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THE SCHROER GROUP EMPLOYEES 401K PROFIT SHARING PLAN & TRUST 401k Plan overview

Plan NameTHE SCHROER GROUP EMPLOYEES 401K PROFIT SHARING PLAN & TRUST
Plan identification number 001

THE SCHROER GROUP EMPLOYEES 401K PROFIT SHARING PLAN & TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

ALTERCARE OF OHIO, INC. has sponsored the creation of one or more 401k plans.

Company Name:ALTERCARE OF OHIO, INC.
Employer identification number (EIN):341415116
NAIC Classification:623000
NAIC Description: Nursing and Residential Care Facilities

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE SCHROER GROUP EMPLOYEES 401K PROFIT SHARING PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012016-01-01
0012016-01-01
0012015-01-01DIANE GEIS
0012014-01-01DIANE GEIS
0012013-01-01DIANE GEIS
0012012-01-01DIANE M. GEIS
0012011-01-01LYNNE ELSESER LYNNE ELSESER2012-10-15
0012009-01-01RONALD S. GROSS

Plan Statistics for THE SCHROER GROUP EMPLOYEES 401K PROFIT SHARING PLAN & TRUST

401k plan membership statisitcs for THE SCHROER GROUP EMPLOYEES 401K PROFIT SHARING PLAN & TRUST

Measure Date Value
2016: THE SCHROER GROUP EMPLOYEES 401K PROFIT SHARING PLAN & TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-013,055
Total number of active participants reported on line 7a of the Form 55002016-01-013,009
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01310
Total of all active and inactive participants2016-01-013,319
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-013,320
Number of participants with account balances2016-01-011,257
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-01161
2015: THE SCHROER GROUP EMPLOYEES 401K PROFIT SHARING PLAN & TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-013,163
Total number of active participants reported on line 7a of the Form 55002015-01-012,735
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01319
Total of all active and inactive participants2015-01-013,054
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-013,054
Number of participants with account balances2015-01-011,186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-01126
2014: THE SCHROER GROUP EMPLOYEES 401K PROFIT SHARING PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-013,174
Total number of active participants reported on line 7a of the Form 55002014-01-012,967
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01196
Total of all active and inactive participants2014-01-013,163
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-013,163
Number of participants with account balances2014-01-011,055
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0173
2013: THE SCHROER GROUP EMPLOYEES 401K PROFIT SHARING PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-013,286
Total number of active participants reported on line 7a of the Form 55002013-01-012,988
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01148
Total of all active and inactive participants2013-01-013,136
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-013,136
Number of participants with account balances2013-01-01965
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0142
2012: THE SCHROER GROUP EMPLOYEES 401K PROFIT SHARING PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-012,230
Total number of active participants reported on line 7a of the Form 55002012-01-012,501
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01134
Total of all active and inactive participants2012-01-012,635
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-012,635
Number of participants with account balances2012-01-012,635
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0191
2011: THE SCHROER GROUP EMPLOYEES 401K PROFIT SHARING PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-012,938
Total number of active participants reported on line 7a of the Form 55002011-01-012,508
Number of other retired or separated participants entitled to future benefits2011-01-01121
Total of all active and inactive participants2011-01-012,629
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-011
Total participants2011-01-012,630
Number of participants with account balances2011-01-01869
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0178
2009: THE SCHROER GROUP EMPLOYEES 401K PROFIT SHARING PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-012,722
Total number of active participants reported on line 7a of the Form 55002009-01-012,649
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01117
Total of all active and inactive participants2009-01-012,766
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-012,766
Number of participants with account balances2009-01-01879
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0153

