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RJF INTERNATIONAL CORPORATION RETIREMENT SAVINGS PLAN AND TRUST 401k Plan overview

Plan NameRJF INTERNATIONAL CORPORATION RETIREMENT SAVINGS PLAN AND TRUST
Plan identification number 003

RJF INTERNATIONAL CORPORATION RETIREMENT SAVINGS PLAN AND TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

RJF INTERNATIONAL CORPORATION has sponsored the creation of one or more 401k plans.

Company Name:RJF INTERNATIONAL CORPORATION
Employer identification number (EIN):341592606
NAIC Classification:326100

Additional information about RJF INTERNATIONAL CORPORATION

Jurisdiction of Incorporation: Georgia Department of States Corporations Division
Incorporation Date:
Company Identification Number: 967759

More information about RJF INTERNATIONAL CORPORATION

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RJF INTERNATIONAL CORPORATION RETIREMENT SAVINGS PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032012-10-01RICHARD GARCIA RICHARD GARCIA2014-07-15
0032011-10-01ANTHONY COX
0032010-10-01ANTHONY COX
0032009-10-01ANTHONY COX
0032008-10-01

Plan Statistics for RJF INTERNATIONAL CORPORATION RETIREMENT SAVINGS PLAN AND TRUST

401k plan membership statisitcs for RJF INTERNATIONAL CORPORATION RETIREMENT SAVINGS PLAN AND TRUST

Measure Date Value
2012: RJF INTERNATIONAL CORPORATION RETIREMENT SAVINGS PLAN AND TRUST 2012 401k membership
Total participants, beginning-of-year2012-10-01411
Total number of active participants reported on line 7a of the Form 55002012-10-01314
Number of other retired or separated participants entitled to future benefits2012-10-01105
Total of all active and inactive participants2012-10-01419
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-10-010
Total participants2012-10-01419
Number of participants with account balances2012-10-01419
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-10-010
2011: RJF INTERNATIONAL CORPORATION RETIREMENT SAVINGS PLAN AND TRUST 2011 401k membership
Total participants, beginning-of-year2011-10-01630
Total number of active participants reported on line 7a of the Form 55002011-10-01526
Number of retired or separated participants receiving benefits2011-10-011
Number of other retired or separated participants entitled to future benefits2011-10-01117
Total of all active and inactive participants2011-10-01644
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-10-010
Total participants2011-10-01644
Number of participants with account balances2011-10-01411
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-10-0134
2010: RJF INTERNATIONAL CORPORATION RETIREMENT SAVINGS PLAN AND TRUST 2010 401k membership
Total participants, beginning-of-year2010-10-01640
Total number of active participants reported on line 7a of the Form 55002010-10-01504
Number of retired or separated participants receiving benefits2010-10-012
Number of other retired or separated participants entitled to future benefits2010-10-01124
Total of all active and inactive participants2010-10-01630
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-10-010
Total participants2010-10-01630
Number of participants with account balances2010-10-01420
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-10-0131
2009: RJF INTERNATIONAL CORPORATION RETIREMENT SAVINGS PLAN AND TRUST 2009 401k membership
Total participants, beginning-of-year2009-10-01671
Total number of active participants reported on line 7a of the Form 55002009-10-01511
Number of retired or separated participants receiving benefits2009-10-013
Number of other retired or separated participants entitled to future benefits2009-10-01126
Total of all active and inactive participants2009-10-01640
Total participants2009-10-01640
Number of participants with account balances2009-10-01431
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-10-0141

