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FINDLAY IMPLEMENT 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameFINDLAY IMPLEMENT 401(K) PROFIT SHARING PLAN
Plan identification number 001

FINDLAY IMPLEMENT 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

FINDLAY IMPLEMENT CO. has sponsored the creation of one or more 401k plans.

Company Name:FINDLAY IMPLEMENT CO.
Employer identification number (EIN):341100234
NAIC Classification:453990

Additional information about FINDLAY IMPLEMENT CO.

Jurisdiction of Incorporation: Ohio Secretary of State Business Services Division
Incorporation Date: 1972-01-24
Company Identification Number: 420179
Legal Registered Office Address: 1141 IRONWOOD DRIVE
-
FINDLAY
United States of America (USA)
45840

More information about FINDLAY IMPLEMENT CO.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan FINDLAY IMPLEMENT 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-12-01HILLARY HOLMES2023-01-30
0012020-12-01HILLARY HOLMES2022-09-08
0012019-12-01CRAIG L. HOLMES2021-08-17
0012018-12-01CRAIG L. HOLMES2020-07-07
0012017-12-01CRAIG L. HOLMES2020-01-10
0012016-12-01CRAIG L. HOLMES2020-01-10
0012015-12-01CRAIG L. HOLMES
0012014-12-01CRAIG L. HOLMES
0012012-12-01CRAIG L. HOLMES
0012011-12-01CRAIG L. HOLMES
0012010-12-01CRAIG HOLMES2012-08-29
0012008-12-01

Plan Statistics for FINDLAY IMPLEMENT 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for FINDLAY IMPLEMENT 401(K) PROFIT SHARING PLAN

Measure Date Value
2021: FINDLAY IMPLEMENT 401(K) PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-12-01180
Total number of active participants reported on line 7a of the Form 55002021-12-010
Number of retired or separated participants receiving benefits2021-12-010
Number of other retired or separated participants entitled to future benefits2021-12-010
Total of all active and inactive participants2021-12-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-12-010
Total participants2021-12-010
Number of participants with account balances2021-12-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-12-010
2020: FINDLAY IMPLEMENT 401(K) PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-12-01168
Total number of active participants reported on line 7a of the Form 55002020-12-01152
Number of retired or separated participants receiving benefits2020-12-013
Number of other retired or separated participants entitled to future benefits2020-12-0125
Total of all active and inactive participants2020-12-01180
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-12-010
Total participants2020-12-01180
Number of participants with account balances2020-12-01180
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-12-017
2019: FINDLAY IMPLEMENT 401(K) PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-12-01166
Total number of active participants reported on line 7a of the Form 55002019-12-01150
Number of retired or separated participants receiving benefits2019-12-010
Number of other retired or separated participants entitled to future benefits2019-12-0118
Total of all active and inactive participants2019-12-01168
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-12-010
Total participants2019-12-01168
Number of participants with account balances2019-12-01168
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-12-017
2018: FINDLAY IMPLEMENT 401(K) PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-12-01157
Total number of active participants reported on line 7a of the Form 55002018-12-01147
Number of retired or separated participants receiving benefits2018-12-010
Number of other retired or separated participants entitled to future benefits2018-12-0119
Total of all active and inactive participants2018-12-01166
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-12-010
Total participants2018-12-01166
Number of participants with account balances2018-12-01166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-12-016
2017: FINDLAY IMPLEMENT 401(K) PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-12-01143
Total number of active participants reported on line 7a of the Form 55002017-12-01128
Number of retired or separated participants receiving benefits2017-12-010
Number of other retired or separated participants entitled to future benefits2017-12-0126
Total of all active and inactive participants2017-12-01154
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-12-010
Total participants2017-12-01154
Number of participants with account balances2017-12-01154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-12-019
2016: FINDLAY IMPLEMENT 401(K) PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-12-01131
Total number of active participants reported on line 7a of the Form 55002016-12-01128
Number of retired or separated participants receiving benefits2016-12-010
Number of other retired or separated participants entitled to future benefits2016-12-0115
Total of all active and inactive participants2016-12-01143
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-12-010
Total participants2016-12-01143
Number of participants with account balances2016-12-01143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-12-014
2015: FINDLAY IMPLEMENT 401(K) PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-12-01141
Total number of active participants reported on line 7a of the Form 55002015-12-01119
Number of retired or separated participants receiving benefits2015-12-012
Number of other retired or separated participants entitled to future benefits2015-12-0110
Total of all active and inactive participants2015-12-01131
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-12-010
Total participants2015-12-01131
Number of participants with account balances2015-12-01126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-12-015
2014: FINDLAY IMPLEMENT 401(K) PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-12-01143
Total number of active participants reported on line 7a of the Form 55002014-12-01121
Number of retired or separated participants receiving benefits2014-12-011
Number of other retired or separated participants entitled to future benefits2014-12-0116
Total of all active and inactive participants2014-12-01138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-12-010
Total participants2014-12-01138
Number of participants with account balances2014-12-01137
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-12-018
2012: FINDLAY IMPLEMENT 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-12-01138
Total number of active participants reported on line 7a of the Form 55002012-12-01114
Number of retired or separated participants receiving benefits2012-12-012
Number of other retired or separated participants entitled to future benefits2012-12-0119
Total of all active and inactive participants2012-12-01135
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-12-010
Total participants2012-12-01135
Number of participants with account balances2012-12-01132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-12-018
2011: FINDLAY IMPLEMENT 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-12-01131
Total number of active participants reported on line 7a of the Form 55002011-12-01119