Financial Data on THE SCHROER GROUP EMPLOYEES 401K PROFIT SHARING PLAN & TRUST

Measure Date Value
2016 : THE SCHROER GROUP EMPLOYEES 401K PROFIT SHARING PLAN & TRUST 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$65,959
Total income from all sources (including contributions)2016-12-31$5,852,342
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$3,025,622
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,905,142
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$3,265,968
Value of total assets at end of year2016-12-31$35,644,655
Value of total assets at beginning of year2016-12-31$32,883,894
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$120,480
Total interest from all sources2016-12-31$55,619
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$3,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$2,641,008
Participant contributions at end of year2016-12-31$1,167,175
Participant contributions at beginning of year2016-12-31$1,180,954
Participant contributions at end of year2016-12-31$105,706
Participant contributions at beginning of year2016-12-31$26,570
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$190,784
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$2,531
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$65,959
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$2,826,720
Value of net assets at end of year (total assets less liabilities)2016-12-31$35,644,655
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$32,817,935
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$32,328,708
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$29,417,636
Interest on participant loans2016-12-31$55,619
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$2,005,457
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$2,239,156
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$2,530,755
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$434,176
Employer contributions (assets) at end of year2016-12-31$35,078
Employer contributions (assets) at beginning of year2016-12-31$19,578
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,905,142
Contract administrator fees2016-12-31$120,480
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31HW & CO.
Accountancy firm EIN2016-12-31341663157
2015 : THE SCHROER GROUP EMPLOYEES 401K PROFIT SHARING PLAN & TRUST 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$65,959
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$60,445
Total income from all sources (including contributions)2015-12-31$3,550,426
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$3,517,346
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$3,402,388
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$3,174,625
Value of total assets at end of year2015-12-31$32,883,894
Value of total assets at beginning of year2015-12-31$32,845,300
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$114,958
Total interest from all sources2015-12-31$44,795
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$3,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$2,527,834
Participant contributions at end of year2015-12-31$1,180,954
Participant contributions at beginning of year2015-12-31$1,176,118
Participant contributions at end of year2015-12-31$26,570
Participant contributions at beginning of year2015-12-31$88,618
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$160,343
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$1,398
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$65,959
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$60,445
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$33,080
Value of net assets at end of year (total assets less liabilities)2015-12-31$32,817,935
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$32,784,855
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$29,417,636
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$29,544,380
Interest on participant loans2015-12-31$44,795
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$2,239,156
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$2,010,580
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$331,006
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$486,448
Employer contributions (assets) at end of year2015-12-31$19,578
Employer contributions (assets) at beginning of year2015-12-31$24,206
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$3,402,388
Contract administrator fees2015-12-31$114,958
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31HW & CO.
Accountancy firm EIN2015-12-31341663157
2014 : THE SCHROER GROUP EMPLOYEES 401K PROFIT SHARING PLAN & TRUST 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$60,445
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$83,446
Total income from all sources (including contributions)2014-12-31$4,848,439
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$2,637,355
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,637,355
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$3,070,386
Value of total assets at end of year2014-12-31$32,845,300
Value of total assets at beginning of year2014-12-31$30,657,217
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$0
Total interest from all sources2014-12-31$45,470
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$3,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$2,381,133
Participant contributions at end of year2014-12-31$1,176,118
Participant contributions at beginning of year2014-12-31$1,125,492
Participant contributions at end of year2014-12-31$88,618
Participant contributions at beginning of year2014-12-31$72,533
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$237,130
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$1,398
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$1,271
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$60,445
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$83,446
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$2,211,084
Value of net assets at end of year (total assets less liabilities)2014-12-31$32,784,855
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$30,573,771
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$29,544,380
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$27,598,977
Interest on participant loans2014-12-31$45,470
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$2,010,580
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$1,834,640
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,732,583
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$452,123
Employer contributions (assets) at end of year2014-12-31$24,206
Employer contributions (assets) at beginning of year2014-12-31$24,304
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,637,355
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31HW &CO.
Accountancy firm EIN2014-12-31341663157
2013 : THE SCHROER GROUP EMPLOYEES 401K PROFIT SHARING PLAN & TRUST 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$83,446
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$62,865
Total income from all sources (including contributions)2013-12-31$7,237,500
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$1,575,259
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,575,259
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,777,048
Value of total assets at end of year2013-12-31$30,657,217
Value of total assets at beginning of year2013-12-31$24,974,395
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$0
Total interest from all sources2013-12-31$42,902
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$3,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$2,175,649
Participant contributions at end of year2013-12-31$1,125,492
Participant contributions at beginning of year2013-12-31$990,854
Participant contributions at end of year2013-12-31$72,533
Participant contributions at beginning of year2013-12-31$81,459
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$163,618
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$1,271
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$1,610
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$83,446
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$62,865
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$5,662,241
Value of net assets at end of year (total assets less liabilities)2013-12-31$30,573,771
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$24,911,530
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$27,598,977
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$22,180,295
Interest on participant loans2013-12-31$42,902
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$1,834,640
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$1,701,282
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$4,417,550
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$437,781
Employer contributions (assets) at end of year2013-12-31$24,304
Employer contributions (assets) at beginning of year2013-12-31$18,895
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,575,259
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31HW & CO.
Accountancy firm EIN2013-12-31341663157
2012 : THE SCHROER GROUP EMPLOYEES 401K PROFIT SHARING PLAN & TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$62,865
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$67,267
Total income from all sources (including contributions)2012-12-31$4,849,258
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,185,495
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,185,495
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,328,451
Value of total assets at end of year2012-12-31$24,974,395
Value of total assets at beginning of year2012-12-31$21,315,034
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$0
Total interest from all sources2012-12-31$93,862
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,984,736
Participant contributions at end of year2012-12-31$990,854
Participant contributions at beginning of year2012-12-31$875,995
Participant contributions at end of year2012-12-31$81,459
Participant contributions at beginning of year2012-12-31$61,166
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$12,908
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$1,610
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$1,016
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$62,865
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$67,267
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$3,663,763
Value of net assets at end of year (total assets less liabilities)2012-12-31$24,911,530
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$21,247,767
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$22,180,295
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$19,072,010
Interest on participant loans2012-12-31$38,121
Interest earned on other investments2012-12-31$55,741
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$1,701,282
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$1,293,212
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$2,426,945
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$330,807
Employer contributions (assets) at end of year2012-12-31$18,895
Employer contributions (assets) at beginning of year2012-12-31$11,635
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,185,495
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31HOWARD WERSHBALE & CO.
Accountancy firm EIN2012-12-31341663157
2011 : THE SCHROER GROUP EMPLOYEES 401K PROFIT SHARING PLAN & TRUST 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-23,489
Total unrealized appreciation/depreciation of assets2011-12-31$-23,489
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$67,267
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$79,034
Total income from all sources (including contributions)2011-12-31$2,163,090
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,548,237
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,548,237
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,522,916
Value of total assets at end of year2011-12-31$21,315,034
Value of total assets at beginning of year2011-12-31$20,711,948
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$0
Total interest from all sources2011-12-31$80,800
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$2,035,168
Participant contributions at end of year2011-12-31$875,995
Participant contributions at beginning of year2011-12-31$803,489
Participant contributions at end of year2011-12-31$61,166
Participant contributions at beginning of year2011-12-31$81,527
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$141,676
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$1,016
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$1,413
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$67,267
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$79,034
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$614,853
Value of net assets at end of year (total assets less liabilities)2011-12-31$21,247,767
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$20,632,914
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$19,072,010
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$18,513,949
Interest on participant loans2011-12-31$36,865
Interest earned on other investments2011-12-31$43,935
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$1,293,212
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$1,293,160
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-417,137
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$346,072
Employer contributions (assets) at end of year2011-12-31$11,635
Employer contributions (assets) at beginning of year2011-12-31$18,410
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,548,237
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31HOWARD WERSHBALE & CO.
Accountancy firm EIN2011-12-31341663157
2010 : THE SCHROER GROUP EMPLOYEES 401K PROFIT SHARING PLAN & TRUST 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$36,579
Total unrealized appreciation/depreciation of assets2010-12-31$36,579
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$79,034
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$76,703
Total income from all sources (including contributions)2010-12-31$4,585,624
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,990,037
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,990,037
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,453,063
Value of total assets at end of year2010-12-31$20,711,948
Value of total assets at beginning of year2010-12-31$18,114,030
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total interest from all sources2010-12-31$85,711
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$2,004,393
Participant contributions at end of year2010-12-31$803,489
Participant contributions at beginning of year2010-12-31$686,767
Participant contributions at end of year2010-12-31$81,527
Participant contributions at beginning of year2010-12-31$163,093
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$67,946
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$1,413
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$3,098
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$79,034
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$76,703
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,595,587
Value of net assets at end of year (total assets less liabilities)2010-12-31$20,632,914
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$18,037,327
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$18,513,949
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$15,933,019
Interest on participant loans2010-12-31$40,166
Interest earned on other investments2010-12-31$45,545
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$1,293,160
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$1,299,307
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$2,010,271
Net investment gain or loss from common/collective trusts2010-12-31$2,010,271
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$380,724
Employer contributions (assets) at end of year2010-12-31$18,410
Employer contributions (assets) at beginning of year2010-12-31$28,746
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,990,037
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31HOWARD WERSHBALE & CO.
Accountancy firm EIN2010-12-31341663157

