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BAKER AND ASSOCIATES, INC. 401(K) PLAN 401k Plan overview

Plan NameBAKER AND ASSOCIATES, INC. 401(K) PLAN
Plan identification number 001

BAKER AND ASSOCIATES, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

BAKER AND ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.

Company Name:BAKER AND ASSOCIATES, INC.
Employer identification number (EIN):341500731
NAIC Classification:488510
NAIC Description:Freight Transportation Arrangement

Additional information about BAKER AND ASSOCIATES, INC.

Jurisdiction of Incorporation: Alaska Department Commerce, Community & Economic Development
Incorporation Date: 1979-06-14
Company Identification Number: 20225D
Legal Registered Office Address: 1553 CUSHMAN ST

FAIRBANKS
United States of America (USA)
99701

More information about BAKER AND ASSOCIATES, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan BAKER AND ASSOCIATES, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01LEANNE BROWN2022-06-14
0012020-01-01LEANNE BROWN2021-10-15
0012019-01-01LEANNE BROWN2020-09-24
0012018-01-01LEANNE BROWN
0012017-01-01LEANNE BROWN
0012016-01-01LEANNE BROWN
0012015-01-01LEANNE BROWN
0012014-01-01LEANNE BROWN
0012013-01-01LEANNE BROWN
0012012-01-01LEANNE BROWN LEANNE BROWN2013-10-15
0012011-01-01LEANNE BROWN2012-06-28
0012010-01-01LEANNE BROWN2011-05-23

Plan Statistics for BAKER AND ASSOCIATES, INC. 401(K) PLAN

401k plan membership statisitcs for BAKER AND ASSOCIATES, INC. 401(K) PLAN

Measure Date Value
2018: BAKER AND ASSOCIATES, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-0112
Total number of active participants reported on line 7a of the Form 55002018-01-018
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-012
Total of all active and inactive participants2018-01-0110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-0110
Number of participants with account balances2018-01-019
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: BAKER AND ASSOCIATES, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-0113
Total number of active participants reported on line 7a of the Form 55002017-01-0111
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-011
Total of all active and inactive participants2017-01-0112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-0112
Number of participants with account balances2017-01-0110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-011
2016: BAKER AND ASSOCIATES, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-019
Total number of active participants reported on line 7a of the Form 55002016-01-0112
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-0112
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-0113
Number of participants with account balances2016-01-0110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: BAKER AND ASSOCIATES, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-0110
Total number of active participants reported on line 7a of the Form 55002015-01-018
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-018
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-019
Number of participants with account balances2015-01-019
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: BAKER AND ASSOCIATES, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-0111
Total number of active participants reported on line 7a of the Form 55002014-01-019
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-019
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-0110
Number of participants with account balances2014-01-019
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: BAKER AND ASSOCIATES, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0111
Total number of active participants reported on line 7a of the Form 55002013-01-0110
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-0110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-011
Total participants2013-01-0111
Number of participants with account balances2013-01-0110
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: BAKER AND ASSOCIATES, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-0111
Total number of active participants reported on line 7a of the Form 55002012-01-0111
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-0111
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0111
Number of participants with account balances2012-01-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010

