401k Plan data: RJF INTERNATIONAL CORPORATION RETIREMENT INCOME PLAN plan

RJF INTERNATIONAL CORPORATION RETIREMENT INCOME PLAN 401k Plan overview

Plan Name	RJF INTERNATIONAL CORPORATION RETIREMENT INCOME PLAN
Plan identification number	002

RJF INTERNATIONAL CORPORATION RETIREMENT INCOME PLAN Benefits

401k Plan Type	Defined Benefit Pension
Plan Features/Benefits	Benefits are primarily flat dollar (includes dollars per year of service) Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021). Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).

401k Sponsoring company profile

RJF INTERNATIONAL CORPORATION has sponsored the creation of one or more 401k plans.

Company Name: RJF INTERNATIONAL CORPORATION

Employer identification number (EIN): 341592606

NAIC Classification: 326100

Additional information about RJF INTERNATIONAL CORPORATION

Jurisdiction of Incorporation: Georgia Department of States Corporations Division

Incorporation Date:

Company Identification Number: 967759

More information about RJF INTERNATIONAL CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RJF INTERNATIONAL CORPORATION RETIREMENT INCOME PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2013-10-01 RICHARD GARCIA
002 2012-10-01 RICHARD GARCIA RICHARD GARCIA 2014-07-15
002 2011-10-01 ANTHONY COX
002 2010-10-01 ANTHONY COX
002 2009-10-01 ANTHONY COX
002 2008-10-01

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2013-10-01	RICHARD GARCIA
002	2012-10-01	RICHARD GARCIA	RICHARD GARCIA	2014-07-15
002	2011-10-01	ANTHONY COX
002	2010-10-01	ANTHONY COX
002	2009-10-01	ANTHONY COX
002	2008-10-01

Plan Statistics for RJF INTERNATIONAL CORPORATION RETIREMENT INCOME PLAN

401k plan membership statisitcs for RJF INTERNATIONAL CORPORATION RETIREMENT INCOME PLAN

Measure Date Value
2013: RJF INTERNATIONAL CORPORATION RETIREMENT INCOME PLAN 2013 401k membership
Total participants, beginning-of-year 2013-10-01 744
Total number of active participants reported on line 7a of the Form 5500 2013-10-01 269
Number of retired or separated participants receiving benefits 2013-10-01 154
Number of other retired or separated participants entitled to future benefits 2013-10-01 298
Total of all active and inactive participants 2013-10-01 721
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-10-01 23
Total participants 2013-10-01 744
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-10-01 1
2012: RJF INTERNATIONAL CORPORATION RETIREMENT INCOME PLAN 2012 401k membership
Total participants, beginning-of-year 2012-10-01 746
Total number of active participants reported on line 7a of the Form 5500 2012-10-01 326
Number of retired or separated participants receiving benefits 2012-10-01 141
Number of other retired or separated participants entitled to future benefits 2012-10-01 254
Total of all active and inactive participants 2012-10-01 721
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-10-01 22
Total participants 2012-10-01 743
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-10-01 1
2011: RJF INTERNATIONAL CORPORATION RETIREMENT INCOME PLAN 2011 401k membership
Total participants, beginning-of-year 2011-10-01 772
Total number of active participants reported on line 7a of the Form 5500 2011-10-01 361
Number of retired or separated participants receiving benefits 2011-10-01 127
Number of other retired or separated participants entitled to future benefits 2011-10-01 239
Total of all active and inactive participants 2011-10-01 727
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-10-01 19
Total participants 2011-10-01 746
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-10-01 9
2010: RJF INTERNATIONAL CORPORATION RETIREMENT INCOME PLAN 2010 401k membership
Total participants, beginning-of-year 2010-10-01 796
Total number of active participants reported on line 7a of the Form 5500 2010-10-01 390
Number of retired or separated participants receiving benefits 2010-10-01 114
Number of other retired or separated participants entitled to future benefits 2010-10-01 249
Total of all active and inactive participants 2010-10-01 753
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-10-01 19
Total participants 2010-10-01 772
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-10-01 11
2009: RJF INTERNATIONAL CORPORATION RETIREMENT INCOME PLAN 2009 401k membership
Total participants, beginning-of-year 2009-10-01 824
Total number of active participants reported on line 7a of the Form 5500 2009-10-01 442
Number of retired or separated participants receiving benefits 2009-10-01 106
Number of other retired or separated participants entitled to future benefits 2009-10-01 231
Total of all active and inactive participants 2009-10-01 779
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-10-01 17
Total participants 2009-10-01 796
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-10-01 28

