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STEIN, LLC EMPLOYEES 401K PROFIT SHARING PLAN AND TRUST 401k Plan overview

Plan NameSTEIN, LLC EMPLOYEES 401K PROFIT SHARING PLAN AND TRUST
Plan identification number 001

STEIN, LLC EMPLOYEES 401K PROFIT SHARING PLAN AND TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

STEIN, LLC has sponsored the creation of one or more 401k plans.

Company Name:STEIN, LLC
Employer identification number (EIN):341118640
NAIC Classification:212390
NAIC Description: Other Nonmetallic Mineral Mining and Quarrying

Form 5500 Filing Information

Submission information for form 5500 for 401k plan STEIN, LLC EMPLOYEES 401K PROFIT SHARING PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012019-01-01
0012018-01-01
0012017-01-01DAVID HOLVEY DAVID HOLVEY2018-09-28
0012016-01-01DAVID HOLVEY DAVID HOLVEY2017-07-17
0012015-01-01DAVID HOLVEY DAVID HOLVEY2016-07-20
0012014-01-01DAVID HOLVEY DAVID HOLVEY2015-07-28
0012013-01-01DAVID HOLVEY DAVID HOLVEY2014-08-07
0012012-01-01DAVID W. HOLVEY DAVID W. HOLVEY2013-07-19
0012011-01-01DAVID W. HOLVEY DAVID W. HOLVEY2012-08-14
0012009-01-01DAVID HOLVEY

Plan Statistics for STEIN, LLC EMPLOYEES 401K PROFIT SHARING PLAN AND TRUST

401k plan membership statisitcs for STEIN, LLC EMPLOYEES 401K PROFIT SHARING PLAN AND TRUST

Measure Date Value
2022: STEIN, LLC EMPLOYEES 401K PROFIT SHARING PLAN AND TRUST 2022 401k membership
Total participants, beginning-of-year2022-01-01365
Total number of active participants reported on line 7a of the Form 55002022-01-010
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-010
Total of all active and inactive participants2022-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-010
Number of participants with account balances2022-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: STEIN, LLC EMPLOYEES 401K PROFIT SHARING PLAN AND TRUST 2021 401k membership
Total participants, beginning-of-year2021-01-01378
Total number of active participants reported on line 7a of the Form 55002021-01-01297
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-0168
Total of all active and inactive participants2021-01-01365
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01365
Number of participants with account balances2021-01-01365
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: STEIN, LLC EMPLOYEES 401K PROFIT SHARING PLAN AND TRUST 2020 401k membership
Total participants, beginning-of-year2020-01-01408
Total number of active participants reported on line 7a of the Form 55002020-01-01324
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0153
Total of all active and inactive participants2020-01-01377
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01377
Number of participants with account balances2020-01-01377
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: STEIN, LLC EMPLOYEES 401K PROFIT SHARING PLAN AND TRUST 2019 401k membership
Total participants, beginning-of-year2019-01-01367
Total number of active participants reported on line 7a of the Form 55002019-01-01326
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0180
Total of all active and inactive participants2019-01-01406
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01406
Number of participants with account balances2019-01-01358
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-014
2018: STEIN, LLC EMPLOYEES 401K PROFIT SHARING PLAN AND TRUST 2018 401k membership
Total participants, beginning-of-year2018-01-01325
Total number of active participants reported on line 7a of the Form 55002018-01-01336
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0126
Total of all active and inactive participants2018-01-01362
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01362
Number of participants with account balances2018-01-01362
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: STEIN, LLC EMPLOYEES 401K PROFIT SHARING PLAN AND TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-01211
Total number of active participants reported on line 7a of the Form 55002017-01-01300
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0122
Total of all active and inactive participants2017-01-01322
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01322
Number of participants with account balances2017-01-01322
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: STEIN, LLC EMPLOYEES 401K PROFIT SHARING PLAN AND TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-01222
Total number of active participants reported on line 7a of the Form 55002016-01-01191
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0119
Total of all active and inactive participants2016-01-01210
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01210
Number of participants with account balances2016-01-01210
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: STEIN, LLC EMPLOYEES 401K PROFIT SHARING PLAN AND TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-01191
Total number of active participants reported on line 7a of the Form 55002015-01-01210
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0112
Total of all active and inactive participants2015-01-01222
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01222
Number of participants with account balances2015-01-01222
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: STEIN, LLC EMPLOYEES 401K PROFIT SHARING PLAN AND TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-01179
Total number of active participants reported on line 7a of the Form 55002014-01-01180
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0111
Total of all active and inactive participants2014-01-01191
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01191
Number of participants with account balances2014-01-01191
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: STEIN, LLC EMPLOYEES 401K PROFIT SHARING PLAN AND TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-01148
Total number of active participants reported on line 7a of the Form 55002013-01-01172
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-017
Total of all active and inactive participants2013-01-01179
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01179
Number of participants with account balances2013-01-01179
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-011
2012: STEIN, LLC EMPLOYEES 401K PROFIT SHARING PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-01147
Total number of active participants reported on line 7a of the Form 55002012-01-01138
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-017
Total of all active and inactive participants2012-01-01145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01145
Number of participants with account balances2012-01-01145
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: STEIN, LLC EMPLOYEES 401K PROFIT SHARING PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-01143
Total number of active participants reported on line 7a of the Form 55002011-01-01128
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0117
Total of all active and inactive participants2011-01-01145
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01145
Number of participants with account balances2011-01-01142
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-011
2009: STEIN, LLC EMPLOYEES 401K PROFIT SHARING PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-01155
Total number of active participants reported on line 7a of the Form 55002009-01-01136
Number of retired or separated participants receiving benefits2009-01-011
Number of other retired or separated participants entitled to future benefits2009-01-0111
Total of all active and inactive participants2009-01-01148
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01148
Number of participants with account balances2009-01-01148
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-014