Financial Data on RJF INTERNATIONAL CORPORATION RETIREMENT SAVINGS PLAN AND TRUST

Measure Date Value
2013 : RJF INTERNATIONAL CORPORATION RETIREMENT SAVINGS PLAN AND TRUST 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets2013-09-30$3,344,350
Total unrealized appreciation/depreciation of assets2013-09-30$3,344,350
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-09-30$11,886
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-09-30$19,870
Total income from all sources (including contributions)2013-09-30$5,860,204
Total loss/gain on sale of assets2013-09-30$0
Total of all expenses incurred2013-09-30$3,608,520
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-09-30$3,544,353
Value of total corrective distributions2013-09-30$11,886
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-09-30$1,805,989
Value of total assets at end of year2013-09-30$27,725,089
Value of total assets at beginning of year2013-09-30$25,481,389
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-09-30$52,281
Total interest from all sources2013-09-30$24,116
Total dividends received (eg from common stock, registered investment company shares)2013-09-30$685,749
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-09-30No
Was this plan covered by a fidelity bond2013-09-30Yes
Value of fidelity bond cover2013-09-30$3,000,000
If this is an individual account plan, was there a blackout period2013-09-30No
Were there any nonexempt tranactions with any party-in-interest2013-09-30No
Contributions received from participants2013-09-30$1,527,434
Participant contributions at end of year2013-09-30$570,992
Participant contributions at beginning of year2013-09-30$569,805
Income. Received or receivable in cash from other sources (including rollovers)2013-09-30$81,340
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-09-30$11,886
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-09-30$19,870
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Value of net income/loss2013-09-30$2,251,684
Value of net assets at end of year (total assets less liabilities)2013-09-30$27,713,203
Value of net assets at beginning of year (total assets less liabilities)2013-09-30$25,461,519
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2013-09-30No
Were any leases to which the plan was party in default or uncollectible2013-09-30No
Investment advisory and management fees2013-09-30$52,281
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-09-30$25,179,263
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-09-30$23,169,931
Interest on participant loans2013-09-30$24,116
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-09-30$1,974,834
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-09-30$1,741,653
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-09-30$1,741,653
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-09-30Yes
Was there a failure to transmit to the plan any participant contributions2013-09-30No
Has the plan failed to provide any benefit when due under the plan2013-09-30No
Contributions received in cash from employer2013-09-30$197,215
Income. Dividends from common stock2013-09-30$685,749
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-09-30$3,544,353
Did the plan have assets held for investment2013-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-09-30Yes
Opinion of an independent qualified public accountant for this plan2013-09-30Disclaimer
Accountancy firm name2013-09-30BOBER, MARKEY, FEDOROVICH & COMPANY
Accountancy firm EIN2013-09-30341523030
2012 : RJF INTERNATIONAL CORPORATION RETIREMENT SAVINGS PLAN AND TRUST 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets2012-09-30$3,392,245
Total unrealized appreciation/depreciation of assets2012-09-30$3,392,245
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-09-30$19,870
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-09-30$669
Total income from all sources (including contributions)2012-09-30$5,589,788
Total loss/gain on sale of assets2012-09-30$0
Total of all expenses incurred2012-09-30$1,539,023
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-09-30$1,519,153
Value of total corrective distributions2012-09-30$19,870
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-09-30$1,748,917
Value of total assets at end of year2012-09-30$25,481,389
Value of total assets at beginning of year2012-09-30$21,411,423
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-09-30$0
Total interest from all sources2012-09-30$25,894
Total dividends received (eg from common stock, registered investment company shares)2012-09-30$384,754
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-09-30No
Was this plan covered by a fidelity bond2012-09-30Yes
Value of fidelity bond cover2012-09-30$3,000,000
If this is an individual account plan, was there a blackout period2012-09-30No
Were there any nonexempt tranactions with any party-in-interest2012-09-30No
Contributions received from participants2012-09-30$1,537,690
Participant contributions at end of year2012-09-30$569,805
Participant contributions at beginning of year2012-09-30$612,515
Income. Received or receivable in cash from other sources (including rollovers)2012-09-30$19,239
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-09-30$19,870
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-09-30$669
Other income not declared elsewhere2012-09-30$37,978
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Value of net income/loss2012-09-30$4,050,765
Value of net assets at end of year (total assets less liabilities)2012-09-30$25,461,519
Value of net assets at beginning of year (total assets less liabilities)2012-09-30$21,410,754
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2012-09-30No
Were any leases to which the plan was party in default or uncollectible2012-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-09-30$23,169,931
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-09-30$18,849,109
Interest on participant loans2012-09-30$25,894
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-09-30$1,741,653
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-09-30$1,949,799
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-09-30$1,949,799
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-09-30Yes
Was there a failure to transmit to the plan any participant contributions2012-09-30No
Has the plan failed to provide any benefit when due under the plan2012-09-30No
Contributions received in cash from employer2012-09-30$191,988
Income. Dividends from common stock2012-09-30$384,754
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-09-30$1,519,153
Did the plan have assets held for investment2012-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-09-30Yes
Opinion of an independent qualified public accountant for this plan2012-09-30Disclaimer
Accountancy firm name2012-09-30BOBER, MARKEY, FEDOROVICH & COMPANY
Accountancy firm EIN2012-09-30341523030
2011 : RJF INTERNATIONAL CORPORATION RETIREMENT SAVINGS PLAN AND TRUST 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets2011-09-30$-1,179,587
Total unrealized appreciation/depreciation of assets2011-09-30$-1,179,587
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-09-30$669
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-09-30$21,238
Total income from all sources (including contributions)2011-09-30$1,723,729
Total loss/gain on sale of assets2011-09-30$0
Total of all expenses incurred2011-09-30$1,533,961
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-09-30$1,533,292
Value of total corrective distributions2011-09-30$669
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-09-30$2,279,296
Value of total assets at end of year2011-09-30$21,411,423
Value of total assets at beginning of year2011-09-30$21,242,224
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-09-30$0
Total interest from all sources2011-09-30$28,531
Total dividends received (eg from common stock, registered investment company shares)2011-09-30$564,663
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-09-30No
Was this plan covered by a fidelity bond2011-09-30Yes
Value of fidelity bond cover2011-09-30$3,000,000
If this is an individual account plan, was there a blackout period2011-09-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-09-30$0
Were there any nonexempt tranactions with any party-in-interest2011-09-30No
Contributions received from participants2011-09-30$1,471,651
Participant contributions at end of year2011-09-30$612,515
Participant contributions at beginning of year2011-09-30$596,860
Income. Received or receivable in cash from other sources (including rollovers)2011-09-30$604,543
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-09-30$669
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-09-30$21,238
Other income not declared elsewhere2011-09-30$30,826
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Value of net income/loss2011-09-30$189,768
Value of net assets at end of year (total assets less liabilities)2011-09-30$21,410,754
Value of net assets at beginning of year (total assets less liabilities)2011-09-30$21,220,986
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2011-09-30No
Were any leases to which the plan was party in default or uncollectible2011-09-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-09-30$18,849,109
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-09-30$19,202,497
Interest on participant loans2011-09-30$28,531
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-09-30$1,949,799
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-09-30$1,442,867
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-09-30$1,442,867
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-09-30Yes
Was there a failure to transmit to the plan any participant contributions2011-09-30No
Has the plan failed to provide any benefit when due under the plan2011-09-30No
Contributions received in cash from employer2011-09-30$203,102
Income. Dividends from common stock2011-09-30$564,663
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-09-30$1,533,292
Did the plan have assets held for investment2011-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-09-30Yes
Opinion of an independent qualified public accountant for this plan2011-09-30Disclaimer
Accountancy firm name2011-09-30BOBER, MARKEY, FEDOROVICH & COMPANY
Accountancy firm EIN2011-09-30341523030
2010 : RJF INTERNATIONAL CORPORATION RETIREMENT SAVINGS PLAN AND TRUST 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-09-30$0