Measure	Date	Value
2013: RJF INTERNATIONAL CORPORATION RETIREMENT INCOME PLAN 2013 401k membership
Total participants, beginning-of-year	2013-10-01	744
Total number of active participants reported on line 7a of the Form 5500	2013-10-01	269
Number of retired or separated participants receiving benefits	2013-10-01	154
Number of other retired or separated participants entitled to future benefits	2013-10-01	298
Total of all active and inactive participants	2013-10-01	721
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-10-01	23
Total participants	2013-10-01	744
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-10-01	1
2012: RJF INTERNATIONAL CORPORATION RETIREMENT INCOME PLAN 2012 401k membership
Total participants, beginning-of-year	2012-10-01	746
Total number of active participants reported on line 7a of the Form 5500	2012-10-01	326
Number of retired or separated participants receiving benefits	2012-10-01	141
Number of other retired or separated participants entitled to future benefits	2012-10-01	254
Total of all active and inactive participants	2012-10-01	721
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-10-01	22
Total participants	2012-10-01	743
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-10-01	1
2011: RJF INTERNATIONAL CORPORATION RETIREMENT INCOME PLAN 2011 401k membership
Total participants, beginning-of-year	2011-10-01	772
Total number of active participants reported on line 7a of the Form 5500	2011-10-01	361
Number of retired or separated participants receiving benefits	2011-10-01	127
Number of other retired or separated participants entitled to future benefits	2011-10-01	239
Total of all active and inactive participants	2011-10-01	727
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-10-01	19
Total participants	2011-10-01	746
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-10-01	9
2010: RJF INTERNATIONAL CORPORATION RETIREMENT INCOME PLAN 2010 401k membership
Total participants, beginning-of-year	2010-10-01	796
Total number of active participants reported on line 7a of the Form 5500	2010-10-01	390
Number of retired or separated participants receiving benefits	2010-10-01	114
Number of other retired or separated participants entitled to future benefits	2010-10-01	249
Total of all active and inactive participants	2010-10-01	753
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-10-01	19
Total participants	2010-10-01	772
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-10-01	11
2009: RJF INTERNATIONAL CORPORATION RETIREMENT INCOME PLAN 2009 401k membership
Total participants, beginning-of-year	2009-10-01	824
Total number of active participants reported on line 7a of the Form 5500	2009-10-01	442
Number of retired or separated participants receiving benefits	2009-10-01	106
Number of other retired or separated participants entitled to future benefits	2009-10-01	231
Total of all active and inactive participants	2009-10-01	779
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-10-01	17
Total participants	2009-10-01	796
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-10-01	28