Financial Data on STEIN, LLC EMPLOYEES 401K PROFIT SHARING PLAN AND TRUST

Measure Date Value
2022 : STEIN, LLC EMPLOYEES 401K PROFIT SHARING PLAN AND TRUST 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total transfer of assets from this plan2022-12-31$24,209,224
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-2,086,705
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$2,881,119
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$2,866,900
Expenses. Certain deemed distributions of participant loans2022-12-31$9,855
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$2,016,543
Value of total assets at end of year2022-12-31$0
Value of total assets at beginning of year2022-12-31$29,177,048
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$4,364
Total interest from all sources2022-12-31$141,958
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$60,983
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2022-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$60,983
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31Yes
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$803,217
Participant contributions at end of year2022-12-31$0
Participant contributions at beginning of year2022-12-31$381,307
Other income not declared elsewhere2022-12-31$48,558
Administrative expenses (other) incurred2022-12-31$4,364
Total non interest bearing cash at beginning of year2022-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-4,967,824
Value of net assets at end of year (total assets less liabilities)2022-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$29,177,048
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$716,552
Value of interest in pooled separate accounts at end of year2022-12-31$0
Value of interest in pooled separate accounts at beginning of year2022-12-31$20,193,400
Interest on participant loans2022-12-31$19,139
Interest earned on other investments2022-12-31$122,819
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$7,479,416
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-82,068
Net investment gain/loss from pooled separate accounts2022-12-31$-4,272,679
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,213,326
Employer contributions (assets) at beginning of year2022-12-31$406,373
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$2,866,900
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31Yes
Did the plan have assets held for investment2022-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31Yes
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31THORNHILL FINANCIAL INC.
Accountancy firm EIN2022-12-31341818419
2021 : STEIN, LLC EMPLOYEES 401K PROFIT SHARING PLAN AND TRUST 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$5,197,439
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$3,776,149
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$3,726,497
Expenses. Certain deemed distributions of participant loans2021-12-31$44,643
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$2,105,532
Value of total assets at end of year2021-12-31$29,177,048
Value of total assets at beginning of year2021-12-31$27,755,758
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$5,009
Total interest from all sources2021-12-31$132,350
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$79,833
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$79,833
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$794,810
Participant contributions at end of year2021-12-31$381,307
Participant contributions at beginning of year2021-12-31$488,280
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$131,913
Other income not declared elsewhere2021-12-31$0
Administrative expenses (other) incurred2021-12-31$5,009
Total non interest bearing cash at end of year2021-12-31$0
Total non interest bearing cash at beginning of year2021-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,421,290
Value of net assets at end of year (total assets less liabilities)2021-12-31$29,177,048
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$27,755,758
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$716,552
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$542,413
Value of interest in pooled separate accounts at end of year2021-12-31$20,193,400
Value of interest in pooled separate accounts at beginning of year2021-12-31$19,395,149
Interest on participant loans2021-12-31$23,210
Interest earned on other investments2021-12-31$109,140
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$7,479,416
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$7,086,556
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$26,345
Net investment gain/loss from pooled separate accounts2021-12-31$2,853,379
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,178,809
Employer contributions (assets) at end of year2021-12-31$406,373
Employer contributions (assets) at beginning of year2021-12-31$243,360
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$3,726,497
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31THORNHILL FINANCIAL INC.
Accountancy firm EIN2021-12-31341818419
2020 : STEIN, LLC EMPLOYEES 401K PROFIT SHARING PLAN AND TRUST 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$4,896,190
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$3,995,204
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$3,946,582
Expenses. Certain deemed distributions of participant loans2020-12-31$43,551
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$2,008,357
Value of total assets at end of year2020-12-31$27,755,758
Value of total assets at beginning of year2020-12-31$26,854,772
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$5,071
Total interest from all sources2020-12-31$135,378
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$11,871
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$11,871
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$790,518
Participant contributions at end of year2020-12-31$488,280
Participant contributions at beginning of year2020-12-31$617,477
Administrative expenses (other) incurred2020-12-31$5,071
Total non interest bearing cash at end of year2020-12-31$0