Number of retired or separated participants receiving benefits2011-12-011
Number of other retired or separated participants entitled to future benefits2011-12-0114
Total of all active and inactive participants2011-12-01134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-12-010
Total participants2011-12-01134
Number of participants with account balances2011-12-01134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-12-013

Financial Data on FINDLAY IMPLEMENT 401(K) PROFIT SHARING PLAN

Measure Date Value
2022 : FINDLAY IMPLEMENT 401(K) PROFIT SHARING PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-08-01$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-08-01$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-08-01$0
Total income from all sources (including contributions)2022-08-01$-1,333,336
Total loss/gain on sale of assets2022-08-01$0
Total of all expenses incurred2022-08-01$13,839,058
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-08-01$13,788,146
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-08-01$271,226
Value of total assets at end of year2022-08-01$0
Value of total assets at beginning of year2022-08-01$15,172,394
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-08-01$50,912
Total interest from all sources2022-08-01$0
Total dividends received (eg from common stock, registered investment company shares)2022-08-01$553,797
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-08-01Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2022-08-01$0
Total dividends received from registered investment company shares (eg mutual funds)2022-08-01$553,797
Was this plan covered by a fidelity bond2022-08-01Yes
Value of fidelity bond cover2022-08-01$500,000
If this is an individual account plan, was there a blackout period2022-08-01No
Were there any nonexempt tranactions with any party-in-interest2022-08-01No
Contributions received from participants2022-08-01$232,514
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-08-01No
Value of net income/loss2022-08-01$-15,172,394
Value of net assets at end of year (total assets less liabilities)2022-08-01$0
Value of net assets at beginning of year (total assets less liabilities)2022-08-01$15,172,394
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-08-01No
Were any loans by the plan or fixed income obligations due to the plan in default2022-08-01No
Were any leases to which the plan was party in default or uncollectible2022-08-01No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-08-01$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-08-01$13,550,394
Value of interest in pooled separate accounts at end of year2022-08-01$0
Value of interest in pooled separate accounts at beginning of year2022-08-01$1,204,694
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-08-01$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-08-01$267,306
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-08-01$-2,033,300
Net investment gain/loss from pooled separate accounts2022-08-01$-125,059
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-08-01No
Was there a failure to transmit to the plan any participant contributions2022-08-01No
Has the plan failed to provide any benefit when due under the plan2022-08-01No
Contributions received in cash from employer2022-08-01$38,712
Employer contributions (assets) at end of year2022-08-01$0
Employer contributions (assets) at beginning of year2022-08-01$150,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-08-01$13,788,146
Contract administrator fees2022-08-01$50,912
Did the plan have assets held for investment2022-08-01No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-08-01No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-08-01Yes
Opinion of an independent qualified public accountant for this plan2022-08-01Unqualified
Accountancy firm name2022-08-01REA & ASSOCIATES, INC.
Accountancy firm EIN2022-08-01341310124
2021 : FINDLAY IMPLEMENT 401(K) PROFIT SHARING PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-11-30$0
Total income from all sources (including contributions)2021-11-30$2,453,280
Total loss/gain on sale of assets2021-11-30$0
Total of all expenses incurred2021-11-30$912,663
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-11-30$856,347
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-11-30$932,031
Value of total assets at end of year2021-11-30$15,172,394
Value of total assets at beginning of year2021-11-30$13,631,777
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-11-30$56,316
Total interest from all sources2021-11-30$0
Total dividends received (eg from common stock, registered investment company shares)2021-11-30$466,622
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-11-30No
Total dividends received from registered investment company shares (eg mutual funds)2021-11-30$466,622
Was this plan covered by a fidelity bond2021-11-30Yes
Value of fidelity bond cover2021-11-30$500,000
If this is an individual account plan, was there a blackout period2021-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-11-30$0
Were there any nonexempt tranactions with any party-in-interest2021-11-30No
Contributions received from participants2021-11-30$655,603
Participant contributions at end of year2021-11-30$0
Participant contributions at beginning of year2021-11-30$28,410
Income. Received or receivable in cash from other sources (including rollovers)2021-11-30$17,066
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-11-30No
Value of net income/loss2021-11-30$1,540,617
Value of net assets at end of year (total assets less liabilities)2021-11-30$15,172,394
Value of net assets at beginning of year (total assets less liabilities)2021-11-30$13,631,777
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-11-30No
Were any leases to which the plan was party in default or uncollectible2021-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-11-30$13,550,394
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-11-30$11,856,713
Value of interest in pooled separate accounts at end of year2021-11-30$1,204,694
Value of interest in pooled separate accounts at beginning of year2021-11-30$1,349,681
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-11-30$267,306
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-11-30$251,448
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-11-30$905,053
Net investment gain/loss from pooled separate accounts2021-11-30$149,574
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-11-30No
Was there a failure to transmit to the plan any participant contributions2021-11-30No
Has the plan failed to provide any benefit when due under the plan2021-11-30No
Contributions received in cash from employer2021-11-30$259,362
Employer contributions (assets) at end of year2021-11-30$150,000
Employer contributions (assets) at beginning of year2021-11-30$145,525
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-11-30$856,347
Contract administrator fees2021-11-30$56,316
Did the plan have assets held for investment2021-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-11-30No
Opinion of an independent qualified public accountant for this plan2021-11-30Unqualified
Accountancy firm name2021-11-30REA & ASSOCIATES, INC.
