401k Plan data: SHAMROCK COMPANIES, INC. CASH BALANCE PLAN AND TRUST plan

SHAMROCK COMPANIES, INC. CASH BALANCE PLAN AND TRUST 401k Plan overview

Plan Name	SHAMROCK COMPANIES, INC. CASH BALANCE PLAN AND TRUST
Plan identification number	002

SHAMROCK COMPANIES, INC. CASH BALANCE PLAN AND TRUST Benefits

401k Plan Type

Defined Benefit Pension

Plan Features/Benefits

Benefits are primarily pay related
Cash balance or similar plan - Plan has a "cash balance" formula. For this purpose, a "cash balance" formula is a benefit formula in a defined benefit plan by whatever name (for example, personal account plan, pension equity plan, life cycle plan, cash account plan, etc.) that rather than, or in addition to, expressing the accrued benefit as a life annuity commencing at normal retirement age, defines benefits for each employee in terms more common to a defined contribution plan such as a single sum distribution amount (for example, 10 percent of final average pay times years of service, or the amount of the employee's hypothetical account balance).
Floor-offset plan - Plan benefits are subject to offset for retirement benefits provided by an employer-sponsored defined contribution plan.
Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).

401k Sponsoring company profile

THE SHAMROCK COMPANIES, INC. has sponsored the creation of one or more 401k plans.

Company Name: THE SHAMROCK COMPANIES, INC.

Employer identification number (EIN): 341609149

NAIC Classification: 323100

Additional information about THE SHAMROCK COMPANIES, INC.

Jurisdiction of Incorporation: Texas Secretary of State

Incorporation Date: 1995-04-13

Company Identification Number: 0135229500

Legal Registered Office Address: 22720 MORTON RANCH RD STE 160

KATY
United States of America (USA)
77449

More information about THE SHAMROCK COMPANIES, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan SHAMROCK COMPANIES, INC. CASH BALANCE PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2019-01-01 GARY LESJAK 2019-07-09
002 2018-01-01 GARY LESJAK 2019-07-09
002 2017-01-01 GARY LESJAK 2018-10-04
002 2016-01-01 GARY LESJAK 2017-10-06
002 2015-01-01 GARY LESJAK 2016-10-11
002 2014-01-01 GARY LESJAK 2015-10-14
002 2013-01-01 GARY LESJAK 2014-10-13
002 2012-01-01 GARY LESJAK 2013-09-26
002 2011-01-01 GARY LESJAK 2012-09-21
002 2010-01-01 GARY LESJAK 2011-10-14

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
002	2019-01-01	GARY LESJAK	2019-07-09
002	2018-01-01	GARY LESJAK	2019-07-09
002	2017-01-01	GARY LESJAK	2018-10-04
002	2016-01-01	GARY LESJAK	2017-10-06
002	2015-01-01	GARY LESJAK	2016-10-11
002	2014-01-01	GARY LESJAK	2015-10-14
002	2013-01-01	GARY LESJAK	2014-10-13
002	2012-01-01	GARY LESJAK	2013-09-26
002	2011-01-01	GARY LESJAK	2012-09-21
002	2010-01-01	GARY LESJAK	2011-10-14

Plan Statistics for SHAMROCK COMPANIES, INC. CASH BALANCE PLAN AND TRUST

401k plan membership statisitcs for SHAMROCK COMPANIES, INC. CASH BALANCE PLAN AND TRUST

