401k Plan data: NNA PROFIT SHARING PLAN plan

NNA PROFIT SHARING PLAN 401k Plan overview

Plan Name	NNA PROFIT SHARING PLAN
Plan identification number	002

NNA PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Participant-directed brokerage accounts provided as an investment option under the plan.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

NEUROLOGY & NEUROSCIENCE ASSOCIATES INC has sponsored the creation of one or more 401k plans.

Company Name: NEUROLOGY & NEUROSCIENCE ASSOCIATES INC

Employer identification number (EIN): 341097565

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan NNA PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2014-01-01 HUGH MILLER
002 2013-01-01 HUGH MILLER
002 2012-01-01 HUGH MILLER
002 2011-01-01 HUGH MILLER
002 2009-01-01 HUGH MILLER HUGH MILLER 2010-10-14

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2014-01-01	HUGH MILLER
002	2013-01-01	HUGH MILLER
002	2012-01-01	HUGH MILLER
002	2011-01-01	HUGH MILLER
002	2009-01-01	HUGH MILLER	HUGH MILLER	2010-10-14

Plan Statistics for NNA PROFIT SHARING PLAN

401k plan membership statisitcs for NNA PROFIT SHARING PLAN

Measure Date Value
2014: NNA PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 111
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 0
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 0
Number of participants with account balances 2014-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: NNA PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 136
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 78
Number of retired or separated participants receiving benefits 2013-01-01 1
Number of other retired or separated participants entitled to future benefits 2013-01-01 29
Total of all active and inactive participants 2013-01-01 108
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 108
Number of participants with account balances 2013-01-01 98
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: NNA PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 135
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 121
Number of retired or separated participants receiving benefits 2012-01-01 1
Number of other retired or separated participants entitled to future benefits 2012-01-01 11
Total of all active and inactive participants 2012-01-01 133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 133
Number of participants with account balances 2012-01-01 107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: NNA PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 137
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 123
Number of retired or separated participants receiving benefits 2011-01-01 3
Number of other retired or separated participants entitled to future benefits 2011-01-01 11
Total of all active and inactive participants 2011-01-01 137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 137
Number of participants with account balances 2011-01-01 107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: NNA PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 128
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 114
Number of other retired or separated participants entitled to future benefits 2009-01-01 14
Total of all active and inactive participants 2009-01-01 128
Total participants 2009-01-01 128
Number of participants with account balances 2009-01-01 98

Measure	Date	Value
2014: NNA PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	111
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	0
Number of participants with account balances	2014-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: NNA PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	136
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	78
Number of retired or separated participants receiving benefits	2013-01-01	1
Number of other retired or separated participants entitled to future benefits	2013-01-01	29
Total of all active and inactive participants	2013-01-01	108
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	108
Number of participants with account balances	2013-01-01	98
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: NNA PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	135
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	121
Number of retired or separated participants receiving benefits	2012-01-01	1
Number of other retired or separated participants entitled to future benefits	2012-01-01	11
Total of all active and inactive participants	2012-01-01	133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	133
Number of participants with account balances	2012-01-01	107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: NNA PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	137
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	123
Number of retired or separated participants receiving benefits	2011-01-01	3
Number of other retired or separated participants entitled to future benefits	2011-01-01	11
Total of all active and inactive participants	2011-01-01	137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	137
Number of participants with account balances	2011-01-01	107
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: NNA PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	128
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	114
Number of other retired or separated participants entitled to future benefits	2009-01-01	14
Total of all active and inactive participants	2009-01-01	128
Total participants	2009-01-01	128
Number of participants with account balances	2009-01-01	98