Form 5500 Responses for THE SCHROER GROUP EMPLOYEES 401K PROFIT SHARING PLAN & TRUST

2016: THE SCHROER GROUP EMPLOYEES 401K PROFIT SHARING PLAN & TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: THE SCHROER GROUP EMPLOYEES 401K PROFIT SHARING PLAN & TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: THE SCHROER GROUP EMPLOYEES 401K PROFIT SHARING PLAN & TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: THE SCHROER GROUP EMPLOYEES 401K PROFIT SHARING PLAN & TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: THE SCHROER GROUP EMPLOYEES 401K PROFIT SHARING PLAN & TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: THE SCHROER GROUP EMPLOYEES 401K PROFIT SHARING PLAN & TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: THE SCHROER GROUP EMPLOYEES 401K PROFIT SHARING PLAN & TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number335-80059
Policy instance 1
Insurance contract or identification number335-80059
Number of Individuals Covered91
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number335-80059
Policy instance 1
Insurance contract or identification number335-80059
Number of Individuals Covered79
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number335-80059
Policy instance 1
Insurance contract or identification number335-80059
Number of Individuals Covered87
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number335-80059
Policy instance 1
Insurance contract or identification number335-80059
Number of Individuals Covered86
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number335-80059
Policy instance 1
Insurance contract or identification number335-80059
Number of Individuals Covered74
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number335-80059
Policy instance 1
Insurance contract or identification number335-80059
Number of Individuals Covered79
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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