Measure Date Value
2018: SHAMROCK COMPANIES, INC. CASH BALANCE PLAN AND TRUST 2018 401k membership
Market value of plan assets 2018-12-31 4,426,247
Acturial value of plan assets 2018-12-31 4,426,247
Funding target for retired participants and beneficiaries receiving payment 2018-12-31 0
Number of terminated vested participants 2018-12-31 21
Fundng target for terminated vested participants 2018-12-31 27,581
Active participant vested funding target 2018-12-31 3,978,704
Number of active participants 2018-12-31 46
Total funding liabilities for active participants 2018-12-31 4,008,735
Total participant count 2018-12-31 67
Total funding target for all participants 2018-12-31 4,036,316
Balance at beginning of prior year after applicable adjustments 2018-12-31 0
Prefunding balance at beginning of prior year after applicable adjustments 2018-12-31 0
Carryover balanced portion elected for use to offset prior years funding requirement 2018-12-31 0
Prefunding balanced used to offset prior years funding requirement 2018-12-31 0
Amount remaining of carryover balance 2018-12-31 0
Amount remaining of prefunding balance 2018-12-31 0
Present value of excess contributions 2018-12-31 0
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2018-12-31 0
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2018-12-31 0
Reductions in caryover balances due to elections or deemed elections 2018-12-31 0
Reductions in prefunding balances due to elections or deemed elections 2018-12-31 0
Balance of carryovers at beginning of current year 2018-12-31 0
Balance of prefunding at beginning of current year 2018-12-31 0
Total employer contributions 2018-12-31 26,578
Total employee contributions 2018-12-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2018-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2018-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2018-12-31 25,902
Unpaid minimum required contributions for all prior years 2018-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2018-12-31 0
Remaining amount of unpaid minimum required contributions 2018-12-31 0
Minimum required contributions for current year target normal cost 2018-12-31 0
Net shortfall amortization installment of oustanding balance 2018-12-31 0
Waiver amortization installment 2018-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2018-12-31 0
Carryover balance elected to use to offset funding requirement 2018-12-31 0
Prefunding balance elected to use to offset funding requirement 2018-12-31 0
Additional cash requirement 2018-12-31 0
Contributions allocatedtoward minimum required contributions for current year 2018-12-31 25,902
Unpaid minimum required contributions for current year 2018-12-31 0
Unpaid minimum required contributions for all years 2018-12-31 0
2017: SHAMROCK COMPANIES, INC. CASH BALANCE PLAN AND TRUST 2017 401k membership
Market value of plan assets 2017-12-31 3,985,878
Acturial value of plan assets 2017-12-31 3,985,878
Funding target for retired participants and beneficiaries receiving payment 2017-12-31 0
Number of terminated vested participants 2017-12-31 22
Fundng target for terminated vested participants 2017-12-31 23,766
Active participant vested funding target 2017-12-31 3,849,899
Number of active participants 2017-12-31 46
Total funding liabilities for active participants 2017-12-31 3,875,964
Total participant count 2017-12-31 68
Total funding target for all participants 2017-12-31 3,899,730
Balance at beginning of prior year after applicable adjustments 2017-12-31 0
Prefunding balance at beginning of prior year after applicable adjustments 2017-12-31 0
Carryover balanced portion elected for use to offset prior years funding requirement 2017-12-31 0
Prefunding balanced used to offset prior years funding requirement 2017-12-31 0
Amount remaining of carryover balance 2017-12-31 0
Amount remaining of prefunding balance 2017-12-31 0
Present value of excess contributions 2017-12-31 1,696
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2017-12-31 1,696
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2017-12-31 0
Reductions in caryover balances due to elections or deemed elections 2017-12-31 0
Reductions in prefunding balances due to elections or deemed elections 2017-12-31 0
Balance of carryovers at beginning of current year 2017-12-31 0
Balance of prefunding at beginning of current year 2017-12-31 0
Total employer contributions 2017-12-31 0
Total employee contributions 2017-12-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2017-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2017-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2017-12-31 0
Liquidity shortfalls end of Q1 2017-12-31 0
Liquidity shortfalls end of Q2 2017-12-31 0
Liquidity shortfalls end of Q3 2017-12-31 0
Liquidity shortfalls end of Q4 2017-12-31 0
Unpaid minimum required contributions for all prior years 2017-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2017-12-31 0
Remaining amount of unpaid minimum required contributions 2017-12-31 0
Minimum required contributions for current year target normal cost 2017-12-31 14,666
Net shortfall amortization installment of oustanding balance 2017-12-31 0
Waiver amortization installment 2017-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2017-12-31 0
Carryover balance elected to use to offset funding requirement 2017-12-31 0
Prefunding balance elected to use to offset funding requirement 2017-12-31 0
Additional cash requirement 2017-12-31 0
Contributions allocatedtoward minimum required contributions for current year 2017-12-31 0
Unpaid minimum required contributions for current year 2017-12-31 0
Unpaid minimum required contributions for all years 2017-12-31 0
2016: SHAMROCK COMPANIES, INC. CASH BALANCE PLAN AND TRUST 2016 401k membership
Market value of plan assets 2016-12-31 3,546,766
Acturial value of plan assets 2016-12-31 3,546,766
Funding target for retired participants and beneficiaries receiving payment 2016-12-31 0
Number of terminated vested participants 2016-12-31 15
Fundng target for terminated vested participants 2016-12-31 24,357
Active participant vested funding target 2016-12-31 3,523,497
Number of active participants 2016-12-31 53
Total funding liabilities for active participants 2016-12-31 3,528,422
Total participant count 2016-12-31 68
Total funding target for all participants 2016-12-31 3,552,779
Balance at beginning of prior year after applicable adjustments 2016-12-31 0
Prefunding balance at beginning of prior year after applicable adjustments 2016-12-31 0
Carryover balanced portion elected for use to offset prior years funding requirement 2016-12-31 0
Prefunding balanced used to offset prior years funding requirement 2016-12-31 0
Amount remaining of carryover balance 2016-12-31 0
Amount remaining of prefunding balance 2016-12-31 0
Present value of excess contributions 2016-12-31 110
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2016-12-31 110
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2016-12-31 0
Reductions in caryover balances due to elections or deemed elections 2016-12-31 0
Reductions in prefunding balances due to elections or deemed elections 2016-12-31 0
Balance of carryovers at beginning of current year 2016-12-31 0
Balance of prefunding at beginning of current year 2016-12-31 0
Total employer contributions 2016-12-31 100,489
Total employee contributions 2016-12-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2016-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2016-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2016-12-31 93,074
Liquidity shortfalls end of Q1 2016-12-31 0
Liquidity shortfalls end of Q2 2016-12-31 0
Liquidity shortfalls end of Q3 2016-12-31 0
Liquidity shortfalls end of Q4 2016-12-31 0
Unpaid minimum required contributions for all prior years 2016-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2016-12-31 0
Remaining amount of unpaid minimum required contributions 2016-12-31 0
Minimum required contributions for current year target normal cost 2016-12-31 87,152
Net shortfall amortization installment of oustanding balance 2016-12-31 6,013
Waiver amortization installment 2016-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2016-12-31 91,378
Carryover balance elected to use to offset funding requirement 2016-12-31 0
Prefunding balance elected to use to offset funding requirement 2016-12-31 0
Additional cash requirement 2016-12-31 91,378
Contributions allocatedtoward minimum required contributions for current year 2016-12-31 93,074
Unpaid minimum required contributions for current year 2016-12-31 0
Unpaid minimum required contributions for all years 2016-12-31 0