Financial Data on RJF INTERNATIONAL CORPORATION RETIREMENT INCOME PLAN

Measure	Date	Value
2014 : RJF INTERNATIONAL CORPORATION RETIREMENT INCOME PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-09-30	$56,369
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-09-30	$16,817
Total income from all sources (including contributions)	2014-09-30	$2,749,946
Total loss/gain on sale of assets	2014-09-30	$0
Total of all expenses incurred	2014-09-30	$1,225,127
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-09-30	$1,039,934
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-09-30	$1,375,084
Value of total assets at end of year	2014-09-30	$24,026,317
Value of total assets at beginning of year	2014-09-30	$22,461,946
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-09-30	$185,193
Total interest from all sources	2014-09-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2014-09-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-09-30	No
Administrative expenses professional fees incurred	2014-09-30	$22,756
Was this plan covered by a fidelity bond	2014-09-30	Yes
Value of fidelity bond cover	2014-09-30	$3,000,000
Were there any nonexempt tranactions with any party-in-interest	2014-09-30	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-09-30	$34,142
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-09-30	$39,441
Administrative expenses (other) incurred	2014-09-30	$66,779
Liabilities. Value of operating payables at end of year	2014-09-30	$56,369
Liabilities. Value of operating payables at beginning of year	2014-09-30	$16,817
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-09-30	No
Value of net income/loss	2014-09-30	$1,524,819
Value of net assets at end of year (total assets less liabilities)	2014-09-30	$23,969,948
Value of net assets at beginning of year (total assets less liabilities)	2014-09-30	$22,445,129
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-09-30	No
Were any leases to which the plan was party in default or uncollectible	2014-09-30	No
Investment advisory and management fees	2014-09-30	$95,658
Value of interest in master investment trust accounts at end of year	2014-09-30	$23,488,693
Value of interest in master investment trust accounts at beginning of year	2014-09-30	$22,000,796
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-09-30	Yes
Was there a failure to transmit to the plan any participant contributions	2014-09-30	No
Has the plan failed to provide any benefit when due under the plan	2014-09-30	No
Contributions received in cash from employer	2014-09-30	$1,375,084
Employer contributions (assets) at end of year	2014-09-30	$503,482
Employer contributions (assets) at beginning of year	2014-09-30	$421,709
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-09-30	$1,039,934
Did the plan have assets held for investment	2014-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2014-09-30	Disclaimer
Accountancy firm name	2014-09-30	BOBER, MARKEY, FEDOROVICH & COMPANY
Accountancy firm EIN	2014-09-30	341523030
2013 : RJF INTERNATIONAL CORPORATION RETIREMENT INCOME PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-09-30	$16,817
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-09-30	$27,894
Total income from all sources (including contributions)	2013-09-30	$2,579,151
Total loss/gain on sale of assets	2013-09-30	$0
Total of all expenses incurred	2013-09-30	$1,156,880
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-09-30	$971,451
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-09-30	$1,221,029
Value of total assets at end of year	2013-09-30	$22,461,946
Value of total assets at beginning of year	2013-09-30	$21,050,752
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-09-30	$185,429
Total interest from all sources	2013-09-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2013-09-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-09-30	No
Administrative expenses professional fees incurred	2013-09-30	$29,550
Was this plan covered by a fidelity bond	2013-09-30	Yes
Value of fidelity bond cover	2013-09-30	$3,000,000
Were there any nonexempt tranactions with any party-in-interest	2013-09-30	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-09-30	$39,441
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-09-30	$41,548
Administrative expenses (other) incurred	2013-09-30	$60,578
Liabilities. Value of operating payables at end of year	2013-09-30	$16,817
Liabilities. Value of operating payables at beginning of year	2013-09-30	$27,894
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-09-30	No
Value of net income/loss	2013-09-30	$1,422,271
Value of net assets at end of year (total assets less liabilities)	2013-09-30	$22,445,129
Value of net assets at beginning of year (total assets less liabilities)	2013-09-30	$21,022,858
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-09-30	No
Were any leases to which the plan was party in default or uncollectible	2013-09-30	No
Investment advisory and management fees	2013-09-30	$95,301
Value of interest in master investment trust accounts at end of year	2013-09-30	$22,000,796
Value of interest in master investment trust accounts at beginning of year	2013-09-30	$19,902,427
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-09-30	Yes
Was there a failure to transmit to the plan any participant contributions	2013-09-30	No
Has the plan failed to provide any benefit when due under the plan	2013-09-30	No
Contributions received in cash from employer	2013-09-30	$1,221,029
Employer contributions (assets) at end of year	2013-09-30	$421,709
Employer contributions (assets) at beginning of year	2013-09-30	$1,106,777
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-09-30	$971,451
Did the plan have assets held for investment	2013-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2013-09-30	Disclaimer
Accountancy firm name	2013-09-30	BOBER, MARKEY, FEDOROVICH & COMPANY
Accountancy firm EIN	2013-09-30	341523030
2012 : RJF INTERNATIONAL CORPORATION RETIREMENT INCOME PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-09-30	$27,894
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-09-30	$30,072