Accountancy firm EIN2021-11-30341310124
2020 : FINDLAY IMPLEMENT 401(K) PROFIT SHARING PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-11-30$0
Total income from all sources (including contributions)2020-11-30$2,497,268
Total loss/gain on sale of assets2020-11-30$0
Total of all expenses incurred2020-11-30$1,045,045
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-11-30$996,032
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-11-30$1,101,912
Value of total assets at end of year2020-11-30$13,631,777
Value of total assets at beginning of year2020-11-30$12,179,554
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-11-30$49,013
Total interest from all sources2020-11-30$3,580
Total dividends received (eg from common stock, registered investment company shares)2020-11-30$421,047
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-11-30No
Total dividends received from registered investment company shares (eg mutual funds)2020-11-30$421,047
Was this plan covered by a fidelity bond2020-11-30Yes
Value of fidelity bond cover2020-11-30$500,000
If this is an individual account plan, was there a blackout period2020-11-30No
Were there any nonexempt tranactions with any party-in-interest2020-11-30No
Contributions received from participants2020-11-30$666,597
Participant contributions at end of year2020-11-30$28,410
Participant contributions at beginning of year2020-11-30$0
Income. Received or receivable in cash from other sources (including rollovers)2020-11-30$187,942
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-11-30No
Value of net income/loss2020-11-30$1,452,223
Value of net assets at end of year (total assets less liabilities)2020-11-30$13,631,777
Value of net assets at beginning of year (total assets less liabilities)2020-11-30$12,179,554
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-11-30No
Were any leases to which the plan was party in default or uncollectible2020-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-11-30$11,856,713
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-11-30$10,781,236
Value of interest in pooled separate accounts at end of year2020-11-30$1,349,681
Value of interest in pooled separate accounts at beginning of year2020-11-30$1,072,444
Interest earned on other investments2020-11-30$3,580
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-11-30$251,448
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-11-30$175,874
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-11-30$810,317
Net investment gain/loss from pooled separate accounts2020-11-30$160,412
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-11-30No
Was there a failure to transmit to the plan any participant contributions2020-11-30No
Has the plan failed to provide any benefit when due under the plan2020-11-30No
Contributions received in cash from employer2020-11-30$247,373
Employer contributions (assets) at end of year2020-11-30$145,525
Employer contributions (assets) at beginning of year2020-11-30$150,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-11-30$996,032
Contract administrator fees2020-11-30$49,013
Did the plan have assets held for investment2020-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-11-30Yes
Opinion of an independent qualified public accountant for this plan2020-11-30Disclaimer
Accountancy firm name2020-11-30REA & ASSOCIATES, INC.