Financial Data on BAKER AND ASSOCIATES, INC. 401(K) PLAN

Measure Date Value
2018 : BAKER AND ASSOCIATES, INC. 401(K) PLAN 2018 401k financial data
Transfers to/from the plan2018-12-31$0
Total plan liabilities at end of year2018-12-31$0
Total plan liabilities at beginning of year2018-12-31$0
Total income from all sources2018-12-31$-85,423
Expenses. Total of all expenses incurred2018-12-31$41,701
Benefits paid (including direct rollovers)2018-12-31$40,941
Total plan assets at end of year2018-12-31$2,155,092
Total plan assets at beginning of year2018-12-31$2,282,216
Value of fidelity bond covering the plan2018-12-31$200,000
Total contributions received or receivable from participants2018-12-31$37,430
Expenses. Other expenses not covered elsewhere2018-12-31$0
Contributions received from other sources (not participants or employers)2018-12-31$0
Other income received2018-12-31$-142,384
Noncash contributions received2018-12-31$0
Net income (gross income less expenses)2018-12-31$-127,124
Net plan assets at end of year (total assets less liabilities)2018-12-31$2,155,092
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$2,282,216
Assets. Value of participant loans2018-12-31$0
Total contributions received or receivable from employer(s)2018-12-31$19,531
Value of certain deemed distributions of participant loans2018-12-31$0
Value of corrective distributions2018-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$760
2017 : BAKER AND ASSOCIATES, INC. 401(K) PLAN 2017 401k financial data
Transfers to/from the plan2017-12-31$0
Total plan liabilities at end of year2017-12-31$0
Total plan liabilities at beginning of year2017-12-31$0
Total income from all sources2017-12-31$400,664
Expenses. Total of all expenses incurred2017-12-31$383
Benefits paid (including direct rollovers)2017-12-31$0
Total plan assets at end of year2017-12-31$2,282,216
Total plan assets at beginning of year2017-12-31$1,881,935
Value of fidelity bond covering the plan2017-12-31$200,000
Total contributions received or receivable from participants2017-12-31$43,756
Expenses. Other expenses not covered elsewhere2017-12-31$0
Contributions received from other sources (not participants or employers)2017-12-31$0
Other income received2017-12-31$335,639
Noncash contributions received2017-12-31$0
Net income (gross income less expenses)2017-12-31$400,281
Net plan assets at end of year (total assets less liabilities)2017-12-31$2,282,216
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$1,881,935
Assets. Value of participant loans2017-12-31$4,623
Total contributions received or receivable from employer(s)2017-12-31$21,269
Value of certain deemed distributions of participant loans2017-12-31$0
Value of corrective distributions2017-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$383
2016 : BAKER AND ASSOCIATES, INC. 401(K) PLAN 2016 401k financial data
Transfers to/from the plan2016-12-31$0
Total plan liabilities at end of year2016-12-31$0
Total plan liabilities at beginning of year2016-12-31$0
Total income from all sources2016-12-31$206,473
Expenses. Total of all expenses incurred2016-12-31$0
Benefits paid (including direct rollovers)2016-12-31$0
Total plan assets at end of year2016-12-31$1,881,935
Total plan assets at beginning of year2016-12-31$1,675,462
Value of fidelity bond covering the plan2016-12-31$200,000
Total contributions received or receivable from participants2016-12-31$44,957
Expenses. Other expenses not covered elsewhere2016-12-31$0
Contributions received from other sources (not participants or employers)2016-12-31$0
Other income received2016-12-31$139,944
Noncash contributions received2016-12-31$0
Net income (gross income less expenses)2016-12-31$206,473
Net plan assets at end of year (total assets less liabilities)2016-12-31$1,881,935
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$1,675,462
Total contributions received or receivable from employer(s)2016-12-31$21,572
Value of certain deemed distributions of participant loans2016-12-31$0
Value of corrective distributions2016-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$0
2015 : BAKER AND ASSOCIATES, INC. 401(K) PLAN 2015 401k financial data
Transfers to/from the plan2015-12-31$0
Total plan liabilities at end of year2015-12-31$0
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$50,956
Expenses. Total of all expenses incurred2015-12-31$0
Benefits paid (including direct rollovers)2015-12-31$0
Total plan assets at end of year2015-12-31$1,675,462
Total plan assets at beginning of year2015-12-31$1,624,506
Value of fidelity bond covering the plan2015-12-31$200,000
Total contributions received or receivable from participants2015-12-31$39,828
Expenses. Other expenses not covered elsewhere2015-12-31$0