Measure	Date	Value
2018: SHAMROCK COMPANIES, INC. CASH BALANCE PLAN AND TRUST 2018 401k membership
Market value of plan assets	2018-12-31	4,426,247
Acturial value of plan assets	2018-12-31	4,426,247
Funding target for retired participants and beneficiaries receiving payment	2018-12-31	0
Number of terminated vested participants	2018-12-31	21
Fundng target for terminated vested participants	2018-12-31	27,581
Active participant vested funding target	2018-12-31	3,978,704
Number of active participants	2018-12-31	46
Total funding liabilities for active participants	2018-12-31	4,008,735
Total participant count	2018-12-31	67
Total funding target for all participants	2018-12-31	4,036,316
Balance at beginning of prior year after applicable adjustments	2018-12-31	0
Prefunding balance at beginning of prior year after applicable adjustments	2018-12-31	0
Carryover balanced portion elected for use to offset prior years funding requirement	2018-12-31	0
Prefunding balanced used to offset prior years funding requirement	2018-12-31	0
Amount remaining of carryover balance	2018-12-31	0
Amount remaining of prefunding balance	2018-12-31	0
Present value of excess contributions	2018-12-31	0
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2018-12-31	0
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2018-12-31	0
Reductions in caryover balances due to elections or deemed elections	2018-12-31	0
Reductions in prefunding balances due to elections or deemed elections	2018-12-31	0
Balance of carryovers at beginning of current year	2018-12-31	0
Balance of prefunding at beginning of current year	2018-12-31	0
Total employer contributions	2018-12-31	26,578
Total employee contributions	2018-12-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2018-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2018-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2018-12-31	25,902
Unpaid minimum required contributions for all prior years	2018-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2018-12-31	0
Remaining amount of unpaid minimum required contributions	2018-12-31	0
Minimum required contributions for current year target normal cost	2018-12-31	0
Net shortfall amortization installment of oustanding balance	2018-12-31	0
Waiver amortization installment	2018-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2018-12-31	0
Carryover balance elected to use to offset funding requirement	2018-12-31	0
Prefunding balance elected to use to offset funding requirement	2018-12-31	0
Additional cash requirement	2018-12-31	0
Contributions allocatedtoward minimum required contributions for current year	2018-12-31	25,902
Unpaid minimum required contributions for current year	2018-12-31	0
Unpaid minimum required contributions for all years	2018-12-31	0
2017: SHAMROCK COMPANIES, INC. CASH BALANCE PLAN AND TRUST 2017 401k membership
Market value of plan assets	2017-12-31	3,985,878
Acturial value of plan assets	2017-12-31	3,985,878
Funding target for retired participants and beneficiaries receiving payment	2017-12-31	0
Number of terminated vested participants	2017-12-31	22
Fundng target for terminated vested participants	2017-12-31	23,766
Active participant vested funding target	2017-12-31	3,849,899
Number of active participants	2017-12-31	46
Total funding liabilities for active participants	2017-12-31	3,875,964
Total participant count	2017-12-31	68
Total funding target for all participants	2017-12-31	3,899,730
Balance at beginning of prior year after applicable adjustments	2017-12-31	0
Prefunding balance at beginning of prior year after applicable adjustments	2017-12-31	0
Carryover balanced portion elected for use to offset prior years funding requirement	2017-12-31	0
Prefunding balanced used to offset prior years funding requirement	2017-12-31	0
Amount remaining of carryover balance	2017-12-31	0
Amount remaining of prefunding balance	2017-12-31	0
Present value of excess contributions	2017-12-31	1,696
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2017-12-31	1,696
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2017-12-31	0
Reductions in caryover balances due to elections or deemed elections	2017-12-31	0
Reductions in prefunding balances due to elections or deemed elections	2017-12-31	0
Balance of carryovers at beginning of current year	2017-12-31	0
Balance of prefunding at beginning of current year	2017-12-31	0
Total employer contributions	2017-12-31	0
Total employee contributions	2017-12-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2017-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2017-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2017-12-31	0
