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CLEVELAND HARDWARE & FORGING CO. HOURLY RATED EMPLOYEES' 401(K) PLAN 401k Plan overview

Plan NameCLEVELAND HARDWARE & FORGING CO. HOURLY RATED EMPLOYEES' 401(K) PLAN
Plan identification number 006

CLEVELAND HARDWARE & FORGING CO. HOURLY RATED EMPLOYEES' 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CLEVELAND HARDWARE & FORGING COMPANY has sponsored the creation of one or more 401k plans.

Company Name:CLEVELAND HARDWARE & FORGING COMPANY
Employer identification number (EIN):341028784
NAIC Classification:332110

Form 5500 Filing Information

Submission information for form 5500 for 401k plan CLEVELAND HARDWARE & FORGING CO. HOURLY RATED EMPLOYEES' 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0062021-09-01
0062019-09-01KELLY VAN HANDEL2021-06-15 KELLY VAN HANDEL2021-06-15
0062018-09-01KELLY VAN HANDEL2020-06-23 KELLY VANHANDEL2020-06-23
0062017-09-01RONALD LENZ2019-06-14 RONALD LENZ2019-06-14
0062015-09-01JAMES R SOCHA JAMES R SOCHA2017-06-15
0062014-09-01JAMES R SOCHA JAMES R SOCHA2016-06-15
0062013-09-01JAMES R. SOCHA JAMES R. SOCHA2015-06-12
0062012-09-01MR.JAMES R SOCHA MR. JAMRS R SOCHA2014-06-16
0062011-09-01MR. JAMES R SOCHA MR. JAMES R SOCHA2013-06-17
0062009-09-01MR. JAMES R SOCHA MR. JAMES R SOCHA2011-06-15

Plan Statistics for CLEVELAND HARDWARE & FORGING CO. HOURLY RATED EMPLOYEES' 401(K) PLAN

401k plan membership statisitcs for CLEVELAND HARDWARE & FORGING CO. HOURLY RATED EMPLOYEES' 401(K) PLAN

Measure Date Value
2015: CLEVELAND HARDWARE & FORGING CO. HOURLY RATED EMPLOYEES' 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-09-0117
Total number of active participants reported on line 7a of the Form 55002015-09-0115
Number of retired or separated participants receiving benefits2015-09-010
Number of other retired or separated participants entitled to future benefits2015-09-012
Total of all active and inactive participants2015-09-0117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-09-010
Total participants2015-09-0117
Number of participants with account balances2015-09-0115
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-09-010
2014: CLEVELAND HARDWARE & FORGING CO. HOURLY RATED EMPLOYEES' 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-09-0120
Total number of active participants reported on line 7a of the Form 55002014-09-0115
Number of retired or separated participants receiving benefits2014-09-010
Number of other retired or separated participants entitled to future benefits2014-09-012
Total of all active and inactive participants2014-09-0117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-09-010
Total participants2014-09-0117
Number of participants with account balances2014-09-0114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-09-010
2013: CLEVELAND HARDWARE & FORGING CO. HOURLY RATED EMPLOYEES' 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-09-0121
Total number of active participants reported on line 7a of the Form 55002013-09-0118
Number of retired or separated participants receiving benefits2013-09-010
Number of other retired or separated participants entitled to future benefits2013-09-012
Total of all active and inactive participants2013-09-0120
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-09-010
Total participants2013-09-0120
Number of participants with account balances2013-09-0114
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-09-010
2012: CLEVELAND HARDWARE & FORGING CO. HOURLY RATED EMPLOYEES' 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-09-0120
Total number of active participants reported on line 7a of the Form 55002012-09-0121
Number of retired or separated participants receiving benefits2012-09-010
Number of other retired or separated participants entitled to future benefits2012-09-010
Total of all active and inactive participants2012-09-0121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-09-010
Total participants2012-09-0121
Number of participants with account balances2012-09-0116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-09-010
2011: CLEVELAND HARDWARE & FORGING CO. HOURLY RATED EMPLOYEES' 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-09-0120
Total number of active participants reported on line 7a of the Form 55002011-09-0120
Number of retired or separated participants receiving benefits2011-09-010
Number of other retired or separated participants entitled to future benefits2011-09-010
Total of all active and inactive participants2011-09-0120
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-09-010
Total participants2011-09-0120
Number of participants with account balances2011-09-0119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-09-010
2009: CLEVELAND HARDWARE & FORGING CO. HOURLY RATED EMPLOYEES' 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-09-0120
Total number of active participants reported on line 7a of the Form 55002009-09-0119
Number of retired or separated participants receiving benefits2009-09-010
Number of other retired or separated participants entitled to future benefits2009-09-010
Total of all active and inactive participants2009-09-0119
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-09-010
Total participants2009-09-0119
Number of participants with account balances2009-09-0118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-09-010