Total non interest bearing cash at beginning of year2020-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$900,986
Value of net assets at end of year (total assets less liabilities)2020-12-31$27,755,758
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$26,854,772
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$542,413
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$502,298
Value of interest in pooled separate accounts at end of year2020-12-31$19,395,149
Value of interest in pooled separate accounts at beginning of year2020-12-31$19,139,910
Interest on participant loans2020-12-31$27,026
Interest earned on other investments2020-12-31$108,352
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$7,086,556
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$6,132,629
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$13,132
Net investment gain/loss from pooled separate accounts2020-12-31$2,727,452
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,217,839
Employer contributions (assets) at end of year2020-12-31$243,360
Employer contributions (assets) at beginning of year2020-12-31$462,458
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$3,946,582
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31THORNHILL FINANCIAL INC.
Accountancy firm EIN2020-12-31341818419
2019 : STEIN, LLC EMPLOYEES 401K PROFIT SHARING PLAN AND TRUST 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$6,603,342
Total income from all sources (including contributions)2019-12-31$6,603,342
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$3,580,190
Total of all expenses incurred2019-12-31$3,580,190
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$3,567,943
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$3,567,943
Expenses. Certain deemed distributions of participant loans2019-12-31$5,462
Expenses. Certain deemed distributions of participant loans2019-12-31$5,462
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,263,448
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,263,448
Value of total assets at end of year2019-12-31$26,854,772
Value of total assets at end of year2019-12-31$26,854,772
Value of total assets at beginning of year2019-12-31$23,831,620
Value of total assets at beginning of year2019-12-31$23,831,620
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$6,785
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$6,785
Total interest from all sources2019-12-31$153,786
Total interest from all sources2019-12-31$153,786
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$15,149
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$15,149
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$15,149
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$15,149
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$916,094
Contributions received from participants2019-12-31$916,094
Participant contributions at end of year2019-12-31$617,477
Participant contributions at end of year2019-12-31$617,477
Participant contributions at beginning of year2019-12-31$674,453
Participant contributions at beginning of year2019-12-31$674,453
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$5,652
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$5,652
Administrative expenses (other) incurred2019-12-31$6,785
Administrative expenses (other) incurred2019-12-31$6,785
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$3,023,152
Value of net income/loss2019-12-31$3,023,152
Value of net assets at end of year (total assets less liabilities)2019-12-31$26,854,772
Value of net assets at end of year (total assets less liabilities)2019-12-31$26,854,772
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$23,831,620
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$23,831,620
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$502,298
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$463,586
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$463,586
Value of interest in pooled separate accounts at end of year2019-12-31$19,139,910
Value of interest in pooled separate accounts at end of year2019-12-31$19,139,910
Value of interest in pooled separate accounts at beginning of year2019-12-31$16,220,538
Value of interest in pooled separate accounts at beginning of year2019-12-31$16,220,538
Interest on participant loans2019-12-31$33,289
Interest on participant loans2019-12-31$33,289
Interest earned on other investments2019-12-31$120,497
Interest earned on other investments2019-12-31$120,497
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$6,132,629
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$6,132,629
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$6,020,037
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$6,020,037
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$62,560
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$62,560
Net investment gain/loss from pooled separate accounts2019-12-31$4,108,399
Net investment gain/loss from pooled separate accounts2019-12-31$4,108,399
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,341,702
Contributions received in cash from employer2019-12-31$1,341,702
Employer contributions (assets) at end of year2019-12-31$462,458
Employer contributions (assets) at end of year2019-12-31$462,458
Employer contributions (assets) at beginning of year2019-12-31$453,006
Employer contributions (assets) at beginning of year2019-12-31$453,006
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$3,567,943
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$3,567,943
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31THORNHILL FINANCIAL INC.
Accountancy firm name2019-12-31THORNHILL FINANCIAL INC.
Accountancy firm EIN2019-12-31341818419
Accountancy firm EIN2019-12-31341818419
2018 : STEIN, LLC EMPLOYEES 401K PROFIT SHARING PLAN AND TRUST 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$685,710
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,797,182
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,791,057
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,891,071
Value of total assets at end of year2018-12-31$23,831,620
Value of total assets at beginning of year2018-12-31$24,943,092