Accountancy firm EIN2020-11-30341310124
2019 : FINDLAY IMPLEMENT 401(K) PROFIT SHARING PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-11-30$0
Total income from all sources (including contributions)2019-11-30$2,185,306
Total loss/gain on sale of assets2019-11-30$0
Total of all expenses incurred2019-11-30$1,129,876
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-11-30$1,087,719
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-11-30$883,902
Value of total assets at end of year2019-11-30$12,179,554
Value of total assets at beginning of year2019-11-30$11,124,124
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-11-30$42,157
Total interest from all sources2019-11-30$2,355
Total dividends received (eg from common stock, registered investment company shares)2019-11-30$445,478
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-11-30No
Total dividends received from registered investment company shares (eg mutual funds)2019-11-30$445,478
Was this plan covered by a fidelity bond2019-11-30Yes
Value of fidelity bond cover2019-11-30$500,000
If this is an individual account plan, was there a blackout period2019-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-11-30$0
Were there any nonexempt tranactions with any party-in-interest2019-11-30No
Contributions received from participants2019-11-30$598,637
Participant contributions at end of year2019-11-30$0
Participant contributions at beginning of year2019-11-30$821
Income. Received or receivable in cash from other sources (including rollovers)2019-11-30$44,277
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-11-30No
Value of net income/loss2019-11-30$1,055,430
Value of net assets at end of year (total assets less liabilities)2019-11-30$12,179,554
Value of net assets at beginning of year (total assets less liabilities)2019-11-30$11,124,124
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-11-30No
Were any leases to which the plan was party in default or uncollectible2019-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-11-30$10,781,236
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-11-30$10,080,073
Value of interest in pooled separate accounts at end of year2019-11-30$1,072,444
Value of interest in pooled separate accounts at beginning of year2019-11-30$758,217
Interest earned on other investments2019-11-30$2,355
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-11-30$175,874
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-11-30$134,858
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-11-30$752,163
Net investment gain/loss from pooled separate accounts2019-11-30$101,408
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-11-30No
Was there a failure to transmit to the plan any participant contributions2019-11-30No
Has the plan failed to provide any benefit when due under the plan2019-11-30No
Contributions received in cash from employer2019-11-30$240,988
Employer contributions (assets) at end of year2019-11-30$150,000
Employer contributions (assets) at beginning of year2019-11-30$150,155
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-11-30$1,087,719
Contract administrator fees2019-11-30$42,157
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-11-30No
Did the plan have assets held for investment2019-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-11-30Yes
Opinion of an independent qualified public accountant for this plan2019-11-30Disclaimer
Accountancy firm name2019-11-30REA & ASSOCIATES, INC.
Accountancy firm EIN2019-11-30341310124
2018 : FINDLAY IMPLEMENT 401(K) PROFIT SHARING PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-11-30$0
Total income from all sources (including contributions)2018-11-30$1,114,025
Total loss/gain on sale of assets2018-11-30$0
Total of all expenses incurred2018-11-30$229,810
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-11-30$179,907
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-11-30$1,155,124
Value of total assets at end of year2018-11-30$11,124,124
Value of total assets at beginning of year2018-11-30$10,239,909
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-11-30$49,903
Total interest from all sources2018-11-30$2,150
Total dividends received (eg from common stock, registered investment company shares)2018-11-30$385,278
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-11-30No
Total dividends received from registered investment company shares (eg mutual funds)2018-11-30$385,278
Was this plan covered by a fidelity bond2018-11-30Yes
Value of fidelity bond cover2018-11-30$500,000
If this is an individual account plan, was there a blackout period2018-11-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-11-30$0
Were there any nonexempt tranactions with any party-in-interest2018-11-30No
Contributions received from participants2018-11-30$586,165
Participant contributions at end of year2018-11-30$821
Participant contributions at beginning of year2018-11-30$8,501
Income. Received or receivable in cash from other sources (including rollovers)2018-11-30$327,936
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-11-30No
Value of net income/loss2018-11-30$884,215
Value of net assets at end of year (total assets less liabilities)2018-11-30$11,124,124
Value of net assets at beginning of year (total assets less liabilities)2018-11-30$10,239,909
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-11-30No
Were any leases to which the plan was party in default or uncollectible2018-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-11-30$10,080,073
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-11-30$9,825,751
Value of interest in pooled separate accounts at end of year2018-11-30$758,217
Value of interest in pooled separate accounts at beginning of year2018-11-30$0
Interest earned on other investments2018-11-30$2,150
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-11-30$134,858
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-11-30$103,627
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-11-30$-410,140
Net investment gain/loss from pooled separate accounts2018-11-30$-18,387
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-11-30No
Was there a failure to transmit to the plan any participant contributions2018-11-30No
Has the plan failed to provide any benefit when due under the plan2018-11-30No
Contributions received in cash from employer2018-11-30$241,023
Employer contributions (assets) at end of year2018-11-30$150,155
Employer contributions (assets) at beginning of year2018-11-30$302,030
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-11-30$179,907
Contract administrator fees2018-11-30$49,903
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-11-30No
Did the plan have assets held for investment2018-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-11-30Yes
Opinion of an independent qualified public accountant for this plan2018-11-30Disclaimer
Accountancy firm name2018-11-30REA & ASSOCIATES, INC.