Financial Data on CLEVELAND HARDWARE & FORGING CO. HOURLY RATED EMPLOYEES' 401(K) PLAN

Measure Date Value
2016 : CLEVELAND HARDWARE & FORGING CO. HOURLY RATED EMPLOYEES' 401(K) PLAN 2016 401k financial data
Total income from all sources2016-08-31$29,478
Expenses. Total of all expenses incurred2016-08-31$3,289
Benefits paid (including direct rollovers)2016-08-31$2,157
Total plan assets at end of year2016-08-31$230,098
Total plan assets at beginning of year2016-08-31$203,909
Total contributions received or receivable from participants2016-08-31$17,546
Expenses. Other expenses not covered elsewhere2016-08-31$0
Contributions received from other sources (not participants or employers)2016-08-31$0
Other income received2016-08-31$10,275
Net income (gross income less expenses)2016-08-31$26,189
Net plan assets at end of year (total assets less liabilities)2016-08-31$230,098
Net plan assets at beginning of year (total assets less liabilities)2016-08-31$203,909
Total contributions received or receivable from employer(s)2016-08-31$1,657
Value of certain deemed distributions of participant loans2016-08-31$0
Value of corrective distributions2016-08-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-08-31$1,132
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-08-31$0
2015 : CLEVELAND HARDWARE & FORGING CO. HOURLY RATED EMPLOYEES' 401(K) PLAN 2015 401k financial data
Total income from all sources2015-08-31$22,341
Expenses. Total of all expenses incurred2015-08-31$1,025
Benefits paid (including direct rollovers)2015-08-31$0
Total plan assets at end of year2015-08-31$203,909
Total plan assets at beginning of year2015-08-31$182,593
Total contributions received or receivable from participants2015-08-31$16,818
Expenses. Other expenses not covered elsewhere2015-08-31$0
Contributions received from other sources (not participants or employers)2015-08-31$0
Other income received2015-08-31$3,933
Net income (gross income less expenses)2015-08-31$21,316
Net plan assets at end of year (total assets less liabilities)2015-08-31$203,909
Net plan assets at beginning of year (total assets less liabilities)2015-08-31$182,593
Total contributions received or receivable from employer(s)2015-08-31$1,590
Value of certain deemed distributions of participant loans2015-08-31$0
Value of corrective distributions2015-08-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-08-31$1,025
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-08-31$0
2014 : CLEVELAND HARDWARE & FORGING CO. HOURLY RATED EMPLOYEES' 401(K) PLAN 2014 401k financial data
Total income from all sources2014-08-31$39,632
Expenses. Total of all expenses incurred2014-08-31$31,350
Benefits paid (including direct rollovers)2014-08-31$30,259
Total plan assets at end of year2014-08-31$182,592
Total plan assets at beginning of year2014-08-31$174,310
Total contributions received or receivable from participants2014-08-31$16,512
Expenses. Other expenses not covered elsewhere2014-08-31$0
Contributions received from other sources (not participants or employers)2014-08-31$0
Other income received2014-08-31$21,273
Net income (gross income less expenses)2014-08-31$8,282
Net plan assets at end of year (total assets less liabilities)2014-08-31$182,592
Net plan assets at beginning of year (total assets less liabilities)2014-08-31$174,310
Total contributions received or receivable from employer(s)2014-08-31$1,847
Value of certain deemed distributions of participant loans2014-08-31$0
Value of corrective distributions2014-08-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-08-31$1,091
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-08-31$0
