) at beginning of year2021-12-31$1
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$2,586,550
Contract administrator fees2021-12-31$29,061
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31MCDRATE,DELAET & COMPANY
Accountancy firm EIN2021-12-31341205613
2020 : GLOBUS PRINTING & PACKAGING, INC. PROFIT SHARING 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$1,959,401
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$427,506
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$338,912
Value of total corrective distributions2020-12-31$1,857
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$492,509
Value of total assets at end of year2020-12-31$11,018,823
Value of total assets at beginning of year2020-12-31$9,486,928
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$86,737
Total interest from all sources2020-12-31$1,100
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Administrative expenses professional fees incurred2020-12-31$27,614
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$800,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$367,357
Participant contributions at end of year2020-12-31$398
Participant contributions at beginning of year2020-12-31$6,078
Assets. Other investments not covered elsewhere at end of year2020-12-31$1,571,309
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$1,242,445
Other income not declared elsewhere2020-12-31$333,604
Administrative expenses (other) incurred2020-12-31$15
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$1,531,895
Value of net assets at end of year (total assets less liabilities)2020-12-31$11,018,823
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$9,486,928
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$29,010
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$9,398,729
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$8,201,409
Interest earned on other investments2020-12-31$1,100
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$48,386
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$33,068
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$1,132,188
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$125,152
Employer contributions (assets) at end of year2020-12-31$1
Employer contributions (assets) at beginning of year2020-12-31$3,928
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$338,912
Contract administrator fees2020-12-31$30,098
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31MCDRATE, DELAET & COMPANY
Accountancy firm EIN2020-12-31341205613
2019 : GLOBUS PRINTING & PACKAGING, INC. PROFIT SHARING 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$2,449,265
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,124,427
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,041,701
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$502,613
Value of total assets at end of year2019-12-31$9,486,928
Value of total assets at beginning of year2019-12-31$8,162,090
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$82,726
Total interest from all sources2019-12-31$597
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Administrative expenses professional fees incurred2019-12-31$26,307
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$800,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$370,654
Participant contributions at end of year2019-12-31$6,078
Participant contributions at beginning of year2019-12-31$5,609
Assets. Other investments not covered elsewhere at end of year2019-12-31$1,242,445
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$1,175,762
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$4,672
Other income not declared elsewhere2019-12-31$291,714
Administrative expenses (other) incurred2019-12-31$192
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$1,324,838
Value of net assets at end of year (total assets less liabilities)2019-12-31$9,486,928
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$8,162,090
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$26,425
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$8,201,409
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$6,952,392
Interest earned on other investments2019-12-31$576
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$1,318
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$1,318
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$21
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$33,068
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$25,145
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$1,654,341
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$127,287
Employer contributions (assets) at end of year2019-12-31$3,928
Employer contributions (assets) at beginning of year2019-12-31$1,864
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,041,701
Contract administrator fees2019-12-31$29,802
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MONNIER & CO. CPAS
Accountancy firm EIN2019-12-31341236295
2018 : GLOBUS PRINTING & PACKAGING, INC. PROFIT SHARING 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$-31,593
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$228,859
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$121,110
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$505,502
Value of total assets at end of year2018-12-31$8,162,090
Value of total assets at beginning of year2018-12-31$8,422,542
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$107,749
Total interest from all sources2018-12-31$673
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Administrative expenses professional fees incurred2018-12-31$23,415
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$800,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$378,051
Participant contributions at end of year2018-12-31$5,609
Participant contributions at beginning of year2018-12-31$5,486
Assets. Other investments not covered elsewhere at end of year2018-12-31$1,175,762
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$1,240,063
Other income not declared elsewhere2018-12-31$-62,473
Administrative expenses (other) incurred2018-12-31$304
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-260,452
Value of net assets at end of year (total assets less liabilities)2018-12-31$8,162,090
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$8,422,542
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$13,309
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$6,952,392
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$7,118,729
Interest earned on other investments2018-12-31$658
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$1,318
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$2,517
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$2,517
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$15
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$25,145
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$53,918
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-475,295
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$127,451
Employer contributions (assets) at end of year2018-12-31$1,864
Employer contributions (assets) at beginning of year2018-12-31$1,829
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$121,110
Contract administrator fees2018-12-31$70,721
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MONNIER & CO. CPAS
Accountancy firm EIN2018-12-31341236295
2017 : GLOBUS PRINTING & PACKAGING, INC. PROFIT SHARING 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$1,753,579
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$244,813
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$145,015
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$487,344
Value of total assets at end of year2017-12-31$8,422,542
Value of total assets at beginning of year2017-12-31$6,913,776
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$99,798
Total interest from all sources2017-12-31$-22
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$21,473
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$800,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$361,931