Accountancy firm EIN2018-11-30341310124
2017 : FINDLAY IMPLEMENT 401(K) PROFIT SHARING PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-11-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-11-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-11-30$0
Total income from all sources (including contributions)2017-11-30$2,300,427
Total loss/gain on sale of assets2017-11-30$0
Total of all expenses incurred2017-11-30$1,056,526
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-11-30$1,049,298
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-11-30$897,146
Value of total assets at end of year2017-11-30$10,239,909
Value of total assets at beginning of year2017-11-30$8,996,008
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-11-30$7,228
Total interest from all sources2017-11-30$13,290
Total dividends received (eg from common stock, registered investment company shares)2017-11-30$314,739
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-11-30No
Total dividends received from registered investment company shares (eg mutual funds)2017-11-30$314,739
Was this plan covered by a fidelity bond2017-11-30Yes
Value of fidelity bond cover2017-11-30$500,000
If this is an individual account plan, was there a blackout period2017-11-30Yes
Were there any nonexempt tranactions with any party-in-interest2017-11-30No
Contributions received from participants2017-11-30$379,259
Participant contributions at end of year2017-11-30$8,501
Participant contributions at beginning of year2017-11-30$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-11-30$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-11-30$1,308
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-11-30No
Value of net income/loss2017-11-30$1,243,901
Value of net assets at end of year (total assets less liabilities)2017-11-30$10,239,909
Value of net assets at beginning of year (total assets less liabilities)2017-11-30$8,996,008
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-11-30No
Were any leases to which the plan was party in default or uncollectible2017-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-11-30$9,825,751
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-11-30$7,867,060
Interest earned on other investments2017-11-30$13,290
Value of interest in common/collective trusts at end of year2017-11-30$0
Value of interest in common/collective trusts at beginning of year2017-11-30$406,453
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-11-30$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-11-30$321,187
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-11-30$321,187
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-11-30$103,627
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-11-30$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-11-30$1,075,252
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-11-30No
Was there a failure to transmit to the plan any participant contributions2017-11-30No
Has the plan failed to provide any benefit when due under the plan2017-11-30No
Contributions received in cash from employer2017-11-30$517,887
Employer contributions (assets) at end of year2017-11-30$302,030
Employer contributions (assets) at beginning of year2017-11-30$400,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-11-30$1,049,298
Contract administrator fees2017-11-30$7,228
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32017-11-30Yes
Did the plan have assets held for investment2017-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-11-30Yes
Opinion of an independent qualified public accountant for this plan2017-11-30Disclaimer
Accountancy firm name2017-11-30REA & ASSOCIATES, INC.
Accountancy firm EIN2017-11-30341310124
2016 : FINDLAY IMPLEMENT 401(K) PROFIT SHARING PLAN 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-11-30$79,650
Total unrealized appreciation/depreciation of assets2016-11-30$79,650
Total income from all sources (including contributions)2016-11-30$1,279,452
Total of all expenses incurred2016-11-30$206,240
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-11-30$205,562
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-11-30$936,311
Value of total assets at end of year2016-11-30$8,996,008
Value of total assets at beginning of year2016-11-30$7,922,796
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-11-30$678
Total interest from all sources2016-11-30$172
Total dividends received (eg from common stock, registered investment company shares)2016-11-30$294,429
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-11-30No
Total dividends received from registered investment company shares (eg mutual funds)2016-11-30$294,429
Was this plan covered by a fidelity bond2016-11-30Yes
Value of fidelity bond cover2016-11-30$500,000
If this is an individual account plan, was there a blackout period2016-11-30No
Were there any nonexempt tranactions with any party-in-interest2016-11-30No
Contributions received from participants2016-11-30$463,066
Participant contributions at beginning of year2016-11-30$14,675
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-11-30$1,308
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-11-30$1,312
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-11-30No
Value of net income/loss2016-11-30$1,073,212
Value of net assets at end of year (total assets less liabilities)2016-11-30$8,996,008
Value of net assets at beginning of year (total assets less liabilities)2016-11-30$7,922,796
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-11-30No
Were any leases to which the plan was party in default or uncollectible2016-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-11-30$7,867,060
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-11-30$7,504,006
Value of interest in common/collective trusts at end of year2016-11-30$406,453
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-11-30$321,187
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-11-30$172
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-11-30$-31,110
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-11-30No
Was there a failure to transmit to the plan any participant contributions2016-11-30No
Has the plan failed to provide any benefit when due under the plan2016-11-30No
Contributions received in cash from employer2016-11-30$473,245
Employer contributions (assets) at end of year2016-11-30$400,000
Employer contributions (assets) at beginning of year2016-11-30$402,803
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-11-30$205,562
Contract administrator fees2016-11-30$678
Did the plan have assets held for investment2016-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-11-30Yes
Opinion of an independent qualified public accountant for this plan2016-11-30Disclaimer
Accountancy firm name2016-11-30KNUEVEN, SCHROEDER & CO.