Total income from all sources (including contributions)	2012-09-30	$4,270,708
Total loss/gain on sale of assets	2012-09-30	$0
Total of all expenses incurred	2012-09-30	$1,090,726
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-09-30	$894,690
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-09-30	$1,913,112
Value of total assets at end of year	2012-09-30	$21,050,752
Value of total assets at beginning of year	2012-09-30	$17,872,948
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-09-30	$196,036
Total interest from all sources	2012-09-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2012-09-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-09-30	No
Administrative expenses professional fees incurred	2012-09-30	$44,099
Was this plan covered by a fidelity bond	2012-09-30	Yes
Value of fidelity bond cover	2012-09-30	$3,000,000
Were there any nonexempt tranactions with any party-in-interest	2012-09-30	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-09-30	$41,548
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-09-30	$51,456
Administrative expenses (other) incurred	2012-09-30	$57,330
Liabilities. Value of operating payables at end of year	2012-09-30	$27,894
Liabilities. Value of operating payables at beginning of year	2012-09-30	$30,072
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-09-30	No
Value of net income/loss	2012-09-30	$3,179,982
Value of net assets at end of year (total assets less liabilities)	2012-09-30	$21,022,858
Value of net assets at beginning of year (total assets less liabilities)	2012-09-30	$17,842,876
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-09-30	No
Were any leases to which the plan was party in default or uncollectible	2012-09-30	No
Investment advisory and management fees	2012-09-30	$94,607
Value of interest in master investment trust accounts at end of year	2012-09-30	$19,902,427
Value of interest in master investment trust accounts at beginning of year	2012-09-30	$17,228,692
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-09-30	Yes
Was there a failure to transmit to the plan any participant contributions	2012-09-30	No
Has the plan failed to provide any benefit when due under the plan	2012-09-30	No
Contributions received in cash from employer	2012-09-30	$1,913,112
Employer contributions (assets) at end of year	2012-09-30	$1,106,777
Employer contributions (assets) at beginning of year	2012-09-30	$592,800
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-09-30	$894,690
Contract administrator fees	2012-09-30	$0
Did the plan have assets held for investment	2012-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2012-09-30	Disclaimer
Accountancy firm name	2012-09-30	BOBER, MARKEY, FEDOROVICH & COMPANY
Accountancy firm EIN	2012-09-30	341523030
2011 : RJF INTERNATIONAL CORPORATION RETIREMENT INCOME PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-09-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-09-30	$30,072
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-09-30	$40,929
Total income from all sources (including contributions)	2011-09-30	$1,376,131
Total loss/gain on sale of assets	2011-09-30	$0
Total of all expenses incurred	2011-09-30	$970,212
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-09-30	$768,301
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-09-30	$1,146,600
Value of total assets at end of year	2011-09-30	$17,872,948
Value of total assets at beginning of year	2011-09-30	$17,477,886
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-09-30	$201,911
Total interest from all sources	2011-09-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2011-09-30	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-09-30	No
Administrative expenses professional fees incurred	2011-09-30	$31,231
Was this plan covered by a fidelity bond	2011-09-30	Yes
Value of fidelity bond cover	2011-09-30	$3,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-09-30	$0
Were there any nonexempt tranactions with any party-in-interest	2011-09-30	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-09-30	$51,456
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-09-30	$89,066
Administrative expenses (other) incurred	2011-09-30	$54,518
Liabilities. Value of operating payables at end of year	2011-09-30	$30,072
Liabilities. Value of operating payables at beginning of year	2011-09-30	$40,929
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-09-30	No
Value of net income/loss	2011-09-30	$405,919
Value of net assets at end of year (total assets less liabilities)	2011-09-30	$17,842,876
Value of net assets at beginning of year (total assets less liabilities)	2011-09-30	$17,436,957
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-09-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-09-30	No
Were any leases to which the plan was party in default or uncollectible	2011-09-30	No
Investment advisory and management fees	2011-09-30	$116,162
Value of interest in master investment trust accounts at end of year	2011-09-30	$17,228,692
Value of interest in master investment trust accounts at beginning of year	2011-09-30	$17,222,620
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-09-30	Yes
Was there a failure to transmit to the plan any participant contributions	2011-09-30	No
Has the plan failed to provide any benefit when due under the plan	2011-09-30	No
Contributions received in cash from employer	2011-09-30	$1,146,600
Employer contributions (assets) at end of year	2011-09-30	$592,800
Employer contributions (assets) at beginning of year	2011-09-30	$166,200
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-09-30	$768,301
Did the plan have assets held for investment	2011-09-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-09-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-09-30	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-09-30	Yes
Opinion of an independent qualified public accountant for this plan	2011-09-30	Disclaimer
Accountancy firm name	2011-09-30	BOBER, MARKEY, FEDOROVICH & COMPANY
Accountancy firm EIN	2011-09-30	341523030
2010 : RJF INTERNATIONAL CORPORATION RETIREMENT INCOME PLAN 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-09-30	$0