Financial Data on NNA PROFIT SHARING PLAN

Measure	Date	Value
2014 : NNA PROFIT SHARING PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-05-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-05-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-05-31	$0
Total income from all sources (including contributions)	2014-05-31	$44,790
Total loss/gain on sale of assets	2014-05-31	$0
Total of all expenses incurred	2014-05-31	$12,750,518
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-05-31	$12,730,002
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-05-31	$0
Value of total assets at end of year	2014-05-31	$0
Value of total assets at beginning of year	2014-05-31	$12,705,728
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-05-31	$20,516
Total interest from all sources	2014-05-31	$6
Total dividends received (eg from common stock, registered investment company shares)	2014-05-31	$7,602
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-05-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2014-05-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2014-05-31	$6,136
Administrative expenses professional fees incurred	2014-05-31	$20,516
Was this plan covered by a fidelity bond	2014-05-31	Yes
Value of fidelity bond cover	2014-05-31	$500,000
If this is an individual account plan, was there a blackout period	2014-05-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-05-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-05-31	No
Participant contributions at end of year	2014-05-31	$0
Participant contributions at beginning of year	2014-05-31	$101,901
Participant contributions at end of year	2014-05-31	$0
Participant contributions at beginning of year	2014-05-31	$16,208
Assets. Other investments not covered elsewhere at end of year	2014-05-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2014-05-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-05-31	No
Value of net income/loss	2014-05-31	$-12,705,728
Value of net assets at end of year (total assets less liabilities)	2014-05-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2014-05-31	$12,705,728
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-05-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-05-31	No
Were any leases to which the plan was party in default or uncollectible	2014-05-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-05-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-05-31	$11,147,973
Value of interest in common/collective trusts at end of year	2014-05-31	$0
Value of interest in common/collective trusts at beginning of year	2014-05-31	$4,395
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-05-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-05-31	$309,439
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-05-31	$309,439
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-05-31	$6
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-05-31	$37,182
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-05-31	No
Was there a failure to transmit to the plan any participant contributions	2014-05-31	No
Has the plan failed to provide any benefit when due under the plan	2014-05-31	No
Employer contributions (assets) at end of year	2014-05-31	$0
Employer contributions (assets) at beginning of year	2014-05-31	$7,849
Income. Dividends from common stock	2014-05-31	$1,466
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-05-31	$12,730,002
Asset. Corporate debt instrument preferred debt at end of year	2014-05-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2014-05-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2014-05-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2014-05-31	$477,196
Assets. Corporate common stocks other than exployer securities at end of year	2014-05-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-05-31	$640,767
Did the plan have assets held for investment	2014-05-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-05-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-05-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-05-31	No
Opinion of an independent qualified public accountant for this plan	2014-05-31	Unqualified
Accountancy firm name	2014-05-31	MAYER HOFFMAN MCCANN PC
Accountancy firm EIN	2014-05-31	431947695
2013 : NNA PROFIT SHARING PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$2,730,703
Total loss/gain on sale of assets	2013-12-31	$34,819
Total of all expenses incurred	2013-12-31	$512,835
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$414,907
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$713,025
Value of total assets at end of year	2013-12-31	$12,705,728
Value of total assets at beginning of year	2013-12-31	$10,487,860
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$97,928
Total interest from all sources	2013-12-31	$34,587
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$382,449
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2013-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$335,566
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$470,082
Participant contributions at end of year	2013-12-31	$101,901
Participant contributions at beginning of year	2013-12-31	$176,848
Participant contributions at end of year	2013-12-31	$16,208
Participant contributions at beginning of year	2013-12-31	$12,322
Assets. Other investments not covered elsewhere at end of year	2013-12-31	$0
Assets. Other investments not covered elsewhere at beginning of year	2013-12-31	$6,542
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$2,217,868
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$12,705,728
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$10,487,860
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$97,928
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$11,147,973
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$8,662,238
Interest on participant loans	2013-12-31	$7,785
Income. Interest from corporate debt instruments	2013-12-31	$25,936
Value of interest in common/collective trusts at end of year	2013-12-31	$4,395
Value of interest in common/collective trusts at beginning of year	2013-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$309,439
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$324,704