Form 5500 Responses for RJF INTERNATIONAL CORPORATION RETIREMENT SAVINGS PLAN AND TRUST

2012: RJF INTERNATIONAL CORPORATION RETIREMENT SAVINGS PLAN AND TRUST 2012 form 5500 responses
2012-10-01Type of plan entitySingle employer plan
2012-10-01Submission has been amendedNo
2012-10-01This submission is the final filingNo
2012-10-01This return/report is a short plan year return/report (less than 12 months)No
2012-10-01Plan is a collectively bargained planNo
2012-10-01Plan funding arrangement – TrustYes
2012-10-01Plan benefit arrangement - TrustYes
2011: RJF INTERNATIONAL CORPORATION RETIREMENT SAVINGS PLAN AND TRUST 2011 form 5500 responses
2011-10-01Type of plan entitySingle employer plan
2011-10-01Submission has been amendedNo
2011-10-01This submission is the final filingNo
2011-10-01This return/report is a short plan year return/report (less than 12 months)No
2011-10-01Plan is a collectively bargained planNo
2011-10-01Plan funding arrangement – TrustYes
2011-10-01Plan benefit arrangement - TrustYes
2010: RJF INTERNATIONAL CORPORATION RETIREMENT SAVINGS PLAN AND TRUST 2010 form 5500 responses
2010-10-01Type of plan entitySingle employer plan
2010-10-01Submission has been amendedNo
2010-10-01This submission is the final filingNo
2010-10-01This return/report is a short plan year return/report (less than 12 months)No
2010-10-01Plan is a collectively bargained planNo
2010-10-01Plan funding arrangement – TrustYes
2010-10-01Plan benefit arrangement - TrustYes
2009: RJF INTERNATIONAL CORPORATION RETIREMENT SAVINGS PLAN AND TRUST 2009 form 5500 responses
2009-10-01Type of plan entitySingle employer plan
2009-10-01Submission has been amendedNo
2009-10-01This submission is the final filingNo
2009-10-01This return/report is a short plan year return/report (less than 12 months)No
2009-10-01Plan is a collectively bargained planNo
2009-10-01Plan funding arrangement – TrustYes
2009-10-01Plan benefit arrangement - TrustYes
2008: RJF INTERNATIONAL CORPORATION RETIREMENT SAVINGS PLAN AND TRUST 2008 form 5500 responses
2008-10-01Type of plan entitySingle employer plan
2008-10-01Submission has been amendedNo
2008-10-01This submission is the final filingNo
2008-10-01This return/report is a short plan year return/report (less than 12 months)No
2008-10-01Plan is a collectively bargained planNo

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