Participant contributions at end of year2017-12-31$5,486
Participant contributions at beginning of year2017-12-31$6,641
Assets. Other investments not covered elsewhere at end of year2017-12-31$1,240,063
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$1,052,445
Other income not declared elsewhere2017-12-31$193,337
Administrative expenses (other) incurred2017-12-31$233
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$1,508,766
Value of net assets at end of year (total assets less liabilities)2017-12-31$8,422,542
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$6,913,776
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$13,568
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$7,118,729
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$5,795,458
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$2,517
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$2,079
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$2,079
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$-22
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$53,918
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$54,801
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,072,920
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$125,413
Employer contributions (assets) at end of year2017-12-31$1,829
Employer contributions (assets) at beginning of year2017-12-31$2,352
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$145,015
Contract administrator fees2017-12-31$64,524
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MONNIER & CO. CPAS
Accountancy firm EIN2017-12-31341236295
2016 : GLOBUS PRINTING & PACKAGING, INC. PROFIT SHARING 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,072,004
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$258,656
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$173,967
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$485,331
Value of total assets at end of year2016-12-31$6,913,776
Value of total assets at beginning of year2016-12-31$6,100,428
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$84,689
Total interest from all sources2016-12-31$4
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$18,260
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$600,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$361,967
Participant contributions at end of year2016-12-31$6,641
Participant contributions at beginning of year2016-12-31$6,247
Assets. Other investments not covered elsewhere at end of year2016-12-31$1,052,445
Other income not declared elsewhere2016-12-31$70,461
Administrative expenses (other) incurred2016-12-31$222
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$813,348
Value of net assets at end of year (total assets less liabilities)2016-12-31$6,913,776
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$6,100,428
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$12,807
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$5,795,458
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$5,815,894
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$2,079
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$70,677
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$70,677
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$4
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$54,801
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$56,803
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$516,208
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$123,364
Employer contributions (assets) at end of year2016-12-31$2,352
Employer contributions (assets) at beginning of year2016-12-31$4,065
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$173,967
Contract administrator fees2016-12-31$53,400
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$146,742
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MONNIER & CO. CPAS
Accountancy firm EIN2016-12-31341236295
2015 : GLOBUS PRINTING & PACKAGING, INC. PROFIT SHARING 401(K) PLAN 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-44,233
Total unrealized appreciation/depreciation of assets2015-12-31$-44,233
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$355,713
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$431,403
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$401,973
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$502,579
Value of total assets at end of year2015-12-31$6,100,428
Value of total assets at beginning of year2015-12-31$6,176,118
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$29,430
Total interest from all sources2015-12-31$-14
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$60,665
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$54,274
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$373,893
Participant contributions at end of year2015-12-31$6,247
Participant contributions at beginning of year2015-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$1,141
Other income not declared elsewhere2015-12-31$405
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-75,690
Value of net assets at end of year (total assets less liabilities)2015-12-31$6,100,428
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$6,176,118
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$5,815,894
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$5,912,354
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$70,677
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$38,587
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$38,587
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$-14
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$56,803
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$24,837
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-163,689
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$127,545
Employer contributions (assets) at end of year2015-12-31$4,065
Employer contributions (assets) at beginning of year2015-12-31$0
Income. Dividends from common stock2015-12-31$6,391
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$401,973
Contract administrator fees2015-12-31$29,430
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$146,742
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$200,340
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MONNIER & CO. CPAS
Accountancy firm EIN2015-12-31341236295
2014 : GLOBUS PRINTING & PACKAGING, INC. PROFIT SHARING 401(K) PLAN 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$-13,210
Total unrealized appreciation/depreciation of assets2014-12-31$-13,210
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$748,192
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$301,229
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$282,293
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$474,729
Value of total assets at end of year2014-12-31$6,176,118
Value of total assets at beginning of year2014-12-31$5,729,155
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$18,936
Total interest from all sources2014-12-31$3
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$44,450
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$41,204
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$352,483
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$6,144
Assets. Other investments not covered elsewhere at end of year2014-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$26,338
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$3,173
Total non interest bearing cash at end of year2014-12-31$0
Total non interest bearing cash at beginning of year2014-12-31$8,565
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$446,963
Value of net assets at end of year (total assets less liabilities)2014-12-31$6,176,118
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$5,729,155
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$5,912,354
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$5,506,699
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$38,587
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$7,365
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$7,365