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$324,704
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$866
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,565,823
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$242,943
Employer contributions (assets) at end of year	2013-12-31	$7,849
Employer contributions (assets) at beginning of year	2013-12-31	$6,510
Income. Dividends from common stock	2013-12-31	$46,883
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$414,907
Asset. Corporate debt instrument preferred debt at end of year	2013-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2013-12-31	$4,348
Asset. Corporate debt instrument debt (other) at end of year	2013-12-31	$477,196
Asset. Corporate debt instrument debt (other) at beginning of year	2013-12-31	$578,609
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$640,767
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$715,739
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$34,819
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	No
Opinion of an independent qualified public accountant for this plan	2013-12-31	Unqualified
Accountancy firm name	2013-12-31	MAYER HOFFMAN MCCANN PC
Accountancy firm EIN	2013-12-31	431947695
2012 : NNA PROFIT SHARING PLAN 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$7,672
Total unrealized appreciation/depreciation of assets	2012-12-31	$7,672
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$1,982,477
Total loss/gain on sale of assets	2012-12-31	$6,488
Total of all expenses incurred	2012-12-31	$508,922
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$431,674
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$780,664
Value of total assets at end of year	2012-12-31	$10,487,860
Value of total assets at beginning of year	2012-12-31	$9,014,305
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$77,248
Total interest from all sources	2012-12-31	$18,433
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$239,264
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$196,240
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$466,269
Participant contributions at end of year	2012-12-31	$176,848
Participant contributions at beginning of year	2012-12-31	$152,986
Participant contributions at end of year	2012-12-31	$12,322
Participant contributions at beginning of year	2012-12-31	$9,625
Assets. Other investments not covered elsewhere at end of year	2012-12-31	$6,542
Assets. Other investments not covered elsewhere at beginning of year	2012-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$72,857
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,473,555
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$10,487,860
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$9,014,305
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$77,248
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$8,662,238
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$6,973,861
Interest on participant loans	2012-12-31	$6,971
Interest earned on other investments	2012-12-31	$151
Income. Interest from corporate debt instruments	2012-12-31	$10,856
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$324,704
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$400,843
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$400,843
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$455
Asset value of US Government securities at end of year	2012-12-31	$0
Asset value of US Government securities at beginning of year	2012-12-31	$94,480
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$929,956
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$241,538
Employer contributions (assets) at end of year	2012-12-31	$6,510
Employer contributions (assets) at beginning of year	2012-12-31	$5,856
Income. Dividends from preferred stock	2012-12-31	$27,825
Income. Dividends from common stock	2012-12-31	$15,199
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$431,674
Asset. Corporate debt instrument preferred debt at end of year	2012-12-31	$4,348
Asset. Corporate debt instrument preferred debt at beginning of year	2012-12-31	$2,940
Asset. Corporate debt instrument debt (other) at end of year	2012-12-31	$578,609
Asset. Corporate debt instrument debt (other) at beginning of year	2012-12-31	$886,977
Assets. Corporate common stocks other than exployer securities at end of year	2012-12-31	$715,739
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-12-31	$486,737
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$202,980
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$196,492
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	No
Opinion of an independent qualified public accountant for this plan	2012-12-31	Unqualified
Accountancy firm name	2012-12-31	MAYER HOFFMAN MCCANN PC
Accountancy firm EIN	2012-12-31	431947695
2011 : NNA PROFIT SHARING PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$-136,108
Total unrealized appreciation/depreciation of assets	2011-12-31	$-136,108
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total income from all sources (including contributions)	2011-12-31	$528,750
Total loss/gain on sale of assets	2011-12-31	$-884
Total of all expenses incurred	2011-12-31	$241,203
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$168,118
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$716,992
Value of total assets at end of year	2011-12-31	$9,014,305
Value of total assets at beginning of year	2011-12-31	$8,726,758
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$73,085
Total interest from all sources	2011-12-31	$40,552
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$159,285
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$102,660
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$456,088
Participant contributions at end of year	2011-12-31	$152,986
Participant contributions at beginning of year	2011-12-31	$174,861
Participant contributions at end of year	2011-12-31	$9,625
Participant contributions at beginning of year	2011-12-31	$7,482
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$15,429
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$287,547
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$9,014,305