2013 : CLEVELAND HARDWARE & FORGING CO. HOURLY RATED EMPLOYEES' 401(K) PLAN 2013 401k financial data
Total income from all sources2013-08-31$36,432
Expenses. Total of all expenses incurred2013-08-31$12,169
Benefits paid (including direct rollovers)2013-08-31$11,017
Total plan assets at end of year2013-08-31$174,310
Total plan assets at beginning of year2013-08-31$150,047
Total contributions received or receivable from participants2013-08-31$17,500
Expenses. Other expenses not covered elsewhere2013-08-31$0
Contributions received from other sources (not participants or employers)2013-08-31$0
Other income received2013-08-31$17,043
Net income (gross income less expenses)2013-08-31$24,263
Net plan assets at end of year (total assets less liabilities)2013-08-31$174,310
Net plan assets at beginning of year (total assets less liabilities)2013-08-31$150,047
Total contributions received or receivable from employer(s)2013-08-31$1,889
Value of certain deemed distributions of participant loans2013-08-31$0
Value of corrective distributions2013-08-31$18
Expenses. Administrative service providers (salaries,fees and commissions)2013-08-31$1,134
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-08-31$0
2012 : CLEVELAND HARDWARE & FORGING CO. HOURLY RATED EMPLOYEES' 401(K) PLAN 2012 401k financial data
Total income from all sources2012-08-31$31,711
Expenses. Total of all expenses incurred2012-08-31$931
Benefits paid (including direct rollovers)2012-08-31$0
Total plan assets at end of year2012-08-31$150,047
Total plan assets at beginning of year2012-08-31$119,267
Total contributions received or receivable from participants2012-08-31$19,975
Expenses. Other expenses not covered elsewhere2012-08-31$0
Contributions received from other sources (not participants or employers)2012-08-31$0
Other income received2012-08-31$10,043
Net income (gross income less expenses)2012-08-31$30,780
Net plan assets at end of year (total assets less liabilities)2012-08-31$150,047
Net plan assets at beginning of year (total assets less liabilities)2012-08-31$119,267
Total contributions received or receivable from employer(s)2012-08-31$1,693
Value of certain deemed distributions of participant loans2012-08-31$0
Value of corrective distributions2012-08-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2012-08-31$931
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-08-31$0
2011 : CLEVELAND HARDWARE & FORGING CO. HOURLY RATED EMPLOYEES' 401(K) PLAN 2011 401k financial data
Total income from all sources2011-08-31$25,523
Expenses. Total of all expenses incurred2011-08-31$2,095
Benefits paid (including direct rollovers)2011-08-31$1,110
Total plan assets at end of year2011-08-31$119,267
Total plan assets at beginning of year2011-08-31$95,839
Value of fidelity bond covering the plan2011-08-31$750,000
Total contributions received or receivable from participants2011-08-31$20,731
Expenses. Other expenses not covered elsewhere2011-08-31$0
Contributions received from other sources (not participants or employers)2011-08-31$0
Other income received2011-08-31$3,744
Net income (gross income less expenses)2011-08-31$23,428
Net plan assets at end of year (total assets less liabilities)2011-08-31$119,267
Net plan assets at beginning of year (total assets less liabilities)2011-08-31$95,839
Total contributions received or receivable from employer(s)2011-08-31$1,048
Value of certain deemed distributions of participant loans2011-08-31$0
Value of corrective distributions2011-08-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2011-08-31$985
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-08-31$0

Form 5500 Responses for CLEVELAND HARDWARE & FORGING CO. HOURLY RATED EMPLOYEES' 401(K) PLAN