Accountancy firm EIN2016-11-30341403315
2015 : FINDLAY IMPLEMENT 401(K) PROFIT SHARING PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-11-30$923,582
Total of all expenses incurred2015-11-30$1,342,128
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-11-30$1,341,496
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-11-30$912,783
Value of total assets at end of year2015-11-30$7,922,796
Value of total assets at beginning of year2015-11-30$8,341,342
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-11-30$632
Total dividends received (eg from common stock, registered investment company shares)2015-11-30$289,488
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-11-30No
Total dividends received from registered investment company shares (eg mutual funds)2015-11-30$289,488
Was this plan covered by a fidelity bond2015-11-30Yes
Value of fidelity bond cover2015-11-30$500,000
If this is an individual account plan, was there a blackout period2015-11-30No
Were there any nonexempt tranactions with any party-in-interest2015-11-30No
Contributions received from participants2015-11-30$438,976
Participant contributions at end of year2015-11-30$14,675
Participant contributions at beginning of year2015-11-30$7,020
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-11-30$1,312
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-11-30$1,412
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-11-30No
Value of net income/loss2015-11-30$-418,546
Value of net assets at end of year (total assets less liabilities)2015-11-30$7,922,796
Value of net assets at beginning of year (total assets less liabilities)2015-11-30$8,341,342
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-11-30No
Were any leases to which the plan was party in default or uncollectible2015-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-11-30$7,504,006
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-11-30$7,931,259
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-11-30$-278,689
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-11-30No
Was there a failure to transmit to the plan any participant contributions2015-11-30No
Has the plan failed to provide any benefit when due under the plan2015-11-30No
Contributions received in cash from employer2015-11-30$473,807
Employer contributions (assets) at end of year2015-11-30$402,803
Employer contributions (assets) at beginning of year2015-11-30$401,651
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-11-30$1,341,496
Contract administrator fees2015-11-30$632
Did the plan have assets held for investment2015-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-11-30Yes
Opinion of an independent qualified public accountant for this plan2015-11-30Disclaimer
Accountancy firm name2015-11-30KNUEVEN, SCHROEDER & CO.
Accountancy firm EIN2015-11-30341403315
2014 : FINDLAY IMPLEMENT 401(K) PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-11-30$1,507,900
Total of all expenses incurred2014-11-30$491,667
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-11-30$490,916
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-11-30$931,591
Value of total assets at end of year2014-11-30$8,341,342
Value of total assets at beginning of year2014-11-30$7,325,109
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-11-30$751
Total dividends received (eg from common stock, registered investment company shares)2014-11-30$223,199
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-11-30No
Total dividends received from registered investment company shares (eg mutual funds)2014-11-30$223,199
Was this plan covered by a fidelity bond2014-11-30Yes
Value of fidelity bond cover2014-11-30$500,000
If this is an individual account plan, was there a blackout period2014-11-30No
Were there any nonexempt tranactions with any party-in-interest2014-11-30No
Contributions received from participants2014-11-30$434,452
Participant contributions at end of year2014-11-30$7,020
Income. Received or receivable in cash from other sources (including rollovers)2014-11-30$26,633
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-11-30$1,412
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-11-30$1,626
Total non interest bearing cash at beginning of year2014-11-30$47,386
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-11-30No
Value of net income/loss2014-11-30$1,016,233
Value of net assets at end of year (total assets less liabilities)2014-11-30$8,341,342
Value of net assets at beginning of year (total assets less liabilities)2014-11-30$7,325,109
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-11-30No
Were any leases to which the plan was party in default or uncollectible2014-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-11-30$7,931,259
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-11-30$6,876,097
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-11-30$353,110
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-11-30No
Was there a failure to transmit to the plan any participant contributions2014-11-30No
Has the plan failed to provide any benefit when due under the plan2014-11-30No
Contributions received in cash from employer2014-11-30$470,506
Employer contributions (assets) at end of year2014-11-30$401,651
Employer contributions (assets) at beginning of year2014-11-30$400,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-11-30$490,916
Contract administrator fees2014-11-30$751
Did the plan have assets held for investment2014-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-11-30Yes
Opinion of an independent qualified public accountant for this plan2014-11-30Disclaimer
Accountancy firm name2014-11-30KNUEVEN, SCHROEDER & CO.
Accountancy firm EIN2014-11-30341403315
2013 : FINDLAY IMPLEMENT 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-11-30$2,021,685
Total of all expenses incurred2013-11-30$396,015
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-11-30$394,618
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-11-30$926,294
Value of total assets at end of year2013-11-30$7,325,109
Value of total assets at beginning of year2013-11-30$5,699,439
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-11-30$1,397
Total dividends received (eg from common stock, registered investment company shares)2013-11-30$152,086
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-11-30No
Total dividends received from registered investment company shares (eg mutual funds)2013-11-30$152,086
Was this plan covered by a fidelity bond2013-11-30Yes
Value of fidelity bond cover2013-11-30$500,000
If this is an individual account plan, was there a blackout period2013-11-30No
Were there any nonexempt tranactions with any party-in-interest2013-11-30No
Contributions received from participants2013-11-30$454,661
Participant contributions at beginning of year2013-11-30$4,685
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-11-30$1,626
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-11-30$392
Total non interest bearing cash at end of year2013-11-30$47,386
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-11-30No
Value of net income/loss2013-11-30$1,625,670
Value of net assets at end of year (total assets less liabilities)2013-11-30$7,325,109
Value of net assets at beginning of year (total assets less liabilities)2013-11-30$5,699,439
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-11-30No
Were any leases to which the plan was party in default or uncollectible2013-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-11-30$6,876,097
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-11-30$5,343,611
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-11-30$943,305
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-11-30No
Was there a failure to transmit to the plan any participant contributions2013-11-30No
Has the plan failed to provide any benefit when due under the plan2013-11-30No
Contributions received in cash from employer2013-11-30$471,633
Employer contributions (assets) at end of year2013-11-30$400,000
Employer contributions (assets) at beginning of year2013-11-30$350,751
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-11-30$394,618
Contract administrator fees2013-11-30$1,397
Did the plan have assets held for investment2013-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-11-30Yes
Opinion of an independent qualified public accountant for this plan2013-11-30Disclaimer
Accountancy firm name2013-11-30KNUEVEN, SCHROEDER & CO.