Form 5500 Responses for RJF INTERNATIONAL CORPORATION RETIREMENT INCOME PLAN

2013: RJF INTERNATIONAL CORPORATION RETIREMENT INCOME PLAN 2013 form 5500 responses
2013-10-01	Type of plan entity	Single employer plan
2013-10-01	Submission has been amended	No
2013-10-01	This submission is the final filing	No
2013-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-10-01	Plan is a collectively bargained plan	No
2013-10-01	Plan funding arrangement – Trust	Yes
2013-10-01	Plan benefit arrangement - Trust	Yes
2012: RJF INTERNATIONAL CORPORATION RETIREMENT INCOME PLAN 2012 form 5500 responses
2012-10-01	Type of plan entity	Single employer plan
2012-10-01	Submission has been amended	No
2012-10-01	This submission is the final filing	No
2012-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-10-01	Plan is a collectively bargained plan	No
2012-10-01	Plan funding arrangement – Trust	Yes
2012-10-01	Plan benefit arrangement - Trust	Yes
2011: RJF INTERNATIONAL CORPORATION RETIREMENT INCOME PLAN 2011 form 5500 responses
2011-10-01	Type of plan entity	Single employer plan
2011-10-01	Submission has been amended	No
2011-10-01	This submission is the final filing	No
2011-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-10-01	Plan is a collectively bargained plan	No
2011-10-01	Plan funding arrangement – Trust	Yes
2011-10-01	Plan benefit arrangement - Trust	Yes
2010: RJF INTERNATIONAL CORPORATION RETIREMENT INCOME PLAN 2010 form 5500 responses
2010-10-01	Type of plan entity	Single employer plan
2010-10-01	Submission has been amended	No
2010-10-01	This submission is the final filing	No
2010-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-10-01	Plan is a collectively bargained plan	No
2010-10-01	Plan funding arrangement – Trust	Yes
2010-10-01	Plan benefit arrangement - Trust	Yes
2009: RJF INTERNATIONAL CORPORATION RETIREMENT INCOME PLAN 2009 form 5500 responses
2009-10-01	Type of plan entity	Single employer plan
2009-10-01	Submission has been amended	No
2009-10-01	This submission is the final filing	No
2009-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-10-01	Plan is a collectively bargained plan	No
2009-10-01	Plan funding arrangement – Trust	Yes
2009-10-01	Plan benefit arrangement - Trust	Yes
2008: RJF INTERNATIONAL CORPORATION RETIREMENT INCOME PLAN 2008 form 5500 responses
2008-10-01	Type of plan entity	Single employer plan
2008-10-01	Submission has been amended	No
2008-10-01	This submission is the final filing	No
2008-10-01	This return/report is a short plan year return/report (less than 12 months)	No
2008-10-01	Plan is a collectively bargained plan	No

Potentially related plans

RJF INTERNATIONAL COPORATION MASTER RETIREMENT TRUST [EIN = 464864607]

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Company Name:	RJF INTERNATIONAL CORPORATION
Employer identification number (EIN):	341592606
NAIC Classification:	326100

Jurisdiction of Incorporation:	Georgia Department of States Corporations Division
Incorporation Date:
Company Identification Number:	967759