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$6,125
Total interest from all sources2018-12-31$140,110
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$9,825
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$9,825
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$910,970
Participant contributions at end of year2018-12-31$674,453
Participant contributions at beginning of year2018-12-31$599,867
Administrative expenses (other) incurred2018-12-31$6,125
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,111,472
Value of net assets at end of year (total assets less liabilities)2018-12-31$23,831,620
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$24,943,092
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$463,586
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$477,160
Value of interest in pooled separate accounts at end of year2018-12-31$16,220,538
Value of interest in pooled separate accounts at beginning of year2018-12-31$17,160,516
Interest on participant loans2018-12-31$32,184
Interest earned on other investments2018-12-31$107,926
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$6,020,037
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$6,316,882
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-56,199
Net investment gain/loss from pooled separate accounts2018-12-31$-1,299,097
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$980,101
Employer contributions (assets) at end of year2018-12-31$453,006
Employer contributions (assets) at beginning of year2018-12-31$388,667
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,791,057
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31THORNHILL FINANCIAL INC.
Accountancy firm EIN2018-12-31341818419
2017 : STEIN, LLC EMPLOYEES 401K PROFIT SHARING PLAN AND TRUST 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total transfer of assets to this plan2017-12-31$9,499,940
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$3,243,198
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$884,788
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$880,157
Expenses. Certain deemed distributions of participant loans2017-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,194,455
Value of total assets at end of year2017-12-31$24,943,092
Value of total assets at beginning of year2017-12-31$13,084,742
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$4,631
Total interest from all sources2017-12-31$39,264
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$136,300
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$136,300
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$699,546
Participant contributions at end of year2017-12-31$599,867
Participant contributions at beginning of year2017-12-31$193,128
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$88,046
Administrative expenses (other) incurred2017-12-31$4,631
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,358,410
Value of net assets at end of year (total assets less liabilities)2017-12-31$24,943,092
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$13,084,742
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$477,160
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$10,280,126
Value of interest in pooled separate accounts at end of year2017-12-31$17,160,516
Value of interest in pooled separate accounts at beginning of year2017-12-31$0
Interest on participant loans2017-12-31$9,846
Interest earned on other investments2017-12-31$29,418
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$6,316,882
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$2,229,740
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$1,778,272
Net investment gain/loss from pooled separate accounts2017-12-31$94,907
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$406,863
Employer contributions (assets) at end of year2017-12-31$388,667
Employer contributions (assets) at beginning of year2017-12-31$381,748
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$880,157
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31THORNHILL FINANCIAL INC.
Accountancy firm EIN2017-12-31341818419
2016 : STEIN, LLC EMPLOYEES 401K PROFIT SHARING PLAN AND TRUST 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$2,015,048
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$3,865,474
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$3,857,836
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,259,700
Value of total assets at end of year2016-12-31$13,084,742
Value of total assets at beginning of year2016-12-31$14,935,168
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$7,638
Total interest from all sources2016-12-31$44,806
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$161,640
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$161,640
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$727,367
Participant contributions at end of year2016-12-31$193,128
Participant contributions at beginning of year2016-12-31$166,538
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$150,585
Other income not declared elsewhere2016-12-31$-47
Administrative expenses (other) incurred2016-12-31$7,638
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-1,850,426
Value of net assets at end of year (total assets less liabilities)2016-12-31$13,084,742
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$14,935,168
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$10,280,126
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$11,002,086
Interest on participant loans2016-12-31$7,265
Interest earned on other investments2016-12-31$37,541
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$2,229,740
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$3,339,618
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$548,949
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$381,748
Employer contributions (assets) at end of year2016-12-31$381,748
Employer contributions (assets) at beginning of year2016-12-31$426,926
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$3,857,836
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31THORNHILL FINANCIAL INC .
Accountancy firm EIN2016-12-31341818419