Liquidity shortfalls end of Q1	2017-12-31	0
Liquidity shortfalls end of Q2	2017-12-31	0
Liquidity shortfalls end of Q3	2017-12-31	0
Liquidity shortfalls end of Q4	2017-12-31	0
Unpaid minimum required contributions for all prior years	2017-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2017-12-31	0
Remaining amount of unpaid minimum required contributions	2017-12-31	0
Minimum required contributions for current year target normal cost	2017-12-31	14,666
Net shortfall amortization installment of oustanding balance	2017-12-31	0
Waiver amortization installment	2017-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2017-12-31	0
Carryover balance elected to use to offset funding requirement	2017-12-31	0
Prefunding balance elected to use to offset funding requirement	2017-12-31	0
Additional cash requirement	2017-12-31	0
Contributions allocatedtoward minimum required contributions for current year	2017-12-31	0
Unpaid minimum required contributions for current year	2017-12-31	0
Unpaid minimum required contributions for all years	2017-12-31	0
2016: SHAMROCK COMPANIES, INC. CASH BALANCE PLAN AND TRUST 2016 401k membership
Market value of plan assets	2016-12-31	3,546,766
Acturial value of plan assets	2016-12-31	3,546,766
Funding target for retired participants and beneficiaries receiving payment	2016-12-31	0
Number of terminated vested participants	2016-12-31	15
Fundng target for terminated vested participants	2016-12-31	24,357
Active participant vested funding target	2016-12-31	3,523,497
Number of active participants	2016-12-31	53
Total funding liabilities for active participants	2016-12-31	3,528,422
Total participant count	2016-12-31	68
Total funding target for all participants	2016-12-31	3,552,779
Balance at beginning of prior year after applicable adjustments	2016-12-31	0
Prefunding balance at beginning of prior year after applicable adjustments	2016-12-31	0
Carryover balanced portion elected for use to offset prior years funding requirement	2016-12-31	0
Prefunding balanced used to offset prior years funding requirement	2016-12-31	0
Amount remaining of carryover balance	2016-12-31	0
Amount remaining of prefunding balance	2016-12-31	0
Present value of excess contributions	2016-12-31	110
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2016-12-31	110
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2016-12-31	0
Reductions in caryover balances due to elections or deemed elections	2016-12-31	0
Reductions in prefunding balances due to elections or deemed elections	2016-12-31	0
Balance of carryovers at beginning of current year	2016-12-31	0
Balance of prefunding at beginning of current year	2016-12-31	0
Total employer contributions	2016-12-31	100,489
Total employee contributions	2016-12-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2016-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2016-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2016-12-31	93,074
Liquidity shortfalls end of Q1	2016-12-31	0
Liquidity shortfalls end of Q2	2016-12-31	0
Liquidity shortfalls end of Q3	2016-12-31	0
Liquidity shortfalls end of Q4	2016-12-31	0
Unpaid minimum required contributions for all prior years	2016-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2016-12-31	0
Remaining amount of unpaid minimum required contributions	2016-12-31	0
Minimum required contributions for current year target normal cost	2016-12-31	87,152
Net shortfall amortization installment of oustanding balance	2016-12-31	6,013
Waiver amortization installment	2016-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2016-12-31	91,378
Carryover balance elected to use to offset funding requirement	2016-12-31	0
Prefunding balance elected to use to offset funding requirement	2016-12-31	0
Additional cash requirement	2016-12-31	91,378
Contributions allocatedtoward minimum required contributions for current year	2016-12-31	93,074
Unpaid minimum required contributions for current year	2016-12-31	0
Unpaid minimum required contributions for all years	2016-12-31	0

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Company Name:	THE SHAMROCK COMPANIES, INC.
Employer identification number (EIN):	341609149
NAIC Classification:	323100

Jurisdiction of Incorporation:	Texas Secretary of State
Incorporation Date:	1995-04-13
Company Identification Number:	0135229500
Legal Registered Office Address:	22720 MORTON RANCH RD STE 160 KATY United States of America (USA) 77449