Accountancy firm EIN2013-11-30341403315
2012 : FINDLAY IMPLEMENT 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-11-30$1,392,670
Total of all expenses incurred2012-11-30$137,570
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-11-30$136,961
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-11-30$825,933
Value of total assets at end of year2012-11-30$5,699,439
Value of total assets at beginning of year2012-11-30$4,444,339
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-11-30$609
Total dividends received (eg from common stock, registered investment company shares)2012-11-30$147,213
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-11-30No
Total dividends received from registered investment company shares (eg mutual funds)2012-11-30$147,213
Was this plan covered by a fidelity bond2012-11-30Yes
Value of fidelity bond cover2012-11-30$500,000
If this is an individual account plan, was there a blackout period2012-11-30No
Were there any nonexempt tranactions with any party-in-interest2012-11-30No
Contributions received from participants2012-11-30$409,717
Participant contributions at end of year2012-11-30$4,685
Participant contributions at beginning of year2012-11-30$3,525
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-11-30$392
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-11-30$310
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-11-30No
Value of net income/loss2012-11-30$1,255,100
Value of net assets at end of year (total assets less liabilities)2012-11-30$5,699,439
Value of net assets at beginning of year (total assets less liabilities)2012-11-30$4,444,339
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-11-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-11-30No
Were any leases to which the plan was party in default or uncollectible2012-11-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-11-30$5,343,611
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-11-30$4,139,979
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-11-30$419,524
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-11-30No
Was there a failure to transmit to the plan any participant contributions2012-11-30No
Has the plan failed to provide any benefit when due under the plan2012-11-30No
Contributions received in cash from employer2012-11-30$416,216
Employer contributions (assets) at end of year2012-11-30$350,751
Employer contributions (assets) at beginning of year2012-11-30$300,525
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-11-30$136,961
Contract administrator fees2012-11-30$609
Did the plan have assets held for investment2012-11-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-11-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-11-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-11-30Yes
Opinion of an independent qualified public accountant for this plan2012-11-30Disclaimer
Accountancy firm name2012-11-30KNUEVEN, SCHROEDER & CO.
Accountancy firm EIN2012-11-30341403315

Form 5500 Responses for FINDLAY IMPLEMENT 401(K) PROFIT SHARING PLAN

2021: FINDLAY IMPLEMENT 401(K) PROFIT SHARING PLAN 2021 form 5500 responses
2021-12-01Type of plan entitySingle employer plan
2021-12-01Submission has been amendedNo
2021-12-01This submission is the final filingYes
2021-12-01This return/report is a short plan year return/report (less than 12 months)Yes
2021-12-01Plan is a collectively bargained planNo
2021-12-01Plan funding arrangement – InsuranceYes
2021-12-01Plan funding arrangement – TrustYes
2021-12-01Plan benefit arrangement – InsuranceYes
2021-12-01Plan benefit arrangement - TrustYes
2020: FINDLAY IMPLEMENT 401(K) PROFIT SHARING PLAN 2020 form 5500 responses
2020-12-01Type of plan entitySingle employer plan
2020-12-01Submission has been amendedNo
2020-12-01This submission is the final filingNo
2020-12-01This return/report is a short plan year return/report (less than 12 months)No
2020-12-01Plan is a collectively bargained planNo
2020-12-01Plan funding arrangement – InsuranceYes
2020-12-01Plan funding arrangement – TrustYes
2020-12-01Plan benefit arrangement – InsuranceYes
2020-12-01Plan benefit arrangement - TrustYes
2019: FINDLAY IMPLEMENT 401(K) PROFIT SHARING PLAN 2019 form 5500 responses
2019-12-01Type of plan entitySingle employer plan
2019-12-01Submission has been amendedNo
2019-12-01This submission is the final filingNo
2019-12-01This return/report is a short plan year return/report (less than 12 months)No
2019-12-01Plan is a collectively bargained planNo
2019-12-01Plan funding arrangement – InsuranceYes
2019-12-01Plan funding arrangement – TrustYes
2019-12-01Plan benefit arrangement – InsuranceYes
2019-12-01Plan benefit arrangement - TrustYes
2018: FINDLAY IMPLEMENT 401(K) PROFIT SHARING PLAN 2018 form 5500 responses
2018-12-01Type of plan entitySingle employer plan