2015 : STEIN, LLC EMPLOYEES 401K PROFIT SHARING PLAN AND TRUST 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,371,236
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$2,225,541
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,220,514
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,238,974
Value of total assets at end of year2015-12-31$14,935,168
Value of total assets at beginning of year2015-12-31$15,789,473
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$5,027
Total interest from all sources2015-12-31$48,875
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$191,159
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$191,159
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$792,736
Participant contributions at end of year2015-12-31$166,538
Participant contributions at beginning of year2015-12-31$176,413
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$19,312
Administrative expenses (other) incurred2015-12-31$5,027
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-854,305
Value of net assets at end of year (total assets less liabilities)2015-12-31$14,935,168
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$15,789,473
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$11,002,086
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$12,095,456
Interest on participant loans2015-12-31$7,910
Interest earned on other investments2015-12-31$40,965
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$3,339,618
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$3,132,013
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-107,772
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$426,926
Employer contributions (assets) at end of year2015-12-31$426,926
Employer contributions (assets) at beginning of year2015-12-31$385,591
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,220,514
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31THORNHILL FINANCIAL, INC.
Accountancy firm EIN2015-12-31341818419
2014 : STEIN, LLC EMPLOYEES 401K PROFIT SHARING PLAN AND TRUST 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,998,888
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$506,078
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$498,920
Expenses. Certain deemed distributions of participant loans2014-12-31$3,134
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,195,938
Value of total assets at end of year2014-12-31$15,789,473
Value of total assets at beginning of year2014-12-31$14,296,663
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$4,024
Total interest from all sources2014-12-31$48,799
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$168,360
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$168,360
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$752,789
Participant contributions at end of year2014-12-31$176,413
Participant contributions at beginning of year2014-12-31$170,172
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$57,558
Other income not declared elsewhere2014-12-31$-490
Administrative expenses (other) incurred2014-12-31$4,024
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,492,810
Value of net assets at end of year (total assets less liabilities)2014-12-31$15,789,473
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$14,296,663
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$12,095,456
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$10,847,096
Interest on participant loans2014-12-31$7,600
Interest earned on other investments2014-12-31$41,199
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$3,132,013
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$2,920,255
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$586,281
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$385,591
Employer contributions (assets) at end of year2014-12-31$385,591
Employer contributions (assets) at beginning of year2014-12-31$359,140
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$498,920
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31THORNHILL FINANCIAL, INC.
Accountancy firm EIN2014-12-31341818419
2013 : STEIN, LLC EMPLOYEES 401K PROFIT SHARING PLAN AND TRUST 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$2,755,588
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$231,336
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$228,162
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,064,591
Value of total assets at end of year2013-12-31$14,296,663
Value of total assets at beginning of year2013-12-31$11,772,411
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$3,174
Total interest from all sources2013-12-31$50,220
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$145,799
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$145,799
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$710,508
Participant contributions at end of year2013-12-31$170,172
Participant contributions at beginning of year2013-12-31$197,425
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$0
Administrative expenses (other) incurred2013-12-31$3,174
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,524,252
Value of net assets at end of year (total assets less liabilities)2013-12-31$14,296,663
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$11,772,411
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$10,847,096
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$8,614,053
Interest on participant loans2013-12-31$7,717
Interest earned on other investments2013-12-31$42,503
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$2,920,255
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$2,655,692
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$1,494,978
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$354,083
Employer contributions (assets) at end of year2013-12-31$359,140
Employer contributions (assets) at beginning of year2013-12-31$305,241
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$228,162
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31THORNHILL FINANCIAL, INC.
Accountancy firm EIN2013-12-31341818419
2012 : STEIN, LLC EMPLOYEES 401K PROFIT SHARING PLAN AND TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$2,003,175