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$8,726,758
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$73,085
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$6,973,861
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$7,104,964
Interest on participant loans	2011-12-31	$9,514
Interest earned on other investments	2011-12-31	$444
Income. Interest from corporate debt instruments	2011-12-31	$30,430
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$400,843
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$538,192
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$538,192
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$164
Asset value of US Government securities at end of year	2011-12-31	$94,480
Asset value of US Government securities at beginning of year	2011-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-251,087
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$245,475
Employer contributions (assets) at end of year	2011-12-31	$5,856
Employer contributions (assets) at beginning of year	2011-12-31	$4,147
Income. Dividends from common stock	2011-12-31	$56,625
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$168,118
Asset. Corporate debt instrument preferred debt at end of year	2011-12-31	$2,940
Asset. Corporate debt instrument preferred debt at beginning of year	2011-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2011-12-31	$886,977
Asset. Corporate debt instrument debt (other) at beginning of year	2011-12-31	$503,965
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	Yes
Assets. Corporate common stocks other than exployer securities at end of year	2011-12-31	$486,737
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-12-31	$393,147
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$12,971
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$13,855
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	No
Opinion of an independent qualified public accountant for this plan	2011-12-31	Unqualified
Accountancy firm name	2011-12-31	MAYER HOFFMAN MCCANN PC
Accountancy firm EIN	2011-12-31	431947695
2010 : NNA PROFIT SHARING PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets	2010-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$16,533
Total income from all sources (including contributions)	2010-12-31	$1,638,538
Total loss/gain on sale of assets	2010-12-31	$-5,336
Total of all expenses incurred	2010-12-31	$567,348
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$469,537
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$667,784
Value of total assets at end of year	2010-12-31	$8,726,758
Value of total assets at beginning of year	2010-12-31	$7,672,101
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$97,811
Total interest from all sources	2010-12-31	$29,041
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$131,526
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$115,853
Administrative expenses professional fees incurred	2010-12-31	$23,857
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$426,334
Participant contributions at end of year	2010-12-31	$174,861
Participant contributions at beginning of year	2010-12-31	$84,336
Participant contributions at end of year	2010-12-31	$7,482
Participant contributions at beginning of year	2010-12-31	$31,050
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$16,533
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$1,071,190
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$8,726,758
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$7,655,568
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Assets. partnership/joint venture interests at end of year	2010-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2010-12-31	$7,872
Investment advisory and management fees	2010-12-31	$73,954
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$7,104,964
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$6,641,194
Interest on participant loans	2010-12-31	$8,619
Interest earned on other investments	2010-12-31	$604
Income. Interest from US Government securities	2010-12-31	$7,322
Income. Interest from corporate debt instruments	2010-12-31	$12,333
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$538,192
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$81,987
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$81,987
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$163
Asset value of US Government securities at end of year	2010-12-31	$0
Asset value of US Government securities at beginning of year	2010-12-31	$23,056
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$815,523
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$241,450
Employer contributions (assets) at end of year	2010-12-31	$4,147
Employer contributions (assets) at beginning of year	2010-12-31	$12,873
Income. Dividends from common stock	2010-12-31	$15,673
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$469,537
Asset. Corporate debt instrument debt (other) at end of year	2010-12-31	$503,965
Asset. Corporate debt instrument debt (other) at beginning of year	2010-12-31	$151,099
Assets. Corporate common stocks other than exployer securities at end of year	2010-12-31	$393,147
Assets. Corporate common stocks other than exployer securities at beginning of year	2010-12-31	$638,634
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$0
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$5,336
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	No
Opinion of an independent qualified public accountant for this plan	2010-12-31	Unqualified
Accountancy firm name	2010-12-31	MAYER HOFFMAN MCCANN PC
Accountancy firm EIN	2010-12-31	431947695

Form 5500 Responses for NNA PROFIT SHARING PLAN

2014: NNA PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	Yes
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: NNA PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: NNA PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: NNA PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: NNA PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	NEUROLOGY & NEUROSCIENCE ASSOCIATES INC
Employer identification number (EIN):	341097565
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)