2018-12-01Submission has been amendedNo
2018-12-01This submission is the final filingNo
2018-12-01This return/report is a short plan year return/report (less than 12 months)No
2018-12-01Plan is a collectively bargained planNo
2018-12-01Plan funding arrangement – InsuranceYes
2018-12-01Plan funding arrangement – TrustYes
2018-12-01Plan benefit arrangement – InsuranceYes
2018-12-01Plan benefit arrangement - TrustYes
2017: FINDLAY IMPLEMENT 401(K) PROFIT SHARING PLAN 2017 form 5500 responses
2017-12-01Type of plan entitySingle employer plan
2017-12-01Submission has been amendedNo
2017-12-01This submission is the final filingNo
2017-12-01This return/report is a short plan year return/report (less than 12 months)No
2017-12-01Plan is a collectively bargained planNo
2017-12-01Plan funding arrangement – InsuranceYes
2017-12-01Plan funding arrangement – TrustYes
2017-12-01Plan benefit arrangement – InsuranceYes
2017-12-01Plan benefit arrangement - TrustYes
2016: FINDLAY IMPLEMENT 401(K) PROFIT SHARING PLAN 2016 form 5500 responses
2016-12-01Type of plan entitySingle employer plan
2016-12-01Submission has been amendedNo
2016-12-01This submission is the final filingNo
2016-12-01This return/report is a short plan year return/report (less than 12 months)No
2016-12-01Plan is a collectively bargained planNo
2016-12-01Plan funding arrangement – InsuranceYes
2016-12-01Plan funding arrangement – TrustYes
2016-12-01Plan benefit arrangement – InsuranceYes
2016-12-01Plan benefit arrangement - TrustYes
2015: FINDLAY IMPLEMENT 401(K) PROFIT SHARING PLAN 2015 form 5500 responses
2015-12-01Type of plan entitySingle employer plan
2015-12-01Plan funding arrangement – TrustYes
2015-12-01Plan benefit arrangement - TrustYes
2014: FINDLAY IMPLEMENT 401(K) PROFIT SHARING PLAN 2014 form 5500 responses
2014-12-01Type of plan entitySingle employer plan
2014-12-01Plan funding arrangement – TrustYes
2014-12-01Plan benefit arrangement - TrustYes
2012: FINDLAY IMPLEMENT 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-12-01Type of plan entitySingle employer plan
2012-12-01Plan funding arrangement – TrustYes
2012-12-01Plan benefit arrangement - TrustYes
2011: FINDLAY IMPLEMENT 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-12-01Type of plan entitySingle employer plan
2011-12-01Plan funding arrangement – TrustYes
2011-12-01Plan benefit arrangement - TrustYes
2008: FINDLAY IMPLEMENT 401(K) PROFIT SHARING PLAN 2008 form 5500 responses
2008-12-01Type of plan entitySingle employer plan
2008-12-01Submission has been amendedNo
2008-12-01This submission is the final filingNo
2008-12-01This return/report is a short plan year return/report (less than 12 months)No
2008-12-01Plan is a collectively bargained planNo

Insurance Providers Used on plan

GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number500971-01
Policy instance 1
Insurance contract or identification number500971-01
Number of Individuals Covered0
Insurance policy start date2021-12-01
Insurance policy end date2022-08-01
Total amount of commissions paid to insurance brokerUSD $1,676
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,676
Insurance broker organization code?3
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number500971-01
Policy instance 1
Insurance contract or identification number500971-01
Number of Individuals Covered42
Insurance policy start date2020-12-01
Insurance policy end date2021-11-30
Total amount of commissions paid to insurance brokerUSD $2,802
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,802
Insurance broker organization code?3
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number500971-01
Policy instance 1
Insurance contract or identification number500971-01
Number of Individuals Covered39
Insurance policy start date2019-12-01
Insurance policy end date2020-11-30
Total amount of commissions paid to insurance brokerUSD $2,861
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,861
Insurance broker organization code?3
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number500971-01
Policy instance 1
Insurance contract or identification number500971-01
Number of Individuals Covered35
Insurance policy start date2018-12-01
Insurance policy end date2019-11-30
Total amount of commissions paid to insurance brokerUSD $2,334
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,334
Insurance broker organization code?3
GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 )
Policy contract number500971-01
Policy instance 1
Insurance contract or identification number500971-01
Number of Individuals Covered37
Insurance policy start date2017-12-01
Insurance policy end date2018-11-30
Total amount of commissions paid to insurance brokerUSD $1,701
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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