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$784,636
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$780,334
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$998,466
Value of total assets at end of year2012-12-31$11,772,411
Value of total assets at beginning of year2012-12-31$10,553,872
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$4,302
Total interest from all sources2012-12-31$55,767
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$167,433
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$167,433
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$581,741
Participant contributions at end of year2012-12-31$197,425
Participant contributions at beginning of year2012-12-31$167,929
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$122,166
Other income not declared elsewhere2012-12-31$-4,423
Administrative expenses (other) incurred2012-12-31$4,302
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,218,539
Value of net assets at end of year (total assets less liabilities)2012-12-31$11,772,411
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$10,553,872
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$8,614,053
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$7,296,145
Interest on participant loans2012-12-31$6,632
Interest earned on other investments2012-12-31$49,135
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$2,655,692
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$2,611,681
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$785,932
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$294,559
Employer contributions (assets) at end of year2012-12-31$305,241
Employer contributions (assets) at beginning of year2012-12-31$478,117
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$780,334
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31THORNHILL FINANCIAL, INC.
Accountancy firm EIN2012-12-31341818419
2011 : STEIN, LLC EMPLOYEES 401K PROFIT SHARING PLAN AND TRUST 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$860,444
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$694,330
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$692,547
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,029,402
Value of total assets at end of year2011-12-31$10,553,872
Value of total assets at beginning of year2011-12-31$10,387,758
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$1,783
Total interest from all sources2011-12-31$65,719
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$130,817
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$130,817
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$539,931
Participant contributions at end of year2011-12-31$167,929
Participant contributions at beginning of year2011-12-31$193,291
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$14,587
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$11,354
Other income not declared elsewhere2011-12-31$0
Administrative expenses (other) incurred2011-12-31$1,783
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$166,114
Value of net assets at end of year (total assets less liabilities)2011-12-31$10,553,872
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$10,387,758
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$7,296,145
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$7,257,129
Interest on participant loans2011-12-31$9,124
Interest earned on other investments2011-12-31$56,595
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$2,611,681
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$2,470,013
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-365,494
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$478,117
Employer contributions (assets) at end of year2011-12-31$478,117
Employer contributions (assets) at beginning of year2011-12-31$452,738
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$692,547
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31THORNHILL FINANCIAL, INC.
Accountancy firm EIN2011-12-31341818419
2010 : STEIN, LLC EMPLOYEES 401K PROFIT SHARING PLAN AND TRUST 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,678,151
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$249,471
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$250,685
Expenses. Certain deemed distributions of participant loans2010-12-31$-4,343
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$917,345
Value of total assets at end of year2010-12-31$10,387,758
Value of total assets at beginning of year2010-12-31$8,959,078
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$3,129
Total interest from all sources2010-12-31$67,247
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$132,346
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$132,346
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$464,406
Participant contributions at end of year2010-12-31$193,291
Participant contributions at beginning of year2010-12-31$179,834
Participant contributions at end of year2010-12-31$14,587
Participant contributions at beginning of year2010-12-31$5,307
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$201
Administrative expenses (other) incurred2010-12-31$3,129
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,428,680
Value of net assets at end of year (total assets less liabilities)2010-12-31$10,387,758
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$8,959,078
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$7,257,129
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$6,339,612
Interest on participant loans2010-12-31$11,030
Interest earned on other investments2010-12-31$56,217
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$2,470,013
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$2,205,342
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$561,213
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$452,738
Employer contributions (assets) at end of year2010-12-31$452,738
Employer contributions (assets) at beginning of year2010-12-31$228,983
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$250,685
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31THORNHILL FINANCIAL, INC.
Accountancy firm EIN2010-12-31341818419