2015: CLEVELAND HARDWARE & FORGING CO. HOURLY RATED EMPLOYEES' 401(K) PLAN 2015 form 5500 responses
2015-09-01Type of plan entitySingle employer plan
2015-09-01Submission has been amendedNo
2015-09-01This submission is the final filingNo
2015-09-01This return/report is a short plan year return/report (less than 12 months)No
2015-09-01Plan is a collectively bargained planNo
2015-09-01Plan funding arrangement – InsuranceYes
2015-09-01Plan funding arrangement – TrustYes
2015-09-01Plan benefit arrangement – InsuranceYes
2015-09-01Plan benefit arrangement - TrustYes
2014: CLEVELAND HARDWARE & FORGING CO. HOURLY RATED EMPLOYEES' 401(K) PLAN 2014 form 5500 responses
2014-09-01Type of plan entitySingle employer plan
2014-09-01Submission has been amendedNo
2014-09-01This submission is the final filingNo
2014-09-01This return/report is a short plan year return/report (less than 12 months)No
2014-09-01Plan is a collectively bargained planNo
2014-09-01Plan funding arrangement – InsuranceYes
2014-09-01Plan funding arrangement – TrustYes
2014-09-01Plan benefit arrangement – InsuranceYes
2014-09-01Plan benefit arrangement - TrustYes
2013: CLEVELAND HARDWARE & FORGING CO. HOURLY RATED EMPLOYEES' 401(K) PLAN 2013 form 5500 responses
2013-09-01Type of plan entitySingle employer plan
2013-09-01Submission has been amendedNo
2013-09-01This submission is the final filingNo
2013-09-01This return/report is a short plan year return/report (less than 12 months)No
2013-09-01Plan is a collectively bargained planNo
2013-09-01Plan funding arrangement – InsuranceYes
2013-09-01Plan funding arrangement – TrustYes
2013-09-01Plan benefit arrangement – InsuranceYes
2013-09-01Plan benefit arrangement - TrustYes
2012: CLEVELAND HARDWARE & FORGING CO. HOURLY RATED EMPLOYEES' 401(K) PLAN 2012 form 5500 responses
2012-09-01Type of plan entitySingle employer plan
2012-09-01Submission has been amendedNo
2012-09-01This submission is the final filingNo
2012-09-01This return/report is a short plan year return/report (less than 12 months)No
2012-09-01Plan is a collectively bargained planNo
2012-09-01Plan funding arrangement – InsuranceYes
2012-09-01Plan funding arrangement – TrustYes
2012-09-01Plan benefit arrangement – InsuranceYes
2012-09-01Plan benefit arrangement - TrustYes
2011: CLEVELAND HARDWARE & FORGING CO. HOURLY RATED EMPLOYEES' 401(K) PLAN 2011 form 5500 responses
2011-09-01Type of plan entitySingle employer plan
2011-09-01Submission has been amendedNo
2011-09-01This submission is the final filingNo
2011-09-01This return/report is a short plan year return/report (less than 12 months)No
2011-09-01Plan is a collectively bargained planNo
2011-09-01Plan funding arrangement – InsuranceYes
2011-09-01Plan funding arrangement – TrustYes
2011-09-01Plan benefit arrangement – InsuranceYes
2011-09-01Plan benefit arrangement - TrustYes
2009: CLEVELAND HARDWARE & FORGING CO. HOURLY RATED EMPLOYEES' 401(K) PLAN 2009 form 5500 responses
2009-09-01Type of plan entitySingle employer plan
2009-09-01Submission has been amendedNo
2009-09-01This submission is the final filingNo
2009-09-01This return/report is a short plan year return/report (less than 12 months)No
2009-09-01Plan is a collectively bargained planNo
2009-09-01Plan funding arrangement – InsuranceYes
2009-09-01Plan funding arrangement – TrustYes
2009-09-01Plan benefit arrangement – InsuranceYes
2009-09-01Plan benefit arrangement - TrustYes

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