Contributions received from other sources (not participants or employers)2015-12-31$0
Other income received2015-12-31$-6,992
Noncash contributions received2015-12-31$0
Net income (gross income less expenses)2015-12-31$50,956
Net plan assets at end of year (total assets less liabilities)2015-12-31$1,675,462
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$1,624,506
Total contributions received or receivable from employer(s)2015-12-31$18,120
Value of certain deemed distributions of participant loans2015-12-31$0
Value of corrective distributions2015-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$0
2014 : BAKER AND ASSOCIATES, INC. 401(K) PLAN 2014 401k financial data
Transfers to/from the plan2014-12-31$0
Total plan liabilities at end of year2014-12-31$0
Total plan liabilities at beginning of year2014-12-31$0
Total income from all sources2014-12-31$160,646
Expenses. Total of all expenses incurred2014-12-31$47,626
Benefits paid (including direct rollovers)2014-12-31$47,626
Total plan assets at end of year2014-12-31$1,624,506
Total plan assets at beginning of year2014-12-31$1,511,486
Value of fidelity bond covering the plan2014-12-31$200,000
Total contributions received or receivable from participants2014-12-31$31,629
Expenses. Other expenses not covered elsewhere2014-12-31$0
Contributions received from other sources (not participants or employers)2014-12-31$0
Other income received2014-12-31$110,896
Noncash contributions received2014-12-31$0
Net income (gross income less expenses)2014-12-31$113,020
Net plan assets at end of year (total assets less liabilities)2014-12-31$1,624,506
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$1,511,486
Assets. Value of participant loans2014-12-31$0
Total contributions received or receivable from employer(s)2014-12-31$18,121
Value of certain deemed distributions of participant loans2014-12-31$0
Value of corrective distributions2014-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$0
2013 : BAKER AND ASSOCIATES, INC. 401(K) PLAN 2013 401k financial data
Transfers to/from the plan2013-12-31$0
Total plan liabilities at end of year2013-12-31$0
Total income from all sources2013-12-31$256,966
Expenses. Total of all expenses incurred2013-12-31$40,740
Benefits paid (including direct rollovers)2013-12-31$27,296
Total plan assets at end of year2013-12-31$1,511,486
Total plan assets at beginning of year2013-12-31$1,295,260
Value of fidelity bond covering the plan2013-12-31$200,000
Total contributions received or receivable from participants2013-12-31$25,838
Expenses. Other expenses not covered elsewhere2013-12-31$0
Contributions received from other sources (not participants or employers)2013-12-31$0
Other income received2013-12-31$213,408
Noncash contributions received2013-12-31$0
Net income (gross income less expenses)2013-12-31$216,226
Net plan assets at end of year (total assets less liabilities)2013-12-31$1,511,486
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$1,295,260
Assets. Value of participant loans2013-12-31$2,041
Total contributions received or receivable from employer(s)2013-12-31$17,720
Value of certain deemed distributions of participant loans2013-12-31$13,444
Value of corrective distributions2013-12-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$0
2012 : BAKER AND ASSOCIATES, INC. 401(K) PLAN 2012 401k financial data
Total income from all sources2012-12-31$148,233
Expenses. Total of all expenses incurred2012-12-31$29,771
Benefits paid (including direct rollovers)2012-12-31$29,771
Total plan assets at end of year2012-12-31$1,295,260
Total plan assets at beginning of year2012-12-31$1,176,798
Value of fidelity bond covering the plan2012-12-31$200,000
Total contributions received or receivable from participants2012-12-31$18,326
Other income received2012-12-31$116,613
Net income (gross income less expenses)2012-12-31$118,462
Net plan assets at end of year (total assets less liabilities)2012-12-31$1,295,260
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$1,176,798
Total contributions received or receivable from employer(s)2012-12-31$13,294
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0

Form 5500 Responses for BAKER AND ASSOCIATES, INC. 401(K) PLAN

2018: BAKER AND ASSOCIATES, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: BAKER AND ASSOCIATES, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: BAKER AND ASSOCIATES, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: BAKER AND ASSOCIATES, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: BAKER AND ASSOCIATES, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: BAKER AND ASSOCIATES, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: BAKER AND ASSOCIATES, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes

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