Form 5500 Responses for STEIN, LLC EMPLOYEES 401K PROFIT SHARING PLAN AND TRUST

2022: STEIN, LLC EMPLOYEES 401K PROFIT SHARING PLAN AND TRUST 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingYes
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: STEIN, LLC EMPLOYEES 401K PROFIT SHARING PLAN AND TRUST 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: STEIN, LLC EMPLOYEES 401K PROFIT SHARING PLAN AND TRUST 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: STEIN, LLC EMPLOYEES 401K PROFIT SHARING PLAN AND TRUST 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: STEIN, LLC EMPLOYEES 401K PROFIT SHARING PLAN AND TRUST 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: STEIN, LLC EMPLOYEES 401K PROFIT SHARING PLAN AND TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: STEIN, LLC EMPLOYEES 401K PROFIT SHARING PLAN AND TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: STEIN, LLC EMPLOYEES 401K PROFIT SHARING PLAN AND TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: STEIN, LLC EMPLOYEES 401K PROFIT SHARING PLAN AND TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: STEIN, LLC EMPLOYEES 401K PROFIT SHARING PLAN AND TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: STEIN, LLC EMPLOYEES 401K PROFIT SHARING PLAN AND TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: STEIN, LLC EMPLOYEES 401K PROFIT SHARING PLAN AND TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: STEIN, LLC EMPLOYEES 401K PROFIT SHARING PLAN AND TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039700
Policy instance 1
Insurance contract or identification number039700
Number of Individuals Covered0
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039700
Policy instance 1
Insurance contract or identification number039700
Number of Individuals Covered365
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039700
Policy instance 1
Insurance contract or identification number039700
Number of Individuals Covered377
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039700
Policy instance 1
Insurance contract or identification number039700
Number of Individuals Covered406
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039700
Policy instance 1
Insurance contract or identification number039700
Number of Individuals Covered322
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $3,457
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees3457
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
Insurance broker nameUBS FINANCIAL SRVCS INS AGENCY INC
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039700
Policy instance 1
Insurance contract or identification number039700
Number of Individuals Covered222
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $6,346
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees6346
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
Insurance broker nameUBS FINANCIAL SRVCS INS AGENCY INC
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039700
Policy instance 1
Insurance contract or identification number039700
Number of Individuals Covered191
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $5,934
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees5934
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
Insurance broker nameUBS FINANCIAL SRVCS INS AGENCY INC
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039700
Policy instance 1
Insurance contract or identification number039700
Number of Individuals Covered179
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $5,361
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees5361
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
Insurance broker nameUBS FINANCIAL SRVCS INS AGENCY INC
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number039700
Policy instance 1
Insurance contract or identification number039700
Number of Individuals Covered145
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $5,303
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees5303
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
Insurance broker nameUBS FINANCIAL SRVCS INS AGENCY INC
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number7938
Policy instance 1
Insurance contract or identification number7938
Number of Individuals Covered145
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $5,320
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number7938
Policy instance 1
Insurance contract or identification number7938
Number of Individuals Covered143
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $4,753
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Amount paid for insurance broker fees4753
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?4
Insurance broker nameUBS FINANCIAL SRVCS INS AGENCY INC

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