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$3
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$24,837
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$83,065
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$242,220
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$119,073
Employer contributions (assets) at end of year2014-12-31$0
Employer contributions (assets) at beginning of year2014-12-31$2,260
Income. Dividends from common stock2014-12-31$3,246
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$282,293
Contract administrator fees2014-12-31$18,936
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$200,340
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$88,719
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MONNIER & CO. CPAS
Accountancy firm EIN2014-12-31341236295
2013 : GLOBUS PRINTING & PACKAGING, INC. PROFIT SHARING 401(K) PLAN 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$-14,321
Total unrealized appreciation/depreciation of assets2013-12-31$-14,321
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,297,691
Total loss/gain on sale of assets2013-12-31$5,557
Total of all expenses incurred2013-12-31$64,424
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$47,572
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$449,839
Value of total assets at end of year2013-12-31$5,729,155
Value of total assets at beginning of year2013-12-31$4,495,888
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$16,852
Total interest from all sources2013-12-31$-12
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$376
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$1,242
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$336,555
Participant contributions at end of year2013-12-31$6,144
Participant contributions at beginning of year2013-12-31$8,821
Assets. Other investments not covered elsewhere at end of year2013-12-31$26,338
Other income not declared elsewhere2013-12-31$-10,475
Total non interest bearing cash at end of year2013-12-31$8,565
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,233,267
Value of net assets at end of year (total assets less liabilities)2013-12-31$5,729,155
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$4,495,888
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$4,822
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$5,506,699
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$4,281,221
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$7,365
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$29,442
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$29,442
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$-12
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$83,065
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$104,877
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$866,727
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$113,284
Employer contributions (assets) at end of year2013-12-31$2,260
Employer contributions (assets) at beginning of year2013-12-31$25,185
Income. Dividends from common stock2013-12-31$376
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$47,572
Contract administrator fees2013-12-31$10,788
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$88,719
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$46,342
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$55,818
Aggregate carrying amount (costs) on sale of assets2013-12-31$50,261
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MONNIER & CO. CPAS
Accountancy firm EIN2013-12-31341236295

Form 5500 Responses for GLOBUS PRINTING & PACKAGING, INC. PROFIT SHARING 401(K) PLAN

2022: GLOBUS PRINTING & PACKAGING, INC. PROFIT SHARING 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entityMulitple employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: GLOBUS PRINTING & PACKAGING, INC. PROFIT SHARING 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entityMulitple employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: GLOBUS PRINTING & PACKAGING, INC. PROFIT SHARING 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entityMulitple employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: GLOBUS PRINTING & PACKAGING, INC. PROFIT SHARING 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entityMulitple employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: GLOBUS PRINTING & PACKAGING, INC. PROFIT SHARING 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entityMulitple employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: GLOBUS PRINTING & PACKAGING, INC. PROFIT SHARING 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entityMulitple employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: GLOBUS PRINTING & PACKAGING, INC. PROFIT SHARING 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entityMulitple employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: GLOBUS PRINTING & PACKAGING, INC. PROFIT SHARING 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: GLOBUS PRINTING & PACKAGING, INC. PROFIT SHARING 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: GLOBUS PRINTING & PACKAGING, INC. PROFIT SHARING 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number194-80050
Policy instance 1
Insurance contract or identification number194-80050
Number of Individuals Covered90
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number194-80050
Policy instance 1
Insurance contract or identification number194-80050
Number of Individuals Covered93
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number194-80050
Policy instance 1
Insurance contract or identification number194-80050
Number of Individuals Covered96
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number194-80050
Policy instance 1
Insurance contract or identification number194-80050
Number of Individuals Covered104
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number194-80050
Policy instance 1
Insurance contract or identification number194-80050
Number of Individuals Covered111
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $203
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $203
Insurance broker organization code?4
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number194-80050
Policy instance 1
Insurance contract or identification number194-80050
Number of Individuals Covered119
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $264
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $264
Insurance broker organization code?4
Insurance broker namePARK AVENUE SECURITIES LLC
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number194-80438
Policy instance 2
Insurance contract or identification number194-80438
Number of Individuals Covered0
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $76
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $76
Insurance broker organization code?4
Insurance broker nameMORGAN STANLEY & CO. LLC
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number194-80050
Policy instance 1
Insurance contract or identification number194-80050
Number of Individuals Covered131
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $71
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Commission paid to Insurance BrokerUSD $71
Insurance broker organization code?4
Insurance broker nameMORGAN STANLEY SMITH BARNEY LL
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number194-80438
Policy instance 1
Insurance contract or identification number194-80438
Number of Individuals Covered135
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $308
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $200
Insurance broker organization code?4
Insurance broker nameMORGAN STANLEY & CO. LLC
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number194-80438
Policy instance 1
Insurance contract or identification number194-80438
Number of Individuals Covered123
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $605
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $605
Insurance broker organization code?4
Insurance broker nameCROWN CAPITAL SECURITIES L.P.

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